In the last 12 months, insiders at HERITAGE COMMERCE CORP ($HTBK) filed 225 transactions with the SEC: 17 open-market purchases totaling $396,831 and 8 sales totaling $636,940. Net insider sentiment: net selling.
HERITAGE COMMERCE CORP operates in the State commercial banks industry (Finance sector).
Most Active Insiders
- Jones Robertson Clay JR (President and CEO) — 40 transactions totaling $1,613,593
- Heitel Stephen G. (Director) — 9 transactions totaling $647,465
- SA THOMAS A (EVP/Chief Operating Officer) — 1 transaction totaling $185,000
- Conner Jack W (Director) — 5 transactions totaling $174,868
- Moles Robert (Director) — 5 transactions totaling $173,098
View all SEC Filings for HERITAGE COMMERCE CORP (HTBK).
Set Up your own filters →Recent Insider Transactions
| Transaction Date | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|
| March 5, 2026 | Conner Jack W | Not found | A | Common Stock, No Par Value | 4022 | $0.00 | 119,889.0000 | 61,687,616 | 3.47% | 0.01% |
| March 10, 2026 | Edmonds-Waters Christopher | EVP/People & Culture Officer | M | Restricted Stock Unit | 2796 | $0.00 | 39,589.0000 | 61,687,616 | 6.60% | 0.00% |
| March 10, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | M | Restricted Stock Unit | 2919 | $0.00 | 29,975.0000 | 61,687,616 | 8.87% | 0.00% |
| March 10, 2026 | Edmonds-Waters Christopher | EVP/People & Culture Officer | M | Common Stock, No Par Value | 2796 | $0.00 | 9,500.0000 | 61,687,616 | 41.71% | 0.00% |
| March 10, 2026 | Edmonds-Waters Christopher | EVP/People & Culture Officer | A | Common Stock, No Par Value | 139 | $0.00 | 9,639.0000 | 61,687,616 | 1.46% | 0.00% |
| March 10, 2026 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 9897 | $0.00 | 296,458.0000 | 61,687,616 | 3.45% | 0.02% |
| March 10, 2026 | Jones Robertson Clay JR | President and CEO | A | Common Stock, No Par Value | 501 | $0.00 | 296,959.0000 | 61,687,616 | 0.17% | 0.00% |
| March 10, 2026 | Jones Robertson Clay JR | President and CEO | M | Restricted Stock Unit | 9897 | $0.00 | 93,041.0000 | 61,687,616 | 9.61% | 0.02% |
| March 10, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | M | Common Stock, No Par Value | 2919 | $0.00 | 5,860.0000 | 61,687,616 | 99.25% | 0.00% |
| March 10, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | A | Common Stock, No Par Value | 146 | $0.00 | 6,006.0000 | 61,687,616 | 2.49% | 0.00% |
| March 10, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | F | Common Stock, No Par Value | 1090 | $12.14 | 4,916.0000 | 61,687,616 | 18.15% | 0.00% |
| March 8, 2026 | Jones Robertson Clay JR | President and CEO | A | Common Stock, No Par Value | 1427 | $0.00 | 286,561.0000 | 61,687,616 | 0.50% | 0.00% |
| March 8, 2026 | Jones Robertson Clay JR | President and CEO | M | Restricted Stock Unit | 13212 | $0.00 | 102,938.0000 | 61,687,616 | 14.72% | 0.02% |
| March 8, 2026 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 13212 | $0.00 | 285,134.0000 | 61,687,616 | 4.86% | 0.02% |
| March 5, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | A | Restricted Stock Unit | 14613 | $0.00 | 32,894.0000 | 61,687,616 | 79.94% | 0.02% |
| March 5, 2026 | Conner Jack W | Not found | A | Common Stock, No Par Value | 4022 | $0.00 | 152,796.0000 | 61,687,616 | 2.70% | 0.01% |
| March 5, 2026 | Jones Robertson Clay JR | President and CEO | A | Restricted Stock Unit | 49543 | $0.00 | 116,150.0000 | 61,687,616 | 74.38% | 0.08% |
| March 5, 2026 | Jones Robertson Clay JR | President and CEO | M | Employee Stock Option (right to buy) | 16390 | $0.00 | 0.0000 | 61,687,616 | 100.00% | 0.03% |
| March 5, 2026 | Jones Robertson Clay JR | President and CEO | M | Employee Stock Option (right to buy) | 33009 | $0.00 | 0.0000 | 61,687,616 | 100.00% | 0.05% |
| March 5, 2026 | Jones Robertson Clay JR | President and CEO | F | Common Stock, No Par Value | 28522 | $12.43 | 271,922.0000 | 61,687,616 | 9.49% | 0.05% |
| March 5, 2026 | Jones Robertson Clay JR | President and CEO | F | Common Stock, No Par Value | 14962 | $12.43 | 300,444.0000 | 61,687,616 | 4.74% | 0.02% |
| March 5, 2026 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 33009 | $10.74 | 315,406.0000 | 61,687,616 | 11.69% | 0.05% |
| March 5, 2026 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 16390 | $10.74 | 282,397.0000 | 61,687,616 | 6.16% | 0.03% |
| March 5, 2026 | Sutton Marina Park | Not found | A | Common Stock, No Par Value | 4022 | $0.00 | 123,994.0000 | 61,687,616 | 3.35% | 0.01% |
| March 5, 2026 | Husain Kamran F | Not found | A | Common Stock, No Par Value | 4022 | $0.00 | 28,084.0000 | 61,687,616 | 16.72% | 0.01% |
| March 5, 2026 | Tam Jeannie | SVP/Chief Accounting Officer | A | Restricted Stock Unit | 9209 | $0.00 | 9,209.0000 | 61,687,616 | 9999.99% | 0.01% |
| March 5, 2026 | Just Susan Svensson | EVP/Chief Credit Officer | A | Restricted Stock Unit | 14069 | $0.00 | 23,844.0000 | 61,687,616 | 143.93% | 0.02% |
| March 5, 2026 | Edmonds-Waters Christopher | EVP/People & Culture Officer | A | Restricted Stock Unit | 13997 | $0.00 | 42,385.0000 | 61,687,616 | 49.31% | 0.02% |
| March 5, 2026 | SA THOMAS A | Executive Vice President / COO | A | Restricted Stock Unit | 21753 | $0.00 | 55,554.0000 | 61,687,616 | 64.36% | 0.04% |
| March 5, 2026 | Fonti Seth | EVP/Chief Financial Officer | A | Restricted Stock Unit | 19463 | $0.00 | 19,463.0000 | 61,687,616 | 9999.99% | 0.03% |
| March 5, 2026 | Heitel Stephen G. | Not found | A | Common Stock, No Par Value | 4022 | $0.00 | 216,078.0000 | 61,687,616 | 1.90% | 0.01% |
| March 5, 2026 | Abate Christopher J | Not found | A | Common Stock, No Par Value | 4022 | $0.00 | 6,980.0000 | 61,687,616 | 135.97% | 0.01% |
| March 5, 2026 | CABRAL BRUCE H | Not found | A | Common Stock, No Par Value | 4022 | $0.00 | 127,325.0000 | 61,687,616 | 3.26% | 0.01% |
| March 5, 2026 | BIAGINI KOMAS JULIANNE M | Not found | A | Common Stock, No Par Value | 6838 | $0.00 | 68,194.0000 | 61,687,616 | 11.14% | 0.01% |
| Feb. 27, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | M | Restricted Stock Unit | 4761 | $0.00 | 18,281.0000 | 61,687,616 | 20.66% | 0.01% |
| Feb. 27, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | F | Common Stock, No Par Value | 2058 | $12.43 | 2,941.0000 | 61,687,616 | 41.17% | 0.00% |
| Feb. 27, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | M | Common Stock, No Par Value | 4761 | $0.00 | 4,761.0000 | 61,687,616 | 9999.99% | 0.01% |
| Feb. 27, 2026 | Sabnani Janisha | EVP/General Counsel/Corp Sec | A | Common Stock, No Par Value | 238 | $0.00 | 4,999.0000 | 61,687,616 | 5.00% | 0.00% |
| Dec. 23, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | A | Common Stock, No Par Value | 628 | $0.00 | 17,405.0000 | 61,687,616 | 3.74% | 0.00% |
| Dec. 23, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | M | Common Stock, No Par Value | 2810 | $0.00 | 16,777.0000 | 61,687,616 | 20.12% | 0.00% |
| Dec. 23, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | M | Common Stock, No Par Value | 4153 | $0.00 | 13,967.0000 | 61,687,616 | 42.32% | 0.01% |
| Dec. 23, 2025 | SA THOMAS A | Executive Vice President / COO | M | Restricted Stock Unit | 4345 | $0.00 | 33,801.0000 | 61,687,616 | 11.39% | 0.01% |
| Dec. 23, 2025 | SA THOMAS A | Executive Vice President / COO | M | Common Stock, No Par Value | 4345 | $0.00 | 37,402.0000 | 61,687,616 | 13.14% | 0.01% |
| Dec. 23, 2025 | SA THOMAS A | Executive Vice President / COO | A | Common Stock, No Par Value | 174 | $0.00 | 37,576.0000 | 61,687,616 | 0.47% | 0.00% |
| Dec. 23, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | M | Restricted Stock Unit | 2810 | $0.00 | 5,622.0000 | 61,687,616 | 33.33% | 0.00% |
| Dec. 23, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | M | Restricted Stock Unit | 4153 | $0.00 | 4,153.0000 | 61,687,616 | 50.00% | 0.01% |
| Dec. 23, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | F | Common Stock, No Par Value | 3669 | $12.49 | 13,736.0000 | 61,687,616 | 21.08% | 0.01% |
| Nov. 18, 2025 | SA THOMAS A | Executive Vice President / COO | M | Common Stock, No Par Value | 12554 | $0.00 | 33,057.0000 | 61,687,616 | 61.23% | 0.02% |
| Nov. 18, 2025 | SA THOMAS A | Executive Vice President / COO | M | Restricted Stock Unit | 12554 | $0.00 | 38,146.0000 | 61,687,616 | 24.76% | 0.02% |
| Nov. 18, 2025 | SA THOMAS A | Executive Vice President / COO | A | Common Stock, No Par Value | 503 | $0.00 | 20,503.0000 | 61,687,616 | 2.52% | 0.00% |
| Sept. 9, 2025 | CABRAL BRUCE H | Not found | S | Common Stock, No Par Value | 5889 | $10.22 | 123,303.0000 | 61,546,157 | 4.56% | 0.01% |
| Sept. 8, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | I | Common Stock, No Par Value | 960 | $10.23 | 9,814.0000 | 61,546,157 | 8.91% | 0.00% |
| Aug. 18, 2025 | Abate Christopher J | Director | A | Common Stock, No Par Value | 2958 | $0.00 | 2,958.0000 | 61,546,157 | 9999.99% | 0.00% |
| Aug. 5, 2025 | Fonti Seth | EVP/CFO | A | Common Stock, No Par Value | 32188 | $0.00 | 32,188.0000 | 61,546,157 | 9999.99% | 0.05% |
| Aug. 1, 2025 | SA THOMAS A | EVP/Chief Operating Officer | P | Common Stock, No Par Value | 20000 | $9.25 | 20,000.0000 | 61,546,157 | 9999.99% | 0.03% |
| July 29, 2025 | Tam Jeannie | SVP/Chief Accounting Officer | A | Common Stock, No Par Value | 6233 | $0.00 | 6,233.0000 | 61,546,157 | 9999.99% | 0.01% |
| May 31, 2025 | Edmonds-Waters Christopher | EVP/People & Culture Officer | M | Restricted Stock Unit | 10000 | $0.00 | 20,000.0000 | 61,546,157 | 33.33% | 0.02% |
| March 10, 2025 | Edmonds-Waters Christopher | EVP/People & Culture Officer | A | Restricted Stock Unit | 8388 | $0.00 | 8,388.0000 | 61,546,157 | 9999.99% | 0.01% |
| June 2, 2025 | Edmonds-Waters Christopher | EVP/People & Culture Officer | I | Common Stock, No Par Value | 325 | $9.15 | 6,704.0000 | 61,546,157 | 4.62% | 0.00% |
| June 2, 2025 | Edmonds-Waters Christopher | EVP/People & Culture Officer | I | Common Stock, No Par Value | 3500 | $9.14 | 7,029.0000 | 61,546,157 | 33.24% | 0.01% |
| May 31, 2025 | Edmonds-Waters Christopher | EVP/People & Culture Officer | A | Common Stock, No Par Value | 529 | $0.00 | 10,529.0000 | 61,546,157 | 5.29% | 0.00% |
| May 31, 2025 | Edmonds-Waters Christopher | EVP/People & Culture Officer | M | Common Stock, No Par Value | 10000 | $0.00 | 10,000.0000 | 61,546,157 | 9999.99% | 0.02% |
| March 10, 2025 | Edmonds-Waters Christopher | EVP/People & Culture Officer | A | Performance-Based Restricted Stock Unit | 8388 | $0.00 | 8,388.0000 | 61,546,157 | 9999.99% | 0.01% |
| March 10, 2025 | SA THOMAS A | Executive Vice President / COO | A | Restricted Stock Unit | 13036 | $0.00 | 50,700.0000 | 61,546,157 | 34.61% | 0.02% |
| March 10, 2025 | SA THOMAS A | Executive Vice President / COO | A | Performance-Based Restricted Stock Unit | 13036 | $0.00 | 13,036.0000 | 61,546,157 | 9999.99% | 0.02% |
| May 22, 2025 | BIAGINI KOMAS JULIANNE M | Not found | A | Common Stock, No Par Value | 2060 | $0.00 | 61,857.0000 | 61,546,157 | 3.44% | 0.00% |
| May 12, 2025 | Sutton Marina Park | Not found | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 9,880.0000 | 61,546,157 | 20.00% | 0.00% |
| May 12, 2025 | Sutton Marina Park | Not found | M | Common Stock, No Par Value | 2470 | $4.92 | 120,589.0000 | 61,546,157 | 2.09% | 0.00% |
| May 2, 2025 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Common Stock, No Par Value | 427 | $0.00 | 94,095.0000 | 61,546,157 | 0.46% | 0.00% |
| May 2, 2025 | Reuter Deborah | EVP/CRO/Corporate Secretary | M | Restricted Stock Unit | 3526 | $0.00 | 20,394.0000 | 61,546,157 | 14.74% | 0.01% |
| May 2, 2025 | Jones Robertson Clay JR | President and CEO | A | Common Stock, No Par Value | 1287 | $0.00 | 266,007.0000 | 61,546,157 | 0.49% | 0.00% |
| May 2, 2025 | Jones Robertson Clay JR | President and CEO | M | Restricted Stock Unit | 10493 | $0.00 | 66,607.0000 | 61,546,157 | 13.61% | 0.02% |
| May 2, 2025 | Reuter Deborah | EVP/CRO/Corporate Secretary | M | Common Stock, No Par Value | 3526 | $0.00 | 93,668.0000 | 61,546,157 | 3.91% | 0.01% |
| May 2, 2025 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 10493 | $0.00 | 264,720.0000 | 61,546,157 | 4.13% | 0.02% |
| March 10, 2025 | Jones Robertson Clay JR | President and CEO | A | Restricted Stock Unit | 29691 | $0.00 | 29,691.0000 | 61,546,157 | 9999.99% | 0.05% |
| March 10, 2025 | Jones Robertson Clay JR | President and CEO | S | Common Stock, No Par Value | 5145 | $9.73 | 254,227.0000 | 61,546,157 | 1.98% | 0.01% |
| March 10, 2025 | Jones Robertson Clay JR | President and CEO | A | Performance-Based Restricted Stock Unit | 29690 | $0.00 | 29,690.0000 | 61,546,157 | 9999.99% | 0.05% |
| March 8, 2025 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 13212 | $0.00 | 258,651.0000 | 61,546,157 | 5.38% | 0.02% |
| March 8, 2025 | Jones Robertson Clay JR | President and CEO | M | Restricted Stock Unit | 13212 | $0.00 | 26,424.0000 | 61,546,157 | 33.33% | 0.02% |
| March 8, 2025 | Jones Robertson Clay JR | President and CEO | A | Common Stock, No Par Value | 721 | $0.00 | 259,372.0000 | 61,546,157 | 0.28% | 0.00% |
| March 10, 2025 | Husain Kamran F | Not found | A | Common Stock, No Par Value | 4990 | $0.00 | 24,062.0000 | 61,546,157 | 26.16% | 0.01% |
| March 10, 2025 | CABRAL BRUCE H | Not found | A | Common Stock, No Par Value | 4990 | $0.00 | 129,192.0000 | 61,546,157 | 4.02% | 0.01% |
| March 10, 2025 | BIAGINI KOMAS JULIANNE M | Not found | A | Common Stock, No Par Value | 6237 | $0.00 | 59,797.0000 | 61,546,157 | 11.64% | 0.01% |
| March 10, 2025 | Heitel Stephen G. | Not found | A | Common Stock, No Par Value | 4990 | $0.00 | 212,056.0000 | 61,546,157 | 2.41% | 0.01% |
| March 10, 2025 | Sutton Marina Park | Not found | A | Common Stock, No Par Value | 4990 | $0.00 | 118,119.0000 | 61,546,157 | 4.41% | 0.01% |
| March 10, 2025 | Conner Jack W | Not found | A | Common Stock, No Par Value | 8483 | $0.00 | 170,359.0000 | 61,546,157 | 5.24% | 0.01% |
| March 10, 2025 | DiNapoli Jason Philip | Director | A | Common Stock, No Par Value | 4990 | $0.00 | 382,923.0500 | 61,546,157 | 1.32% | 0.01% |
| March 10, 2025 | Roden Laura | Director | A | Common Stock, No Par Value | 4990 | $0.00 | 55,937.0000 | 61,546,157 | 9.79% | 0.01% |
| March 8, 2025 | Jones Robertson Clay JR | President and CEO | A | Common Stock, No Par Value | 721 | $0.00 | 259,372.0000 | 61,546,157 | 0.28% | 0.00% |
| March 8, 2025 | Reuter Deborah | EVP/CRO/Corporate Secretary | M | Restricted Stock Unit | 4255 | $0.00 | 15,564.0000 | 61,546,157 | 21.47% | 0.01% |
| March 8, 2025 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Common Stock, No Par Value | 229 | $0.00 | 90,142.0000 | 61,546,157 | 0.25% | 0.00% |
| March 8, 2025 | Reuter Deborah | EVP/CRO/Corporate Secretary | M | Common Stock, No Par Value | 4255 | $0.00 | 89,913.0000 | 61,546,157 | 4.97% | 0.01% |
| March 10, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | A | Performance-Based Restricted Stock Unit | 8431 | $0.00 | 20,889.0000 | 61,546,157 | 67.68% | 0.01% |
| March 10, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | A | Restricted Stock Unit | 8432 | $0.00 | 8,432.0000 | 61,546,157 | 9999.99% | 0.01% |
| March 8, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | M | Restricted Stock Unit | 4153 | $0.00 | 8,306.0000 | 61,546,157 | 33.33% | 0.01% |
| March 10, 2025 | Jones Robertson Clay JR | President and CEO | A | Performance-Based Restricted Stock Unit | 28456 | $0.00 | 99,568.0000 | 61,546,157 | 40.02% | 0.05% |
| March 10, 2025 | Jones Robertson Clay JR | President and CEO | A | Restricted Stock Unit | 28546 | $0.00 | 49,531.0000 | 61,546,157 | 136.03% | 0.05% |
| March 8, 2025 | Jones Robertson Clay JR | President and CEO | M | Restricted Stock Unit | 13212 | $0.00 | 47,409.0000 | 61,546,157 | 21.79% | 0.02% |
| March 10, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | S | Common Stock, No Par Value | 1602 | $9.73 | 10,774.0000 | 61,546,157 | 12.94% | 0.00% |
| March 8, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | A | Common Stock, No Par Value | 223 | $0.00 | 12,376.0000 | 61,546,157 | 1.83% | 0.00% |
| March 8, 2025 | Just Susan Svensson | EVP/Chief Credit Officer | M | Common Stock, No Par Value | 4153 | $0.00 | 12,153.0000 | 61,546,157 | 51.91% | 0.01% |
| March 10, 2025 | Sabnani Janisha | EVP/General Counsel | A | Performance-Based Restricted Stock Unit | 8757 | $0.00 | 8,757.0000 | 61,546,157 | 9999.99% | 0.01% |
| March 10, 2025 | Sabnani Janisha | EVP/General Counsel | A | Restricted Stock Unit | 8757 | $0.00 | 23,042.0000 | 61,546,157 | 61.30% | 0.01% |
| March 10, 2025 | Jones Robertson Clay JR | President and CEO | S | Common Stock, No Par Value | 5145 | $9.73 | 254,227.0000 | 61,546,157 | 1.98% | 0.01% |
| March 8, 2025 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 13212 | $0.00 | 258,651.0000 | 61,546,157 | 5.38% | 0.02% |
| March 10, 2025 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Performance-Based Restricted Stock Unit | 8356 | $0.00 | 31,700.0000 | 61,546,157 | 35.80% | 0.01% |
| March 10, 2025 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Restricted Stock Unit | 8356 | $0.00 | 15,409.0000 | 61,546,157 | 118.47% | 0.01% |
| Feb. 27, 2025 | Conner Jack W | Not found | S | Common Stock, No Par Value | 4000 | $10.52 | 161,876.0000 | 61,546,157 | 2.41% | 0.01% |
| Feb. 27, 2025 | Sabnani Janisha | EVP/General Counsel | A | Restricted Stock Unit | 14285 | $0.00 | 14,285.0000 | 61,546,157 | 9999.99% | 0.02% |
| Jan. 10, 2025 | Heitel Stephen G. | Not found | M | Employee Stock Option (right to buy) | 22778 | $0.00 | 0.0000 | 61,546,157 | 100.00% | 0.04% |
| Jan. 10, 2025 | Heitel Stephen G. | Not found | M | Employee Stock Option (right to buy) | 8097 | $0.00 | 0.0000 | 61,546,157 | 100.00% | 0.01% |
| Jan. 10, 2025 | Heitel Stephen G. | Not found | M | Common Stock, No Par Value | 22778 | $4.92 | 207,066.0000 | 61,546,157 | 12.36% | 0.04% |
| Jan. 10, 2025 | Heitel Stephen G. | Not found | M | Common Stock, No Par Value | 8097 | $4.92 | 184,288.0000 | 61,546,157 | 4.60% | 0.01% |
| Nov. 26, 2024 | CABRAL BRUCE H | Not found | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 7,410.0000 | 61,546,157 | 25.00% | 0.00% |
| Nov. 26, 2024 | CABRAL BRUCE H | Not found | M | Common Stock, No Par Value | 2470 | $5.50 | 124,202.0000 | 61,546,157 | 2.03% | 0.00% |
| Nov. 26, 2024 | CABRAL BRUCE H | Not found | M | Common Stock, No Par Value | 2470 | $4.85 | 119,262.0000 | 61,546,157 | 2.11% | 0.00% |
| Nov. 26, 2024 | CABRAL BRUCE H | Not found | M | Common Stock, No Par Value | 2470 | $4.92 | 121,732.0000 | 61,546,157 | 2.07% | 0.00% |
| Nov. 26, 2024 | Jones Robertson Clay JR | President and CEO | M | Employee Stock Option (right to buy) | 37050 | $0.00 | 49,399.0000 | 61,546,157 | 42.86% | 0.06% |
| Nov. 26, 2024 | Jones Robertson Clay JR | President and CEO | F | Common Stock, No Par Value | 16989 | $10.73 | 245,439.0000 | 61,546,157 | 6.47% | 0.03% |
| Nov. 26, 2024 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 37050 | $4.92 | 262,428.0000 | 61,546,157 | 16.44% | 0.06% |
| Nov. 26, 2024 | CABRAL BRUCE H | Not found | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 7,410.0000 | 61,546,157 | 25.00% | 0.00% |
| Nov. 26, 2024 | CABRAL BRUCE H | Not found | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 7,410.0000 | 61,546,157 | 25.00% | 0.00% |
| Nov. 18, 2024 | SA THOMAS A | Executive Vice President / COO | A | Restricted Stock Unit | 37664 | $0.00 | 37,664.0000 | 61,546,157 | 9999.99% | 0.06% |
| May 31, 2024 | Edmonds-Waters Christopher | EVP/People & Culture Officer | A | Restricted Stock Unit | 30000 | $0.00 | 30,000.0000 | 0 | 9999.99% | 0.00% |
| May 7, 2024 | CABRAL BRUCE H | Director | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 14,820.0000 | 0 | 14.29% | 0.00% |
| May 7, 2024 | CABRAL BRUCE H | Director | M | Common Stock, No Par Value | 2470 | $4.55 | 116,792.0000 | 0 | 2.16% | 0.00% |
| May 2, 2024 | MCGOVERN LAWRENCE D | EVP/CFO | M | Restricted Stock Unit | 4677 | $0.00 | 27,133.0000 | 0 | 14.70% | 0.00% |
| May 2, 2024 | MCGOVERN LAWRENCE D | EVP/CFO | A | Common Stock, No Par Value | 301 | $0.00 | 139,689.0000 | 0 | 0.22% | 0.00% |
| May 2, 2024 | MCGOVERN LAWRENCE D | EVP/CFO | M | Common Stock, No Par Value | 4677 | $0.00 | 139,388.0000 | 0 | 3.47% | 0.00% |
| May 2, 2024 | Reuter Deborah | EVP/CRO/Corporate Secretary | M | Restricted Stock Unit | 3526 | $0.00 | 19,819.0000 | 0 | 15.10% | 0.00% |
| May 2, 2024 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Common Stock, No Par Value | 226 | $0.00 | 85,658.0000 | 0 | 0.26% | 0.00% |
| May 2, 2024 | Reuter Deborah | EVP/CRO/Corporate Secretary | M | Common Stock, No Par Value | 3526 | $0.00 | 85,432.0000 | 0 | 4.30% | 0.00% |
| May 2, 2024 | Jones Robertson Clay JR | President and CEO | A | Common Stock, No Par Value | 678 | $0.00 | 225,378.0000 | 0 | 0.30% | 0.00% |
| May 2, 2024 | Jones Robertson Clay JR | President and CEO | M | Restricted Stock Unit | 10493 | $0.00 | 60,621.0000 | 0 | 14.76% | 0.00% |
| May 2, 2024 | Peng Coonley Janice Yuli | EVP/Chief People & Culture | M | Common Stock, No Par Value | 3041 | $0.00 | 15,041.0000 | 0 | 25.34% | 0.00% |
| May 2, 2024 | Peng Coonley Janice Yuli | EVP/Chief People & Culture | M | Restricted Stock Unit | 3041 | $0.00 | 18,467.0000 | 0 | 14.14% | 0.00% |
| May 2, 2024 | Peng Coonley Janice Yuli | EVP/Chief People & Culture | A | Common Stock, No Par Value | 196 | $0.00 | 15,237.0000 | 0 | 1.30% | 0.00% |
| May 2, 2024 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 10493 | $0.00 | 224,700.0000 | 0 | 4.90% | 0.00% |
| May 1, 2024 | Sutton Marina Park | Director | M | Common Stock, No Par Value | 2470 | $4.85 | 113,129.0000 | 0 | 2.23% | 0.00% |
| May 1, 2024 | Sutton Marina Park | Director | M | Common Stock, No Par Value | 2470 | $4.55 | 110,659.0000 | 0 | 2.28% | 0.00% |
| May 1, 2024 | Sutton Marina Park | Director | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 12,350.0000 | 0 | 16.67% | 0.00% |
| May 1, 2024 | Sutton Marina Park | Director | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 12,350.0000 | 0 | 16.67% | 0.00% |
| March 8, 2024 | MCGOVERN LAWRENCE D | EVP/CFO | A | Restricted Stock Unit | 17779 | $0.00 | 31,810.0000 | 0 | 126.71% | 0.00% |
| March 8, 2024 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Performance-Based Restricted Stock Unit | 12766 | $0.00 | 23,344.0000 | 0 | 120.68% | 0.00% |
| March 8, 2024 | MCGOVERN LAWRENCE D | EVP/CFO | A | Performance-Based Restricted Stock Unit | 17778 | $0.00 | 31,809.0000 | 0 | 126.71% | 0.00% |
| March 8, 2024 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Restricted Stock Unit | 12766 | $0.00 | 23,345.0000 | 0 | 120.67% | 0.00% |
| March 8, 2024 | Webster Ranson W | Director | A | Common Stock, No Par Value | 5889 | $0.00 | 660,525.0000 | 0 | 0.90% | 0.00% |
| March 8, 2024 | Sutton Marina Park | Director | A | Common Stock, No Par Value | 5889 | $0.00 | 108,189.0000 | 0 | 5.76% | 0.00% |
| March 8, 2024 | Roden Laura | Director | A | Common Stock, No Par Value | 5889 | $0.00 | 50,947.0000 | 0 | 13.07% | 0.00% |
| March 8, 2024 | Husain Kamran F | Director | A | Common Stock, No Par Value | 5889 | $0.00 | 19,072.0000 | 0 | 44.67% | 0.00% |
| March 8, 2024 | Heitel Stephen G. | Director | A | Common Stock, No Par Value | 5889 | $0.00 | 176,191.0000 | 0 | 3.46% | 0.00% |
| March 8, 2024 | Just Susan Svensson | EVP/Chief Credit Officer | A | Restricted Stock Unit | 12459 | $0.00 | 12,459.0000 | 0 | 9999.99% | 0.00% |
| March 8, 2024 | DiNapoli Jason Philip | Director | A | Common Stock, No Par Value | 5889 | $0.00 | 392,612.0500 | 0 | 1.52% | 0.00% |
| March 8, 2024 | Peng Coonley Janice Yuli | EVP/Chief People & Culture | A | Performance-Based Restricted Stock Unit | 12385 | $0.00 | 21,507.0000 | 0 | 135.77% | 0.00% |
| March 8, 2024 | Peng Coonley Janice Yuli | EVP/Chief People & Culture | A | Restricted Stock Unit | 12385 | $0.00 | 21,508.0000 | 0 | 135.76% | 0.00% |
| March 8, 2024 | Conner Jack W | Director | A | Common Stock, No Par Value | 10011 | $0.00 | 165,876.0000 | 0 | 6.42% | 0.00% |
| March 8, 2024 | CABRAL BRUCE H | Director | A | Common Stock, No Par Value | 5889 | $0.00 | 114,322.0000 | 0 | 5.43% | 0.00% |
| March 8, 2024 | BIAGINI KOMAS JULIANNE M | Director | A | Common Stock, No Par Value | 5889 | $0.00 | 53,560.0000 | 0 | 12.35% | 0.00% |
| March 8, 2024 | Jones Robertson Clay JR | President and CEO | A | Restricted Stock Unit | 39636 | $0.00 | 71,114.0000 | 0 | 125.92% | 0.00% |
| March 8, 2024 | Jones Robertson Clay JR | President and CEO | A | Performance-Based Restricted Stock Unit | 39635 | $0.00 | 71,112.0000 | 0 | 125.92% | 0.00% |
| March 8, 2024 | Just Susan Svensson | EVP/Chief Credit Officer | A | Performance-Based Restricted Stock Unit | 12458 | $0.00 | 12,458.0000 | 0 | 9999.99% | 0.00% |
| Feb. 26, 2024 | Webster Ranson W | Director | M | Common Stock, No Par Value | 4500 | $8.07 | 654,636.0000 | 0 | 0.69% | 0.00% |
| Feb. 26, 2024 | Webster Ranson W | Director | M | Standard Employee Option - NSO | 4500 | $0.00 | 0.0000 | 0 | 100.00% | 0.00% |
| May 24, 2019 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 202 | $12.21 | 384,660.7700 | 0 | 0.05% | 0.00% |
| May 25, 2018 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 129 | $17.10 | 383,992.6200 | 0 | 0.03% | 0.00% |
| Aug. 27, 2018 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 138 | $16.02 | 384,130.8400 | 0 | 0.04% | 0.00% |
| Nov. 21, 2018 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 155 | $14.37 | 384,285.9900 | 0 | 0.04% | 0.00% |
| Feb. 22, 2019 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 172 | $14.21 | 384,458.3900 | 0 | 0.04% | 0.00% |
| Aug. 23, 2019 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 215 | $11.61 | 384,875.7600 | 0 | 0.06% | 0.00% |
| Nov. 20, 2019 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 204 | $12.38 | 385,079.4100 | 0 | 0.05% | 0.00% |
| Feb. 20, 2020 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 236 | $11.69 | 385,315.3700 | 0 | 0.06% | 0.00% |
| May 22, 2020 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 361 | $7.72 | 385,676.8000 | 0 | 0.09% | 0.00% |
| Aug. 21, 2020 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 412 | $6.88 | 386,088.8000 | 0 | 0.11% | 0.00% |
| Nov. 23, 2020 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 335 | $8.62 | 386,424.1300 | 0 | 0.09% | 0.00% |
| March 1, 2021 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 299 | $9.81 | 386,723.0500 | 0 | 0.08% | 0.00% |
| Jan. 31, 2024 | Conner Jack W | Director | S | Common Stock, No Par Value | 6944 | $8.92 | 155,865.0000 | 0 | 4.27% | 0.00% |
| Jan. 10, 2024 | Heitel Stephen G. | Director | M | Common Stock, No Par Value | 31750 | $3.98 | 170,302.0000 | 0 | 22.92% | 0.00% |
| Jan. 10, 2024 | Heitel Stephen G. | Director | M | Employee Stock Option (right to buy) | 31750 | $0.00 | 30,875.0000 | 0 | 50.70% | 0.00% |
| Dec. 13, 2023 | DiNapoli Jason Philip | Director | G | Common Stock, No Par Value | 1479 | $0.00 | 384,614.0000 | 0 | 0.39% | 0.00% |
| Dec. 13, 2023 | DiNapoli Jason Philip | Director | G | Common Stock, No Par Value | 1479 | $0.00 | 387,572.0000 | 0 | 0.38% | 0.00% |
| Dec. 13, 2023 | DiNapoli Jason Philip | Director | G | Common Stock, No Par Value | 1479 | $0.00 | 386,093.0000 | 0 | 0.38% | 0.00% |
| Dec. 13, 2023 | DiNapoli Jason Philip | Director | G | Common Stock, No Par Value | 1479 | $0.00 | 384,614.0000 | 0 | 0.38% | 0.00% |
| June 14, 2023 | Jones Robertson Clay JR | President and CEO | M | Employee Stock Option (right to buy) | 19557 | $0.00 | 103,942.0000 | 0 | 15.84% | 0.00% |
| June 14, 2023 | Jones Robertson Clay JR | President and CEO | M | Common Stock, No Par Value | 19557 | $3.98 | 214,207.0000 | 0 | 10.05% | 0.00% |
| May 5, 2023 | Conner Jack W | Director | P | Common Stock, No Par Value | 5000 | $7.37 | 162,809.0000 | 0 | 3.17% | 0.00% |
| May 2, 2023 | Jones Robertson Clay JR | President and CEO | A | Restricted Stock Unit | 31478 | $0.00 | 31,478.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | BIAGINI KOMAS JULIANNE M | Director | A | Common Stock, No Par Value | 6747 | $0.00 | 47,671.0000 | 0 | 16.49% | 0.00% |
| May 2, 2023 | Butsch Margo G. | EVP/Chief Credit Officer | A | Performance-Based Restricted Stock Unit | 10399 | $0.00 | 10,399.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | Butsch Margo G. | EVP/Chief Credit Officer | A | Restricted Stock Unit | 10399 | $0.00 | 10,399.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | CABRAL BRUCE H | Director | A | Common Stock, No Par Value | 6747 | $0.00 | 108,433.0000 | 0 | 6.64% | 0.00% |
| May 2, 2023 | Conner Jack W | Director | A | Common Stock, No Par Value | 11470 | $0.00 | 157,809.0000 | 0 | 7.84% | 0.00% |
| May 2, 2023 | Conner Jack W | Director | P | Common Stock, No Par Value | 10000 | $7.61 | 157,809.0000 | 0 | 6.77% | 0.00% |
| May 2, 2023 | Peng Coonley Janice Yuli | EVP/Chief People and Diversity | A | Performance-Based Restricted Stock Unit | 9122 | $0.00 | 9,122.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | Peng Coonley Janice Yuli | EVP/Chief People and Diversity | A | Restricted Stock Unit | 9123 | $0.00 | 9,123.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | DiNapoli Jason Philip | Director | A | Common Stock, No Par Value | 6747 | $0.00 | 387,572.0000 | 0 | 1.77% | 0.00% |
| May 2, 2023 | Heitel Stephen G. | Director | A | Common Stock, No Par Value | 6747 | $0.00 | 138,552.0000 | 0 | 5.12% | 0.00% |
| May 2, 2023 | Jones Robertson Clay JR | President and CEO | A | Performance-Based Restricted Stock Unit | 31477 | $0.00 | 31,477.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | Husain Kamran F | Director | A | Common Stock, No Par Value | 6747 | $0.00 | 13,183.0000 | 0 | 104.83% | 0.00% |
| May 2, 2023 | MCGOVERN LAWRENCE D | EVP/CFO | A | Performance-Based Restricted Stock Unit | 14031 | $0.00 | 14,031.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | MCGOVERN LAWRENCE D | EVP/CFO | A | Restricted Stock Award | 14031 | $0.00 | 14,031.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Performance-Based Restricted Stock Unit | 10578 | $0.00 | 10,578.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | Reuter Deborah | EVP/CRO/Corporate Secretary | A | Restricted Stock Unit | 10579 | $0.00 | 10,579.0000 | 0 | 9999.99% | 0.00% |
| May 2, 2023 | Roden Laura | Director | A | Common Stock, No Par Value | 6747 | $0.00 | 45,058.0000 | 0 | 17.61% | 0.00% |
| May 2, 2023 | Sutton Marina Park | Director | A | Common Stock, No Par Value | 6747 | $0.00 | 102,300.0000 | 0 | 7.06% | 0.00% |
| May 2, 2023 | Webster Ranson W | Director | A | Common Stock, No Par Value | 6747 | $0.00 | 650,136.0000 | 0 | 1.05% | 0.00% |
| May 1, 2023 | Heitel Stephen G. | Director | M | Common Stock, No Par Value | 30874 | $4.92 | 131,805.0000 | 0 | 30.59% | 0.00% |
| May 1, 2023 | Sutton Marina Park | Director | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 17,290.0000 | 0 | 12.50% | 0.00% |
| May 1, 2023 | Sutton Marina Park | Director | M | Common Stock, No Par Value | 2470 | $3.77 | 95,553.0000 | 0 | 2.65% | 0.00% |
| May 1, 2023 | Sutton Marina Park | Director | M | Common Stock, No Par Value | 2470 | $3.41 | 93,083.0000 | 0 | 2.73% | 0.00% |
| May 1, 2023 | Heitel Stephen G. | Director | M | Employee Stock Option (right to buy) | 30874 | $0.00 | 62,625.0000 | 0 | 33.02% | 0.00% |
| May 1, 2023 | Sutton Marina Park | Director | M | Employee Stock Option (right to buy) | 2470 | $0.00 | 17,290.0000 | 0 | 12.50% | 0.00% |
| April 28, 2023 | Webster Ranson W | Director | M | Standard Employee Option - NSO | 4500 | $0.00 | 4,500.0000 | 0 | 50.00% | 0.00% |
| April 28, 2023 | Webster Ranson W | Director | M | Common Stock, No Par Value | 4500 | $6.57 | 643,389.0000 | 0 | 0.70% | 0.00% |
| April 25, 2023 | Reuter Deborah | EVP/CRO/Corporate Secretary | M | Common Stock, No Par Value | 6000 | $6.57 | 81,906.0000 | 0 | 7.90% | 0.00% |
| April 25, 2023 | Reuter Deborah | EVP/CRO/Corporate Secretary | M | Standard Employee Option - NSO | 6000 | $0.00 | 9,000.0000 | 0 | 40.00% | 0.00% |
| March 6, 2023 | DiNapoli Jason Philip | Director | P | Common Stock, No Par Value | 3660 | $11.92 | 380,825.0000 | 0 | 0.97% | 0.00% |
| March 3, 2023 | Moles Robert | Director | S | Common Stock, No Par Value | 9000 | $11.91 | 43,560.0000 | 0 | 17.12% | 0.00% |
| Feb. 22, 2023 | Husain Kamran F | Director | P | Common Stock, No Par Value | 2000 | $12.25 | 6,436.0000 | 0 | 45.09% | 0.00% |
| Feb. 23, 2023 | Moles Robert | Director | M | Common Stock, No Par Value | 4500 | $6.57 | 48,060.0000 | 0 | 10.33% | 0.00% |
| Feb. 23, 2023 | Moles Robert | Director | M | Common Stock, No Par Value | 4500 | $8.07 | 52,560.0000 | 0 | 9.36% | 0.00% |
| Feb. 23, 2023 | Moles Robert | Director | M | Standard Employee Option - NSO | 4500 | $0.00 | 0.0000 | 0 | 100.00% | 0.00% |
| Feb. 23, 2023 | Moles Robert | Director | M | Standard Employee Option - NSO | 4500 | $0.00 | 0.0000 | 0 | 100.00% | 0.00% |
| Feb. 16, 2023 | Heitel Stephen G. | Director | M | Common Stock, No Par Value | 30000 | $3.98 | 100,931.0000 | 0 | 42.29% | 0.00% |
| Feb. 16, 2023 | Heitel Stephen G. | Director | M | Employee Stock Option (right to buy) | 30000 | $0.00 | 93,499.0000 | 0 | 24.29% | 0.00% |
| Feb. 7, 2023 | Heitel Stephen G. | Director | S | Common Stock, No Par Value | 20000 | $12.49 | 70,931.0000 | 0 | 21.99% | 0.00% |