Browse the latest SEC filings and forms submitted by PhenixFIN Corp (PFX). Access annual reports, quarterly statements, and other official disclosures.
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Search Company Filings →| Form | Filing Date | Description | Link |
|---|---|---|---|
| 8-K | March 20, 2026 | CURRENT REPORT | View Document |
| 4 | March 5, 2026 | - | View Document |
| 10-Q | Feb. 9, 2026 | QUARTERLY REPORT | View Document |
| 8-K | Feb. 9, 2026 | CURRENT REPORT | View Document |
| DEF 14A | Jan. 28, 2026 | PROXY STATEMENT | View Document |
| 4 | Dec. 29, 2025 | - | View Document |
| 4 | Dec. 29, 2025 | - | View Document |
| 4 | Dec. 19, 2025 | - | View Document |
| 4 | Dec. 17, 2025 | - | View Document |
| 10-K | Dec. 12, 2025 | ANNUAL REPORT | View Document |
| 8-K | Dec. 12, 2025 | CURRENT REPORT | View Document |
| 4 | Sept. 25, 2025 | - | View Document |
| 4 | Sept. 18, 2025 | - | View Document |
| 4 | Sept. 15, 2025 | - | View Document |
| 4 | Sept. 11, 2025 | - | View Document |
| 4 | Sept. 8, 2025 | - | View Document |
| 4 | Sept. 5, 2025 | - | View Document |
| 4 | Aug. 21, 2025 | - | View Document |
| 4 | Aug. 18, 2025 | - | View Document |
| 4 | Aug. 18, 2025 | - | View Document |
| 4 | Aug. 12, 2025 | - | View Document |
| 10-Q | Aug. 6, 2025 | QUARTERLY REPORT | View Document |
| 8-K | Aug. 6, 2025 | CURRENT REPORT | View Document |
| 40-17G | July 15, 2025 | FORM 40-17G | View Document |
| 4 | June 20, 2025 | - | View Document |
| SCHEDULE 13D/A | June 18, 2025 | - | View Document |
| 4 | June 18, 2025 | - | View Document |
| 8-K | May 7, 2025 | CURRENT REPORT | View Document |
| 10-Q | May 7, 2025 | QUARTERLY REPORT | View Document |
| 4 | April 24, 2025 | - | View Document |
| 8-K | April 22, 2025 | CURRENT REPORT | View Document |
| 8-K | March 21, 2025 | CURRENT REPORT | View Document |
| 4 | March 11, 2025 | FORM 4 | View Document |
| 4 | March 5, 2025 | FORM 4 | View Document |
| SCHEDULE 13G | March 5, 2025 | - | View Document |
| 4 | Feb. 21, 2025 | FORM 4 | View Document |
| 4 | Feb. 14, 2025 | FORM 4 | View Document |
| 4 | Feb. 13, 2025 | FORM 4 | View Document |
| 10-Q | Feb. 7, 2025 | QUARTERLY REPORT | View Document |
| 8-K | Feb. 7, 2025 | CURRENT REPORT | View Document |
| DEF 14A | Jan. 22, 2025 | PROXY STATEMENT | View Document |
| ARS | Jan. 22, 2025 | ANNUAL REPORT | View Document |
| 4 | Dec. 20, 2024 | FORM 4 | View Document |
| 10-K | Dec. 17, 2024 | ANNUAL REPORT | View Document |
| 8-K | Dec. 17, 2024 | CURRENT REPORT | View Document |
| 4 | Nov. 22, 2024 | FORM 4 | View Document |
| CORRESP | Oct. 1, 2024 | - | View Document |
| 10-Q | Aug. 6, 2024 | QUARTERLY REPORT | View Document |
| 8-K | Aug. 6, 2024 | CURRENT REPORT | View Document |
| 40-17G | July 11, 2024 | 40-17G | View Document |
| 4 | June 21, 2024 | FORM 4 | View Document |
| 4 | June 18, 2024 | FORM 4 | View Document |
| 4 | June 14, 2024 | - | View Document |
| 10-Q | May 10, 2024 | QUARTERLY REPORT | View Document |
| 8-K | May 10, 2024 | CURRENT REPORT | View Document |
| 8-K | April 15, 2024 | 8-K | View Document |
| 4 | March 13, 2024 | FORM 4 | View Document |
| 4/A | March 5, 2024 | FORM 4 | View Document |
| SC 13D/A | March 5, 2024 | SC 13D/A | View Document |
| 4 | March 5, 2024 | FORM 4 | View Document |
| 4 | Feb. 27, 2024 | FORM 4 | View Document |
| ARS | Feb. 27, 2024 | ANNUAL REPORT | View Document |
| DEF 14A | Feb. 26, 2024 | PROXY STATEMENT | View Document |
| 8-K | Feb. 21, 2024 | CURRENT REPORT | View Document |
| SC 13G/A | Feb. 14, 2024 | AMENDMENT NO. 1 TO THE SCHEDULE 13G | View Document |
| 10-Q | Feb. 8, 2024 | QUARTERLY REPORT | View Document |
| 8-K | Feb. 8, 2024 | CURRENT REPORT | View Document |
| 10-K/A | Jan. 26, 2024 | 10-K/A | View Document |
| 8-K | Dec. 22, 2023 | CURRENT REPORT | View Document |
| 10-K | Dec. 22, 2023 | ANNUAL REPORT | View Document |
| 4 | Sept. 26, 2023 | - | View Document |
| 4 | Sept. 22, 2023 | FORM 4 | View Document |
| 4 | Aug. 16, 2023 | - | View Document |
| 8-K | Aug. 11, 2023 | CURRENT REPORT | View Document |
| 10-Q | Aug. 11, 2023 | QUARTERLY REPORT | View Document |
| 40-17G | July 7, 2023 | FORM 40-17G | View Document |
| 4 | June 21, 2023 | - | View Document |
| SC 13D/A | June 20, 2023 | SC 13D/A | View Document |
| 4 | June 16, 2023 | - | View Document |
| 4 | June 8, 2023 | - | View Document |
| 8-K | May 11, 2023 | CURRENT REPORT | View Document |
| 10-Q | May 11, 2023 | QUARTERLY REPORT | View Document |
| 8-K | May 3, 2023 | CURRENT REPORT | View Document |
| DEF 14A | March 10, 2023 | DEF 14A | View Document |
| 8-K | March 3, 2023 | CURRENT REPORT | View Document |
| 4 | March 2, 2023 | - | View Document |
| 4 | Feb. 23, 2023 | - | View Document |
| 4 | Feb. 23, 2023 | - | View Document |
| 4 | Feb. 14, 2023 | - | View Document |
| SC 13G/A | Feb. 14, 2023 | AMENDMENT NO. 3 TO THE SCHEDULE 13G | View Document |
| SC 13G | Feb. 13, 2023 | THE SCHEDULE 13G | View Document |
| SC 13G | Feb. 13, 2023 | ADALTA CAPITAL MANAGEMENT LLC | View Document |
| SC 13G/A | Feb. 13, 2023 | ADALTA CAPITAL MANAGEMENT LLC | View Document |
| 8-K | Feb. 9, 2023 | CURRENT REPORT | View Document |
| 10-Q | Feb. 9, 2023 | QUARTERLY REPORT | View Document |
| 10-K/A | Jan. 27, 2023 | 10-K/A | View Document |
| 25-NSE | Jan. 17, 2023 | - | View Document |
| SC 13D/A | Jan. 3, 2023 | SC 13D/A | View Document |
| 4 | Dec. 28, 2022 | - | View Document |
| 4 | Dec. 22, 2022 | - | View Document |
| N-23C-2 | Dec. 16, 2022 | FORM N-23C-2 | View Document |
| 8-K | Dec. 16, 2022 | CURRENT REPORT | View Document |
| 10-K | Dec. 16, 2022 | ANNUAL REPORT | View Document |
| 4 | Sept. 28, 2022 | - | View Document |
| 4 | Sept. 9, 2022 | FORM 4 | View Document |
| 40-17G | Sept. 2, 2022 | 40-17G | View Document |
| 4 | Aug. 30, 2022 | FORM 4 | View Document |
| 4/A | Aug. 18, 2022 | FORM 4/A | View Document |
| 4 | Aug. 15, 2022 | FORM 4 | View Document |
| 10-Q | Aug. 10, 2022 | QUARTERLY REPORT | View Document |
| 8-K | Aug. 10, 2022 | CURRENT REPORT | View Document |
| 8-K | May 26, 2022 | CURRENT REPORT | View Document |
| SC 13D/A | May 16, 2022 | AMENDMENT NO. 1 | View Document |
| 4 | May 13, 2022 | FORM 4 | View Document |
| 10-Q | May 10, 2022 | QUARTERLY REPORT | View Document |
| 8-K | May 10, 2022 | CURRENT REPORT | View Document |
| DEF 14A | April 13, 2022 | DEFINITIVE PROXY STATEMENT | View Document |
| 4 | March 18, 2022 | - | View Document |
| 4 | March 7, 2022 | - | View Document |
| 4 | March 2, 2022 | - | View Document |
| 4 | Feb. 28, 2022 | - | View Document |
| 4 | Feb. 28, 2022 | - | View Document |
| 4 | Feb. 18, 2022 | - | View Document |
| 4 | Feb. 16, 2022 | FORM 4 | View Document |
| SC 13G/A | Feb. 14, 2022 | AMENDMENT NO. 2 TO THE SCHEDULE 13G | View Document |
| 10-Q | Feb. 10, 2022 | QUARTERLY REPORT | View Document |
| 8-K | Feb. 10, 2022 | FORM 8-K | View Document |
| 10-K/A | Jan. 28, 2022 | AMENDMENT NO. 1 TO FORM 10-K | View Document |
| SC 13D | Dec. 20, 2021 | SCHEDULE 13D | View Document |
| 8-K | Dec. 20, 2021 | CURRENT REPORT | View Document |
| 10-K | Dec. 20, 2021 | ANNUAL REPORT | View Document |
| 4 | Dec. 10, 2021 | - | View Document |
| 8-A12B | Nov. 16, 2021 | 8-A12B | View Document |
| CERT | Nov. 16, 2021 | - | View Document |
| N-23C-2 | Nov. 15, 2021 | N-23C-2 | View Document |
| 8-K | Nov. 15, 2021 | 8-K | View Document |
| 424B2 | Nov. 12, 2021 | 424B2 | View Document |
| 8-K | Nov. 12, 2021 | 8-K | View Document |
| 497AD | Nov. 10, 2021 | 497AD | View Document |
| FWP | Nov. 10, 2021 | FWP | View Document |
| SC 13G/A | Nov. 10, 2021 | GLACIER POINT ADVISORS, LLC | View Document |
| 305B2 | Nov. 8, 2021 | 305B2 | View Document |
| 497AD | Nov. 8, 2021 | 497AD | View Document |
| 8-K | Nov. 8, 2021 | 8-K | View Document |
| 424B2 | Nov. 8, 2021 | 424B2 | View Document |
| EFFECT | Oct. 19, 2021 | - | View Document |
| N-2/A | Oct. 15, 2021 | N-2/A | View Document |
| 4 | Aug. 31, 2021 | - | View Document |
| N-2 | Aug. 19, 2021 | REGISTRATION STATEMENT | View Document |
| 8-K | Aug. 11, 2021 | CURRENT REPORT | View Document |
| 10-Q | Aug. 11, 2021 | QUARTERLY REPORT | View Document |
| 40-17G | July 16, 2021 | FORM 40-17G | View Document |
| 4 | May 26, 2021 | - | View Document |
| 4 | May 26, 2021 | - | View Document |
| 4 | May 26, 2021 | - | View Document |
| 4 | May 24, 2021 | - | View Document |
| 4 | May 24, 2021 | - | View Document |
| 4 | May 19, 2021 | - | View Document |
| 4 | May 18, 2021 | - | View Document |
| 8-K | May 13, 2021 | FORM 8-K | View Document |
| 10-Q | May 13, 2021 | QUARTERLY REPORT | View Document |
| 8-K | April 12, 2021 | CURRENT REPORT | View Document |
| 8-K | March 16, 2021 | CURRENT REPORT | View Document |
| DEF 14A | Feb. 26, 2021 | DEFINITIVE PROXY STATEMENT | View Document |
| SC 13G | Feb. 26, 2021 | GLACIER POINT ADVISORS, LLC | View Document |
| SC 13G/A | Feb. 17, 2021 | SC 13G/A | View Document |
| SC 13G/A | Feb. 16, 2021 | AMENDMENT NO. 1 TO THE SCHEDULE 13G | View Document |
| 8-K | Feb. 16, 2021 | CURRENT REPORT | View Document |
| 10-Q | Feb. 16, 2021 | QUARTERLY REPORT | View Document |
| 10-K/A | Jan. 28, 2021 | AMENDMENT NO. 1 | View Document |
| 8-K | Jan. 21, 2021 | FORM 8-K | View Document |
| 3 | Jan. 8, 2021 | FORM 3 | View Document |
| 8-A12B | Jan. 4, 2021 | 8-A12B | View Document |
| 8-A12B | Jan. 4, 2021 | 8-A12B | View Document |
| CERT | Jan. 4, 2021 | - | View Document |
| 25 | Jan. 4, 2021 | FORM 25 | View Document |
| 25 | Jan. 4, 2021 | 25 | View Document |
| 8-K | Dec. 28, 2020 | 8-K | View Document |
| 10-K | Dec. 11, 2020 | 10-K | View Document |
| 8-K | Dec. 11, 2020 | 8-K | View Document |
| 8-K | Nov. 24, 2020 | 8-K | View Document |
| SC 13G/A | Nov. 23, 2020 | SCHEDULE 13G, AMENDMENT NO. 2 | View Document |
| 25-NSE | Nov. 20, 2020 | - | View Document |
| N-23C-2 | Oct. 21, 2020 | N-23C-2 | View Document |
| 8-K | Oct. 21, 2020 | 8-K | View Document |
| 25 | Oct. 21, 2020 | 25 | View Document |
| 8-K | Oct. 13, 2020 | 8-K | View Document |
| 8-K | Sept. 30, 2020 | 8-K | View Document |
| SC 13G | Sept. 18, 2020 | SC 13G | View Document |
| 3 | Aug. 24, 2020 | FORM 3 | View Document |
| SC 13D/A | Aug. 24, 2020 | - | View Document |
| 8-K | Aug. 21, 2020 | 8-K | View Document |
| 40-17G | Aug. 20, 2020 | 40-17G | View Document |
| 4 | Aug. 14, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | Aug. 11, 2020 | FORM 4 SUBMISSION | View Document |
| 10-Q | Aug. 7, 2020 | 10-Q | View Document |
| 8-K | Aug. 7, 2020 | 8-K | View Document |
| 8-K | Aug. 6, 2020 | 8-K | View Document |
| 4 | Aug. 6, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | Aug. 3, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | July 29, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | July 24, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | July 21, 2020 | FORM 4 SUBMISSION | View Document |
| SC 13D | July 20, 2020 | GLACIER POINT ADVISORS, LLC | View Document |
| SC 13D/A | July 17, 2020 | - | View Document |
| 4 | July 16, 2020 | FORM 4 SUBMISSION | View Document |
| 8-K | July 13, 2020 | 8-K | View Document |
| 4 | July 13, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | July 8, 2020 | FORM 4 SUBMISSION | View Document |
| SC 13G/A | July 8, 2020 | - | View Document |
| 4 | July 2, 2020 | FORM 4 SUBMISSION | View Document |
| 8-K | July 2, 2020 | 8-K | View Document |
| 4 | June 26, 2020 | FORM 4 SUBMISSION | View Document |
| 8-K | June 15, 2020 | 8-K | View Document |
| CORRESP | May 28, 2020 | - | View Document |
| DEF 14A | May 28, 2020 | PROXY STATEMENT | View Document |
| 8-K | May 26, 2020 | CURRENT REPORT | View Document |
| SC 13D | May 15, 2020 | - | View Document |
| 8-K | May 11, 2020 | 8-K | View Document |
| 10-Q | May 11, 2020 | 10-Q | View Document |
| 8-K | May 8, 2020 | 8-K | View Document |
| 8-K | May 5, 2020 | CURRENT REPORT | View Document |
| PRE 14A | May 1, 2020 | PRELIMINARY PROXY STATEMENT | View Document |
| 8-K | April 16, 2020 | 8-K | View Document |
| 8-K | April 1, 2020 | 8-K | View Document |
| SC 13D/A | March 12, 2020 | - | View Document |
| SC 13G/A | Feb. 14, 2020 | SCHEDULE 13G, AMENDMENT NO. 1 | View Document |
| 4 | Feb. 11, 2020 | FORM 4 SUBMISSION | View Document |
| 8-K | Feb. 10, 2020 | 8-K | View Document |
| 10-Q | Feb. 10, 2020 | 10-Q | View Document |
| 4 | Feb. 6, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | Jan. 30, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | Jan. 24, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | Jan. 17, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | Jan. 14, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | Jan. 9, 2020 | FORM 4 SUBMISSION | View Document |
| 4 | Jan. 6, 2020 | FORM 4 SUBMISSION | View Document |
| 8-K/A | Dec. 30, 2019 | AMENDMENT NO.1 TO FORM 8-K | View Document |
| SC 13D | Dec. 27, 2019 | - | View Document |
| 4 | Dec. 27, 2019 | FORM 4 SUBMISSION | View Document |
| 4 | Dec. 19, 2019 | FORM 4 SUBMISSION | View Document |
| 10-K | Dec. 16, 2019 | 10-K | View Document |
| 8-K | Dec. 16, 2019 | 8-K | View Document |
| 4 | Dec. 16, 2019 | FORM 4 SUBMISSION | View Document |
| 4 | Dec. 11, 2019 | FORM 4 SUBMISSION | View Document |
| 4 | Dec. 4, 2019 | FORM 4 SUBMISSION | View Document |
| SC 13G/A | Dec. 3, 2019 | GLACIER POINT ADVISORS, LLC | View Document |
| 4 | Nov. 27, 2019 | FORM 4 SUBMISSION | View Document |
| 4 | Nov. 22, 2019 | FORM 4 SUBMISSION | View Document |
| DEFA14A | Nov. 21, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Nov. 21, 2019 | FORM 425 | View Document |
| 8-K | Nov. 21, 2019 | CURRENT REPORT | View Document |
| 4 | Nov. 19, 2019 | FORM 4 SUBMISSION | View Document |
| 40-APP/A | Nov. 14, 2019 | AMENDMENT TO FORM 40-APP | View Document |
| 40-33 | Nov. 13, 2019 | FORM 40-33 | View Document |
| 4 | Nov. 13, 2019 | FORM 4 SUBMISSION | View Document |
| SC 13G | Nov. 4, 2019 | SCHEDULE 13G | View Document |
| 3 | Nov. 4, 2019 | FORM 3 SUBMISSION | View Document |
| 4 | Oct. 29, 2019 | - | View Document |
| 4 | Oct. 29, 2019 | - | View Document |
| SC 13D/A | Oct. 28, 2019 | FORM SC 13D/A | View Document |
| DEFA14A | Oct. 15, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Oct. 15, 2019 | FORM 425 | View Document |
| SC 13G/A | Oct. 10, 2019 | SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL | View Document |
| SC 13G | Sept. 23, 2019 | GLACIER POINT ADVISORS | View Document |
| 40-APP/A | Sept. 3, 2019 | AMENDMENT TO FORM 40-APP | View Document |
| 8-K | Aug. 16, 2019 | CURRENT REPORT | View Document |
| 8-K | Aug. 9, 2019 | 8-K | View Document |
| 10-Q | Aug. 9, 2019 | 10-Q | View Document |
| 425 | Aug. 2, 2019 | FORM 425 | View Document |
| 425 | Aug. 2, 2019 | FORM 425 | View Document |
| DEFA14A | Aug. 2, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 8-K | Aug. 2, 2019 | CURRENT REPORT | View Document |
| 425 | July 31, 2019 | FORM 425 | View Document |
| DEFA14A | July 31, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 8-K | July 29, 2019 | CURRENT REPORT | View Document |
| DEFA14A | July 29, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | July 29, 2019 | FORM 425 | View Document |
| 425 | July 29, 2019 | FORM 425 | View Document |
| 8-K | July 25, 2019 | CURRENT REPORT | View Document |
| 8-K/A | June 12, 2019 | 8-K/A | View Document |
| 8-K | June 10, 2019 | 8-K | View Document |
| 8-K | June 5, 2019 | CURRENT REPORT | View Document |
| DEFA14A | June 3, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DEFA14A | June 3, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DFAN14A | June 3, 2019 | DFAN14A | View Document |
| DFAN14A | May 31, 2019 | DFAN14A | View Document |
| DFAN14A | May 28, 2019 | DFAN14A | View Document |
| DFAN14A | May 24, 2019 | DFAN14A | View Document |
| DEFA14A | May 22, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DEFA14A | May 21, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DEFA14A | May 21, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DFAN14A | May 16, 2019 | DFAN14A | View Document |
| DFRN14A | May 14, 2019 | DFRN14A | View Document |
| DEFA14A | May 13, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DEFC14A | May 13, 2019 | DEFC14A | View Document |
| DFAN14A | May 13, 2019 | DFAN14A | View Document |
| 8-K | May 10, 2019 | 8-K | View Document |
| 10-Q | May 10, 2019 | 10-Q | View Document |
| DEFC14A | May 9, 2019 | - | View Document |
| PREC14A | May 1, 2019 | PREC14A | View Document |
| 3 | April 24, 2019 | OWNERSHIP DOCUMENT | View Document |
| PREC14A | April 19, 2019 | PRELIMINARY PROXY STATEMENT | View Document |
| 3 | April 19, 2019 | - | View Document |
| DEFA14A | April 18, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | April 18, 2019 | FORM 425 | View Document |
| 425 | April 18, 2019 | FORM 425 | View Document |
| 8-K | April 18, 2019 | CURRENT REPORT | View Document |
| 8-K | April 17, 2019 | CURRENT REPORT | View Document |
| 425 | April 17, 2019 | FORM 425 | View Document |
| DEFA14A | April 17, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| N-2 | April 10, 2019 | REGISTRATION STATEMENT | View Document |
| DFAN14A | April 1, 2019 | DFAN14A | View Document |
| DFAN14A | April 1, 2019 | DFAN14A | View Document |
| 425 | March 29, 2019 | FILING UNDER SECURITIES ACT RULE 425 | View Document |
| 425 | March 29, 2019 | FORM 425 | View Document |
| DEFA14A | March 29, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | March 29, 2019 | FORM 425 | View Document |
| 8-K | March 29, 2019 | CURRENT REPORT | View Document |
| DEFA14A | March 29, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | March 29, 2019 | FILING UNDER SECURITIES ACT RULE 425 | View Document |
| 8-K | March 29, 2019 | CURRENT REPORT | View Document |
| DEFA14A | March 29, 2019 | ADDITIONAL SOLICITING MATERIALS | View Document |
| PREC14A | March 22, 2019 | PREC14A | View Document |
| 8-K | March 20, 2019 | CURRENT REPORT | View Document |
| 8-K | March 18, 2019 | CURRENT REPORT | View Document |
| DEFA14A | March 18, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | March 18, 2019 | FORM 425 | View Document |
| 425 | March 18, 2019 | FORM 425 | View Document |
| 425 | March 15, 2019 | FORM 425 | View Document |
| 425 | March 15, 2019 | FORM 425 | View Document |
| DEFA14A | March 15, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| SC 13G/A | March 15, 2019 | SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC | View Document |
| DEFA14A | March 15, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 8-K | March 14, 2019 | CURRENT REPORT | View Document |
| 8-K | March 12, 2019 | 8-K | View Document |
| 425 | March 8, 2019 | FORM 425 | View Document |
| 425 | March 8, 2019 | FORM 425 | View Document |
| 425 | March 8, 2019 | FORM 425 | View Document |
| DEFA14A | March 8, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 8-K | March 8, 2019 | CURRENT REPORT | View Document |
| DEFA14A | March 8, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DEFC14A | March 7, 2019 | DEFC14A | View Document |
| DFAN14A | March 6, 2019 | FORM DFAN14A | View Document |
| 425 | March 4, 2019 | FORM 425 | View Document |
| 425 | March 4, 2019 | FORM 425 | View Document |
| DEFA14A | March 4, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DEFA14A | March 4, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DFAN14A | Feb. 28, 2019 | DFAN14A | View Document |
| DFAN14A | Feb. 25, 2019 | DFAN14A | View Document |
| PREC14A | Feb. 25, 2019 | PREC14A | View Document |
| PX14A6G | Feb. 25, 2019 | - | View Document |
| 425 | Feb. 19, 2019 | FORM 425 | View Document |
| DEFA14A | Feb. 19, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Feb. 19, 2019 | FORM 425 | View Document |
| 425 | Feb. 15, 2019 | FORM 425 | View Document |
| DEFA14A | Feb. 15, 2019 | ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS | View Document |
| 425 | Feb. 15, 2019 | FILING UNDER SECURITIES ACT RULE 425 | View Document |
| DEFA14A | Feb. 15, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 40-APP/A | Feb. 15, 2019 | AMENDMENT TO FORM 40-APP | View Document |
| 8-K | Feb. 13, 2019 | CURRENT REPORT | View Document |
| 425 | Feb. 13, 2019 | FORM 425 | View Document |
| DEFA14A | Feb. 13, 2019 | ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS | View Document |
| DEFA14A | Feb. 12, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 8-K | Feb. 12, 2019 | 8-K | View Document |
| 425 | Feb. 12, 2019 | FORM 425 | View Document |
| 10-Q | Feb. 11, 2019 | 10-Q | View Document |
| 425 | Feb. 8, 2019 | FORM 425 | View Document |
| DEFA14A | Feb. 8, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Feb. 8, 2019 | FORM 425 | View Document |
| 8-K | Feb. 8, 2019 | FORM 8-K | View Document |
| 8-K | Feb. 7, 2019 | CURRENT REPORT | View Document |
| 425 | Feb. 7, 2019 | FORM 425 | View Document |
| DEFA14A | Feb. 7, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 40-APP/A | Feb. 7, 2019 | AMENDMENT NO. 2 TO FORM 40-APP | View Document |
| DEFA14A | Feb. 6, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Feb. 6, 2019 | FORM 425 | View Document |
| DEFA14A | Feb. 6, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Feb. 6, 2019 | FORM 425 | View Document |
| PX14A6G | Feb. 5, 2019 | - | View Document |
| PX14A6G | Feb. 5, 2019 | PX14A6G | View Document |
| DEFA14A | Feb. 5, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Feb. 5, 2019 | FORM 425 | View Document |
| PX14A6G | Feb. 4, 2019 | - | View Document |
| PX14A6G | Feb. 4, 2019 | PX14A6G | View Document |
| 425 | Feb. 1, 2019 | FORM 425 | View Document |
| DEFA14A | Feb. 1, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Jan. 31, 2019 | FORM 425 | View Document |
| PX14A6G | Jan. 30, 2019 | - | View Document |
| 425 | Jan. 30, 2019 | FORM 425 | View Document |
| DEFA14A | Jan. 30, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Jan. 30, 2019 | FORM 425 | View Document |
| 425 | Jan. 29, 2019 | FILING UNDER SECURITIES ACT RULE OF 425 | View Document |
| 425 | Jan. 28, 2019 | FORM 425 | View Document |
| DEFA14A | Jan. 28, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Jan. 24, 2019 | FORM 425 | View Document |
| DEFA14A | Jan. 23, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Jan. 23, 2019 | FORM 425 | View Document |
| DEFA14A | Jan. 23, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Jan. 23, 2019 | FORM 425 | View Document |
| PX14A6G | Jan. 22, 2019 | - | View Document |
| PX14A6G | Jan. 22, 2019 | - | View Document |
| 425 | Jan. 18, 2019 | FORM 425 | View Document |
| 425 | Jan. 18, 2019 | FORM 425 | View Document |
| DEFA14A | Jan. 17, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Jan. 17, 2019 | FORM 425 | View Document |
| 425 | Jan. 17, 2019 | FORM 425 | View Document |
| DEFA14A | Jan. 17, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 425 | Jan. 16, 2019 | FORM 425 | View Document |
| 425 | Jan. 16, 2019 | FORM 425 | View Document |
| DEFA14A | Jan. 16, 2019 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| PX14A6G | Jan. 14, 2019 | - | View Document |
| 425 | Jan. 11, 2019 | FORM 425 | View Document |
| 425 | Jan. 11, 2019 | FORM 425 | View Document |
| 425 | Jan. 10, 2019 | FORM 425 | View Document |
| SC 13G | Jan. 10, 2019 | SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC | View Document |
| 425 | Jan. 10, 2019 | FORM 425 | View Document |
| 425 | Jan. 9, 2019 | FORM 425 | View Document |
| 425 | Jan. 7, 2019 | FORM 425 | View Document |
| 425 | Jan. 3, 2019 | FORM 425 | View Document |
| 425 | Dec. 28, 2018 | FORM 425 | View Document |
| 425 | Dec. 28, 2018 | FORM 425 | View Document |
| 425 | Dec. 26, 2018 | FORM 425 | View Document |
| 425 | Dec. 26, 2018 | FORM 425 | View Document |
| 425 | Dec. 26, 2018 | FORM 425 | View Document |
| 425 | Dec. 26, 2018 | FORM 425 | View Document |
| DEFM14A | Dec. 21, 2018 | DEFM14A | View Document |
| 40-APP/A | Dec. 21, 2018 | AMENDMENT NO.1 TO FORM 40-APP | View Document |
| PX14A6G | Dec. 19, 2018 | - | View Document |
| PX14A6G | Dec. 13, 2018 | - | View Document |
| 10-K | Dec. 4, 2018 | 10-K | View Document |
| 8-K | Dec. 4, 2018 | 8-K | View Document |
| N-23C-2 | Nov. 30, 2018 | N-23C-2 | View Document |
| 8-K | Nov. 30, 2018 | 8-K | View Document |
| 8-K | Nov. 16, 2018 | 8-K | View Document |
| 40-APP | Nov. 7, 2018 | APPLICATION FOR EXEMPTION AND OTHER RELIEF | View Document |
| 8-K | Sept. 28, 2018 | 8-K | View Document |
| 425 | Aug. 16, 2018 | 425 | View Document |
| 425 | Aug. 16, 2018 | 425 | View Document |
| 8-K | Aug. 15, 2018 | FORM 8-K | View Document |
| 425 | Aug. 15, 2018 | 425 | View Document |
| 425 | Aug. 14, 2018 | 425 | View Document |
| 425 | Aug. 14, 2018 | 425 | View Document |
| 425 | Aug. 13, 2018 | 425 | View Document |
| 10-Q | Aug. 9, 2018 | 10-Q | View Document |
| 8-K | Aug. 9, 2018 | 8-K | View Document |
| 8-K | Aug. 9, 2018 | FORM 8-K | View Document |
| 425 | Aug. 9, 2018 | 425 | View Document |
| 425 | Aug. 9, 2018 | 425 | View Document |
| 8-K | June 5, 2018 | 8-K | View Document |
| 8-K | May 9, 2018 | 8-K | View Document |
| 10-Q | May 9, 2018 | 10-Q | View Document |
| SC 13D/A | March 1, 2018 | SC 13D/A | View Document |
| 8-K | Feb. 16, 2018 | 8-K | View Document |
| 8-K | Feb. 16, 2018 | 8-K | View Document |
| 8-K | Feb. 16, 2018 | 8-K | View Document |
| 8-K | Feb. 7, 2018 | 8-K | View Document |
| N-23C-2 | Feb. 7, 2018 | N-23C-2 | View Document |
| 8-K | Feb. 6, 2018 | 8-K | View Document |
| 10-Q | Feb. 6, 2018 | 10-Q | View Document |
| 8-K | Jan. 26, 2018 | 8-K | View Document |
| DEF 14A | Dec. 21, 2017 | DEF 14A | View Document |
| POS 8C | Dec. 15, 2017 | POS 8C | View Document |
| 8-K | Dec. 7, 2017 | 8-K | View Document |
| 10-K | Dec. 7, 2017 | FORM 10-K | View Document |
| 8-K | Nov. 2, 2017 | 8-K | View Document |
| APP ORDR | Oct. 5, 2017 | - | View Document |
| APP NTC | Oct. 5, 2017 | - | View Document |
| 8-K | Sept. 8, 2017 | 8-K | View Document |
| 8-K | Aug. 9, 2017 | 8-K | View Document |
| 10-Q | Aug. 9, 2017 | 10-Q | View Document |
| 4 | July 12, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | July 12, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | July 7, 2017 | FORM 4 | View Document |
| 4 | July 7, 2017 | FORM 4 | View Document |
| 40-17G | July 3, 2017 | 40-17G | View Document |
| 4 | July 3, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | July 3, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 28, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 28, 2017 | OWNERSHIP DOCUMENT | View Document |
| 3 | June 23, 2017 | FORM 3 | View Document |
| 8-K | June 23, 2017 | FORM 8-K | View Document |
| 4 | June 23, 2017 | FORM 4 | View Document |
| 4 | June 23, 2017 | FORM 4 | View Document |
| 4 | June 20, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 20, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 15, 2017 | FORM 4 | View Document |
| 4 | June 15, 2017 | FORM 4 | View Document |
| 4 | June 12, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 12, 2017 | OWNERSHIP DOCUMENT | View Document |
| SC 13G/A | June 9, 2017 | - | View Document |
| 4 | June 7, 2017 | FORM 4 | View Document |
| 4 | June 7, 2017 | FORM 4 | View Document |
| 4 | June 2, 2017 | FORM 4 | View Document |
| 4 | June 2, 2017 | FORM 4 | View Document |
| 4 | May 30, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | May 30, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | May 24, 2017 | OWNERSHIP DOCUMENT | View Document |
| 40-APP | May 24, 2017 | 40-APP | View Document |
| 4 | May 24, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | May 19, 2017 | FORM 4 | View Document |
| 4 | May 19, 2017 | FORM 4 | View Document |
| 4 | May 16, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | May 16, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | May 11, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | May 11, 2017 | OWNERSHIP DOCUMENT | View Document |
| 8-K | May 9, 2017 | FORM 8-K | View Document |
| 10-Q | May 9, 2017 | FORM 10-Q | View Document |
| APP ORDR | April 13, 2017 | - | View Document |
| APP NTC | April 13, 2017 | - | View Document |
| 4 | March 20, 2017 | FORM 4 | View Document |
| 40-APP/A | March 20, 2017 | 40-APP/A | View Document |
| 4 | March 20, 2017 | FORM 4 | View Document |
| 4 | March 15, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | March 15, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | March 9, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | March 9, 2017 | OWNERSHIP DOCUMENT | View Document |
| 25-NSE | Feb. 22, 2017 | - | View Document |
| 8-K | Feb. 16, 2017 | FORM 8-K | View Document |
| SC 13D | Feb. 14, 2017 | SC 13D | View Document |
| 8-K | Feb. 10, 2017 | FORM 8-K | View Document |
| SC 13G | Feb. 10, 2017 | - | View Document |
| 8-K | Feb. 9, 2017 | FORM 8-K | View Document |
| 10-Q | Feb. 9, 2017 | FORM 10-Q | View Document |
| EFFECT | Feb. 6, 2017 | - | View Document |
| CORRESP | Feb. 3, 2017 | - | View Document |
| 4 | Feb. 1, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | Feb. 1, 2017 | OWNERSHIP DOCUMENT | View Document |
| POS 8C | Jan. 27, 2017 | POS 8C | View Document |
| CORRESP | Jan. 27, 2017 | - | View Document |
| N-23C-2 | Jan. 24, 2017 | N-23C-2 | View Document |
| 4 | Jan. 23, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | Jan. 23, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | Jan. 4, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | Jan. 4, 2017 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 29, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 29, 2016 | OWNERSHIP DOCUMENT | View Document |
| 40-APP/A | Dec. 23, 2016 | 40-APP/A | View Document |
| 4 | Dec. 21, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 21, 2016 | OWNERSHIP DOCUMENT | View Document |
| DEF 14A | Dec. 21, 2016 | DEF 14A | View Document |
| 4 | Dec. 16, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 16, 2016 | OWNERSHIP DOCUMENT | View Document |
| POS EX | Dec. 16, 2016 | POS EX | View Document |
| POS 8C | Dec. 15, 2016 | POS 8C | View Document |
| 4 | Dec. 13, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 13, 2016 | OWNERSHIP DOCUMENT | View Document |
| 497 | Dec. 12, 2016 | 497 | View Document |
| 10-K | Dec. 8, 2016 | FORM 10-K | View Document |
| 8-K | Dec. 8, 2016 | FORM 8-K | View Document |
| 4 | Nov. 9, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Nov. 9, 2016 | OWNERSHIP DOCUMENT | View Document |
| 8-K | Nov. 7, 2016 | FORM 8-K | View Document |
| 4 | Nov. 4, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Nov. 4, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Nov. 1, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Nov. 1, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Oct. 25, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Oct. 25, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Oct. 17, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Oct. 17, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Oct. 6, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Oct. 6, 2016 | OWNERSHIP DOCUMENT | View Document |
| 8-K | Sept. 22, 2016 | FORM 8-K | View Document |
| 4 | Sept. 16, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Sept. 16, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Sept. 13, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Sept. 13, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Sept. 6, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Sept. 6, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Aug. 23, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Aug. 23, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Aug. 19, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Aug. 19, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Aug. 16, 2016 | OWNERSHIP DOCUMENT | View Document |
| 4 | Aug. 16, 2016 | OWNERSHIP DOCUMENT | View Document |
| 10-Q | Aug. 9, 2016 | FORM 10-Q | View Document |
| 8-K | Aug. 9, 2016 | FORM 8-K | View Document |
| 40-APP | July 26, 2016 | 40-APP | View Document |
| 40-17G | June 13, 2016 | 40-17G | View Document |
| EFFECT | May 11, 2016 | - | View Document |
| N-2/A | May 10, 2016 | N-2/A | View Document |
| 10-Q | May 9, 2016 | FORM 10-Q | View Document |
| 8-K | May 9, 2016 | 8-K | View Document |
| CORRESP | May 6, 2016 | - | View Document |
| CORRESP | April 21, 2016 | - | View Document |
| SC 13D/A | April 6, 2016 | SCHEDULE 13D/A | View Document |
| CORRESP | March 29, 2016 | - | View Document |
| N-2/A | March 25, 2016 | N-2/A | View Document |
| 8-K | March 14, 2016 | 8-K | View Document |
| 10-Q | Feb. 9, 2016 | FORM 10-Q | View Document |
| 8-K | Feb. 9, 2016 | FORM 8-K | View Document |
| DEF 14A | Jan. 20, 2016 | DEFINITIVE PROXY STATEMENT | View Document |
| N-2 | Dec. 23, 2015 | N-2 | View Document |
| 8-A12B | Dec. 18, 2015 | FORM 8-A | View Document |
| POS EX | Dec. 17, 2015 | POS EX | View Document |
| 497AD | Dec. 17, 2015 | 497AD | View Document |
| 497 | Dec. 16, 2015 | 497 | View Document |
| 4 | Dec. 15, 2015 | OWNERSHIP DOCUMENT | View Document |
| 497AD | Dec. 15, 2015 | 497AD | View Document |
| 497AD | Dec. 10, 2015 | 497AD | View Document |
| 497 | Dec. 10, 2015 | 497 | View Document |
| 10-K | Dec. 4, 2015 | FORM 10-K | View Document |
| 8-K | Dec. 4, 2015 | FORM 8-K | View Document |
| SC 13D/A | Nov. 17, 2015 | SC 13D/A | View Document |
| 8-K | Nov. 12, 2015 | 8-K | View Document |
| 8-K | Nov. 5, 2015 | 8-K | View Document |
| 8-K | Nov. 2, 2015 | CURRENT REPORT | View Document |
| 40-17G | Sept. 25, 2015 | 40-17G | View Document |
| 8-K | Aug. 10, 2015 | CURRENT REPORT | View Document |
| 10-Q | Aug. 10, 2015 | FORM 10-Q | View Document |
| 8-K | July 30, 2015 | FORM 8-K | View Document |
| 3 | July 20, 2015 | OWNERSHIP DOCUMENT | View Document |
| SC 13D | July 20, 2015 | SCHEDULE 13D | View Document |
| 4 | June 1, 2015 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 1, 2015 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 1, 2015 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 1, 2015 | OWNERSHIP DOCUMENT | View Document |
| 4 | June 1, 2015 | OWNERSHIP DOCUMENT | View Document |
| 10-Q | May 11, 2015 | FORM 10-Q | View Document |
| 8-K | May 11, 2015 | CURRENT REPORT | View Document |
| 3 | April 23, 2015 | OWNERSHIP DOCUMENT | View Document |
| 8-K | March 30, 2015 | FORM 8-K | View Document |
| 8-K | Feb. 27, 2015 | CURRENT REPORT | View Document |
| SC 13G/A | Feb. 17, 2015 | NONE | View Document |
| 8-K | Feb. 9, 2015 | CURRENT REPORT | View Document |
| 10-Q | Feb. 9, 2015 | FORM 10-Q | View Document |
| EFFECT | Jan. 30, 2015 | - | View Document |
| POS 8C | Jan. 30, 2015 | POS 8C | View Document |
| CORRESP | Jan. 27, 2015 | - | View Document |
| DEF 14A | Jan. 9, 2015 | DEF 14A | View Document |
| 4 | Dec. 15, 2014 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 15, 2014 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 15, 2014 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 15, 2014 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 15, 2014 | OWNERSHIP DOCUMENT | View Document |
| POS 8C | Dec. 12, 2014 | POS 8C | View Document |
| 10-K | Dec. 8, 2014 | FORM 10-K | View Document |
| 8-K | Dec. 8, 2014 | FORM 8-K | View Document |
| 8-K | Oct. 31, 2014 | CURRENT REPORT | View Document |
| POS EX | Aug. 26, 2014 | POS EX | View Document |
| 497AD | Aug. 26, 2014 | 497AD | View Document |
| 497 | Aug. 22, 2014 | 497 | View Document |
| 497AD | Aug. 21, 2014 | 497AD | View Document |
| 497AD | Aug. 20, 2014 | 497AD | View Document |
| 497 | Aug. 20, 2014 | 497 | View Document |
| POS EX | Aug. 5, 2014 | POS EX | View Document |
| 497 | Aug. 4, 2014 | 497 | View Document |
| 10-Q | July 31, 2014 | FORM 10-Q | View Document |
| 8-K | July 31, 2014 | CURRENT REPORT | View Document |
| 40-17G/A | July 8, 2014 | 40-17G/A | View Document |
| 40-17G | June 30, 2014 | 40-17G | View Document |
| 8-K | June 3, 2014 | FORM 8-K | View Document |
| 40-17G/A | May 23, 2014 | 40-17G/A | View Document |
| 4 | May 23, 2014 | FORM 4 | View Document |
| 8-K | May 1, 2014 | FORM 8-K | View Document |
| 10-Q | May 1, 2014 | FORM 10-Q | View Document |
| 497AD | April 28, 2014 | 497AD | View Document |
| POS EX | April 25, 2014 | POS EX | View Document |
| 497 | April 24, 2014 | FINAL PROSPECTUS SUPPLEMENT | View Document |
| 497AD | April 23, 2014 | 497AD | View Document |
| 497AD | April 22, 2014 | 497AD | View Document |
| 497 | April 22, 2014 | PRELIMINARY PROSPECTUS SUPPLEMENT | View Document |
| 8-K | April 4, 2014 | CURRENT REPORT | View Document |
| 3 | March 10, 2014 | OWNERSHIP DOCUMENT | View Document |
| 8-K | March 7, 2014 | FORM 8-K | View Document |
| 8-K | March 7, 2014 | FORM 8-K | View Document |
| DEFA14A | Feb. 27, 2014 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DEFA14A | Feb. 27, 2014 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| DEFA14A | Feb. 18, 2014 | FORM DEFA14A | View Document |
| DEFA14A | Feb. 18, 2014 | DEFINITIVE ADDITIONAL MATERIALS | View Document |
| 3 | Feb. 14, 2014 | OWNERSHIP DOCUMENT | View Document |
| SC 13G | Feb. 14, 2014 | NONE | View Document |
| 8-K | Feb. 12, 2014 | FORM 8-K | View Document |
| 8-K | Feb. 6, 2014 | CURRENT REPORT | View Document |
| 10-Q | Feb. 6, 2014 | FORM 10-Q | View Document |
| 497AD | Feb. 5, 2014 | 497AD | View Document |
| 497 | Feb. 4, 2014 | PRELIMINARY PROSPECTUS SUPPLEMENT | View Document |
| POS EX | Feb. 4, 2014 | FORM N-1 AM. 5 | View Document |
| 497AD | Jan. 31, 2014 | 497AD | View Document |
| 497 | Jan. 30, 2014 | 497 | View Document |
| 497AD | Jan. 30, 2014 | 497AD | View Document |
| POS 8C | Jan. 17, 2014 | POS 8C | View Document |
| EFFECT | Jan. 17, 2014 | - | View Document |
| CORRESP | Jan. 3, 2014 | - | View Document |
| DEF 14A | Jan. 3, 2014 | DEFINITIVE PROXY STATEMENT | View Document |
| PRE 14A | Dec. 18, 2013 | PRE 14A | View Document |
| 10-K | Dec. 10, 2013 | FORM 10-K | View Document |
| POS 8C | Dec. 10, 2013 | POS 8C | View Document |
| 8-K | Dec. 9, 2013 | FORM 8-K | View Document |
| 5 | Nov. 1, 2013 | OWNERSHIP DOCUMENT | View Document |
| 40-APP/A | Sept. 26, 2013 | FORM 40-APP/A | View Document |
| 8-K | Sept. 20, 2013 | FORM 8-K | View Document |
| 497AD | Sept. 9, 2013 | 497AD | View Document |
| 497 | Sept. 5, 2013 | FORM 497 | View Document |
| POS EX | Sept. 5, 2013 | FORM N-2 | View Document |
| 497AD | Sept. 4, 2013 | FORM 497AD | View Document |
| 497AD | Sept. 3, 2013 | FORM 497AD | View Document |
| 497 | Sept. 3, 2013 | 497 | View Document |
| 8-K | Aug. 1, 2013 | CURRENT REPORT | View Document |
| 10-Q | Aug. 1, 2013 | FORM 10-Q | View Document |
| 40-17G | July 15, 2013 | 40-17G | View Document |
| 4 | June 13, 2013 | OWNERSHIP DOCUMENT | View Document |
| 8-K | May 7, 2013 | 8-K | View Document |
| 8-K | May 2, 2013 | FORM 8-K | View Document |
| 10-Q | May 2, 2013 | 10-Q | View Document |
| 497AD | April 12, 2013 | FORM 497AD | View Document |
| 497 | April 11, 2013 | 497 | View Document |
| POS EX | April 11, 2013 | POS EX | View Document |
| 497AD | April 9, 2013 | FORM 497AD | View Document |
| 497 | April 8, 2013 | 497 | View Document |
| 497AD | April 8, 2013 | 497AD | View Document |
| 8-K | April 5, 2013 | FORM 8-K | View Document |
| UPLOAD | April 3, 2013 | - | View Document |
| 8-K | April 2, 2013 | FORM 8-K | View Document |
| CORRESP | April 2, 2013 | - | View Document |
| EFFECT | April 2, 2013 | - | View Document |
| CERTNYS | March 22, 2013 | AUTO-GENERATED PAPER DOCUMENT | View Document |
| 497AD | March 18, 2013 | 497AD | View Document |
| N-2 | March 18, 2013 | N-2 | View Document |
| 8-A12B | March 18, 2013 | 8-A12B | View Document |
| POS EX | March 15, 2013 | POST-EFFECTIVE AMENDMENT NO. 7 TO FORM N-2 | View Document |
| 497 | March 15, 2013 | 497 | View Document |
| 497AD | March 14, 2013 | FORM 497AD | View Document |
| 497AD | March 13, 2013 | FORM 497AD | View Document |
| 497 | March 13, 2013 | 497 | View Document |
| EFFECT | March 12, 2013 | - | View Document |
| CORRESP | March 12, 2013 | - | View Document |
| CORRESP | March 12, 2013 | - | View Document |
| POS 8C | March 12, 2013 | POS 8C | View Document |
| 8-K | March 8, 2013 | FORM 8-K | View Document |
| 8-K | Feb. 15, 2013 | FORM 8-K | View Document |
| SC 13G/A | Feb. 14, 2013 | - | View Document |
| 10-Q | Feb. 6, 2013 | FORM 10-Q | View Document |
| 8-K | Feb. 6, 2013 | FORM 8-K | View Document |
| 8-K | Jan. 29, 2013 | CURRENT REPORT | View Document |
| 40-APP/A | Jan. 14, 2013 | 40-APP/A | View Document |
| CORRESP | Jan. 14, 2013 | - | View Document |
| POS 8C | Jan. 14, 2013 | POST-EFFECTIVE AMENDMENT | View Document |
| DEF 14A | Jan. 14, 2013 | - | View Document |
| 40-17G | Jan. 7, 2013 | 40-17G | View Document |
| PRE 14A | Dec. 26, 2012 | PRE 14A | View Document |
| 4 | Dec. 14, 2012 | OWNERSHIP DOCUMENT | View Document |
| 8-K | Dec. 13, 2012 | FORM 8-K | View Document |
| 10-K | Dec. 10, 2012 | FORM 10-K | View Document |
| 8-K | Dec. 10, 2012 | FORM 8-K | View Document |
| 497AD | Dec. 3, 2012 | FORM 497AD | View Document |
| POS EX | Dec. 3, 2012 | POST EFFECTIVE AMENDMENT | View Document |
| 497 | Nov. 29, 2012 | 497 | View Document |
| 497AD | Nov. 28, 2012 | 497AD | View Document |
| 497AD | Nov. 28, 2012 | FORM 497AD | View Document |
| 497 | Nov. 27, 2012 | 497 | View Document |
| APP ORDR | Nov. 16, 2012 | - | View Document |
| APP NTC | Oct. 18, 2012 | - | View Document |
| 8-K | Sept. 28, 2012 | FORM 8-K | View Document |
| 40-17G | Sept. 26, 2012 | FORM 40-17G | View Document |
| 8-K | Sept. 6, 2012 | FORM 8-K | View Document |
| 497AD | Aug. 24, 2012 | RULE 482 | View Document |
| POS EX | Aug. 23, 2012 | FORM POS EX | View Document |
| 497 | Aug. 23, 2012 | FORM 497 | View Document |
| 497AD | Aug. 22, 2012 | FORM 497AD | View Document |
| 40-APP/A | Aug. 21, 2012 | AMENDMENT NO. 2 TO FORM 40APP | View Document |
| 497 | Aug. 21, 2012 | 497 | View Document |
| 497AD | Aug. 21, 2012 | RULE 482 | View Document |
| 40-APP/A | Aug. 10, 2012 | AMENDMENT NO.1 TO FORM 40-APP | View Document |
| 10-Q | Aug. 2, 2012 | FORM 10-Q | View Document |
| 8-K | Aug. 2, 2012 | FORM 8-K | View Document |
| 497 | July 3, 2012 | 497 | View Document |
| 40-APP/A | June 20, 2012 | AMENDMENT NO. 2 TO 40-APP | View Document |
| 4 | May 24, 2012 | OWNERSHIP DOCUMENT | View Document |
| 4 | May 22, 2012 | OWNERSHIP DOCUMENT | View Document |
| 4 | May 11, 2012 | OWNERSHIP DOCUMENT | View Document |
| 8-K | May 3, 2012 | FORM 8-K | View Document |
| 8-K | May 3, 2012 | CURRENT REPORT | View Document |
| 10-Q | May 3, 2012 | FORM 10-Q | View Document |
| 4 | April 24, 2012 | OWNERSHIP DOCUMENT | View Document |
| 4 | April 24, 2012 | OWNERSHIP DOCUMENT | View Document |
| 4 | April 24, 2012 | OWNERSHIP DOCUMENT | View Document |
| 8-K | April 4, 2012 | FORM 8-K | View Document |
| 40-APP/A | March 30, 2012 | AMENDMENT NO.1 TO FORM 40APP | View Document |
| APP ORDR | March 28, 2012 | - | View Document |
| 40-APP | March 28, 2012 | FORM 40-APP | View Document |
| 8-K | March 21, 2012 | FORM 8-K | View Document |
| POS EX | March 21, 2012 | POST-EFFECTIVE AMENDMENT - EXHIBITS | View Document |
| 8-A12B | March 21, 2012 | FORM 8-A | View Document |
| 497 | March 14, 2012 | 497 | View Document |
| 497AD | March 14, 2012 | RULE 482 | View Document |
| 8-K | March 14, 2012 | FORM 8-K | View Document |
| 497AD | March 12, 2012 | RULE 497 AND 482 | View Document |
| 497 | March 12, 2012 | FORM 497 | View Document |
| APP NTC | Feb. 27, 2012 | - | View Document |
| 3 | Feb. 27, 2012 | OWNERSHIP DOCUMENT | View Document |
| 3 | Feb. 27, 2012 | OWNERSHIP DOCUMENT | View Document |
| 40-APP/A | Feb. 24, 2012 | AMENDMENT NO. 5 TO FORM 40APP | View Document |
| 8-K | Feb. 23, 2012 | CURRENT REPORT | View Document |
| 4 | Feb. 23, 2012 | OWNERSHIP DOCUMENT | View Document |
| 497AD | Feb. 23, 2012 | RULE 497 AND 482 | View Document |
| SC 13G | Feb. 23, 2012 | - | View Document |
| UPLOAD | Feb. 22, 2012 | - | View Document |
| 497AD | Feb. 17, 2012 | RULE 497 AND 482 | View Document |
| 497 | Feb. 17, 2012 | 497 | View Document |
| POS EX | Feb. 17, 2012 | POST-EFFECTIVE AMENDMENT - EXHIBITS | View Document |
| N-2/A | Feb. 16, 2012 | AMENDMENT NO. 3 TO FORM N-2 | View Document |
| EFFECT | Feb. 16, 2012 | - | View Document |
| CORRESP | Feb. 16, 2012 | - | View Document |
| 497 | Feb. 16, 2012 | 497 | View Document |
| 497AD | Feb. 16, 2012 | RULE 497 AND 482 | View Document |
| N-2/A | Feb. 15, 2012 | N-2/A | View Document |
| APP WD | Feb. 15, 2012 | REQUEST TO WITHDRAW | View Document |
| N-2/A | Feb. 13, 2012 | AMENDMENT TO FORM N-2 | View Document |
| 40-APP/A | Feb. 13, 2012 | 40-APP/A | View Document |
| 8-K | Feb. 10, 2012 | CURRENT REPORT | View Document |
| 10-Q | Feb. 6, 2012 | FORM 10-Q | View Document |
| 8-K | Feb. 6, 2012 | CURRENT REPORT | View Document |
| 8-K | Feb. 3, 2012 | CURRENT REPORT | View Document |
| CORRESP | Feb. 2, 2012 | - | View Document |
| N-2 | Jan. 27, 2012 | FORM N-2 | View Document |
| DEF 14A | Jan. 3, 2012 | DEFINITIVE PROXY STATEMENTS | View Document |
| 8-K | Jan. 3, 2012 | CURRENT REPORT | View Document |
| PRE 14A | Dec. 23, 2011 | PRELIMINARY PROXY STATEMENT - FORM PRE14A | View Document |
| 4 | Dec. 22, 2011 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 22, 2011 | OWNERSHIP DOCUMENT | View Document |
| 4 | Dec. 22, 2011 | OWNERSHIP DOCUMENT | View Document |
| 10-K | Dec. 14, 2011 | 10-K | View Document |
| 8-K | Dec. 14, 2011 | CURRENT REPORT | View Document |
| 40-APP/A | Dec. 7, 2011 | 40-APP/A | View Document |
| 8-K | Nov. 30, 2011 | CURRENT REPORT | View Document |
| 40-APP/A | Nov. 29, 2011 | 40-APP/A | View Document |
| 8-K | Nov. 23, 2011 | CURRENT REPORT | View Document |
| 4 | Aug. 11, 2011 | OWNERSHIP DOCUMENT | View Document |
| 4 | Aug. 11, 2011 | OWNERSHIP DOCUMENT | View Document |
| 4 | Aug. 11, 2011 | OWNERSHIP DOCUMENT | View Document |
| 8-K | Aug. 9, 2011 | CURRENT REPORT | View Document |
| 8-K | Aug. 5, 2011 | CURRENT REPORT | View Document |
| 10-Q | Aug. 4, 2011 | QUARTERLY REPORT | View Document |
| 40-APP/A | July 22, 2011 | 40-APP/A | View Document |
| 40-APP/A | July 8, 2011 | 40-APP/A | View Document |
| 4 | June 30, 2011 | - | View Document |
| 10-Q | May 12, 2011 | FORM 10-Q | View Document |
| 8-K | May 12, 2011 | FORM 8-K | View Document |
| 10-Q | March 4, 2011 | FORM 10-Q | View Document |
| 40-17G | Feb. 14, 2011 | - | View Document |
| 4 | Jan. 28, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 497AD | Jan. 25, 2011 | 497AD | View Document |
| 497 | Jan. 21, 2011 | 497 | View Document |
| EFFECT | Jan. 20, 2011 | - | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 497AD | Jan. 20, 2011 | 497AD | View Document |
| N-54A | Jan. 20, 2011 | FORM N-54A | View Document |
| 497AD | Jan. 20, 2011 | 497AD | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| 3 | Jan. 20, 2011 | MAIN DOCUMENT DESCRIPTION | View Document |
| CERTNYS | Jan. 19, 2011 | AUTO-GENERATED PAPER DOCUMENT | View Document |
| 8-A12B | Jan. 19, 2011 | 8-A12B | View Document |
| N-2/A | Jan. 19, 2011 | N-2/A | View Document |
| N-2/A | Jan. 6, 2011 | N-2/A | View Document |
| N-6F/A | Dec. 1, 2010 | FORM N-6F/A | View Document |
| N-2/A | Nov. 23, 2010 | N-2/A | View Document |
| APP WD | Nov. 8, 2010 | APP WD | View Document |
| APP WD | Nov. 8, 2010 | APP WD | View Document |
| 40-APP/A | Nov. 5, 2010 | 40-APP/A | View Document |
| 40-APP | Nov. 5, 2010 | 40-APP | View Document |
| 40-APP/A | Nov. 5, 2010 | 40-APP/A | View Document |
| 40-APP | Nov. 4, 2010 | 40-APP | View Document |
| 40-APP | Nov. 3, 2010 | 40-APP | View Document |
| N-6F/A | Sept. 2, 2010 | FORM N-6F/A | View Document |
| N-2/A | July 2, 2010 | N-2/A | View Document |
| CORRESP | July 2, 2010 | - | View Document |
| UPLOAD | June 24, 2010 | - | View Document |
| 40-APP | June 23, 2010 | FORM 40-APP | View Document |
| 40-APP | June 23, 2010 | 40-APP | View Document |
| N-2/A | June 10, 2010 | FORM N-2/A | View Document |
| CORRESP | June 9, 2010 | - | View Document |
| N-2 | May 4, 2010 | FORM N-2 | View Document |
| N-6F | May 3, 2010 | FORM N-6F | View Document |