In the last 12 months, insiders at NASDAQ, INC. ($NDAQ) filed 303 transactions with the SEC: 7 open-market purchases totaling $18,443,750 and 62 sales totaling $4,662,497,032. Net insider sentiment: net selling.
NASDAQ, INC. operates in the Security & commodity brokers, dealers, exchanges & services industry (Crypto assets sector).
Most Active Insiders
- Argus Seller, LP (Not found) — 1 transaction totaling $2,764,295,688
- Borse Dubai LTD (TenPercentOwner) — 1 transaction totaling $1,797,907,000
- FRIEDMAN ADENA T (Chair and CEO) — 33 transactions totaling $135,999,489
- INVESTOR AB (Not found) — 1 transaction totaling $15,835,040
- Peterson Bradley J (Executive Vice President) — 17 transactions totaling $11,972,922
View all SEC Filings for NASDAQ, INC. (NDAQ).
Set Up your own filters →Recent Insider Transactions
| Transaction Date | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|
| April 1, 2026 | Tal Cohen | Pres. Market Platforms | F | Common Stock, par value $0.01 per share | 11141 | $84.89 | 232,291.0000 | 578,597,687 | 4.58% | 0.00% |
| April 1, 2026 | Tal Cohen | Pres. Market Platforms | A | Common Stock, par value $0.01 per share | 15267 | $0.00 | 243,432.0000 | 578,597,687 | 6.69% | 0.00% |
| April 1, 2026 | Smith Bryan Everard | EVP, CPO | F | Common Stock, par value $0.01 per share | 2149 | $84.89 | 75,757.0000 | 578,597,687 | 2.76% | 0.00% |
| April 1, 2026 | Daly Michelle Lynn | SVP, Controller & PAO | A | Common Stock, par value $0.01 per share | 2025 | $0.00 | 12,668.0000 | 578,597,687 | 19.03% | 0.00% |
| April 1, 2026 | Daly Michelle Lynn | SVP, Controller & PAO | F | Common Stock, par value $0.01 per share | 832 | $84.89 | 11,836.0000 | 578,597,687 | 6.57% | 0.00% |
| April 1, 2026 | Peterson Bradley J | EVP, CIO | F | Common Stock, par value $0.01 per share | 2761 | $84.89 | 150,244.0000 | 578,597,687 | 1.80% | 0.00% |
| April 1, 2026 | SKULE JEREMY | EVP, CSO | F | Common Stock, par value $0.01 per share | 2332 | $84.89 | 105,590.0000 | 578,597,687 | 2.16% | 0.00% |
| April 1, 2026 | Griggs PC Nelson | Pres. Capital Access Platforms | A | Common Stock, par value $0.01 per share | 11743 | $0.00 | 243,764.0000 | 578,597,687 | 5.06% | 0.00% |
| April 1, 2026 | Griggs PC Nelson | Pres. Capital Access Platforms | F | Common Stock, par value $0.01 per share | 3308 | $84.89 | 240,456.0000 | 578,597,687 | 1.36% | 0.00% |
| April 1, 2026 | Zecca John | EVP, Global CLO | A | Common Stock, par value $0.01 per share | 7339 | $0.00 | 156,211.0000 | 578,597,687 | 4.93% | 0.00% |
| April 1, 2026 | Zecca John | EVP, Global CLO | F | Common Stock, par value $0.01 per share | 2097 | $84.89 | 154,114.0000 | 578,597,687 | 1.34% | 0.00% |
| April 1, 2026 | Peterson Bradley J | EVP, CIO | A | Common Stock, par value $0.01 per share | 8103 | $0.00 | 153,005.0000 | 578,597,687 | 5.59% | 0.00% |
| April 1, 2026 | SKULE JEREMY | EVP, CSO | A | Common Stock, par value $0.01 per share | 7633 | $0.00 | 107,922.0000 | 578,597,687 | 7.61% | 0.00% |
| April 1, 2026 | FRIEDMAN ADENA T | Chair and CEO | M | Common Stock, par value $0.01 per share | 113611 | $22.22 | 2,226,362.0000 | 578,597,687 | 5.38% | 0.02% |
| April 1, 2026 | FRIEDMAN ADENA T | Chair and CEO | S | Common Stock, par value $0.01 per share | 113611 | $85.44 | 2,112,751.0000 | 578,597,687 | 5.10% | 0.02% |
| April 1, 2026 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 39929 | $0.00 | 2,152,680.0000 | 578,597,687 | 1.89% | 0.01% |
| April 1, 2026 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 13739 | $84.89 | 2,138,941.0000 | 578,597,687 | 0.64% | 0.00% |
| April 1, 2026 | FRIEDMAN ADENA T | Chair and CEO | M | Employee Stock Option (Right to Buy) | 113611 | $0.00 | 306,936.0000 | 578,597,687 | 27.02% | 0.02% |
| April 1, 2026 | Youngwood Sarah | EVP & CFO | A | Common Stock, par value $0.01 per share | 15267 | $0.00 | 74,558.0000 | 578,597,687 | 25.75% | 0.00% |
| April 1, 2026 | Smith Bryan Everard | EVP, CPO | A | Common Stock, par value $0.01 per share | 7046 | $0.00 | 77,906.0000 | 578,597,687 | 9.94% | 0.00% |
| March 11, 2026 | FRIEDMAN ADENA T | Chair and CEO | G | Common Stock, par value $0.01 per share | 56786 | $0.00 | 2,112,751.0000 | 578,597,687 | 2.62% | 0.01% |
| March 11, 2026 | FRIEDMAN ADENA T | Chair and CEO | G | Common Stock, par value $0.01 per share | 56786 | $0.00 | 2,169,537.0000 | 578,597,687 | 2.55% | 0.01% |
| March 6, 2026 | FRIEDMAN ADENA T | Chair and CEO | M | Common Stock, par value $0.01 per share | 92840 | $22.22 | 2,319,163.0000 | 578,597,687 | 4.17% | 0.02% |
| March 6, 2026 | FRIEDMAN ADENA T | Chair and CEO | M | Employee Stock Option (Right to Buy) | 92840 | $0.00 | 420,547.0000 | 578,597,687 | 18.08% | 0.02% |
| March 6, 2026 | FRIEDMAN ADENA T | Chair and CEO | S | Common Stock, par value $0.01 per share | 92840 | $90.08 | 2,226,323.0000 | 578,597,687 | 4.00% | 0.02% |
| March 2, 2026 | Smith Bryan Everard | EVP, CPO | S | Common Stock, par value $0.01 per share | 6000 | $87.24 | 70,860.0000 | 578,597,687 | 7.81% | 0.00% |
| Feb. 19, 2026 | Daly Michelle Lynn | SVP, Controller & PAO | S | Common Stock, par value $0.01 per share | 4339 | $81.34 | 10,643.0000 | 578,597,687 | 28.96% | 0.00% |
| Feb. 17, 2026 | Torgeby Johan | Not found | P | Common Stock, par value $0.01 per share | 12000 | $79.86 | 40,797.0000 | 578,597,687 | 41.67% | 0.00% |
| Feb. 12, 2026 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 228455 | $0.00 | 2,300,358.0000 | 578,597,687 | 11.03% | 0.04% |
| Feb. 12, 2026 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 41740 | $0.00 | 2,226,323.0000 | 578,597,687 | 1.91% | 0.01% |
| Feb. 12, 2026 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 115775 | $80.42 | 2,184,583.0000 | 578,597,687 | 5.03% | 0.02% |
| Feb. 11, 2026 | Zecca John | EVP, Global CLO | A | Common Stock, par value $0.01 per share | 8026 | $0.00 | 148,872.0000 | 578,597,687 | 5.70% | 0.00% |
| Feb. 11, 2026 | Smith Bryan Everard | EVP, CPO | F | Common Stock, par value $0.01 per share | 9924 | $82.51 | 68,834.0000 | 578,597,687 | 12.60% | 0.00% |
| Feb. 11, 2026 | Smith Bryan Everard | EVP, CPO | A | Common Stock, par value $0.01 per share | 21088 | $0.00 | 78,758.0000 | 578,597,687 | 36.57% | 0.00% |
| Feb. 11, 2026 | SKULE JEREMY | EVP, CSO | A | Common Stock, par value $0.01 per share | 26359 | $0.00 | 105,101.0000 | 578,597,687 | 33.48% | 0.00% |
| Feb. 11, 2026 | Smith Bryan Everard | EVP, CPO | A | Common Stock, par value $0.01 per share | 8026 | $0.00 | 76,860.0000 | 578,597,687 | 11.66% | 0.00% |
| Feb. 11, 2026 | SKULE JEREMY | EVP, CSO | F | Common Stock, par value $0.01 per share | 12838 | $82.51 | 92,263.0000 | 578,597,687 | 12.21% | 0.00% |
| Feb. 11, 2026 | SKULE JEREMY | EVP, CSO | A | Common Stock, par value $0.01 per share | 8026 | $0.00 | 100,289.0000 | 578,597,687 | 8.70% | 0.00% |
| Feb. 11, 2026 | Peterson Bradley J | EVP, CIO | A | Common Stock, par value $0.01 per share | 43932 | $0.00 | 154,967.0000 | 578,597,687 | 39.57% | 0.01% |
| Feb. 11, 2026 | Peterson Bradley J | EVP, CIO | F | Common Stock, par value $0.01 per share | 19740 | $82.51 | 135,227.0000 | 578,597,687 | 12.74% | 0.00% |
| Feb. 11, 2026 | Peterson Bradley J | EVP, CIO | A | Common Stock, par value $0.01 per share | 9632 | $0.00 | 144,902.0000 | 578,597,687 | 7.12% | 0.00% |
| Feb. 11, 2026 | Griggs PC Nelson | Pres. Capital Access Platforms | A | Common Stock, par value $0.01 per share | 43932 | $0.00 | 239,853.0000 | 578,597,687 | 22.42% | 0.01% |
| Feb. 11, 2026 | Griggs PC Nelson | Pres. Capital Access Platforms | F | Common Stock, par value $0.01 per share | 20674 | $82.51 | 219,179.0000 | 578,597,687 | 8.62% | 0.00% |
| Feb. 11, 2026 | Griggs PC Nelson | Pres. Capital Access Platforms | A | Common Stock, par value $0.01 per share | 12842 | $0.00 | 232,021.0000 | 578,597,687 | 5.86% | 0.00% |
| Feb. 11, 2026 | Daly Michelle Lynn | SVP, Controller & PAO | A | Common Stock, par value $0.01 per share | 6919 | $0.00 | 15,798.0000 | 578,597,687 | 77.93% | 0.00% |
| Feb. 11, 2026 | Daly Michelle Lynn | SVP, Controller & PAO | F | Common Stock, par value $0.01 per share | 2580 | $82.51 | 13,218.0000 | 578,597,687 | 16.33% | 0.00% |
| Feb. 11, 2026 | Daly Michelle Lynn | SVP, Controller & PAO | A | Common Stock, par value $0.01 per share | 1764 | $0.00 | 14,982.0000 | 578,597,687 | 13.35% | 0.00% |
| Feb. 11, 2026 | Tal Cohen | Pres. Market Platforms | A | Common Stock, par value $0.01 per share | 43932 | $0.00 | 235,674.0000 | 578,597,687 | 22.91% | 0.01% |
| Feb. 11, 2026 | Tal Cohen | Pres. Market Platforms | F | Common Stock, par value $0.01 per share | 20674 | $82.51 | 215,000.0000 | 578,597,687 | 8.77% | 0.00% |
| Feb. 11, 2026 | Tal Cohen | Pres. Market Platforms | A | Common Stock, par value $0.01 per share | 12842 | $0.00 | 228,165.0000 | 578,597,687 | 5.96% | 0.00% |
| Feb. 11, 2026 | Zecca John | EVP, Global CLO | A | Common Stock, par value $0.01 per share | 24602 | $0.00 | 150,276.0000 | 578,597,687 | 19.58% | 0.00% |
| Feb. 11, 2026 | Zecca John | EVP, Global CLO | F | Common Stock, par value $0.01 per share | 9430 | $82.51 | 140,846.0000 | 578,597,687 | 6.28% | 0.00% |
| Feb. 13, 2026 | INVESTOR AB | Not found | P | Common Stock | 200000 | $79.18 | 58,382,426.0000 | 578,597,687 | 0.34% | 0.03% |
| Feb. 2, 2026 | FRIEDMAN ADENA T | Chair and CEO | M | Employee Stock Option (Right to Buy) | 300000 | $0.00 | 513,387.0000 | 578,597,687 | 36.88% | 0.05% |
| Jan. 30, 2026 | SPLINTER MICHAEL R | Not found | G | Common Stock, par value $0.01 per share | 4680 | $0.00 | 227,967.0000 | 578,597,687 | 2.01% | 0.00% |
| Jan. 30, 2026 | SPLINTER MICHAEL R | Not found | G | Common Stock, par value $0.01 per share | 4680 | $0.00 | 227,967.0000 | 578,597,687 | 2.10% | 0.00% |
| Feb. 2, 2026 | FRIEDMAN ADENA T | Chair and CEO | M | Common Stock, par value $0.01 per share | 300000 | $22.22 | 2,371,903.0000 | 578,597,687 | 14.48% | 0.05% |
| Feb. 2, 2026 | FRIEDMAN ADENA T | Chair and CEO | S | Common Stock, par value $0.01 per share | 300000 | $96.91 | 2,071,903.0000 | 578,597,687 | 12.65% | 0.05% |
| Jan. 6, 2026 | Zecca John | EVP, Global CLO | S | Common Stock, par value $0.01 per share | 4500 | $100.01 | 125,674.0000 | 578,597,687 | 3.46% | 0.00% |
| Jan. 2, 2026 | FRIEDMAN ADENA T | Chair and CEO | S | Common Stock, par value $0.01 per share | 300000 | $96.39 | 2,071,903.0000 | 578,597,687 | 12.65% | 0.05% |
| Jan. 2, 2026 | FRIEDMAN ADENA T | Chair and CEO | M | Employee Stock Option (Right to Buy) | 300000 | $0.00 | 813,387.0000 | 578,597,687 | 26.94% | 0.05% |
| Jan. 2, 2026 | FRIEDMAN ADENA T | Chair and CEO | M | Common Stock, par value $0.01 per share | 300000 | $22.22 | 2,371,903.0000 | 578,597,687 | 14.48% | 0.05% |
| Dec. 6, 2025 | Youngwood Sarah | EVP & CFO | F | Common Stock, par value $0.01 per share | 16506 | $90.22 | 59,291.0000 | 579,307,396 | 21.78% | 0.00% |
| Dec. 6, 2025 | SKULE JEREMY | EVP, CSO | F | Common Stock, par value $0.01 per share | 4127 | $90.22 | 78,742.0000 | 579,307,396 | 4.98% | 0.00% |
| Dec. 1, 2025 | Smith Bryan Everard | EVP, CPO | S | Common Stock, par value $0.01 per share | 4633 | $90.57 | 57,670.0000 | 579,307,396 | 7.44% | 0.00% |
| Dec. 1, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 2105 | $90.57 | 82,869.0000 | 579,307,396 | 2.48% | 0.00% |
| Nov. 3, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 2105 | $85.40 | 84,974.0000 | 579,307,396 | 2.42% | 0.00% |
| Oct. 1, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 2105 | $88.22 | 88,341.0000 | 579,307,396 | 2.33% | 0.00% |
| Oct. 1, 2025 | SKULE JEREMY | EVP, CSO | F | Common Stock, par value $0.01 per share | 1262 | $88.45 | 87,079.0000 | 579,307,396 | 1.43% | 0.00% |
| Sept. 2, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 2105 | $93.22 | 90,446.0000 | 579,189,522 | 2.27% | 0.00% |
| Aug. 4, 2025 | BEGLEY CHARLENE T | Not found | S | Common Stock, par value $0.01 per share | 3000 | $96.60 | 46,001.0000 | 579,189,522 | 6.12% | 0.00% |
| Aug. 1, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 2105 | $95.49 | 92,551.0000 | 579,189,522 | 2.22% | 0.00% |
| July 25, 2025 | Daly Michelle Lynn | SVP, Controller & PAO | S | Common Stock, par value $0.01 per share | 8691 | $93.45 | 8,879.0000 | 579,189,522 | 49.47% | 0.00% |
| July 1, 2025 | Peterson Bradley J | EVP, CIO | F | Common Stock, par value $0.01 per share | 10986 | $89.42 | 122,543.0000 | 579,189,522 | 8.23% | 0.00% |
| July 2, 2025 | Peterson Bradley J | EVP, CIO | S | Common Stock, par value $0.01 per share | 11508 | $88.87 | 111,035.0000 | 579,189,522 | 9.39% | 0.00% |
| July 1, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 2105 | $89.17 | 94,656.0000 | 579,189,522 | 2.18% | 0.00% |
| July 1, 2025 | Griggs PC Nelson | Pres. Capital Access Platforms | F | Common Stock, par value $0.01 per share | 11484 | $89.42 | 195,921.0000 | 579,189,522 | 5.54% | 0.00% |
| June 11, 2025 | ARNOLDI MELISSA | Not found | A | Common Stock, par value $0.01 per share | 4319 | $0.00 | 51,191.0000 | 579,189,522 | 9.21% | 0.00% |
| June 11, 2025 | ZOLLAR ALFRED W | Not found | A | Common Stock, par value $0.01 per share | 4491 | $0.00 | 53,784.0000 | 579,189,522 | 9.11% | 0.00% |
| June 11, 2025 | YABUKI JEFFERY W | Not found | A | Common Stock, par value $0.01 per share | 4607 | $0.00 | 18,407.0000 | 579,189,522 | 33.38% | 0.00% |
| June 11, 2025 | Townes-Whitley Toni | Not found | A | Common Stock, par value $0.01 per share | 2995 | $0.00 | 20,471.0000 | 579,189,522 | 17.14% | 0.00% |
| June 11, 2025 | SPAHT PAUL HOLDEN JR. | Not found | A | Common Stock, par value $0.01 per share | 2995 | $0.00 | 10,401.0000 | 579,189,522 | 40.44% | 0.00% |
| June 11, 2025 | Torgeby Johan | Not found | F | Common Stock, par value $0.01 per share | 407 | $86.07 | 28,797.0000 | 579,189,522 | 1.39% | 0.00% |
| June 11, 2025 | Torgeby Johan | Not found | A | Common Stock, par value $0.01 per share | 2995 | $0.00 | 29,204.0000 | 579,189,522 | 11.43% | 0.00% |
| June 11, 2025 | Koch Kathryn A. | Not found | A | Common Stock, par value $0.01 per share | 3167 | $0.00 | 7,572.0000 | 579,189,522 | 71.90% | 0.00% |
| June 11, 2025 | Kazim Essa | Not found | F | Common Stock, par value $0.01 per share | 821 | $86.07 | 143,388.0000 | 579,189,522 | 0.57% | 0.00% |
| June 11, 2025 | Kazim Essa | Not found | A | Common Stock, par value $0.01 per share | 4146 | $0.00 | 144,209.0000 | 579,189,522 | 2.96% | 0.00% |
| June 11, 2025 | KLOET THOMAS A | Not found | A | Common Stock, par value $0.01 per share | 4549 | $0.00 | 100,714.0000 | 579,189,522 | 4.73% | 0.00% |
| June 11, 2025 | BEGLEY CHARLENE T | Not found | A | Common Stock, par value $0.01 per share | 2995 | $0.00 | 49,001.0000 | 579,189,522 | 6.51% | 0.00% |
| June 11, 2025 | SPLINTER MICHAEL R | Not found | A | Common Stock, par value $0.01 per share | 5241 | $0.00 | 227,967.0000 | 579,189,522 | 2.35% | 0.00% |
| June 6, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 2104 | $85.00 | 96,438.0000 | 579,189,522 | 2.14% | 0.00% |
| June 6, 2025 | Griggs PC Nelson | Pres. Capital Access Platforms | S | Common Stock, par value $0.01 per share | 4000 | $85.22 | 207,405.0000 | 579,189,522 | 1.89% | 0.00% |
| June 4, 2025 | SPAHT PAUL HOLDEN JR. | Not found | G | Common Stock, par value $0.01 per share | 447240 | $0.00 | 7,406.0000 | 579,189,522 | 98.37% | 0.08% |
| June 2, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 1053 | $83.28 | 98,542.0000 | 579,189,522 | 1.06% | 0.00% |
| May 27, 2025 | Griggs PC Nelson | Pres. Capital Access Platforms | S | Common Stock, par value $0.01 per share | 5000 | $83.27 | 211,405.0000 | 579,189,522 | 2.31% | 0.00% |
| May 27, 2025 | Griggs PC Nelson | Pres. Capital Access Platforms | S | Common Stock, par value $0.01 per share | 3000 | $82.63 | 216,405.0000 | 579,189,522 | 1.37% | 0.00% |
| May 12, 2025 | SKULE JEREMY | EVP, CSO | S | Common Stock, par value $0.01 per share | 1053 | $81.52 | 99,595.0000 | 579,189,522 | 1.05% | 0.00% |
| April 3, 2025 | Daly Michelle Lynn | SVP, Controller & PAO | F | Common Stock, par value $0.01 per share | 424 | $78.30 | 17,247.0000 | 579,189,522 | 2.40% | 0.00% |
| April 3, 2025 | SKULE JEREMY | EVP, CSO | F | Common Stock, par value $0.01 per share | 1017 | $78.30 | 100,648.0000 | 579,189,522 | 1.00% | 0.00% |
| April 3, 2025 | Smith Bryan Everard | EVP, CPO | F | Common Stock, par value $0.01 per share | 813 | $78.30 | 62,637.0000 | 579,189,522 | 1.28% | 0.00% |
| April 4, 2025 | Smith Bryan Everard | EVP, CPO | S | Common Stock, par value $0.01 per share | 657 | $71.81 | 61,980.0000 | 579,189,522 | 1.05% | 0.00% |
| April 3, 2025 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 8057 | $78.30 | 2,071,903.0000 | 579,189,522 | 0.39% | 0.00% |
| April 3, 2025 | Griggs PC Nelson | Pres. Capital Access Platforms | F | Common Stock, par value $0.01 per share | 1564 | $78.30 | 219,405.0000 | 579,189,522 | 0.71% | 0.00% |
| April 3, 2025 | Peterson Bradley J | EVP, CIO | F | Common Stock, par value $0.01 per share | 1497 | $78.30 | 133,275.0000 | 579,189,522 | 1.11% | 0.00% |
| April 3, 2025 | Tal Cohen | Pres. Market Platforms | F | Common Stock, par value $0.01 per share | 1564 | $78.30 | 191,742.0000 | 579,189,522 | 0.81% | 0.00% |
| April 3, 2025 | Zecca John | EVP, Global CLO | F | Common Stock, par value $0.01 per share | 779 | $78.30 | 130,174.0000 | 579,189,522 | 0.59% | 0.00% |
| April 1, 2025 | Smith Bryan Everard | EVP, CPO | A | Common Stock, par value $0.01 per share | 7233 | $0.00 | 65,985.0000 | 579,189,522 | 12.31% | 0.00% |
| April 1, 2025 | Smith Bryan Everard | EVP, CPO | S | Common Stock, par value $0.01 per share | 2000 | $75.71 | 58,752.0000 | 579,189,522 | 3.29% | 0.00% |
| April 1, 2025 | Smith Bryan Everard | EVP, CPO | F | Common Stock, par value $0.01 per share | 1403 | $75.86 | 64,582.0000 | 579,189,522 | 2.13% | 0.00% |
| April 2, 2025 | Smith Bryan Everard | EVP, CPO | S | Common Stock, par value $0.01 per share | 1132 | $75.67 | 63,450.0000 | 579,189,522 | 1.75% | 0.00% |
| April 1, 2025 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 39452 | $0.00 | 2,093,429.0000 | 579,189,522 | 1.92% | 0.01% |
| April 1, 2025 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 13469 | $75.86 | 2,079,960.0000 | 579,189,522 | 0.64% | 0.00% |
| April 1, 2025 | Daly Michelle Lynn | SVP, Controller & PAO | A | Common Stock, par value $0.01 per share | 2169 | $0.00 | 18,051.0000 | 579,189,522 | 13.66% | 0.00% |
| April 1, 2025 | Daly Michelle Lynn | SVP, Controller & PAO | F | Common Stock, par value $0.01 per share | 380 | $75.86 | 17,671.0000 | 579,189,522 | 2.11% | 0.00% |
| April 1, 2025 | SKULE JEREMY | EVP, CSO | A | Common Stock, par value $0.01 per share | 6575 | $0.00 | 103,435.0000 | 579,189,522 | 6.79% | 0.00% |
| April 1, 2025 | SKULE JEREMY | EVP, CSO | F | Common Stock, par value $0.01 per share | 1770 | $75.86 | 101,665.0000 | 579,189,522 | 1.71% | 0.00% |
| April 1, 2025 | Zecca John | EVP, Global CLO | A | Common Stock, par value $0.01 per share | 7233 | $0.00 | 132,227.0000 | 579,189,522 | 5.79% | 0.00% |
| April 1, 2025 | Zecca John | EVP, Global CLO | F | Common Stock, par value $0.01 per share | 1274 | $75.86 | 130,953.0000 | 579,189,522 | 0.96% | 0.00% |
| April 1, 2025 | Peterson Bradley J | EVP, CIO | A | Common Stock, par value $0.01 per share | 8416 | $0.00 | 139,491.0000 | 579,189,522 | 6.42% | 0.00% |
| April 1, 2025 | Peterson Bradley J | EVP, CIO | F | Common Stock, par value $0.01 per share | 2411 | $75.86 | 137,080.0000 | 579,189,522 | 1.73% | 0.00% |
| April 2, 2025 | Peterson Bradley J | EVP, CIO | S | Common Stock, par value $0.01 per share | 2308 | $75.67 | 134,772.0000 | 579,189,522 | 1.68% | 0.00% |
| April 1, 2025 | Griggs PC Nelson | Pres. Capital Access Platforms | A | Common Stock, par value $0.01 per share | 11835 | $0.00 | 223,175.0000 | 579,189,522 | 5.60% | 0.00% |
| April 1, 2025 | Griggs PC Nelson | Pres. Capital Access Platforms | F | Common Stock, par value $0.01 per share | 2206 | $75.86 | 220,969.0000 | 579,189,522 | 0.99% | 0.00% |
| April 1, 2025 | Youngwood Sarah | EVP & CFO | A | Common Stock, par value $0.01 per share | 15781 | $0.00 | 75,475.0000 | 579,189,522 | 17.29% | 0.00% |
| April 1, 2025 | Tal Cohen | Pres. Market Platforms | A | Common Stock, par value $0.01 per share | 15781 | $0.00 | 159,239.0000 | 579,189,522 | 11.00% | 0.00% |
| April 1, 2025 | Tal Cohen | Pres. Market Platforms | A | Common Stock, par value $0.01 per share | 46028 | $0.00 | 205,267.0000 | 579,189,522 | 28.90% | 0.01% |
| April 1, 2025 | Tal Cohen | Pres. Market Platforms | F | Common Stock, par value $0.01 per share | 11961 | $75.86 | 193,306.0000 | 579,189,522 | 5.83% | 0.00% |
| March 17, 2025 | Youngwood Sarah | Executive Vice President | S | Common Stock, par value $0.01 per share | 14959 | $73.68 | 59,694.0000 | 579,189,522 | 20.04% | 0.00% |
| March 12, 2025 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 168125 | $0.00 | 2,138,988.0000 | 579,189,522 | 8.53% | 0.03% |
| March 12, 2025 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 85011 | $72.29 | 2,053,977.0000 | 579,189,522 | 3.97% | 0.01% |
| March 3, 2025 | Smith Bryan Everard | Executive Vice President | S | Common Stock, par value $0.01 per share | 3500 | $82.78 | 60,752.0000 | 579,189,522 | 5.45% | 0.00% |
| Feb. 26, 2025 | Peterson Bradley J | Executive Vice President | S | Common Stock, par value $0.01 per share | 17056 | $79.79 | 131,075.0000 | 579,189,522 | 11.51% | 0.00% |
| Feb. 19, 2025 | Zecca John | Executive Vice President | A | Common Stock, par value $0.01 per share | 18211 | $0.00 | 131,474.0000 | 579,189,522 | 16.08% | 0.00% |
| Feb. 19, 2025 | Smith Bryan Everard | Executive Vice President | A | Common Stock, par value $0.01 per share | 15410 | $0.00 | 70,986.0000 | 579,189,522 | 27.73% | 0.00% |
| Feb. 19, 2025 | Griggs PC Nelson | President, Capital Access Plat | F | Common Stock, par value $0.01 per share | 12501 | $81.24 | 211,340.0000 | 579,189,522 | 5.58% | 0.00% |
| Feb. 19, 2025 | Griggs PC Nelson | President, Capital Access Plat | A | Common Stock, par value $0.01 per share | 28020 | $0.00 | 223,841.0000 | 579,189,522 | 14.31% | 0.00% |
| Feb. 19, 2025 | Daly Michelle Lynn | Controller and Prin Acctg Ofcr | F | Common Stock, par value $0.01 per share | 2056 | $81.24 | 15,882.0000 | 579,189,522 | 11.46% | 0.00% |
| Feb. 19, 2025 | Daly Michelle Lynn | Controller and Prin Acctg Ofcr | A | Common Stock, par value $0.01 per share | 5514 | $0.00 | 17,937.0000 | 579,189,522 | 44.39% | 0.00% |
| Feb. 19, 2025 | Peterson Bradley J | Executive Vice President | F | Common Stock, par value $0.01 per share | 10964 | $81.24 | 148,131.0000 | 579,189,522 | 6.89% | 0.00% |
| Feb. 19, 2025 | Peterson Bradley J | Executive Vice President | A | Common Stock, par value $0.01 per share | 28020 | $0.00 | 159,030.0000 | 579,189,522 | 21.39% | 0.00% |
| Feb. 19, 2025 | SKULE JEREMY | Executive Vice President | F | Common Stock, par value $0.01 per share | 9058 | $81.24 | 96,860.0000 | 579,189,522 | 8.55% | 0.00% |
| Feb. 19, 2025 | SKULE JEREMY | Executive Vice President | A | Common Stock, par value $0.01 per share | 19613 | $0.00 | 105,918.0000 | 579,189,522 | 22.73% | 0.00% |
| Feb. 19, 2025 | Smith Bryan Everard | Executive Vice President | F | Common Stock, par value $0.01 per share | 6734 | $81.24 | 64,252.0000 | 579,189,522 | 9.49% | 0.00% |
| Feb. 19, 2025 | Tal Cohen | President, Market Platforms | F | Common Stock, par value $0.01 per share | 12502 | $81.24 | 143,458.0000 | 579,189,522 | 8.02% | 0.00% |
| Feb. 19, 2025 | Tal Cohen | President, Market Platforms | A | Common Stock, par value $0.01 per share | 28020 | $0.00 | 155,960.0000 | 579,189,522 | 21.90% | 0.00% |
| Feb. 19, 2025 | Zecca John | Executive Vice President | F | Common Stock, par value $0.01 per share | 6480 | $81.24 | 124,994.0000 | 579,189,522 | 4.93% | 0.00% |
| Feb. 6, 2025 | Tal Cohen | President, Market Platforms | S | Common Stock, par value $0.01 per share | 8955 | $83.75 | 127,940.0000 | 579,189,522 | 6.54% | 0.00% |
| Feb. 3, 2025 | Smith Bryan Everard | Executive Vice President | S | Common Stock, par value $0.01 per share | 3500 | $81.56 | 55,576.0000 | 579,189,522 | 5.92% | 0.00% |
| Dec. 27, 2024 | YABUKI JEFFERY W | Not found | G | Common Stock, par value $0.01 per share | 2500 | $0.00 | 13,800.0000 | 579,017,204 | 15.34% | 0.00% |
| Dec. 6, 2024 | SKULE JEREMY | Executive Vice President | F | Common Stock, par value $0.01 per share | 4126 | $81.14 | 98,379.0000 | 579,017,204 | 4.03% | 0.00% |
| Dec. 6, 2024 | Youngwood Sarah | Executive Vice President | F | Common Stock, par value $0.01 per share | 14888 | $81.14 | 74,653.0000 | 579,017,204 | 16.63% | 0.00% |
| Dec. 9, 2024 | SKULE JEREMY | Executive Vice President | S | Common Stock, par value $0.01 per share | 6037 | $80.88 | 86,305.0000 | 579,017,204 | 6.54% | 0.00% |
| Dec. 9, 2024 | SKULE JEREMY | Executive Vice President | S | Common Stock, par value $0.01 per share | 6037 | $80.87 | 92,342.0000 | 579,017,204 | 6.14% | 0.00% |
| Nov. 18, 2024 | SKULE JEREMY | Executive Vice President | S | Common Stock, par value $0.01 per share | 12075 | $78.75 | 102,505.0000 | 579,017,204 | 10.54% | 0.00% |
| Nov. 13, 2024 | Peterson Bradley J | Executive Vice President | S | Common Stock, par value $0.01 per share | 11820 | $79.58 | 131,010.0000 | 579,017,204 | 8.28% | 0.00% |
| Nov. 13, 2024 | ZOLLAR ALFRED W | Not found | P | Common Stock, par value $0.01 per share | 2542 | $80.24 | 49,293.0000 | 579,017,204 | 5.44% | 0.00% |
| Nov. 8, 2024 | Griggs PC Nelson | President, Capital Access Plat | S | Common Stock, par value $0.01 per share | 5000 | $79.51 | 200,821.0000 | 579,017,204 | 2.43% | 0.00% |
| Nov. 11, 2024 | Griggs PC Nelson | President, Capital Access Plat | S | Common Stock, par value $0.01 per share | 5000 | $80.21 | 195,821.0000 | 579,017,204 | 2.49% | 0.00% |
| Nov. 6, 2024 | Griggs PC Nelson | President, Capital Access Plat | S | Common Stock, par value $0.01 per share | 5742 | $77.34 | 205,821.0000 | 579,017,204 | 2.71% | 0.00% |
| Nov. 6, 2024 | SKULE JEREMY | Executive Vice President | S | Common Stock, par value $0.01 per share | 12000 | $77.92 | 114,580.0000 | 579,017,204 | 9.48% | 0.00% |
| Oct. 31, 2024 | Tal Cohen | President, Market Platforms | S | Common Stock, par value $0.01 per share | 3984 | $74.31 | 143,376.0000 | 579,017,204 | 2.70% | 0.00% |
| Nov. 1, 2024 | Tal Cohen | President, Market Platforms | S | Common Stock, par value $0.01 per share | 6900 | $74.00 | 136,826.0000 | 579,017,204 | 4.80% | 0.00% |
| Oct. 28, 2024 | Peterson Bradley J | Executive Vice President | S | Common Stock, par value $0.01 per share | 6817 | $75.25 | 149,655.0000 | 579,017,204 | 4.36% | 0.00% |
| Oct. 28, 2024 | Peterson Bradley J | Executive Vice President | S | Common Stock, par value $0.01 per share | 6825 | $75.38 | 142,830.0000 | 579,017,204 | 4.56% | 0.00% |
| Oct. 29, 2024 | Griggs PC Nelson | President, Capital Access Plat | S | Common Stock, par value $0.01 per share | 4000 | $76.05 | 211,563.0000 | 579,017,204 | 1.86% | 0.00% |
| Oct. 28, 2024 | Griggs PC Nelson | President, Capital Access Plat | S | Common Stock, par value $0.01 per share | 6000 | $75.71 | 215,563.0000 | 579,017,204 | 2.71% | 0.00% |
| Oct. 1, 2024 | SKULE JEREMY | Executive Vice President | A | Common Stock, par value $0.01 per share | 6844 | $0.00 | 126,580.0000 | 579,017,204 | 5.72% | 0.00% |
| Sept. 12, 2024 | Zecca John | Executive Vice President | S | Common Stock, par value $0.01 per share | 11000 | $71.97 | 113,263.0000 | 508,392,982 | 8.85% | 0.00% |
| Aug. 9, 2024 | Peterson Bradley J | Executive Vice President | S | Common Stock, par value $0.01 per share | 40000 | $67.79 | 156,472.0000 | 508,392,982 | 20.36% | 0.01% |
| July 29, 2024 | Argus Seller, LP | Not found | S | Common Stock, par value $0.01 per share | 42804207 | $64.58 | 42,804,207.0000 | 508,392,982 | 50.00% | 8.42% |
| July 1, 2024 | Peterson Bradley J | Executive Vice President | F | Common Stock, par value $0.01 per share | 10248 | $59.48 | 196,472.0000 | 508,392,982 | 4.96% | 0.00% |
| July 1, 2024 | Daly Michelle Lynn | Controller and Prin Acctg Ofcr | F | Common Stock, par value $0.01 per share | 1126 | $59.48 | 12,423.0000 | 508,392,982 | 8.31% | 0.00% |
| July 1, 2024 | Griggs PC Nelson | President, Capital Access Plat | F | Common Stock, par value $0.01 per share | 11484 | $59.48 | 221,563.0000 | 508,392,982 | 4.93% | 0.00% |
| June 21, 2024 | Torgeby Johan | Not found | F | Common Stock, par value $0.01 per share | 662 | $60.25 | 26,209.0000 | 508,392,982 | 2.46% | 0.00% |
| June 21, 2024 | Kazim Essa | Not found | F | Common Stock, par value $0.01 per share | 890 | $60.25 | 140,063.0000 | 508,392,982 | 0.63% | 0.00% |
| June 11, 2024 | SPAHT PAUL HOLDEN JR. | Not found | A | Common Stock, par value $0.01 per share | 4405 | $0.00 | 7,406.0000 | 508,392,982 | 146.78% | 0.00% |
| June 11, 2024 | Townes-Whitley Toni | Not found | A | Common Stock, par value $0.01 per share | 4405 | $0.00 | 17,476.0000 | 508,392,982 | 33.70% | 0.00% |
| June 11, 2024 | Kazim Essa | Not found | A | Common Stock, par value $0.01 per share | 5929 | $0.00 | 140,953.0000 | 508,392,982 | 4.39% | 0.00% |
| June 11, 2024 | BEGLEY CHARLENE T | Not found | A | Common Stock, par value $0.01 per share | 4405 | $0.00 | 46,006.0000 | 508,392,982 | 10.59% | 0.00% |
| June 11, 2024 | ARNOLDI MELISSA | Not found | A | Common Stock, par value $0.01 per share | 4659 | $0.00 | 46,872.0000 | 508,392,982 | 11.04% | 0.00% |
| June 11, 2024 | KLOET THOMAS A | Not found | A | Common Stock, par value $0.01 per share | 6522 | $0.00 | 96,165.0000 | 508,392,982 | 7.28% | 0.00% |
| June 11, 2024 | SPLINTER MICHAEL R | Not found | A | Common Stock, par value $0.01 per share | 169 | $0.00 | 222,726.0000 | 508,392,982 | 0.08% | 0.00% |
| June 11, 2024 | Koch Kathryn A. | Not found | A | Common Stock, par value $0.01 per share | 4405 | $0.00 | 4,405.0000 | 508,392,982 | 9999.99% | 0.00% |
| June 11, 2024 | YABUKI JEFFERY W | Not found | A | Common Stock, par value $0.01 per share | 6522 | $0.00 | 16,300.0000 | 508,392,982 | 66.70% | 0.00% |
| June 11, 2024 | Torgeby Johan | Not found | A | Common Stock, par value $0.01 per share | 4405 | $0.00 | 26,871.0000 | 508,392,982 | 19.61% | 0.00% |
| June 11, 2024 | ZOLLAR ALFRED W | Not found | A | Common Stock, par value $0.01 per share | 6353 | $0.00 | 46,751.0000 | 508,392,982 | 15.73% | 0.00% |
| June 11, 2024 | SPLINTER MICHAEL R | Not found | A | Common Stock, par value $0.01 per share | 7453 | $0.00 | 222,557.0000 | 508,392,982 | 3.46% | 0.00% |
| May 1, 2024 | Smith Bryan Everard | Executive Vice President | S | Common Stock, par value $0.01 per share | 3036 | $59.89 | 58,636.0000 | 508,392,982 | 4.92% | 0.00% |
| April 1, 2024 | Brothers Brendan | Executive Vice President | F | Common Stock, par value $0.01 per share | 9702 | $62.29 | 43,873.0000 | 508,392,982 | 18.11% | 0.00% |
| April 3, 2024 | Brothers Brendan | Executive Vice President | F | Common Stock, par value $0.01 per share | 4715 | $61.58 | 48,860.0000 | 508,392,982 | 8.80% | 0.00% |
| April 1, 2024 | Smith Bryan Everard | Executive Vice President | S | Common Stock, par value $0.01 per share | 7400 | $62.91 | 61,672.0000 | 508,392,982 | 10.71% | 0.00% |
| April 1, 2024 | SKULE JEREMY | Executive Vice President | A | Common Stock, par value $0.01 per share | 8026 | $0.00 | 121,924.0000 | 508,392,982 | 7.05% | 0.00% |
| April 1, 2024 | Smith Bryan Everard | Executive Vice President | F | Common Stock, par value $0.01 per share | 2482 | $62.29 | 69,072.0000 | 508,392,982 | 3.47% | 0.00% |
| April 1, 2024 | Smith Bryan Everard | Executive Vice President | A | Common Stock, par value $0.01 per share | 8026 | $0.00 | 71,554.0000 | 508,392,982 | 12.63% | 0.00% |
| April 1, 2024 | Zecca John | Executive Vice President | F | Common Stock, par value $0.01 per share | 1721 | $62.29 | 124,263.0000 | 508,392,982 | 1.37% | 0.00% |
| April 1, 2024 | Zecca John | Executive Vice President | A | Common Stock, par value $0.01 per share | 8026 | $0.00 | 125,984.0000 | 508,392,982 | 6.80% | 0.00% |
| April 1, 2024 | SKULE JEREMY | Executive Vice President | F | Common Stock, par value $0.01 per share | 2628 | $62.29 | 119,296.0000 | 508,392,982 | 2.16% | 0.00% |
| April 1, 2024 | Griggs PC Nelson | President, Capital Access Plat | F | Common Stock, par value $0.01 per share | 3977 | $62.29 | 233,047.0000 | 508,392,982 | 1.68% | 0.00% |
| April 1, 2024 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 23429 | $62.29 | 1,970,863.0000 | 508,392,982 | 1.17% | 0.00% |
| April 1, 2024 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 41740 | $0.00 | 1,994,292.0000 | 508,392,982 | 2.14% | 0.01% |
| April 1, 2024 | Tal Cohen | President, Market Platforms | A | Common Stock, par value $0.01 per share | 12843 | $0.00 | 160,427.0000 | 508,392,982 | 8.70% | 0.00% |
| April 1, 2024 | Brothers Brendan | Executive Vice President | A | Common Stock, par value $0.01 per share | 6421 | $0.00 | 15,750.0000 | 508,392,982 | 68.83% | 0.00% |
| April 1, 2024 | Brothers Brendan | Executive Vice President | A | Common Stock, par value $0.01 per share | 37825 | $0.00 | 53,575.0000 | 508,392,982 | 240.16% | 0.01% |
| April 1, 2024 | Peterson Bradley J | Executive Vice President | A | Common Stock, par value $0.01 per share | 9632 | $0.00 | 210,362.0000 | 508,392,982 | 4.80% | 0.00% |
| April 1, 2024 | Peterson Bradley J | Executive Vice President | F | Common Stock, par value $0.01 per share | 3974 | $62.29 | 206,388.0000 | 508,392,982 | 1.89% | 0.00% |
| April 1, 2024 | Griggs PC Nelson | President, Capital Access Plat | A | Common Stock, par value $0.01 per share | 12843 | $0.00 | 237,024.0000 | 508,392,982 | 5.73% | 0.00% |
| April 1, 2024 | Daly Michelle Lynn | Controller and Prin Acctg Ofcr | F | Common Stock, par value $0.01 per share | 269 | $62.29 | 13,110.0000 | 508,392,982 | 2.01% | 0.00% |
| April 1, 2024 | Daly Michelle Lynn | Controller and Prin Acctg Ofcr | A | Common Stock, par value $0.01 per share | 2648 | $0.00 | 13,379.0000 | 508,392,982 | 24.68% | 0.00% |
| April 1, 2024 | Tal Cohen | President, Market Platforms | F | Common Stock, par value $0.01 per share | 13067 | $62.29 | 147,360.0000 | 508,392,982 | 8.15% | 0.00% |
| March 28, 2024 | SPLINTER MICHAEL R | Not found | G | Common Stock, par value $0.01 per share | 3930 | $0.00 | 215,104.0000 | 508,392,982 | 1.79% | 0.00% |
| March 28, 2024 | SPLINTER MICHAEL R | Not found | G | Common Stock, par value $0.01 per share | 3930 | $0.00 | 215,104.0000 | 508,392,982 | 1.86% | 0.00% |
| March 22, 2024 | Borse Dubai LTD | TenPercentOwner | S | Common Stock, $0.01 per share | 31000000 | $58.00 | 58,341,545.0000 | 508,392,982 | 34.70% | 6.10% |
| March 1, 2024 | Smith Bryan Everard | Executive Vice President | S | Common Stock, par value $0.01 per share | 2064 | $56.29 | 63,528.0000 | 508,392,982 | 3.15% | 0.00% |
| Feb. 21, 2024 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 133092 | $56.04 | 1,952,552.0000 | 508,392,982 | 6.38% | 0.03% |
| Feb. 21, 2024 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 266326 | $0.00 | 2,085,644.0000 | 508,392,982 | 14.64% | 0.05% |
| Feb. 20, 2024 | Peterson Bradley J | Executive Vice President | A | Common Stock, par value $0.01 per share | 50601 | $0.00 | 221,122.0000 | 508,392,982 | 29.67% | 0.01% |
| Feb. 20, 2024 | Tal Cohen | President, Market Platforms | A | Common Stock, par value $0.01 per share | 39944 | $0.00 | 164,951.0000 | 508,392,982 | 31.95% | 0.01% |
| Feb. 20, 2024 | Tal Cohen | President, Market Platforms | F | Common Stock, par value $0.01 per share | 17771 | $55.54 | 147,584.0000 | 508,392,982 | 10.75% | 0.00% |
| Feb. 20, 2024 | Zecca John | Executive Vice President | A | Common Stock, par value $0.01 per share | 21303 | $0.00 | 125,024.0000 | 508,392,982 | 20.54% | 0.00% |
| Feb. 20, 2024 | Zecca John | Executive Vice President | F | Common Stock, par value $0.01 per share | 7066 | $55.54 | 117,958.0000 | 508,392,982 | 5.65% | 0.00% |
| Feb. 20, 2024 | Smith Bryan Everard | Executive Vice President | A | Common Stock, par value $0.01 per share | 26631 | $0.00 | 77,314.0000 | 508,392,982 | 52.54% | 0.01% |
| Feb. 20, 2024 | Smith Bryan Everard | Executive Vice President | F | Common Stock, par value $0.01 per share | 12126 | $55.54 | 65,592.0000 | 508,392,982 | 15.60% | 0.00% |
| Feb. 20, 2024 | Peterson Bradley J | Executive Vice President | F | Common Stock, par value $0.01 per share | 20434 | $55.54 | 200,730.0000 | 508,392,982 | 9.24% | 0.00% |
| Feb. 20, 2024 | SKULE JEREMY | Executive Vice President | A | Common Stock, par value $0.01 per share | 33290 | $0.00 | 127,856.0000 | 508,392,982 | 35.20% | 0.01% |
| Feb. 20, 2024 | SKULE JEREMY | Executive Vice President | F | Common Stock, par value $0.01 per share | 13958 | $55.54 | 113,898.0000 | 508,392,982 | 10.92% | 0.00% |
| Feb. 20, 2024 | Griggs PC Nelson | President, Capital Access Plat | A | Common Stock, par value $0.01 per share | 42611 | $0.00 | 243,313.0000 | 508,392,982 | 21.23% | 0.01% |
| Feb. 20, 2024 | Griggs PC Nelson | President, Capital Access Plat | F | Common Stock, par value $0.01 per share | 19132 | $55.54 | 224,181.0000 | 508,392,982 | 7.86% | 0.00% |
| Dec. 29, 2023 | SPLINTER MICHAEL R | Director | G | Common Stock, par value $0.01 per share | 580 | $0.00 | 215,104.0000 | 497,857,565 | 0.27% | 0.00% |
| Dec. 29, 2023 | SPLINTER MICHAEL R | Director | G | Common Stock, par value $0.01 per share | 580 | $0.00 | 215,104.0000 | 497,857,565 | 0.27% | 0.00% |
| Dec. 12, 2023 | SPLINTER MICHAEL R | Director | G | Common Stock, par value $0.01 per share | 3125 | $0.00 | 215,104.0000 | 497,857,565 | 1.43% | 0.00% |
| Dec. 12, 2023 | SPLINTER MICHAEL R | Director | G | Common Stock, par value $0.01 per share | 3125 | $0.00 | 215,104.0000 | 497,857,565 | 1.47% | 0.00% |
| Dec. 6, 2023 | Youngwood Sarah | Executive Vice President | A | Common Stock, par value $0.01 per share | 89541 | $0.00 | 89,541.0000 | 497,857,565 | 9999.99% | 0.02% |
| Dec. 6, 2023 | SKULE JEREMY | Executive Vice President | F | Common stock, par value $0.01 per share | 3712 | $55.84 | 94,566.0000 | 497,857,565 | 3.78% | 0.00% |
| Nov. 27, 2023 | SPAHT PAUL HOLDEN JR. | Director | A | Common Stock, par value $0.01 per share | 3001 | $0.00 | 3,001.0000 | 497,857,565 | 9999.99% | 0.00% |
| Nov. 1, 2023 | DENNISON ANN M | Executive Vice President | S | Common Stock, par value $0.01 per share | 5150 | $49.41 | 59,359.0000 | 497,857,565 | 7.98% | 0.00% |
| Oct. 23, 2023 | Torgeby Johan | Director | P | Common Stock, par value $0.01 per share | 14000 | $50.42 | 22,466.0000 | 497,857,565 | 165.37% | 0.00% |
| Aug. 3, 2023 | YABUKI JEFFERY W | Director | P | Common Stock, par value $0.01 per share | 500 | $49.40 | 9,778.0000 | 497,857,565 | 5.39% | 0.00% |
| July 31, 2023 | FRIEDMAN ADENA T | Chair and CEO | P | Common Stock, par value $0.01 per share | 10000 | $51.00 | 1,819,318.0000 | 497,857,565 | 0.55% | 0.00% |
| July 24, 2023 | SPLINTER MICHAEL R | Director | S | Common Stock, par value $0.01 per share | 1164 | $51.03 | 215,104.0000 | 497,857,565 | 0.54% | 0.00% |
| July 21, 2023 | DENNISON ANN M | Executive Vice President | S | Common Stock, par value $0.01 per share | 5100 | $50.05 | 64,509.0000 | 497,857,565 | 7.33% | 0.00% |
| July 3, 2023 | Griggs PC Nelson | President, Capital Access Plat | F | Common Stock, par value $0.01 per share | 11485 | $49.70 | 200,702.0000 | 497,857,565 | 5.41% | 0.00% |
| July 3, 2023 | Daly Michelle Lynn | Controller and Prin Acctg Ofcr | F | Common Stock, par value $0.01 per share | 1126 | $49.70 | 10,731.0000 | 497,857,565 | 9.50% | 0.00% |
| July 3, 2023 | Peterson Bradley J | Executive Vice President | F | Common Stock, par value $0.01 | 9978 | $49.70 | 170,521.0000 | 497,857,565 | 5.53% | 0.00% |
| June 22, 2023 | Torgeby Johan | Director | F | Common Stock, par value $0.01 per share | 533 | $49.55 | 8,466.0000 | 497,857,565 | 5.92% | 0.00% |
| June 21, 2023 | SPLINTER MICHAEL R | Director | A | Common Stock, par value $0.01 per share | 8503 | $0.00 | 216,268.0000 | 497,857,565 | 4.09% | 0.00% |
| June 21, 2023 | KLOET THOMAS A | Director | A | Common Stock, par value $0.01 per share | 7614 | $0.00 | 89,643.0000 | 497,857,565 | 9.28% | 0.00% |
| June 21, 2023 | Kazim Essa | Director | A | Common Stock, par value $0.01 per share | 6921 | $0.00 | 136,020.0000 | 497,857,565 | 5.36% | 0.00% |
| June 22, 2023 | Kazim Essa | Director | F | Common Stock, par value $0.01 per share | 996 | $49.55 | 135,024.0000 | 497,857,565 | 0.73% | 0.00% |
| June 21, 2023 | BLACK STEVEN D | Director | A | Common Stock, par value $0.01 per share | 7614 | $0.00 | 152,083.0000 | 497,857,565 | 5.27% | 0.00% |
| June 21, 2023 | BEGLEY CHARLENE T | Director | A | Common Stock, par value $0.01 per share | 5142 | $0.00 | 41,601.0000 | 497,857,565 | 14.10% | 0.00% |
| June 21, 2023 | ARNOLDI MELISSA | Director | A | Common Stock, par value $0.01 per share | 5142 | $0.00 | 42,213.0000 | 497,857,565 | 13.87% | 0.00% |
| June 21, 2023 | ZOLLAR ALFRED W | Director | A | Common Stock, par value $0.01 per share | 7416 | $0.00 | 40,215.0000 | 497,857,565 | 22.61% | 0.00% |
| June 21, 2023 | YABUKI JEFFERY W | Director | A | Common Stock, par value $0.01 per share | 7218 | $0.00 | 9,278.0000 | 497,857,565 | 350.39% | 0.00% |
| June 21, 2023 | ZOLLAR ALFRED W | Director | A | Common Stock, par value $0.01 per share | 183 | $0.00 | 40,398.0000 | 497,857,565 | 0.46% | 0.00% |
| June 21, 2023 | Townes-Whitley Toni | Director | A | Common Stock, par value $0.01 per share | 5142 | $0.00 | 13,071.0000 | 497,857,565 | 64.85% | 0.00% |
| June 21, 2023 | Torgeby Johan | Director | A | Common Stock, par value $0.01 per share | 5142 | $0.00 | 8,999.0000 | 497,857,565 | 133.32% | 0.00% |
| June 13, 2023 | BLACK STEVEN D | Director | P | Common Stock, par value $0.01 per share | 4000 | $51.46 | 144,469.0000 | 497,857,565 | 2.85% | 0.00% |
| April 3, 2023 | SKULE JEREMY | Executive Vice President | F | Common stock, par value $0.01 per share | 1795 | $54.40 | 97,874.0000 | 497,857,565 | 1.80% | 0.00% |
| April 3, 2023 | Zecca John | Executive Vice President | F | Common Stock, par value $0.01 per share | 1064 | $54.40 | 103,721.0000 | 497,857,565 | 1.02% | 0.00% |
| April 3, 2023 | Zecca John | Executive Vice President | A | Common Stock, par value $0.01 per share | 5147 | $0.00 | 104,785.0000 | 497,857,565 | 5.17% | 0.00% |
| April 3, 2023 | Peterson Bradley J | Executive Vice President | F | Common Stock, par value $0.01 | 3052 | $54.40 | 180,128.0000 | 497,857,565 | 1.67% | 0.00% |
| April 3, 2023 | Peterson Bradley J | Executive Vice President | A | Common Stock, par value $0.01 | 9191 | $0.00 | 183,180.0000 | 497,857,565 | 5.28% | 0.00% |
| April 3, 2023 | Griggs PC Nelson | President, Capital Access Plat | F | Common Stock, par value $0.01 per share | 2854 | $54.40 | 212,187.0000 | 497,857,565 | 1.33% | 0.00% |
| April 3, 2023 | Griggs PC Nelson | President, Capital Access Plat | A | Common Stock, par value $0.01 per share | 9191 | $0.00 | 215,041.0000 | 497,857,565 | 4.46% | 0.00% |
| April 3, 2023 | DENNISON ANN M | Executive Vice President | F | Common Stock, par value $0.01 per share | 1973 | $54.40 | 69,204.0000 | 497,857,565 | 2.77% | 0.00% |
| April 3, 2023 | DENNISON ANN M | Executive Vice President | A | Common Stock, par value $0.01 per share | 7352 | $0.00 | 71,177.0000 | 497,857,565 | 11.52% | 0.00% |
| April 3, 2023 | Daly Michelle Lynn | Controller and Prin Acctg Ofcr | A | Common Stock, par value $0.01 per share | 2481 | $0.00 | 11,452.0000 | 497,857,565 | 27.66% | 0.00% |
| April 3, 2023 | Brothers Brendan | Interim Head of AFC | A | Common Stock, par value $0.01 per share | 9191 | $0.00 | 9,329.0000 | 497,857,565 | 6660.15% | 0.00% |
| April 3, 2023 | SKULE JEREMY | Executive Vice President | A | Common stock, par value $0.01 per share | 5514 | $0.00 | 99,669.0000 | 497,857,565 | 5.86% | 0.00% |
| April 3, 2023 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 16424 | $54.40 | 1,809,318.0000 | 497,857,565 | 0.90% | 0.00% |
| April 3, 2023 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 47794 | $0.00 | 1,825,742.0000 | 497,857,565 | 2.69% | 0.01% |
| April 3, 2023 | Smith Bryan Everard | Executive Vice President | F | Common Stock, par value $0.01 per share | 1811 | $54.40 | 50,683.0000 | 497,857,565 | 3.45% | 0.00% |
| April 3, 2023 | Smith Bryan Everard | Executive Vice President | A | Common Stock, par value $0.01 per share | 4411 | $0.00 | 52,494.0000 | 497,857,565 | 9.17% | 0.00% |
| April 3, 2023 | Tal Cohen | President, Market Platforms | F | Common Stock, par value $0.01 per share | 11942 | $54.40 | 125,007.0000 | 497,857,565 | 8.72% | 0.00% |
| April 3, 2023 | Tal Cohen | President, Market Platforms | A | Common Stock, par value $0.01 per share | 9191 | $0.00 | 136,949.0000 | 497,857,565 | 7.19% | 0.00% |
| March 14, 2023 | Smith Bryan Everard | Executive Vice President | S | Common Stock, par value $0.01 per share | 5000 | $52.51 | 48,083.0000 | 497,857,565 | 9.42% | 0.00% |
| Feb. 28, 2023 | Smith Bryan Everard | Executive Vice President | S | Common Stock, par value $0.01 per share | 3000 | $56.17 | 53,083.0000 | 497,857,565 | 5.35% | 0.00% |
| Feb. 23, 2023 | FRIEDMAN ADENA T | Chair and CEO | A | Common Stock, par value $0.01 per share | 468186 | $0.00 | 2,012,631.0000 | 497,857,565 | 30.31% | 0.09% |
| Feb. 23, 2023 | FRIEDMAN ADENA T | Chair and CEO | F | Common Stock, par value $0.01 per share | 234683 | $57.20 | 1,777,948.0000 | 497,857,565 | 11.66% | 0.05% |
| Feb. 23, 2023 | Smith Bryan Everard | Executive Vice President | S | Common Stock, par value $0.01 per share | 6000 | $57.06 | 56,083.0000 | 497,857,565 | 9.66% | 0.00% |
| Feb. 22, 2023 | Griggs PC Nelson | Executive Vice President | A | Common Stock, par value $0.01 per share | 83232 | $0.00 | 248,340.0000 | 497,857,565 | 50.41% | 0.02% |
| Feb. 22, 2023 | Griggs PC Nelson | Executive Vice President | F | Common Stock, par value $0.01 per share | 42490 | $57.10 | 205,850.0000 | 497,857,565 | 17.11% | 0.01% |
| Feb. 22, 2023 | Peterson Bradley J | Executive Vice President | A | Common Stock, par value $0.01 | 93636 | $0.00 | 215,805.0000 | 497,857,565 | 76.64% | 0.02% |
| Feb. 22, 2023 | Peterson Bradley J | Executive Vice President | F | Common Stock, par value $0.01 | 41816 | $57.10 | 173,989.0000 | 497,857,565 | 19.38% | 0.01% |
| Feb. 22, 2023 | Tal Cohen | Other | A | Common Stock, par value $0.01 per share | 52020 | $0.00 | 154,315.0000 | 497,857,565 | 50.85% | 0.01% |
| Feb. 22, 2023 | Tal Cohen | Other | F | Common Stock, par value $0.01 per share | 26557 | $57.10 | 127,758.0000 | 497,857,565 | 17.21% | 0.01% |
| Feb. 22, 2023 | DENNISON ANN M | Executive Vice President | A | Common Stock, par value $0.01 per share | 31860 | $0.00 | 80,089.0000 | 497,857,565 | 66.06% | 0.01% |
| Feb. 22, 2023 | DENNISON ANN M | Executive Vice President | F | Common Stock, par value $0.01 per share | 16265 | $57.10 | 63,825.0000 | 497,857,565 | 20.31% | 0.00% |
| Feb. 22, 2023 | SKULE JEREMY | Executive Vice President | A | Common stock, par value $0.01 per share | 46818 | $0.00 | 117,285.0000 | 497,857,565 | 66.44% | 0.01% |
| Feb. 22, 2023 | SKULE JEREMY | Executive Vice President | F | Common stock, par value $0.01 per share | 23130 | $57.10 | 94,155.0000 | 497,857,565 | 19.72% | 0.00% |
| Feb. 22, 2023 | Smith Bryan Everard | Executive Vice President | A | Common Stock, par value $0.01 per share | 46818 | $0.00 | 87,501.0000 | 497,857,565 | 115.08% | 0.01% |
| Feb. 22, 2023 | Smith Bryan Everard | Executive Vice President | F | Common Stock, par value $0.01 per share | 25418 | $57.10 | 62,083.0000 | 497,857,565 | 29.05% | 0.01% |
| Feb. 22, 2023 | Zecca John | Executive Vice President | A | Common Stock, par value $0.01 per share | 31212 | $0.00 | 113,565.0000 | 497,857,565 | 37.90% | 0.01% |
| Feb. 22, 2023 | Zecca John | Executive Vice President | F | Common Stock, par value $0.01 per share | 13927 | $57.10 | 99,638.0000 | 497,857,565 | 12.26% | 0.00% |
| Feb. 21, 2023 | SKULE JEREMY | Executive Vice President | S | Common stock, par value $0.01 per share | 2100 | $57.93 | 70,467.0000 | 497,857,565 | 2.89% | 0.00% |
| Feb. 9, 2023 | Daly Michelle Lynn | Controller and Prin Acctg Ofcr | S | Common Stock, par value $0.01 per share | 1998 | $59.55 | 8,971.0000 | 497,857,565 | 18.21% | 0.00% |
| Dec. 27, 2022 | KLOET THOMAS A | Director | G | Common Stock, par value $0.01 per share | 68709 | $0.00 | 82,029.0000 | 0 | 45.58% | 0.00% |
| Jan. 23, 2022 | SKULE JEREMY | Executive Vice President | S | Common stock, par value $0.01 per share | 2100 | $61.75 | 72,567.0000 | 0 | 2.81% | 0.00% |
| Dec. 31, 2022 | Smith Bryan Everard | Executive Vice President | F | Common Stock, par value $0.01 per share | 2292 | $61.76 | 40,683.0000 | 0 | 5.33% | 0.00% |
| Dec. 31, 2022 | Tal Cohen | Other | F | Common Stock, par value $0.01 per share | 1588 | $61.76 | 102,295.0000 | 0 | 1.53% | 0.00% |
| Dec. 31, 2022 | DENNISON ANN M | Executive Vice President | F | Common Stock, par value $0.01 per share | 2116 | $61.76 | 48,229.0000 | 0 | 4.20% | 0.00% |
| Dec. 31, 2022 | Albers Oliver | Executive Vice President | F | Common Stock, par value $0.01 | 625 | $61.76 | 36,798.0000 | 0 | 1.67% | 0.00% |
| Dec. 31, 2022 | Zecca John | Executive Vice President | F | Common Stock, par value $0.01 per share | 936 | $61.76 | 82,353.0000 | 0 | 1.12% | 0.00% |