SEC Filings for SARATOGA INVESTMENT CORP. (SAJ)

Last updated: 2026-03-13 21:07 UTC | Total filings: 729

Browse the latest SEC filings and forms submitted by SARATOGA INVESTMENT CORP. (SAJ). Access annual reports, quarterly statements, and other official disclosures.

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Form Filing Date Description Link
8-K March 13, 2026 CURRENT REPORT View Document
424B2 March 13, 2026 PROSPECTUS SUPPLEMENT View Document
EFFECT March 11, 2026 - View Document
N-2/A March 6, 2026 N-2/A View Document
N-2/A March 3, 2026 N-2/A View Document
40-17G Feb. 20, 2026 FIDELITY BOND FILING View Document
CERT Feb. 9, 2026 NYSE CERTIFICATION View Document
8-K Feb. 6, 2026 CURRENT REPORT View Document
8-A12B Feb. 6, 2026 FOR REGISTRATION OF CERTAIN CLASSES View Document
FWP Jan. 30, 2026 FREE WRITING PROSPECTUS View Document
8-K Jan. 30, 2026 CURRENT REPORT View Document
424B2 Jan. 30, 2026 PROSPECTUS View Document
4 Jan. 30, 2026 - View Document
497AD Jan. 30, 2026 FORM 497AD View Document
497AD Jan. 29, 2026 FORM 497AD View Document
424B2 Jan. 29, 2026 PROSPECTUS View Document
8-K Jan. 27, 2026 CURRENT REPORT View Document
N-2 Jan. 16, 2026 N-2 View Document
10-Q Jan. 7, 2026 QUARTERLY REPORT View Document
8-K Jan. 7, 2026 CURRENT REPORT View Document
4 Dec. 22, 2025 - View Document
4 Dec. 11, 2025 - View Document
8-K Nov. 7, 2025 CURRENT REPORT View Document
10-Q Oct. 7, 2025 QUARTERLY REPORT View Document
8-K Oct. 7, 2025 CURRENT REPORT View Document
8-K Sept. 26, 2025 CURRENT REPORT View Document
4 Sept. 25, 2025 - View Document
DEF 14A Aug. 5, 2025 PROXY STATEMENT View Document
4 Aug. 1, 2025 - View Document
4 July 30, 2025 - View Document
4 July 30, 2025 - View Document
8-K July 8, 2025 CURRENT REPORT View Document
10-Q July 8, 2025 QUARTERLY REPORT View Document
SCHEDULE 13G/A July 2, 2025 - View Document
10-K May 7, 2025 ANNUAL REPORT View Document
8-K May 7, 2025 CURRENT REPORT View Document
40-17G Jan. 13, 2025 FIDELITY BOND FILING View Document
8-K Jan. 8, 2025 CURRENT REPORT View Document
10-Q Jan. 8, 2025 QUARTERLY REPORT View Document
4 Dec. 3, 2024 - View Document
4 Nov. 6, 2024 - View Document
8-K Oct. 23, 2024 CURRENT REPORT View Document
10-Q Oct. 8, 2024 QUARTERLY REPORT View Document
4 Oct. 8, 2024 - View Document
8-K Oct. 8, 2024 CURRENT REPORT View Document
8-K Sept. 25, 2024 CURRENT REPORT View Document
4 Aug. 27, 2024 - View Document
4 Aug. 14, 2024 - View Document
DEF 14A Aug. 1, 2024 PROXY STATEMENT View Document
8-K July 9, 2024 CURRENT REPORT View Document
10-Q July 9, 2024 QUARTERLY REPORT View Document
8-K June 17, 2024 CURRENT REPORT View Document
8-K May 15, 2024 CURRENT REPORT View Document
424B3 May 15, 2024 PROSPECTUS SUPPLEMENT View Document
8-K May 6, 2024 CURRENT REPORT View Document
10-K May 6, 2024 ANNUAL REPORT View Document
8-K March 28, 2024 CURRENT REPORT View Document
40-17G March 12, 2024 FIDELITY BOND FILING View Document
SC 13G/A Feb. 14, 2024 SC 13G/A View Document
8-K Jan. 9, 2024 CURRENT REPORT View Document
10-Q Jan. 9, 2024 QUARTERLY REPORT View Document
4 Dec. 15, 2023 - View Document
8-K Oct. 10, 2023 CURRENT REPORT View Document
10-Q Oct. 10, 2023 QUARTERLY REPORT View Document
8-K Sept. 28, 2023 CURRENT REPORT View Document
40-APP/A Sept. 1, 2023 AMENDMENT NO. 1 TO FORM 40-APP View Document
4 Aug. 18, 2023 - View Document
DEF 14A Aug. 7, 2023 PROXY STATEMENT View Document
8-K July 19, 2023 CURRENT REPORT View Document
424B3 July 19, 2023 PROSPECTUS SUPPLEMENT View Document
8-K July 10, 2023 CURRENT REPORT View Document
8-K July 10, 2023 CURRENT REPORT View Document
10-Q July 10, 2023 QUARTERLY REPORT View Document
424B3 July 10, 2023 PROSPECTUS SUPPLEMENT View Document
424B2 June 7, 2023 PROSPECTUS SUPPLEMENT View Document
4 May 8, 2023 - View Document
10-K May 2, 2023 ANNUAL REPORT View Document
8-K May 2, 2023 CURRENT REPORT View Document
40-APP April 25, 2023 APPLICATION FOR AN ORDER View Document
CERT April 19, 2023 NYSE CERTIFICATION View Document
8-K April 14, 2023 CURRENT REPORT View Document
8-A12B April 14, 2023 FOR REGISTRATION OF CERTAIN CLASSES View Document
424B2 April 12, 2023 PROSPECTUS View Document
497AD April 11, 2023 497AD View Document
FWP April 11, 2023 FORM FWP View Document
497AD April 11, 2023 497AD View Document
424B2 April 11, 2023 PROSPECTUS View Document
40-17G March 24, 2023 40-17G View Document
4 March 22, 2023 - View Document
EFFECT March 13, 2023 - View Document
CORRESP Feb. 21, 2023 - View Document
N-2/A Feb. 21, 2023 AMENDMENT NO. 1 TO FORM N-2 View Document
SC 13G/A Feb. 10, 2023 SC 13G/A View Document
8-K Feb. 2, 2023 CURRENT REPORT View Document
N-2 Jan. 11, 2023 REGISTRATION STATEMENT View Document
8-K Jan. 10, 2023 CURRENT REPORT View Document
10-Q Jan. 10, 2023 QUARTERLY REPORT View Document
CERT Dec. 14, 2022 NYSE CERTIFICATION View Document
8-A12B Dec. 13, 2022 FORM 8-A12B View Document
8-K Dec. 13, 2022 CURRENT REPORT View Document
4 Dec. 8, 2022 - View Document
424B2 Dec. 6, 2022 PROSPECTUS View Document
8-K Dec. 6, 2022 CURRENT REPORT View Document
424B2 Dec. 5, 2022 PROSPECTUS View Document
497AD Dec. 5, 2022 497AD View Document
FWP Dec. 5, 2022 FREE WRITING PROSPECTUS View Document
497AD Dec. 5, 2022 FORM 497AD View Document
CERT Nov. 1, 2022 NYSE CERTIFICATION View Document
8-A12B Oct. 27, 2022 FOR REGISTRATION OF CERTAIN CLASSES View Document
8-K Oct. 27, 2022 CURRENT REPORT View Document
FWP Oct. 20, 2022 FREE WRITING PROSPECTUS View Document
8-K Oct. 20, 2022 CURRENT REPORT View Document
424B2 Oct. 20, 2022 PROSPECTUS View Document
497AD Oct. 19, 2022 FORM 497AD View Document
CORRESP Oct. 19, 2022 - View Document
497AD Oct. 19, 2022 FORM 497AD View Document
424B2 Oct. 19, 2022 PROSPECTUS SUPPLEMENT View Document
CORRESP Oct. 13, 2022 - View Document
4 Oct. 11, 2022 - View Document
10-Q Oct. 4, 2022 QUARTERLY REPORT View Document
8-K Oct. 4, 2022 CURRENT REPORT View Document
8-K Sept. 29, 2022 CURRENT REPORT View Document
8-K Sept. 29, 2022 CURRENT REPORT View Document
4 Sept. 28, 2022 - View Document
8-K Sept. 12, 2022 CURRENT REPORT View Document
4 Aug. 16, 2022 - View Document
4 Aug. 16, 2022 - View Document
8-K Aug. 15, 2022 CURRENT REPORT View Document
424B2 Aug. 11, 2022 PROSPECTUS View Document
DEF 14A Aug. 3, 2022 DEFINITIVE PROXY STATEMENT View Document
4 Aug. 2, 2022 - View Document
25-NSE July 15, 2022 - View Document
8-K July 6, 2022 CURRENT REPORT View Document
10-Q July 6, 2022 QUARTERLY REPORT View Document
8-K June 14, 2022 CURRENT REPORT View Document
N-23C-2 June 14, 2022 NOTIFICATION OF REDEMPTION OF SECURITIES View Document
497AD May 10, 2022 FORM 497AD View Document
10-K May 4, 2022 ANNUAL REPORT View Document
8-K May 4, 2022 CURRENT REPORT View Document
CERT April 28, 2022 NYSE CERTIFICATION View Document
8-A12B April 27, 2022 FOR REGISTRATION OF CERTAIN CLASSES View Document
8-K April 27, 2022 CURRENT REPORT View Document
8-K April 20, 2022 CURRENT REPORT View Document
497AD April 20, 2022 497AD View Document
424B2 April 20, 2022 PROSPECTUS View Document
FWP April 19, 2022 FREE WRITING PROSPECTUS View Document
497AD April 18, 2022 497AD View Document
424B2 April 18, 2022 PROSPECTUS View Document
40-17G March 4, 2022 40-17G View Document
SC 13G/A Feb. 14, 2022 - View Document
8-K Jan. 19, 2022 CURRENT REPORT View Document
497AD Jan. 19, 2022 FORM 497AD View Document
424B2 Jan. 14, 2022 PROSPECTUS View Document
FWP Jan. 13, 2022 FWP View Document
497AD Jan. 13, 2022 FORM 497AD View Document
424B2 Jan. 13, 2022 - View Document
497AD Jan. 13, 2022 PRICES OFFERING View Document
8-K Jan. 5, 2022 CURRENT REPORT View Document
10-Q Jan. 5, 2022 QUARTERLY REPORT View Document
4 Dec. 13, 2021 - View Document
8-K Oct. 28, 2021 CURRENT REPORT View Document
4 Oct. 14, 2021 - View Document
8-K Oct. 7, 2021 CURRENT REPORT View Document
10-Q Oct. 5, 2021 QUARTERLY REPORT View Document
8-K Oct. 5, 2021 CURRENT REPORT View Document
8-K Sept. 30, 2021 CURRENT REPORT View Document
25-NSE Aug. 31, 2021 - View Document
4 Aug. 25, 2021 - View Document
DEFA14A Aug. 13, 2021 DEFA14A View Document
DEF 14A Aug. 3, 2021 PROXY STATEMENT View Document
8-K Aug. 2, 2021 CURRENT REPORT View Document
424B3 July 30, 2021 PROSPECTUS SUPPLEMENT View Document
8-K July 28, 2021 CURRENT REPORT View Document
497AD July 20, 2021 FILED PURSUANT TO RULE 497 View Document
8-K July 20, 2021 CURRENT REPORT View Document
N-23C-2 July 20, 2021 NOTIFICATION OF REDEMPTION OF SECURITIES View Document
424B2 July 16, 2021 PROSPECTUS SUPPLEMENT View Document
424B2 July 15, 2021 PROSPECTUS SUPPLEMENT View Document
FWP July 15, 2021 FWP View Document
497AD July 15, 2021 PRICES OFFERING View Document
497AD July 15, 2021 FORM 497AD View Document
EFFECT July 7, 2021 - View Document
8-K July 7, 2021 CURRENT REPORT View Document
10-Q July 7, 2021 QUARTERLY REPORT View Document
N-2/A July 1, 2021 AMENDMENT NO. 1 TO FORM N-2 View Document
CORRESP July 1, 2021 - View Document
4 June 14, 2021 - View Document
4 June 14, 2021 OWNERSHIP DOCUMENT View Document
N-2 May 21, 2021 REGISTRATION STATEMENT View Document
8-K May 5, 2021 CURRENT REPORT View Document
10-K May 5, 2021 ANNUAL REPORT View Document
4 March 31, 2021 - View Document
5 March 12, 2021 - View Document
8-K March 10, 2021 CURRENT REPORT View Document
497AD March 10, 2021 FORM 497AD View Document
8-K March 5, 2021 CURRENT REPORT View Document
40-17G March 5, 2021 40-17G View Document
8-K March 4, 2021 CURRENT REPORT View Document
424B2 March 4, 2021 PROSPECTUS SUPPLEMENT View Document
FWP March 3, 2021 FWP View Document
424B2 March 3, 2021 424B2 View Document
497AD March 3, 2021 497AD View Document
497AD March 3, 2021 497AD View Document
SC 13G Feb. 17, 2021 - View Document
SC 13G Feb. 16, 2021 - View Document
10-Q Jan. 6, 2021 QUARTERLY REPORT View Document
8-K Jan. 6, 2021 FORM 8-K View Document
8-K Oct. 16, 2020 CURRENT REPORT View Document
4 Oct. 8, 2020 - View Document
10-Q Oct. 7, 2020 10-Q View Document
8-K Oct. 7, 2020 CURRENT REPORT View Document
8-K Oct. 2, 2020 CURRENT REPORT View Document
8-K Sept. 17, 2020 CURRENT REPORT View Document
DEFA14A Aug. 17, 2020 DEFINITIVE ADDITIONAL MATERIALS View Document
4 Aug. 12, 2020 - View Document
DEF 14A Aug. 4, 2020 DEFINITIVE PROXY STATEMENT View Document
SC 13G July 27, 2020 - View Document
4 July 24, 2020 - View Document
4 July 14, 2020 - View Document
10-Q July 8, 2020 FORM 10-Q View Document
497AD July 6, 2020 497AD View Document
4 July 6, 2020 - View Document
4 July 6, 2020 - View Document
CERT June 25, 2020 NYSE CERTIFICATION View Document
8-K/A June 25, 2020 AMENDMENT NO. 1 TO CURRENT REPORT View Document
8-A12B/A June 25, 2020 AMENDMENT NO. 1 TO FORM 8-A12B View Document
8-K/A June 24, 2020 AMENDMENT NO. 1 TO FORM 8-K View Document
8-A12B June 24, 2020 FOR REGISTRATION OF CERTAIN CLASSES View Document
8-K June 23, 2020 CURRENT REPORT View Document
497AD June 18, 2020 497AD View Document
497AD June 18, 2020 497AD View Document
497 June 18, 2020 497 View Document
497 June 17, 2020 497 View Document
497AD June 17, 2020 FORM 497AD View Document
4 May 22, 2020 - View Document
4 May 15, 2020 - View Document
4 May 14, 2020 - View Document
4 May 13, 2020 - View Document
4 May 11, 2020 - View Document
4 May 11, 2020 - View Document
10-K May 6, 2020 FORM 10-K View Document
8-K May 6, 2020 CURRENT REPORT View Document
8-K April 29, 2020 CURRENT REPORT View Document
5 March 17, 2020 - View Document
40-17G March 5, 2020 40-17G View Document
SC 13G/A Feb. 14, 2020 - View Document
25-NSE Feb. 10, 2020 - View Document
SC 13D/A Jan. 16, 2020 AMENDMENT NO. 2 TO SCHEDULE 13D View Document
10-Q Jan. 8, 2020 FORM 10-Q View Document
N-23C-2 Jan. 8, 2020 FORM N23C2010820_SARATOGA View Document
N-23C-2 Nov. 15, 2019 N-23C-2 View Document
8-K Nov. 15, 2019 FORM 8-K View Document
497 Oct. 11, 2019 SUPPLEMENT NO.2 TO PROSPECTUS SUPPLEMENT View Document
8-K Oct. 10, 2019 FORM 8-K View Document
497 Oct. 10, 2019 SUPPLEMENT NO.1 TO PROSPECTUS SUPPLEMENT View Document
10-Q Oct. 9, 2019 FORM 10-Q View Document
8-K Sept. 26, 2019 CURRENT REPORT View Document
4 Sept. 12, 2019 - View Document
4 Sept. 12, 2019 - View Document
8-K Aug. 21, 2019 FORM 8-K View Document
DEF 14A Aug. 1, 2019 DEFINITIVE PROXY STATEMENT View Document
POS EX July 12, 2019 POS EX View Document
497 July 12, 2019 497 View Document
10-Q July 10, 2019 FORM 10-Q View Document
EFFECT June 28, 2019 - View Document
POS 8C June 27, 2019 POS 8C View Document
CORRESP June 27, 2019 - View Document
497 May 30, 2019 SUPPLEMENT NO.2 TO PROSPECTUS SUPPLEMENT View Document
10-K May 14, 2019 FORM 10-K View Document
POS 8C May 14, 2019 POS 8C View Document
8-K May 8, 2019 CURRENT REPORT View Document
SC 13D/A April 2, 2019 SCHEDULE 13D/A View Document
5 April 2, 2019 - View Document
40-17G March 8, 2019 FIDELITY BOND View Document
SC 13G/A Feb. 14, 2019 - View Document
POS EX Feb. 5, 2019 POS EX View Document
305B2 Feb. 4, 2019 305B2 View Document
497 Feb. 4, 2019 497 View Document
497AD Feb. 1, 2019 497AD View Document
497 Feb. 1, 2019 SUPPLEMENT NO.1 TO PROSPECTUS SUPPLEMENT View Document
497AD Jan. 31, 2019 497AD View Document
497 Jan. 31, 2019 497 View Document
4 Jan. 15, 2019 OWNERSHIP DOCUMENT View Document
10-Q Jan. 9, 2019 FORM 10-Q View Document
497 Oct. 16, 2018 497 View Document
POS EX Oct. 16, 2018 POS EX View Document
10-Q Oct. 10, 2018 FORM 10-Q View Document
EFFECT Oct. 3, 2018 - View Document
CORRESP Oct. 3, 2018 - View Document
4 Oct. 2, 2018 FORM 4 SUBMISSION View Document
4 Oct. 2, 2018 FORM 4 SUBMISSION View Document
N-2/A Sept. 27, 2018 AMENDMENT NO. 1 TO FORM N-2 View Document
8-K Sept. 27, 2018 8-K View Document
CORRESP Sept. 27, 2018 - View Document
N-2 Aug. 30, 2018 FORM N-2 View Document
CERT Aug. 28, 2018 NYSE CERTIFICATION - SARATOGA INVESTMENT CORP. View Document
POS EX Aug. 28, 2018 POS EX View Document
8-A12B Aug. 28, 2018 8-A12B View Document
497AD Aug. 22, 2018 497AD View Document
497 Aug. 22, 2018 497 View Document
497AD Aug. 21, 2018 497AD View Document
497 Aug. 21, 2018 497 View Document
305B2 Aug. 21, 2018 305B2 View Document
N-2MEF Aug. 21, 2018 N-2MEF View Document
497AD Aug. 21, 2018 497AD View Document
DEF 14A Aug. 2, 2018 DEF 14A View Document
497AD July 13, 2018 497AD View Document
POS EX July 12, 2018 POS EX View Document
497AD July 11, 2018 497AD View Document
497 July 11, 2018 497 View Document
497 July 10, 2018 497 View Document
497AD July 10, 2018 497AD View Document
10-Q July 10, 2018 FORM 10-Q View Document
CORRESP July 3, 2018 - View Document
EFFECT July 3, 2018 - View Document
CORRESP June 29, 2018 - View Document
POS 8C June 29, 2018 POS 8C View Document
4 June 27, 2018 FORM 4 SUBMISSION View Document
4 May 24, 2018 FORM 4 SUBMISSION View Document
POS 8C May 22, 2018 POS 8C View Document
10-K May 14, 2018 FORM 10-K View Document
8-K April 16, 2018 8-K View Document
40-17G March 28, 2018 40-17G View Document
497 March 15, 2018 497 View Document
CORRESP March 14, 2018 - View Document
EFFECT March 14, 2018 - View Document
POS 8C March 7, 2018 POS 8C View Document
CORRESP March 6, 2018 - View Document
SC 13G/A Feb. 14, 2018 - View Document
POS 8C Jan. 31, 2018 POS 8C View Document
POS EX Jan. 11, 2018 POS EX View Document
497 Jan. 11, 2018 SUPPLEMENT NO. 4 TO PROSPECTUS SUPPLEMENT View Document
10-Q Jan. 10, 2018 FORM 10-Q View Document
497 Oct. 12, 2017 SUPPLEMENT NO. 3 TO PROSPECTUS SUPPLEMENT View Document
POS EX Oct. 12, 2017 POS EX View Document
10-Q Oct. 11, 2017 FORM 10-Q View Document
8-K Sept. 29, 2017 8-K View Document
4 Sept. 20, 2017 FORM 4 SUBMISSION View Document
4 Sept. 20, 2017 FORM 4 SUBMISSION View Document
DEF 14A July 31, 2017 DEF 14A View Document
497 July 13, 2017 SUPPLEMENT NO.2 TO PROSPECTUS SUPPLEMENT View Document
10-Q July 12, 2017 FORM 10-Q View Document
497 May 19, 2017 497 View Document
8-K May 18, 2017 8-K View Document
10-K May 16, 2017 FORM 10-K View Document
4 April 17, 2017 FORM 4 SUBMISSION View Document
5 April 14, 2017 FORM 5 SUBMISSION View Document
40-17G April 5, 2017 40-17G View Document
POS EX March 16, 2017 POS EX View Document
CORRESP March 16, 2017 - View Document
497 March 16, 2017 497 View Document
CORRESP March 15, 2017 - View Document
EFFECT March 13, 2017 - View Document
CORRESP March 13, 2017 - View Document
N-2/A March 10, 2017 AMENDMENT NO. 1 TO FORM N-2 View Document
N-2 Feb. 28, 2017 FORM N-2 View Document
SC 13G/A Feb. 10, 2017 - View Document
SC 13G/A Feb. 3, 2017 - View Document
N-2 Jan. 19, 2017 FORM N-2 View Document
25-NSE Jan. 17, 2017 - View Document
10-Q Jan. 11, 2017 FORM 10-Q View Document
SC 13G Jan. 11, 2017 - View Document
497AD Dec. 21, 2016 497AD View Document
497 Dec. 15, 2016 497 View Document
POS EX Dec. 14, 2016 POS EX View Document
497AD Dec. 14, 2016 497AD View Document
497AD Dec. 14, 2016 497AD View Document
8-A12B Dec. 14, 2016 FORM 8-A View Document
N-23C-2 Dec. 14, 2016 N-23C-2 View Document
EFFECT Dec. 13, 2016 - View Document
N-2MEF Dec. 13, 2016 N-2MEF View Document
CORRESP Dec. 13, 2016 - View Document
CORRESP Dec. 13, 2016 - View Document
CORRESP Dec. 13, 2016 - View Document
N-2/A Dec. 12, 2016 AMENDMENT NO. 2 TO FORM N-2 View Document
497AD Dec. 12, 2016 497AD View Document
CORRESP Dec. 7, 2016 - View Document
UPLOAD Nov. 28, 2016 - View Document
N-2/A Nov. 23, 2016 AMENDMENT NO. 1 TO FORM N-2 View Document
CORRESP Nov. 23, 2016 - View Document
8-K Nov. 2, 2016 FORM 8-K View Document
N-2 Oct. 20, 2016 N-2 View Document
10-Q Oct. 12, 2016 FORM 10-Q View Document
8-K Sept. 30, 2016 FORM 8-K View Document
DEF 14A Aug. 9, 2016 DEF 14A View Document
4 Aug. 2, 2016 FORM 4 SUBMISSION View Document
4 Aug. 2, 2016 FORM 4 SUBMISSION View Document
10-Q July 13, 2016 FORM 10-Q View Document
4 July 7, 2016 FORM 4 SUBMISSION View Document
4 June 22, 2016 FORM 4 SUBMISSION View Document
4 June 22, 2016 FORM 4 SUBMISSION View Document
10-K May 17, 2016 10-K View Document
40-17G May 3, 2016 FORM 40-17G View Document
4 March 17, 2016 FORM 4 SUBMISSION View Document
4 March 17, 2016 FORM 4 SUBMISSION View Document
SC 13G/A Feb. 12, 2016 - View Document
4 Jan. 19, 2016 FORM 4 SUBMISSION View Document
10-Q Jan. 13, 2016 FORM 10-Q View Document
4 Nov. 24, 2015 FORM 4 SUBMISSION View Document
497 Oct. 15, 2015 497 View Document
10-Q Oct. 13, 2015 FORM 10-Q View Document
8-K Oct. 2, 2015 FORM 8-K View Document
DEFA14A Sept. 17, 2015 DEFINITIVE ADDITIONAL MATERIALS View Document
POS 8C Sept. 11, 2015 POS 8C View Document
EFFECT Sept. 11, 2015 - View Document
SC 13G/A Aug. 19, 2015 - View Document
DEF 14A Aug. 13, 2015 DEF 14A View Document
POS 8C Aug. 4, 2015 POS 8C View Document
4 July 30, 2015 FORM 4 SUBMISSION View Document
4 July 30, 2015 FORM 4 SUBMISSION View Document
PRE 14A July 28, 2015 PRE 14A View Document
4 July 20, 2015 FORM 4 SUBMISSION View Document
POS EX July 20, 2015 POS EX View Document
497 July 17, 2015 497 View Document
10-Q July 14, 2015 FORM 10-Q View Document
POS EX May 29, 2015 POS EX View Document
497 May 29, 2015 497 View Document
4 May 26, 2015 FORM 4 SUBMISSION View Document
10-K May 20, 2015 FORM 10-K View Document
4 May 5, 2015 FORM 4 SUBMISSION View Document
40-17G April 17, 2015 FORM 40-17G View Document
SC 13G/A Feb. 17, 2015 - View Document
SC 13G/A Feb. 17, 2015 AMENDMENT NO. 5 TO SCHEDULE 13G View Document
4 Jan. 22, 2015 FORM 4 SUBMISSION View Document
4 Jan. 20, 2015 FORM 4 SUBMISSION View Document
10-Q Jan. 14, 2015 FORM 10-Q View Document
EFFECT Dec. 11, 2014 - View Document
N-2/A Dec. 5, 2014 N-2/A View Document
SC 13D/A Nov. 10, 2014 SCHEDULE 13D AMENDMENT NO. 3 View Document
4 Nov. 5, 2014 FORM 4 SUBMISSION View Document
4 Nov. 5, 2014 FORM 4 SUBMISSION View Document
SC 13D Oct. 27, 2014 SCHEDULE 13D View Document
SC 13D/A Oct. 27, 2014 SCHEDULE 13D AMENDMENT NO. 2 View Document
3 Oct. 27, 2014 FORM 3 SUBMISSION View Document
4 Oct. 21, 2014 FORM 4 SUBMISSION View Document
4 Oct. 21, 2014 FORM 4 SUBMISSION View Document
10-Q Oct. 14, 2014 10-Q View Document
8-K Oct. 2, 2014 8-K View Document
8-K Sept. 24, 2014 FORM 8-K View Document
DEFA14A Sept. 19, 2014 DEFA14A View Document
8-K Sept. 18, 2014 8-K View Document
DEF 14A Aug. 20, 2014 DEF 14A View Document
PRE 14A July 22, 2014 PRE 14A View Document
10-Q July 14, 2014 10-Q View Document
N-2 June 4, 2014 N-2 View Document
10-K May 27, 2014 10-K View Document
8-K April 18, 2014 8-K View Document
3 March 10, 2014 3 View Document
8-K March 7, 2014 8-K View Document
40-17G Feb. 24, 2014 40-17G View Document
SC 13G/A Feb. 14, 2014 - View Document
SC 13G/A Feb. 14, 2014 - View Document
SC 13G/A Feb. 13, 2014 - View Document
8-K Feb. 4, 2014 8-K View Document
10-Q Jan. 14, 2014 10-Q View Document
SC 13D Jan. 6, 2014 SC 13D View Document
10-Q Oct. 15, 2013 10-Q View Document
8-K Sept. 27, 2013 8-K View Document
DEFA14A Sept. 17, 2013 DEFA14A View Document
DEFA14A Sept. 17, 2013 DEFA14A View Document
DEF 14A Aug. 20, 2013 DEF 14A View Document
CORRESP Aug. 16, 2013 - View Document
CORRESP Aug. 6, 2013 - View Document
PRE 14A Aug. 6, 2013 PRE 14A View Document
SC 13G/A July 31, 2013 - View Document
4 July 24, 2013 4 View Document
10-Q July 15, 2013 10-Q View Document
10-K/A June 10, 2013 10-K/A View Document
NT 10-K May 30, 2013 NT 10-K View Document
10-K May 30, 2013 10-K View Document
CERTNYS May 13, 2013 AUTO-GENERATED PAPER DOCUMENT View Document
8-A12B May 6, 2013 8-A12B View Document
497AD May 3, 2013 497AD View Document
497 May 3, 2013 497 View Document
EFFECT May 2, 2013 - View Document
CORRESP May 2, 2013 - View Document
N-2MEF May 2, 2013 N-2MEF View Document
N-2/A May 1, 2013 N-2/A#3 View Document
CORRESP May 1, 2013 - View Document
CORRESP May 1, 2013 - View Document
N-2/A April 30, 2013 N-2/A View Document
CORRESP April 29, 2013 - View Document
497AD April 29, 2013 497AD View Document
CORRESP April 29, 2013 - View Document
N-2/A April 29, 2013 N-2/A View Document
CORRESP April 29, 2013 - View Document
CORRESP April 25, 2013 - View Document
CORRESP April 25, 2013 - View Document
40-17G April 16, 2013 STATEMENT OF FIDELITY BOND View Document
UPLOAD March 1, 2013 - View Document
SC 13G/A Feb. 14, 2013 - View Document
SC 13G/A Feb. 14, 2013 - View Document
8-K Feb. 7, 2013 8-K View Document
N-2 Jan. 30, 2013 N-2 View Document
10-Q Jan. 14, 2013 10-Q View Document
SC 13G/A Jan. 3, 2013 AMENDMENT NO. 2 TO THE SCHEDULE 13G View Document
8-K Nov. 9, 2012 8-K View Document
10-Q Oct. 15, 2012 10-Q View Document
8-K Oct. 15, 2012 8-K View Document
8-K Oct. 3, 2012 8-K View Document
DEFA14A Sept. 18, 2012 DEFA14A View Document
DEFA14A Sept. 17, 2012 DEFA14A View Document
APP ORDR Aug. 21, 2012 - View Document
DEF 14A Aug. 21, 2012 DEF 14A View Document
CORRESP Aug. 20, 2012 - View Document
40-APP/A Aug. 6, 2012 40-APP/A View Document
CORRESP Aug. 3, 2012 - View Document
PRE 14A Aug. 2, 2012 PRE 14A View Document
APP NTC July 30, 2012 - View Document
10-Q July 16, 2012 10-Q View Document
10-K May 23, 2012 10-K View Document
SC 13D/A April 18, 2012 SC 13D/A View Document
40-APP April 2, 2012 40-APP View Document
SC 13G March 20, 2012 - View Document
8-K Feb. 29, 2012 8-K View Document
40-17G Feb. 29, 2012 40-17G View Document
SC 13G/A Feb. 13, 2012 AMENDMENT NO. 1 TO THE SCHEDULE 13G View Document
4 Jan. 30, 2012 4 View Document
4 Jan. 26, 2012 4 View Document
10-Q Jan. 12, 2012 10-Q View Document
SC 13G Jan. 10, 2012 - View Document
8-K Nov. 18, 2011 8-K View Document
10-Q Oct. 12, 2011 10-Q View Document
8-K Sept. 28, 2011 8-K View Document
DEFA14A Sept. 27, 2011 DEFA14A View Document
3 Sept. 27, 2011 3 View Document
DEFA14A Sept. 19, 2011 DEFA14A View Document
DEFA14A Sept. 19, 2011 DEFA14A View Document
DEFA14A Sept. 16, 2011 DEFA14A View Document
DEF 14A Aug. 19, 2011 DEF 14A View Document
4 July 29, 2011 4 View Document
PRE 14A July 29, 2011 PRE 14A View Document
10-Q July 13, 2011 10-Q View Document
10-K/A June 28, 2011 FORM 10-K/A View Document
8-K June 14, 2011 8-K View Document
10-K May 23, 2011 FORM 10-K View Document
8-K May 23, 2011 8-K View Document
40-17G May 4, 2011 40-17G View Document
SC 13G March 29, 2011 SCHEDULE 13G View Document
4 Jan. 26, 2011 4 View Document
4 Jan. 26, 2011 4 View Document
CORRESP Jan. 14, 2011 - View Document
CORRESP Jan. 14, 2011 - View Document
10-Q Jan. 14, 2011 10-Q View Document
497 Jan. 14, 2011 497 View Document
CORRESP Jan. 13, 2011 - View Document
N-2/A Jan. 13, 2011 N-2/A View Document
CORRESP Jan. 13, 2011 - View Document
EFFECT Jan. 13, 2011 - View Document
CORRESP Jan. 13, 2011 - View Document
CORRESP Jan. 10, 2011 - View Document
UPLOAD Nov. 10, 2010 - View Document
10-Q Oct. 15, 2010 10-Q View Document
N-2/A Sept. 22, 2010 N-2/A View Document
N-2 Sept. 1, 2010 N-2 View Document
8-K Aug. 13, 2010 FORM 8-K View Document
4 Aug. 6, 2010 MAIN DOCUMENT DESCRIPTION View Document
3 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
3 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
3 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
3 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
SC 13D Aug. 3, 2010 SC 13D View Document
8-K Aug. 3, 2010 FORM 8-K View Document
3 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
3 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
3 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
3 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
4 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
4 Aug. 3, 2010 MAIN DOCUMENT DESCRIPTION View Document
DEFA14A July 26, 2010 FORM DEFA14A View Document
DEFA14A July 22, 2010 DEFA14A View Document
DEFA14A July 20, 2010 FORM DEFA14A View Document
10-Q July 15, 2010 - View Document
8-K July 12, 2010 FORM 8-K View Document
DEFA14A July 8, 2010 FORM DEFA14A View Document
DEF 14A June 25, 2010 FORM DEF 14A View Document
PRER14A June 22, 2010 FORM PRER14A View Document
40-17G June 22, 2010 FORM 40-17G View Document
CORRESP June 22, 2010 - View Document
CORRESP June 10, 2010 - View Document
PRER14A June 9, 2010 FORM PRER14A View Document
CORRESP June 8, 2010 - View Document
8-K/A June 4, 2010 FORM 8-K/A View Document
DEF 14A May 28, 2010 - View Document
10-K May 28, 2010 - View Document
CORRESP May 25, 2010 - View Document
CORRESP May 20, 2010 - View Document
PRE 14A May 13, 2010 FORM PRE 14A View Document
5 April 14, 2010 PRIMARY DOCUMENT View Document
8-K April 14, 2010 FORM 8-K View Document
8-K March 31, 2010 FORM 8-K View Document
8-K Jan. 15, 2010 FORM 8-K View Document
10-Q Jan. 14, 2010 FORM 10-Q View Document
8-K Nov. 13, 2009 FORM 8-K View Document
8-K Oct. 16, 2009 FORM 8-K View Document
10-Q Oct. 15, 2009 10-Q View Document
8-K Oct. 14, 2009 FORM 8-K View Document
8-K July 31, 2009 FORM 8-K View Document
8-K July 13, 2009 FORM 8-K View Document
10-Q July 13, 2009 FORM 10-Q View Document
10-K/A July 9, 2009 FORM 10-K/A View Document
40-17F1 June 26, 2009 FORM 40-17F1 View Document
DEF 14A May 29, 2009 DEFINITIVE PROXY STATEMENT View Document
10-K May 29, 2009 FORM 10-K View Document
8-K April 15, 2009 FORM 8-K View Document
8-K March 24, 2009 FORM 8-K View Document
SC 13G/A Feb. 13, 2009 SCHEDULE 13G AMENDMENT View Document
8-K Jan. 16, 2009 - View Document
10-Q Jan. 14, 2009 FORM 10-Q View Document
8-K Dec. 8, 2008 - View Document
8-K Oct. 16, 2008 FORM 8-K View Document
8-K Oct. 15, 2008 - View Document
10-Q Oct. 15, 2008 FORM 10-Q View Document
8-K Sept. 16, 2008 - View Document
40-17G Sept. 3, 2008 - View Document
8-K Aug. 19, 2008 - View Document
8-K Aug. 12, 2008 - View Document
10-Q July 15, 2008 FORM 10-Q View Document
8-K July 15, 2008 - View Document
4 June 10, 2008 - View Document
4 June 10, 2008 - View Document
4 June 10, 2008 - View Document
4 June 10, 2008 - View Document
4 June 9, 2008 - View Document
8-K June 5, 2008 - View Document
4 June 3, 2008 - View Document
10-K May 23, 2008 FORM 10-K View Document
DEF 14A May 23, 2008 DEFINITIVE PROXY STATEMENT View Document
PRE 14A May 13, 2008 PRE 14A View Document
3 May 2, 2008 - View Document
3 April 18, 2008 - View Document
8-K April 17, 2008 - View Document
8-K March 5, 2008 - View Document
SC 13G/A Feb. 26, 2008 - View Document
8-K Feb. 25, 2008 - View Document
SC 13G Feb. 14, 2008 - View Document
4/A Feb. 5, 2008 - View Document
4/A Feb. 5, 2008 - View Document
4 Jan. 30, 2008 - View Document
4/A Jan. 30, 2008 - View Document
8-K Jan. 28, 2008 - View Document
4 Jan. 24, 2008 - View Document
3/A Jan. 22, 2008 - View Document
3/A Jan. 22, 2008 - View Document
4 Jan. 22, 2008 - View Document
3/A Jan. 22, 2008 - View Document
8-K Jan. 11, 2008 - View Document
10-Q Jan. 11, 2008 FORM 10-Q View Document
8-K Dec. 28, 2007 - View Document
8-K Nov. 15, 2007 - View Document
4 Nov. 5, 2007 - View Document
4 Nov. 5, 2007 - View Document
4 Nov. 5, 2007 - View Document
4 Nov. 5, 2007 - View Document
4 Nov. 5, 2007 - View Document
4 Nov. 5, 2007 - View Document
4 Nov. 5, 2007 - View Document
4 Nov. 1, 2007 - View Document
40-17G Oct. 16, 2007 - View Document
10-Q Oct. 12, 2007 FORM 10-Q View Document
8-K Oct. 11, 2007 - View Document
3 Sept. 21, 2007 - View Document
8-K Sept. 20, 2007 - View Document
8-K Aug. 15, 2007 - View Document
4 Aug. 1, 2007 - View Document
4 Aug. 1, 2007 - View Document
4 Aug. 1, 2007 - View Document
4 Aug. 1, 2007 - View Document
4 July 31, 2007 - View Document
4 July 26, 2007 - View Document
4 July 26, 2007 - View Document
4 July 25, 2007 - View Document
4 July 23, 2007 - View Document
4 July 23, 2007 - View Document
4 July 23, 2007 - View Document
4/A July 23, 2007 - View Document
4 July 19, 2007 - View Document
4 July 19, 2007 - View Document
4 July 19, 2007 - View Document
4 July 19, 2007 - View Document
8-K July 13, 2007 - View Document
10-Q July 13, 2007 FORM 10-Q View Document
10-K May 25, 2007 - View Document
8-K May 21, 2007 - View Document
8-K May 3, 2007 - View Document
3 April 16, 2007 - View Document
8-K April 16, 2007 - View Document
3 April 9, 2007 - View Document
4 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
4 April 3, 2007 - View Document
4 April 3, 2007 - View Document
4 April 3, 2007 - View Document
4 April 3, 2007 - View Document
4 April 3, 2007 - View Document
4 April 3, 2007 - View Document
3 April 3, 2007 - View Document
4 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
3 April 3, 2007 - View Document
497 March 27, 2007 497 View Document
N-2/A March 23, 2007 AMENDMENT NO. 8 TO FORM N-2 View Document
EFFECT March 23, 2007 - View Document
N-2/A March 22, 2007 AMENDMENT NO. 6 TO FORM N-2 View Document
N-2/A March 22, 2007 AMENDMENT NO. 7 TO FORM N-2 View Document
8-A12B/A March 22, 2007 AMENDMENT TO FORM 8-A View Document
N-54A March 21, 2007 - View Document
8-A12B March 21, 2007 FORM 8-A12B View Document
CERTNYS March 12, 2007 AUTO-GENERATED PAPER DOCUMENT View Document
N-2/A March 8, 2007 AMENDMENT #5 TO FORM N-2 View Document
N-2/A Feb. 23, 2007 - View Document
N-2/A Feb. 7, 2007 - View Document
N-2/A Jan. 12, 2007 - View Document
N-6F/A Jan. 12, 2007 - View Document
N-2/A Dec. 1, 2006 - View Document
N-6F Oct. 18, 2006 - View Document
N-2 Oct. 18, 2006 - View Document