In the last 12 months, insiders at PRINCIPAL FINANCIAL GROUP INC ($PFG) filed 650 transactions with the SEC: 2 open-market purchases totaling $873 and 7 sales totaling $2,770,014. Net insider sentiment: net selling.
PRINCIPAL FINANCIAL GROUP INC operates in the Accident & health insurance industry (Finance sector).
Most Active Insiders
- STRABLE-SOETHOUT DEANNA D (President and CEO) — 39 transactions totaling $16,914,284
- Walker Roberto (EVP, Principal Latin American) — 28 transactions totaling $9,548,146
- Cheong Wee Yee (EVP, Principal Asia) — 52 transactions totaling $8,046,612
- Halter Patrick Gregory (President and CEO - PAM) — 17 transactions totaling $7,388,053
- Friedrich Amy Christine (President - Benefits & Protect) — 35 transactions totaling $3,821,759
View all SEC Filings for PRINCIPAL FINANCIAL GROUP INC (PFG).
Set Up your own filters →Recent Insider Transactions
| Transaction Date | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|
| March 27, 2026 | Muruzabal Claudio | Director | A | Common Stock | 124 | $0.00 | 11,327.0000 | 225,700,000 | 1.11% | 0.00% |
| March 27, 2026 | Carter Miller Jocelyn | Director | A | Common Stock | 805 | $0.00 | 88,487.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | Beams Mary E. | Director | A | Common Stock | 134 | $0.00 | 14,677.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | HOCHSCHILD ROGER C | Director | A | Common Stock | 355 | $0.00 | 39,008.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 262 | $87.01 | 28,766.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | Mills Scott | Director | A | Common Stock | 307 | $0.00 | 33,712.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | Mills Scott | Director | A | Phantom Stock Units | 182 | $87.01 | 19,926.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | Auerbach Jonathan | Director | A | Common Stock | 203 | $0.00 | 20,611.0000 | 225,700,000 | 0.99% | 0.00% |
| March 27, 2026 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 88 | $0.00 | 40,996.0000 | 225,700,000 | 0.22% | 0.00% |
| March 27, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A | Common Stock | 680 | $0.00 | 226,753.0000 | 225,700,000 | 0.30% | 0.00% |
| March 27, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A | Common Stock | 52 | $0.00 | 226,753.0000 | 225,700,000 | 0.02% | 0.00% |
| March 27, 2026 | Pitz Joel | EVP & CFO | A | Common Stock | 278 | $0.00 | 47,656.0000 | 225,700,000 | 0.59% | 0.00% |
| March 27, 2026 | Pitz Joel | EVP & CFO | A | Common Stock | 3 | $0.00 | 47,656.0000 | 225,700,000 | 0.01% | 0.00% |
| March 27, 2026 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 660 | $0.00 | 75,891.0000 | 225,700,000 | 0.88% | 0.00% |
| March 27, 2026 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 469 | $0.00 | 43,902.0000 | 225,700,000 | 1.08% | 0.00% |
| March 27, 2026 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 707 | $0.00 | 112,335.0000 | 225,700,000 | 0.63% | 0.00% |
| March 27, 2026 | Djurasovic George | Interim General Counsel | A | Common Stock | 176 | $0.00 | 19,335.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | Cheong Wee Yee | President - Asia & Middle East | A | Common Stock | 667 | $0.00 | 92,188.0000 | 225,700,000 | 0.73% | 0.00% |
| March 27, 2026 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 509 | $0.00 | 65,024.0000 | 225,700,000 | 0.79% | 0.00% |
| March 27, 2026 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 278 | $0.00 | 46,302.0000 | 225,700,000 | 0.60% | 0.00% |
| March 27, 2026 | RIVERA ALFREDO | Director | A | Common Stock | 144 | $0.00 | 14,219.0000 | 225,700,000 | 1.02% | 0.00% |
| March 27, 2026 | RIVERA ALFREDO | Director | A | Common Stock | 30 | $87.01 | 3,255.0000 | 225,700,000 | 0.93% | 0.00% |
| March 27, 2026 | Richer Clare Stack | Director | A | Common Stock | 174 | $0.00 | 19,095.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | Pickerell Blair | Director | A | Common Stock | 340 | $0.00 | 37,371.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | Nordin Diane C | Director | A | Common Stock | 264 | $0.00 | 28,945.0000 | 225,700,000 | 0.92% | 0.00% |
| March 27, 2026 | Mitchell H Elizabeth | Director | A | Common Stock | 100 | $0.00 | 10,945.0000 | 225,700,000 | 0.92% | 0.00% |
| April 21, 2025 | Muruzabal Claudio | Director | S | Common Stock | 5 | $70.05 | 11,198.0000 | 228,800,000 | 0.04% | 0.00% |
| Feb. 9, 2026 | Muruzabal Claudio | Director | P | Common Stock | 5 | $97.09 | 11,203.0000 | 225,700,000 | 0.04% | 0.00% |
| Jan. 2, 2025 | Muruzabal Claudio | Director | P | Common Stock | 5 | $77.49 | 11,203.0000 | 235,300,000 | 0.04% | 0.00% |
| Feb. 27, 2026 | Kay Kathleen B | EVP-Chief Information Officer | F | Common Stock | 1870 | $95.42 | 43,433.0000 | 225,700,000 | 4.13% | 0.00% |
| Feb. 27, 2026 | LITTLEFIELD CHRISTOPHER J | President - RIS | F | Common Stock | 3693 | $95.42 | 75,204.0000 | 225,700,000 | 4.68% | 0.00% |
| Feb. 27, 2026 | Pitz Joel | EVP - CFO | F | Common Stock | 42 | $95.42 | 47,195.0000 | 225,700,000 | 0.09% | 0.00% |
| Feb. 27, 2026 | Pitz Joel | EVP - CFO | F | Common Stock | 556 | $95.42 | 47,195.0000 | 225,700,000 | 1.16% | 0.00% |
| Feb. 27, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | F | Common Stock | 781 | $95.42 | 226,021.0000 | 225,700,000 | 0.34% | 0.00% |
| Feb. 27, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | F | Common Stock | 5321 | $95.42 | 226,021.0000 | 225,700,000 | 2.30% | 0.00% |
| March 2, 2026 | Bhatia Kamal | President and CEO - PAM | D | Common Stock | 2299 | $95.99 | 65,115.0000 | 225,700,000 | 3.41% | 0.00% |
| Feb. 27, 2026 | Bhatia Kamal | President and CEO - PAM | F | Common Stock | 3781 | $95.42 | 67,414.0000 | 225,700,000 | 5.31% | 0.00% |
| March 2, 2026 | McCullum Kenneth A. | EVP - Chief Risk Officer | D | Common Stock | 300 | $96.93 | 40,908.0000 | 225,700,000 | 0.73% | 0.00% |
| March 2, 2026 | McCullum Kenneth A. | EVP - Chief Risk Officer | D | Common Stock | 1316 | $96.01 | 41,208.0000 | 225,700,000 | 3.09% | 0.00% |
| March 2, 2026 | Bhatia Kamal | President and CEO - PAM | D | Common Stock | 600 | $96.95 | 64,515.0000 | 225,700,000 | 0.92% | 0.00% |
| Feb. 27, 2026 | Djurasovic George | Interim General Counsel | F | Common Stock | 1288 | $95.42 | 19,159.0000 | 225,700,000 | 6.30% | 0.00% |
| Feb. 27, 2026 | Friedrich Amy Christine | President - Benefits & Protect | F | Common Stock | 3801 | $95.42 | 111,447.0000 | 225,700,000 | 3.30% | 0.00% |
| Feb. 27, 2026 | McCullum Kenneth A. | EVP - Chief Risk Officer | F | Common Stock | 1228 | $95.42 | 42,524.0000 | 225,700,000 | 2.81% | 0.00% |
| Feb. 25, 2026 | McCullum Kenneth A. | EVP - Chief Risk Officer | D | Common Stock | 3071 | $94.55 | 43,752.0000 | 225,700,000 | 6.56% | 0.00% |
| Feb. 25, 2026 | Bhatia Kamal | President and CEO - PAM | D | Common Stock | 5570 | $94.55 | 71,195.0000 | 225,700,000 | 7.26% | 0.00% |
| Feb. 23, 2026 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 6826 | $0.00 | 40,064.0000 | 225,700,000 | 20.54% | 0.00% |
| Feb. 23, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A | Common Stock | 27511 | $0.00 | 218,566.0000 | 225,700,000 | 14.40% | 0.01% |
| Feb. 23, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A | Common Stock | 13557 | $0.00 | 232,123.0000 | 225,700,000 | 6.20% | 0.01% |
| Feb. 23, 2026 | Pitz Joel | EVP - CFO | A | Common Stock | 7978 | $0.00 | 45,192.0000 | 225,700,000 | 21.44% | 0.00% |
| Feb. 23, 2026 | Pitz Joel | EVP - CFO | A | Common Stock | 2690 | $0.00 | 47,882.0000 | 225,700,000 | 5.95% | 0.00% |
| Feb. 23, 2026 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 3093 | $0.00 | 43,752.0000 | 225,700,000 | 7.61% | 0.00% |
| Feb. 23, 2026 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 3071 | $0.00 | 46,823.0000 | 225,700,000 | 7.02% | 0.00% |
| Feb. 23, 2026 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 7975 | $0.00 | 69,548.0000 | 225,700,000 | 12.95% | 0.00% |
| Feb. 23, 2026 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 9375 | $0.00 | 78,923.0000 | 225,700,000 | 13.48% | 0.00% |
| Feb. 23, 2026 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 5417 | $0.00 | 40,582.0000 | 225,700,000 | 15.40% | 0.00% |
| Feb. 23, 2026 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 4721 | $0.00 | 45,303.0000 | 225,700,000 | 11.63% | 0.00% |
| Feb. 23, 2026 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 9959 | $0.00 | 105,624.0000 | 225,700,000 | 10.41% | 0.00% |
| Feb. 23, 2026 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 9653 | $0.00 | 115,277.0000 | 225,700,000 | 9.14% | 0.00% |
| Feb. 23, 2026 | Djurasovic George | Interim General Counsel | A | Common Stock | 3504 | $0.00 | 20,447.0000 | 225,700,000 | 20.68% | 0.00% |
| Feb. 23, 2026 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 2938 | $0.00 | 84,929.0000 | 225,700,000 | 3.58% | 0.00% |
| Feb. 23, 2026 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 6576 | $0.00 | 91,505.0000 | 225,700,000 | 7.74% | 0.00% |
| Feb. 23, 2026 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 8032 | $0.00 | 69,803.0000 | 225,700,000 | 13.00% | 0.00% |
| Feb. 23, 2026 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 6962 | $0.00 | 76,765.0000 | 225,700,000 | 9.97% | 0.00% |
| Feb. 23, 2026 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 5960 | $0.00 | 46,024.0000 | 225,700,000 | 14.88% | 0.00% |
| Jan. 30, 2026 | STRABLE-SOETHOUT DEANNA D | President and CEO | S | Common Stock | 7340 | $95.00 | 191,055.0000 | 225,700,000 | 3.70% | 0.00% |
| Jan. 29, 2026 | STRABLE-SOETHOUT DEANNA D | President and CEO | S | Common Stock | 9300 | $95.12 | 198,395.0000 | 225,700,000 | 4.48% | 0.00% |
| Jan. 22, 2026 | STRABLE-SOETHOUT DEANNA D | President and CEO | S | Common Stock | 8025 | $92.56 | 54,227.0000 | 225,700,000 | 12.89% | 0.00% |
| Jan. 8, 2026 | STRABLE-SOETHOUT DEANNA D | President and CEO | S | Common Stock | 300 | $92.50 | 62,252.0000 | 225,700,000 | 0.48% | 0.00% |
| Dec. 31, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 38237 | $37.38 | 254,257.0000 | 225,200,000 | 17.70% | 0.02% |
| Dec. 31, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | D | Common Stock | 38237 | $88.55 | 216,020.0000 | 225,200,000 | 15.04% | 0.02% |
| Dec. 31, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Common Stock | 22680 | $37.38 | 0.0000 | 225,200,000 | 100.00% | 0.01% |
| Dec. 31, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Common Stock | 15557 | $37.38 | 0.0000 | 225,200,000 | 100.00% | 0.01% |
| Dec. 24, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | D | Common Stock | 20715 | $90.05 | 216,020.0000 | 225,200,000 | 8.75% | 0.01% |
| Dec. 24, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 20715 | $37.38 | 236,735.0000 | 225,200,000 | 9.59% | 0.01% |
| Dec. 23, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | D | Common Stock | 200 | $90.00 | 216,020.0000 | 225,200,000 | 0.09% | 0.00% |
| Dec. 23, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 200 | $37.38 | 216,220.0000 | 225,200,000 | 0.09% | 0.00% |
| Dec. 24, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Common Stock | 7123 | $37.38 | 15,557.0000 | 225,200,000 | 31.41% | 0.00% |
| Dec. 24, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Common Stock | 13592 | $37.38 | 0.0000 | 225,200,000 | 100.00% | 0.01% |
| Dec. 23, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Common Stock | 200 | $37.38 | 13,592.0000 | 225,200,000 | 1.45% | 0.00% |
| Dec. 19, 2025 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 182 | $0.00 | 33,238.0000 | 225,200,000 | 0.55% | 0.00% |
| Dec. 19, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Common Stock | 500 | $37.38 | 13,792.0000 | 225,200,000 | 3.50% | 0.00% |
| Dec. 19, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 500 | $37.38 | 215,925.0000 | 225,200,000 | 0.23% | 0.00% |
| Dec. 19, 2025 | Auerbach Jonathan | Director | A | Common Stock | 194 | $0.00 | 20,408.0000 | 225,200,000 | 0.96% | 0.00% |
| Dec. 19, 2025 | Mills Scott | Director | A | Phantom Stock Units | 169 | $88.95 | 19,744.0000 | 225,200,000 | 0.86% | 0.00% |
| Dec. 19, 2025 | Mills Scott | Director | A | Common Stock | 294 | $0.00 | 33,405.0000 | 225,200,000 | 0.89% | 0.00% |
| Dec. 19, 2025 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 244 | $88.95 | 28,504.0000 | 225,200,000 | 0.86% | 0.00% |
| Dec. 19, 2025 | HOCHSCHILD ROGER C | Director | A | Common Stock | 340 | $0.00 | 38,653.0000 | 225,200,000 | 0.89% | 0.00% |
| Dec. 19, 2025 | Beams Mary E. | Director | A | Common Stock | 128 | $0.00 | 14,543.0000 | 225,200,000 | 0.89% | 0.00% |
| Dec. 19, 2025 | Carter Miller Jocelyn | Director | A | Common Stock | 770 | $0.00 | 87,682.0000 | 225,200,000 | 0.89% | 0.00% |
| Dec. 19, 2025 | Muruzabal Claudio | Director | A | Common Stock | 119 | $0.00 | 11,198.0000 | 225,200,000 | 1.07% | 0.00% |
| Dec. 19, 2025 | Mitchell H Elizabeth | Director | A | Common Stock | 95 | $0.00 | 10,845.0000 | 225,200,000 | 0.88% | 0.00% |
| Dec. 19, 2025 | Pickerell Blair | Director | A | Common Stock | 326 | $0.00 | 37,031.0000 | 225,200,000 | 0.89% | 0.00% |
| Dec. 19, 2025 | Richer Clare Stack | Director | A | Common Stock | 167 | $0.00 | 18,922.0000 | 225,200,000 | 0.89% | 0.00% |
| Dec. 19, 2025 | RIVERA ALFREDO | Director | A | Common Stock | 28 | $88.95 | 3,225.0000 | 225,200,000 | 0.88% | 0.00% |
| Dec. 19, 2025 | RIVERA ALFREDO | Director | A | Common Stock | 137 | $0.00 | 14,075.0000 | 225,200,000 | 0.98% | 0.00% |
| Dec. 19, 2025 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 520 | $0.00 | 61,599.0000 | 225,200,000 | 0.85% | 0.00% |
| Dec. 19, 2025 | Nordin Diane C | Director | A | Common Stock | 253 | $0.00 | 28,681.0000 | 225,200,000 | 0.89% | 0.00% |
| Dec. 19, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | D | Common Stock | 500 | $90.00 | 215,425.0000 | 225,200,000 | 0.23% | 0.00% |
| Dec. 19, 2025 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 469 | $0.00 | 61,771.0000 | 225,200,000 | 0.77% | 0.00% |
| Dec. 19, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 564 | $0.00 | 82,006.0000 | 225,200,000 | 0.69% | 0.00% |
| Dec. 19, 2025 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 548 | $0.00 | 95,694.0000 | 225,200,000 | 0.58% | 0.00% |
| Dec. 19, 2025 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 384 | $0.00 | 35,165.0000 | 225,200,000 | 1.10% | 0.00% |
| Dec. 19, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 77 | $0.00 | 216,020.0000 | 225,200,000 | 0.04% | 0.00% |
| Dec. 19, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 518 | $0.00 | 216,020.0000 | 225,200,000 | 0.24% | 0.00% |
| Dec. 19, 2025 | Djurasovic George | Interim General Counsel | A | Common Stock | 149 | $0.00 | 16,943.0000 | 225,200,000 | 0.89% | 0.00% |
| Dec. 19, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 82 | $0.00 | 40,659.0000 | 225,200,000 | 0.20% | 0.00% |
| Dec. 19, 2025 | Pitz Joel | CFO | A | Common Stock | 3 | $0.00 | 37,303.0000 | 225,200,000 | 0.01% | 0.00% |
| Dec. 19, 2025 | Pitz Joel | CFO | A | Common Stock | 180 | $0.00 | 37,303.0000 | 225,200,000 | 0.48% | 0.00% |
| Dec. 18, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 8388 | $37.38 | 223,813.0000 | 225,200,000 | 3.89% | 0.00% |
| Dec. 18, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | D | Common Stock | 8388 | $90.09 | 215,425.0000 | 225,200,000 | 3.75% | 0.00% |
| Dec. 18, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Common Stock | 8388 | $37.38 | 14,292.0000 | 225,200,000 | 36.98% | 0.00% |
| Dec. 10, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | M | Common Stock | 1710 | $62.78 | 3,420.0000 | 225,200,000 | 33.33% | 0.00% |
| Dec. 10, 2025 | Bhatia Kamal | President and CEO - PAM | D | Common Stock | 2921 | $90.03 | 61,302.0000 | 225,200,000 | 4.55% | 0.00% |
| Dec. 10, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | M | Common Stock | 1710 | $62.78 | 0.0000 | 225,200,000 | 100.00% | 0.00% |
| Dec. 10, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | M | Common Stock | 1710 | $62.78 | 1,710.0000 | 225,200,000 | 50.00% | 0.00% |
| Dec. 10, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | D | Common Stock | 5130 | $90.08 | 40,577.0000 | 225,200,000 | 11.22% | 0.00% |
| Dec. 10, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 5130 | $62.78 | 45,707.0000 | 225,200,000 | 12.64% | 0.00% |
| Dec. 5, 2025 | Mills Scott | Director | A | Phantom Stock Units | 500 | $87.52 | 19,575.0000 | 225,200,000 | 2.62% | 0.00% |
| Dec. 5, 2025 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 828 | $87.52 | 28,260.0000 | 225,200,000 | 3.02% | 0.00% |
| Dec. 4, 2025 | Friedrich Amy Christine | President - Benefits & Protect | G | Common Stock | 1524 | $0.00 | 95,037.0000 | 225,200,000 | 1.58% | 0.00% |
| Nov. 12, 2025 | Cheong Wee Yee | EVP, Principal Asia | S | Common Stock | 1887 | $85.04 | 81,421.0000 | 225,200,000 | 2.27% | 0.00% |
| Sept. 26, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 545 | $0.00 | 215,425.0000 | 226,500,000 | 0.25% | 0.00% |
| Sept. 26, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 81 | $0.00 | 215,425.0000 | 226,500,000 | 0.04% | 0.00% |
| Sept. 26, 2025 | Richer Clare Stack | Director | A | Common Stock | 175 | $0.00 | 18,755.0000 | 226,500,000 | 0.94% | 0.00% |
| Sept. 26, 2025 | RIVERA ALFREDO | Director | A | Common Stock | 30 | $82.62 | 3,197.0000 | 226,500,000 | 0.95% | 0.00% |
| Sept. 26, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 86 | $0.00 | 40,577.0000 | 226,500,000 | 0.21% | 0.00% |
| Sept. 26, 2025 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 548 | $0.00 | 61,027.0000 | 226,500,000 | 0.91% | 0.00% |
| Sept. 26, 2025 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 404 | $0.00 | 34,781.0000 | 226,500,000 | 1.18% | 0.00% |
| Sept. 26, 2025 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 576 | $0.00 | 96,561.0000 | 226,500,000 | 0.60% | 0.00% |
| Sept. 26, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 613 | $0.00 | 83,308.0000 | 226,500,000 | 0.74% | 0.00% |
| Sept. 26, 2025 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 521 | $0.00 | 64,223.0000 | 226,500,000 | 0.82% | 0.00% |
| Sept. 26, 2025 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 191 | $0.00 | 33,056.0000 | 226,500,000 | 0.58% | 0.00% |
| Sept. 26, 2025 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 257 | $82.62 | 27,432.0000 | 226,500,000 | 0.95% | 0.00% |
| Sept. 26, 2025 | HOCHSCHILD ROGER C | Director | A | Common Stock | 358 | $0.00 | 38,313.0000 | 226,500,000 | 0.94% | 0.00% |
| Sept. 26, 2025 | Mitchell H Elizabeth | Director | A | Common Stock | 101 | $0.00 | 10,750.0000 | 226,500,000 | 0.95% | 0.00% |
| Sept. 26, 2025 | Mills Scott | Director | A | Phantom Stock Units | 178 | $82.62 | 19,075.0000 | 226,500,000 | 0.94% | 0.00% |
| Sept. 26, 2025 | Auerbach Jonathan | Director | A | Common Stock | 205 | $0.00 | 20,214.0000 | 226,500,000 | 1.02% | 0.00% |
| Sept. 26, 2025 | Mills Scott | Director | A | Common Stock | 310 | $0.00 | 33,111.0000 | 226,500,000 | 0.95% | 0.00% |
| Sept. 26, 2025 | Beams Mary E. | Director | A | Common Stock | 135 | $0.00 | 14,415.0000 | 226,500,000 | 0.95% | 0.00% |
| Sept. 26, 2025 | Carter Miller Jocelyn | Director | A | Common Stock | 811 | $0.00 | 86,912.0000 | 226,500,000 | 0.94% | 0.00% |
| Sept. 26, 2025 | Muruzabal Claudio | Director | A | Common Stock | 125 | $0.00 | 11,079.0000 | 226,500,000 | 1.14% | 0.00% |
| Sept. 26, 2025 | RIVERA ALFREDO | Director | A | Common Stock | 145 | $0.00 | 13,938.0000 | 226,500,000 | 1.05% | 0.00% |
| Sept. 26, 2025 | Pitz Joel | CFO | A | Common Stock | 189 | $0.00 | 36,820.0000 | 226,500,000 | 0.52% | 0.00% |
| Sept. 26, 2025 | Pitz Joel | CFO | A | Common Stock | 3 | $0.00 | 36,820.0000 | 226,500,000 | 0.01% | 0.00% |
| Sept. 26, 2025 | Nordin Diane C | Director | A | Common Stock | 266 | $0.00 | 28,428.0000 | 226,500,000 | 0.94% | 0.00% |
| Sept. 26, 2025 | Djurasovic George | Interim General Counsel | A | Common Stock | 157 | $0.00 | 16,794.0000 | 226,500,000 | 0.94% | 0.00% |
| Sept. 26, 2025 | Pickerell Blair | Director | A | Common Stock | 343 | $0.00 | 36,705.0000 | 226,500,000 | 0.94% | 0.00% |
| June 27, 2025 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 579 | $0.00 | 95,896.0000 | 228,800,000 | 0.61% | 0.00% |
| June 27, 2025 | Mitchell H Elizabeth | Director | A | Common Stock | 101 | $0.00 | 10,649.0000 | 228,800,000 | 0.96% | 0.00% |
| June 27, 2025 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 250 | $79.19 | 27,175.0000 | 228,800,000 | 0.93% | 0.00% |
| June 27, 2025 | HOCHSCHILD ROGER C | Director | A | Common Stock | 361 | $0.00 | 37,955.0000 | 228,800,000 | 0.96% | 0.00% |
| June 27, 2025 | Mills Scott | Director | A | Phantom Stock Units | 172 | $79.19 | 18,897.0000 | 228,800,000 | 0.92% | 0.00% |
| June 27, 2025 | Mills Scott | Director | A | Common Stock | 312 | $0.00 | 32,801.0000 | 228,800,000 | 0.96% | 0.00% |
| June 27, 2025 | Auerbach Jonathan | Director | A | Common Stock | 206 | $0.00 | 20,009.0000 | 228,800,000 | 1.04% | 0.00% |
| June 27, 2025 | Beams Mary E. | Director | A | Common Stock | 136 | $0.00 | 14,280.0000 | 228,800,000 | 0.96% | 0.00% |
| June 27, 2025 | Carter Miller Jocelyn | Director | A | Common Stock | 817 | $0.00 | 86,101.0000 | 228,800,000 | 0.96% | 0.00% |
| June 27, 2025 | Muruzabal Claudio | Director | A | Common Stock | 126 | $0.00 | 10,954.0000 | 228,800,000 | 1.16% | 0.00% |
| June 27, 2025 | Pickerell Blair | Director | A | Common Stock | 346 | $0.00 | 36,362.0000 | 228,800,000 | 0.96% | 0.00% |
| June 27, 2025 | Richer Clare Stack | Director | A | Common Stock | 177 | $0.00 | 18,580.0000 | 228,800,000 | 0.96% | 0.00% |
| June 27, 2025 | RIVERA ALFREDO | Director | A | Common Stock | 30 | $79.19 | 3,167.0000 | 228,800,000 | 0.96% | 0.00% |
| June 27, 2025 | RIVERA ALFREDO | Director | A | Common Stock | 146 | $0.00 | 13,793.0000 | 228,800,000 | 1.07% | 0.00% |
| June 27, 2025 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 192 | $0.00 | 32,865.0000 | 228,800,000 | 0.59% | 0.00% |
| June 27, 2025 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 523 | $0.00 | 63,702.0000 | 228,800,000 | 0.83% | 0.00% |
| June 27, 2025 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 800 | $0.00 | 100,573.0000 | 228,800,000 | 0.80% | 0.00% |
| June 27, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 617 | $0.00 | 82,684.0000 | 228,800,000 | 0.75% | 0.00% |
| June 27, 2025 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 405 | $0.00 | 34,377.0000 | 228,800,000 | 1.19% | 0.00% |
| June 27, 2025 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 550 | $0.00 | 60,452.0000 | 228,800,000 | 0.92% | 0.00% |
| June 27, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 87 | $0.00 | 40,491.0000 | 228,800,000 | 0.22% | 0.00% |
| June 27, 2025 | Houston Daniel Joseph | Executive Chairman | A | Phantom Stock Units | 18 | $79.19 | 1,909.0000 | 228,800,000 | 0.95% | 0.00% |
| June 27, 2025 | Houston Daniel Joseph | Executive Chairman | A | Common Stock | 859 | $0.00 | 446,553.0000 | 228,800,000 | 0.19% | 0.00% |
| June 27, 2025 | Pitz Joel | CFO | A | Common Stock | 3 | $0.00 | 36,443.0000 | 228,800,000 | 0.01% | 0.00% |
| June 27, 2025 | Pitz Joel | CFO | A | Common Stock | 190 | $0.00 | 36,443.0000 | 228,800,000 | 0.52% | 0.00% |
| June 27, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 92 | $0.00 | 214,799.0000 | 228,800,000 | 0.04% | 0.00% |
| June 27, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 549 | $0.00 | 214,799.0000 | 228,800,000 | 0.26% | 0.00% |
| June 27, 2025 | Nordin Diane C | Director | A | Common Stock | 268 | $0.00 | 28,162.0000 | 228,800,000 | 0.96% | 0.00% |
| June 6, 2025 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 909 | $76.97 | 26,925.0000 | 228,800,000 | 3.49% | 0.00% |
| June 6, 2025 | Mills Scott | Director | A | Phantom Stock Units | 804 | $76.97 | 18,725.0000 | 228,800,000 | 4.49% | 0.00% |
| May 20, 2025 | Mitchell H Elizabeth | Director | A | Common Stock | 2484 | $0.00 | 10,548.0000 | 228,800,000 | 30.80% | 0.00% |
| May 20, 2025 | Mills Scott | Director | A | Common Stock | 2484 | $0.00 | 32,489.0000 | 228,800,000 | 8.28% | 0.00% |
| May 20, 2025 | RIVERA ALFREDO | Director | A | Common Stock | 2484 | $0.00 | 13,647.0000 | 228,800,000 | 22.25% | 0.00% |
| May 20, 2025 | Richer Clare Stack | Director | A | Common Stock | 2484 | $0.00 | 18,403.0000 | 228,800,000 | 15.60% | 0.00% |
| May 20, 2025 | Pickerell Blair | Director | A | Common Stock | 2484 | $0.00 | 36,016.0000 | 228,800,000 | 7.41% | 0.00% |
| May 20, 2025 | Auerbach Jonathan | Director | A | Common Stock | 2484 | $0.00 | 19,803.0000 | 228,800,000 | 14.34% | 0.00% |
| May 20, 2025 | BEAMS MALIZ E | Director | A | Common Stock | 2484 | $0.00 | 14,144.0000 | 228,800,000 | 21.30% | 0.00% |
| May 20, 2025 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 2484 | $0.00 | 85,284.0000 | 228,800,000 | 3.00% | 0.00% |
| May 20, 2025 | Nordin Diane C | Director | A | Common Stock | 2484 | $0.00 | 27,894.0000 | 228,800,000 | 9.78% | 0.00% |
| May 20, 2025 | HOCHSCHILD ROGER C | Director | A | Common Stock | 2484 | $0.00 | 37,594.0000 | 228,800,000 | 7.07% | 0.00% |
| May 20, 2025 | Muruzabal Claudio | Director | A | Common Stock | 2484 | $0.00 | 10,828.0000 | 228,800,000 | 29.77% | 0.00% |
| March 28, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 573 | $0.00 | 81,758.0000 | 235,300,000 | 0.71% | 0.00% |
| March 28, 2025 | Houston Daniel Joseph | Executive Chairman | A | Phantom Stock Units | 17 | $83.06 | 1,891.0000 | 235,300,000 | 0.91% | 0.00% |
| March 28, 2025 | Houston Daniel Joseph | Executive Chairman | A | Common Stock | 1479 | $0.00 | 445,350.0000 | 235,300,000 | 0.33% | 0.00% |
| March 28, 2025 | Pitz Joel | Interim CFO | A | Common Stock | 3 | $0.00 | 35,711.0000 | 235,300,000 | 0.01% | 0.00% |
| March 28, 2025 | Pitz Joel | Interim CFO | A | Common Stock | 177 | $0.00 | 35,711.0000 | 235,300,000 | 0.50% | 0.00% |
| March 28, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 86 | $0.00 | 214,158.0000 | 235,300,000 | 0.04% | 0.00% |
| March 28, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 512 | $0.00 | 214,158.0000 | 235,300,000 | 0.24% | 0.00% |
| March 28, 2025 | Muruzabal Claudio | Director | A | Common Stock | 95 | $0.00 | 8,344.0000 | 235,300,000 | 1.15% | 0.00% |
| March 28, 2025 | Mills Scott | Director | A | Common Stock | 268 | $0.00 | 30,005.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | Mills Scott | Director | A | Phantom Stock Units | 160 | $83.06 | 17,921.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 739 | $0.00 | 82,800.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | BEAMS MALIZ E | Director | A | Common Stock | 104 | $0.00 | 11,660.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | Auerbach Jonathan | Director | A | Common Stock | 170 | $0.00 | 17,319.0000 | 235,300,000 | 0.99% | 0.00% |
| March 28, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 81 | $0.00 | 40,404.0000 | 235,300,000 | 0.20% | 0.00% |
| March 28, 2025 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 510 | $0.00 | 59,578.0000 | 235,300,000 | 0.86% | 0.00% |
| March 28, 2025 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 376 | $0.00 | 33,972.0000 | 235,300,000 | 1.12% | 0.00% |
| March 28, 2025 | HOCHSCHILD ROGER C | Director | A | Common Stock | 314 | $0.00 | 35,110.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 233 | $83.06 | 26,016.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 744 | $0.00 | 99,773.0000 | 235,300,000 | 0.75% | 0.00% |
| March 28, 2025 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 537 | $0.00 | 95,231.0000 | 235,300,000 | 0.57% | 0.00% |
| March 28, 2025 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 485 | $0.00 | 63,179.0000 | 235,300,000 | 0.77% | 0.00% |
| March 28, 2025 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 179 | $0.00 | 32,673.0000 | 235,300,000 | 0.55% | 0.00% |
| March 28, 2025 | RIVERA ALFREDO | Director | A | Common Stock | 114 | $0.00 | 11,163.0000 | 235,300,000 | 1.03% | 0.00% |
| March 28, 2025 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 28 | $83.06 | 3,137.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | Richer Clare Stack | Director | A | Common Stock | 142 | $0.00 | 15,919.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | Pickerell Blair | Director | A | Common Stock | 300 | $0.00 | 33,532.0000 | 235,300,000 | 0.90% | 0.00% |
| March 28, 2025 | Nordin Diane C | Director | A | Common Stock | 228 | $0.00 | 25,410.0000 | 235,300,000 | 0.91% | 0.00% |
| March 28, 2025 | Mitchell H Elizabeth | Director | A | Common Stock | 72 | $0.00 | 8,064.0000 | 235,300,000 | 0.90% | 0.00% |
| Feb. 28, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | F | Common Stock | 4585 | $89.04 | 213,560.0000 | 235,300,000 | 2.10% | 0.00% |
| Feb. 28, 2025 | Friedrich Amy Christine | President - Benefits & Protect | F | Common Stock | 3885 | $89.04 | 90,886.0000 | 235,300,000 | 4.10% | 0.00% |
| March 1, 2025 | Houston Daniel Joseph | Executive Chairman | F | Common Stock | 16148 | $89.04 | 443,829.0000 | 235,300,000 | 3.51% | 0.01% |
| Feb. 28, 2025 | Kay Kathleen B | EVP-Chief Information Officer | F | Common Stock | 2285 | $89.04 | 33,596.0000 | 235,300,000 | 6.37% | 0.00% |
| Feb. 28, 2025 | LITTLEFIELD CHRISTOPHER J | President - RIS | F | Common Stock | 3812 | $89.04 | 59,045.0000 | 235,300,000 | 6.06% | 0.00% |
| Feb. 28, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | F | Common Stock | 1464 | $89.04 | 40,323.0000 | 235,300,000 | 3.50% | 0.00% |
| Feb. 28, 2025 | Bhatia Kamal | President and CEO - PAM | F | Common Stock | 4735 | $89.04 | 62,694.0000 | 235,300,000 | 7.02% | 0.00% |
| Feb. 28, 2025 | Pitz Joel | Interim CFO | F | Common Stock | 498 | $89.04 | 35,329.0000 | 235,300,000 | 1.39% | 0.00% |
| Feb. 28, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | F | Common Stock | 1410 | $89.04 | 213,560.0000 | 235,300,000 | 0.66% | 0.00% |
| Feb. 27, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 100 | $58.68 | 94,640.0000 | 235,300,000 | 0.11% | 0.00% |
| Feb. 27, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 720 | $58.68 | 94,540.0000 | 235,300,000 | 0.77% | 0.00% |
| Feb. 27, 2025 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 720 | $87.03 | 93,920.0000 | 235,300,000 | 0.76% | 0.00% |
| Feb. 27, 2025 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 100 | $87.84 | 93,820.0000 | 235,300,000 | 0.11% | 0.00% |
| Feb. 27, 2025 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 12648 | $87.30 | 81,172.0000 | 235,300,000 | 13.48% | 0.01% |
| Feb. 27, 2025 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 720 | $58.68 | 100.0000 | 235,300,000 | 87.80% | 0.00% |
| Feb. 27, 2025 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 100 | $58.68 | 0.0000 | 235,300,000 | 100.00% | 0.00% |
| Feb. 24, 2025 | Houston Daniel Joseph | Executive Chairman | A | Common Stock | 52454 | $0.00 | 459,977.0000 | 235,300,000 | 12.87% | 0.02% |
| Feb. 24, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 4287 | $0.00 | 41,787.0000 | 235,300,000 | 11.43% | 0.00% |
| Feb. 24, 2025 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 8748 | $0.00 | 57,526.0000 | 235,300,000 | 17.93% | 0.00% |
| Feb. 24, 2025 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 10173 | $0.00 | 67,699.0000 | 235,300,000 | 17.68% | 0.00% |
| Feb. 24, 2025 | Houston Daniel Joseph | Executive Chairman | A | Common Stock | 49818 | $0.00 | 407,523.0000 | 235,300,000 | 13.93% | 0.02% |
| Feb. 24, 2025 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 3269 | $0.00 | 37,500.0000 | 235,300,000 | 9.55% | 0.00% |
| Feb. 24, 2025 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 6741 | $0.00 | 32,494.0000 | 235,300,000 | 26.18% | 0.00% |
| Feb. 24, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 3191 | $0.00 | 219,555.0000 | 235,300,000 | 1.47% | 0.00% |
| Feb. 24, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 13612 | $0.00 | 219,555.0000 | 235,300,000 | 6.61% | 0.01% |
| Feb. 24, 2025 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 5468 | $0.00 | 99,029.0000 | 235,300,000 | 5.84% | 0.00% |
| Feb. 24, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 3201 | $0.00 | 85,072.0000 | 235,300,000 | 3.91% | 0.00% |
| Feb. 24, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 8748 | $0.00 | 93,820.0000 | 235,300,000 | 10.28% | 0.00% |
| Feb. 24, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 29961 | $0.00 | 205,943.0000 | 235,300,000 | 17.03% | 0.01% |
| Feb. 24, 2025 | Pitz Joel | Interim CFO | A | Common Stock | 2793 | $0.00 | 35,827.0000 | 235,300,000 | 8.45% | 0.00% |
| Feb. 24, 2025 | Pitz Joel | Interim CFO | A | Common Stock | 2668 | $0.00 | 33,034.0000 | 235,300,000 | 8.79% | 0.00% |
| Feb. 24, 2025 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 13034 | $0.00 | 62,857.0000 | 235,300,000 | 26.16% | 0.01% |
| Feb. 24, 2025 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 8432 | $0.00 | 49,823.0000 | 235,300,000 | 20.37% | 0.00% |
| Feb. 24, 2025 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 6737 | $0.00 | 35,881.0000 | 235,300,000 | 23.12% | 0.00% |
| Feb. 24, 2025 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 5728 | $0.00 | 29,144.0000 | 235,300,000 | 24.46% | 0.00% |
| Feb. 24, 2025 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 11490 | $0.00 | 94,771.0000 | 235,300,000 | 13.80% | 0.00% |
| Feb. 24, 2025 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 8673 | $0.00 | 83,281.0000 | 235,300,000 | 11.62% | 0.00% |
| Feb. 14, 2025 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 400 | $58.68 | 820.0000 | 235,300,000 | 32.79% | 0.00% |
| Feb. 14, 2025 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 400 | $58.68 | 82,675.0000 | 235,300,000 | 0.49% | 0.00% |
| Feb. 14, 2025 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 400 | $87.02 | 82,275.0000 | 235,300,000 | 0.48% | 0.00% |
| Feb. 14, 2025 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 400 | $87.01 | 81,875.0000 | 235,300,000 | 0.49% | 0.00% |
| Jan. 15, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Employee Stock Option (Right to Buy) | 7260 | $51.33 | 0.0000 | 235,300,000 | 100.00% | 0.00% |
| Jan. 15, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | A | Common Stock | 21780 | $51.33 | 194,571.0000 | 235,300,000 | 12.60% | 0.01% |
| Jan. 15, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | D | Common Stock | 21780 | $80.50 | 172,791.0000 | 235,300,000 | 11.19% | 0.01% |
| Jan. 15, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Employee Stock Option (Right to Buy) | 7260 | $51.33 | 0.0000 | 235,300,000 | 100.00% | 0.00% |
| Jan. 15, 2025 | STRABLE-SOETHOUT DEANNA D | President and CEO | M | Employee Stock Option (Right to Buy) | 7260 | $51.33 | 0.0000 | 235,300,000 | 100.00% | 0.00% |
| Dec. 18, 2024 | Pitz Joel | Interim CFO | A | Common Stock | 3 | $0.00 | 30,366.0000 | 230,700,000 | 0.01% | 0.00% |
| Dec. 18, 2024 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 378 | $0.00 | 41,391.0000 | 230,700,000 | 0.92% | 0.00% |
| Dec. 18, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 626 | $0.00 | 82,275.0000 | 230,700,000 | 0.77% | 0.00% |
| Dec. 18, 2024 | RIVERA ALFREDO | Director | A | Common Stock | 121 | $0.00 | 11,049.0000 | 230,700,000 | 1.11% | 0.00% |
| Dec. 18, 2024 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 23 | $74.91 | 3,108.0000 | 230,700,000 | 0.75% | 0.00% |
| Dec. 18, 2024 | Richer Clare Stack | Director | A | Common Stock | 152 | $0.00 | 15,777.0000 | 230,700,000 | 0.97% | 0.00% |
| Dec. 18, 2024 | Pickerell Blair | Director | A | Common Stock | 321 | $0.00 | 33,232.0000 | 230,700,000 | 0.98% | 0.00% |
| Dec. 18, 2024 | Nordin Diane C | Director | A | Common Stock | 243 | $0.00 | 25,182.0000 | 230,700,000 | 0.97% | 0.00% |
| Dec. 18, 2024 | Muruzabal Claudio | Director | A | Common Stock | 102 | $0.00 | 8,249.0000 | 230,700,000 | 1.25% | 0.00% |
| Dec. 18, 2024 | Mitchell H Elizabeth | Director | A | Common Stock | 77 | $0.00 | 7,992.0000 | 230,700,000 | 0.97% | 0.00% |
| Dec. 18, 2024 | Mills Scott | Director | A | Common Stock | 287 | $0.00 | 29,737.0000 | 230,700,000 | 0.97% | 0.00% |
| Dec. 18, 2024 | Mills Scott | Director | A | Phantom Stock Units | 164 | $74.91 | 17,760.0000 | 230,700,000 | 0.93% | 0.00% |
| Dec. 18, 2024 | HOCHSCHILD ROGER C | Director | A | Common Stock | 336 | $0.00 | 34,796.0000 | 230,700,000 | 0.98% | 0.00% |
| Dec. 18, 2024 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 241 | $74.91 | 25,783.0000 | 230,700,000 | 0.94% | 0.00% |
| Dec. 18, 2024 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 790 | $0.00 | 82,061.0000 | 230,700,000 | 0.97% | 0.00% |
| Dec. 18, 2024 | BEAMS MALIZ E | Director | A | Common Stock | 112 | $0.00 | 11,556.0000 | 230,700,000 | 0.98% | 0.00% |
| Dec. 18, 2024 | Auerbach Jonathan | Director | A | Common Stock | 181 | $0.00 | 17,149.0000 | 230,700,000 | 1.07% | 0.00% |
| Dec. 18, 2024 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 384 | $0.00 | 48,778.0000 | 230,700,000 | 0.79% | 0.00% |
| Dec. 18, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 165 | $0.00 | 34,231.0000 | 230,700,000 | 0.48% | 0.00% |
| Dec. 18, 2024 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 744 | $0.00 | 93,561.0000 | 230,700,000 | 0.80% | 0.00% |
| Dec. 18, 2024 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 305 | $0.00 | 23,416.0000 | 230,700,000 | 1.32% | 0.00% |
| Dec. 18, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 419 | $0.00 | 78,233.0000 | 230,700,000 | 0.54% | 0.00% |
| Dec. 18, 2024 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 127 | $0.00 | 25,753.0000 | 230,700,000 | 0.50% | 0.00% |
| Dec. 18, 2024 | Houston Daniel Joseph | Chairman & CEO | A | Common Stock | 1093 | $0.00 | 357,705.0000 | 230,700,000 | 0.31% | 0.00% |
| Dec. 18, 2024 | Houston Daniel Joseph | Chairman & CEO | A | Phantom Stock Units | 18 | $74.91 | 1,874.0000 | 230,700,000 | 0.97% | 0.00% |
| Dec. 18, 2024 | STRABLE-SOETHOUT DEANNA D | President and COO | A | Common Stock | 360 | $0.00 | 172,791.0000 | 230,700,000 | 0.21% | 0.00% |
| Dec. 18, 2024 | STRABLE-SOETHOUT DEANNA D | President and COO | A | Common Stock | 108 | $0.00 | 172,791.0000 | 230,700,000 | 0.06% | 0.00% |
| Dec. 18, 2024 | Pitz Joel | Interim CFO | A | Common Stock | 142 | $0.00 | 30,366.0000 | 230,700,000 | 0.47% | 0.00% |
| Dec. 6, 2024 | Mills Scott | Director | A | Phantom Stock Units | 733 | $84.40 | 17,596.0000 | 230,700,000 | 4.35% | 0.00% |
| Dec. 6, 2024 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 681 | $84.40 | 3,085.0000 | 230,700,000 | 28.33% | 0.00% |
| Dec. 6, 2024 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 829 | $84.40 | 25,542.0000 | 230,700,000 | 3.35% | 0.00% |
| Nov. 25, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 3105 | $58.68 | 0.0000 | 230,700,000 | 100.00% | 0.00% |
| Nov. 25, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 8550 | $58.68 | 0.0000 | 230,700,000 | 100.00% | 0.00% |
| Nov. 25, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 7330 | $58.68 | 1,220.0000 | 230,700,000 | 85.73% | 0.00% |
| Nov. 25, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 18985 | $58.68 | 100,624.0000 | 230,700,000 | 23.25% | 0.01% |
| Nov. 25, 2024 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 18985 | $87.21 | 81,639.0000 | 230,700,000 | 18.87% | 0.01% |
| Nov. 19, 2024 | Friedrich Amy Christine | President - Benefits & Protect | G | Common Stock | 5780 | $0.00 | 77,737.0000 | 230,700,000 | 6.92% | 0.00% |
| Nov. 18, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 510 | $58.68 | 82,149.0000 | 230,700,000 | 0.62% | 0.00% |
| Nov. 18, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 510 | $58.68 | 3,105.0000 | 230,700,000 | 14.11% | 0.00% |
| Nov. 15, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 3735 | $58.68 | 3,615.0000 | 230,700,000 | 50.82% | 0.00% |
| Nov. 18, 2024 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 510 | $87.01 | 81,639.0000 | 230,700,000 | 0.62% | 0.00% |
| Nov. 15, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 3735 | $58.68 | 85,374.0000 | 230,700,000 | 4.58% | 0.00% |
| Nov. 15, 2024 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 3735 | $87.22 | 81,639.0000 | 230,700,000 | 4.37% | 0.00% |
| Oct. 15, 2024 | Pitz Joel | Interim CFO | D | Common Stock | 2500 | $90.00 | 30,033.0000 | 230,700,000 | 7.68% | 0.00% |
| Sept. 27, 2024 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 635 | $0.00 | 92,817.0000 | 236,600,000 | 0.69% | 0.00% |
| Sept. 27, 2024 | Houston Daniel Joseph | Chairman & CEO | A | Common Stock | 931 | $0.00 | 356,569.0000 | 236,600,000 | 0.26% | 0.00% |
| Sept. 27, 2024 | Houston Daniel Joseph | Chairman & CEO | A | Phantom Stock Units | 15 | $86.09 | 1,856.0000 | 236,600,000 | 0.81% | 0.00% |
| Sept. 27, 2024 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 673 | $0.00 | 81,271.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 535 | $0.00 | 81,639.0000 | 236,600,000 | 0.66% | 0.00% |
| Sept. 27, 2024 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 108 | $0.00 | 25,626.0000 | 236,600,000 | 0.42% | 0.00% |
| Sept. 27, 2024 | BEAMS MALIZ E | Director | A | Common Stock | 95 | $0.00 | 11,444.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | Auerbach Jonathan | Director | A | Common Stock | 154 | $0.00 | 16,968.0000 | 236,600,000 | 0.92% | 0.00% |
| Sept. 27, 2024 | Mitchell H Elizabeth | Director | A | Common Stock | 66 | $0.00 | 7,915.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | RIVERA ALFREDO | Director | A | Common Stock | 103 | $0.00 | 10,928.0000 | 236,600,000 | 0.95% | 0.00% |
| Sept. 27, 2024 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 20 | $86.09 | 2,404.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | Mills Scott | Director | A | Common Stock | 244 | $0.00 | 29,450.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | Richer Clare Stack | Director | A | Common Stock | 130 | $0.00 | 15,625.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | Pickerell Blair | Director | A | Common Stock | 273 | $0.00 | 32,911.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | Nordin Diane C | Director | A | Common Stock | 207 | $0.00 | 24,939.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | Pitz Joel | Interim CFO | A | Common Stock | 162 | $0.00 | 32,533.0000 | 236,600,000 | 0.50% | 0.00% |
| Sept. 27, 2024 | Pitz Joel | Interim CFO | A | Common Stock | 3 | $0.00 | 32,533.0000 | 236,600,000 | 0.01% | 0.00% |
| Sept. 27, 2024 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 328 | $0.00 | 48,394.0000 | 236,600,000 | 0.68% | 0.00% |
| Sept. 27, 2024 | STRABLE-SOETHOUT DEANNA D | President and COO | A | Common Stock | 307 | $0.00 | 172,323.0000 | 236,600,000 | 0.18% | 0.00% |
| Sept. 27, 2024 | STRABLE-SOETHOUT DEANNA D | President and COO | A | Common Stock | 92 | $0.00 | 172,323.0000 | 236,600,000 | 0.05% | 0.00% |
| Sept. 27, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 141 | $0.00 | 34,066.0000 | 236,600,000 | 0.42% | 0.00% |
| Sept. 27, 2024 | Muruzabal Claudio | Director | A | Common Stock | 87 | $0.00 | 8,147.0000 | 236,600,000 | 1.08% | 0.00% |
| Sept. 27, 2024 | Mills Scott | Director | A | Phantom Stock Units | 140 | $86.09 | 16,863.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 322 | $0.00 | 40,989.0000 | 236,600,000 | 0.79% | 0.00% |
| Sept. 27, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 358 | $0.00 | 83,517.0000 | 236,600,000 | 0.43% | 0.00% |
| Sept. 27, 2024 | HOCHSCHILD ROGER C | Director | A | Common Stock | 286 | $0.00 | 34,460.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 205 | $86.09 | 24,713.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 27, 2024 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 261 | $0.00 | 23,111.0000 | 236,600,000 | 1.14% | 0.00% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 11165 | $37.38 | 90,671.0000 | 236,600,000 | 14.04% | 0.00% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | M | Employee Stock Options (Right to Buy) | 3904 | $62.78 | 0.0000 | 236,600,000 | 100.00% | 0.00% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | M | Employee Stock Options (Right to Buy) | 3903 | $62.78 | 0.0000 | 236,600,000 | 100.00% | 0.00% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | M | Employee Stock Options (Right to Buy) | 3203 | $62.78 | 0.0000 | 236,600,000 | 100.00% | 0.00% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | M | Employee Stock Option (Right to Buy) | 3955 | $37.38 | 0.0000 | 236,600,000 | 100.00% | 0.00% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | M | Employee Stock Option (Right to Buy) | 3955 | $37.38 | 0.0000 | 236,600,000 | 100.00% | 0.00% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | M | Employee Stock Option (Right to Buy) | 3255 | $37.38 | 0.0000 | 236,600,000 | 100.00% | 0.00% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | D | Common Stock | 22175 | $82.04 | 79,506.0000 | 236,600,000 | 21.81% | 0.01% |
| Sept. 16, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 11010 | $62.78 | 101,681.0000 | 236,600,000 | 12.14% | 0.00% |
| Sept. 4, 2024 | Friedrich Amy Christine | President - Benefits & Protect | M | Employee Stock Option (Right to Buy) | 700 | $37.38 | 3,255.0000 | 236,600,000 | 17.70% | 0.00% |
| Sept. 4, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 700 | $62.78 | 84,436.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 4, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 700 | $37.38 | 83,736.0000 | 236,600,000 | 0.84% | 0.00% |
| Sept. 4, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 1200 | $58.68 | 7,350.0000 | 236,600,000 | 14.04% | 0.00% |
| Sept. 4, 2024 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 1200 | $82.02 | 81,096.0000 | 236,600,000 | 1.46% | 0.00% |
| Sept. 4, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 1200 | $58.68 | 82,296.0000 | 236,600,000 | 1.48% | 0.00% |
| Sept. 4, 2024 | Friedrich Amy Christine | President - Benefits & Protect | D | Common Stock | 1400 | $82.03 | 83,036.0000 | 236,600,000 | 1.66% | 0.00% |
| Sept. 4, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | D | Common Stock | 673 | $81.50 | 33,925.0000 | 236,600,000 | 1.95% | 0.00% |
| Sept. 5, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | M | Employee Stock Option (Right to Buy) | 2910 | $37.38 | 0.0000 | 236,600,000 | 100.00% | 0.00% |
| Sept. 5, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | M | Employee Stock Option (Right to Buy) | 1455 | $37.38 | 0.0000 | 236,600,000 | 100.00% | 0.00% |
| Sept. 5, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | D | Common Stock | 4365 | $79.78 | 33,925.0000 | 236,600,000 | 11.40% | 0.00% |
| Sept. 5, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 4365 | $37.38 | 38,290.0000 | 236,600,000 | 12.87% | 0.00% |
| Sept. 4, 2024 | Friedrich Amy Christine | President - Benefits & Protect | M | Employee Stock Option (Right to Buy) | 700 | $62.78 | 3,203.0000 | 236,600,000 | 17.93% | 0.00% |
| Aug. 20, 2024 | Pitz Joel | Interim CFO | A | Common Stock | 5183 | $0.00 | 32,264.0000 | 236,600,000 | 19.14% | 0.00% |
| June 28, 2024 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 209 | $79.46 | 24,508.0000 | 239,400,000 | 0.86% | 0.00% |
| June 28, 2024 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 712 | $0.00 | 80,598.0000 | 239,400,000 | 0.89% | 0.00% |
| June 28, 2024 | BEAMS MALIZ E | Director | A | Common Stock | 101 | $0.00 | 11,349.0000 | 239,400,000 | 0.90% | 0.00% |
| June 28, 2024 | Auerbach Jonathan | Director | A | Common Stock | 164 | $0.00 | 16,814.0000 | 239,400,000 | 0.98% | 0.00% |
| June 28, 2024 | HOCHSCHILD ROGER C | Director | A | Common Stock | 303 | $0.00 | 34,174.0000 | 239,400,000 | 0.89% | 0.00% |
| June 28, 2024 | Mills Scott | Director | A | Phantom Stock Units | 141 | $79.46 | 16,723.0000 | 239,400,000 | 0.85% | 0.00% |
| June 28, 2024 | Mills Scott | Director | A | Common Stock | 259 | $0.00 | 29,206.0000 | 239,400,000 | 0.89% | 0.00% |
| June 28, 2024 | Mitchell H Elizabeth | Director | A | Common Stock | 70 | $0.00 | 7,849.0000 | 239,400,000 | 0.90% | 0.00% |
| June 28, 2024 | Muruzabal Claudio | Director | A | Common Stock | 92 | $0.00 | 8,060.0000 | 239,400,000 | 1.15% | 0.00% |
| June 28, 2024 | Nordin Diane C | Director | A | Common Stock | 219 | $0.00 | 24,732.0000 | 239,400,000 | 0.89% | 0.00% |
| June 28, 2024 | Pickerell Blair | Director | A | Common Stock | 289 | $0.00 | 32,638.0000 | 239,400,000 | 0.89% | 0.00% |
| June 28, 2024 | Richer Clare Stack | Director | A | Common Stock | 137 | $0.00 | 15,495.0000 | 239,400,000 | 0.89% | 0.00% |
| June 28, 2024 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 15 | $79.46 | 2,384.0000 | 239,400,000 | 0.63% | 0.00% |
| June 28, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 379 | $0.00 | 83,036.0000 | 239,400,000 | 0.46% | 0.00% |
| June 28, 2024 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 114 | $0.00 | 25,518.0000 | 239,400,000 | 0.45% | 0.00% |
| June 28, 2024 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 347 | $0.00 | 48,066.0000 | 239,400,000 | 0.73% | 0.00% |
| June 28, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 567 | $0.00 | 81,096.0000 | 239,400,000 | 0.70% | 0.00% |
| June 28, 2024 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 276 | $0.00 | 22,850.0000 | 239,400,000 | 1.22% | 0.00% |
| June 28, 2024 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 672 | $0.00 | 92,182.0000 | 239,400,000 | 0.73% | 0.00% |
| June 28, 2024 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 341 | $0.00 | 40,645.0000 | 239,400,000 | 0.85% | 0.00% |
| June 28, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 155 | $0.00 | 34,598.0000 | 239,400,000 | 0.45% | 0.00% |
| June 28, 2024 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 104 | $0.00 | 171,924.0000 | 239,400,000 | 0.06% | 0.00% |
| June 28, 2024 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 325 | $0.00 | 171,924.0000 | 239,400,000 | 0.19% | 0.00% |
| June 28, 2024 | Houston Daniel Joseph | Chairman, President & CEO | A | Phantom Stock Units | 16 | $79.46 | 1,840.0000 | 239,400,000 | 0.88% | 0.00% |
| June 28, 2024 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 985 | $0.00 | 355,601.0000 | 239,400,000 | 0.28% | 0.00% |
| June 28, 2024 | RIVERA ALFREDO | Director | A | Common Stock | 109 | $0.00 | 10,825.0000 | 239,400,000 | 1.02% | 0.00% |
| June 7, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | M | Employee Stock Option (Right to Buy) | 1455 | $37.38 | 1,455.0000 | 239,400,000 | 50.00% | 0.00% |
| June 7, 2024 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 725 | $79.27 | 2,369.0000 | 239,400,000 | 44.10% | 0.00% |
| June 7, 2024 | Mills Scott | Director | A | Phantom Stock Units | 781 | $79.27 | 16,582.0000 | 239,400,000 | 4.94% | 0.00% |
| June 7, 2024 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 883 | $79.27 | 24,299.0000 | 239,400,000 | 3.77% | 0.00% |
| June 7, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 4365 | $37.38 | 38,807.0000 | 239,400,000 | 12.67% | 0.00% |
| June 7, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | D | Common Stock | 4165 | $79.56 | 34,642.0000 | 239,400,000 | 10.73% | 0.00% |
| June 7, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | D | Common Stock | 200 | $80.30 | 34,442.0000 | 239,400,000 | 0.58% | 0.00% |
| June 7, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | M | Employee Stock Option (Right to Buy) | 2910 | $37.38 | 0.0000 | 239,400,000 | 100.00% | 0.00% |
| June 3, 2024 | Houston Daniel Joseph | Chairman, President & CEO | G | Common Stock | 30675 | $0.00 | 354,286.0000 | 239,400,000 | 7.97% | 0.01% |
| May 22, 2024 | Friedrich Amy Christine | President - Benefits & Protect | G | Common Stock | 6273 | $0.00 | 78,996.0000 | 239,400,000 | 7.36% | 0.00% |
| May 21, 2024 | Auerbach Jonathan | Director | A | Common Stock | 2395 | $0.00 | 16,650.0000 | 239,400,000 | 16.80% | 0.00% |
| May 21, 2024 | BEAMS MALIZ E | Director | A | Common Stock | 2395 | $0.00 | 11,248.0000 | 239,400,000 | 27.05% | 0.00% |
| May 21, 2024 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 2395 | $0.00 | 79,886.0000 | 239,400,000 | 3.09% | 0.00% |
| May 21, 2024 | HOCHSCHILD ROGER C | Director | A | Common Stock | 2395 | $0.00 | 33,871.0000 | 239,400,000 | 7.61% | 0.00% |
| May 21, 2024 | Mills Scott | Director | A | Common Stock | 2395 | $0.00 | 28,947.0000 | 239,400,000 | 9.02% | 0.00% |
| May 21, 2024 | Mitchell H Elizabeth | Director | A | Common Stock | 2395 | $0.00 | 7,779.0000 | 239,400,000 | 44.48% | 0.00% |
| May 21, 2024 | Muruzabal Claudio | Director | A | Common Stock | 2395 | $0.00 | 7,968.0000 | 239,400,000 | 42.98% | 0.00% |
| May 21, 2024 | Nordin Diane C | Director | A | Common Stock | 2395 | $0.00 | 24,513.0000 | 239,400,000 | 10.83% | 0.00% |
| May 21, 2024 | Pickerell Blair | Director | A | Common Stock | 2395 | $0.00 | 32,349.0000 | 239,400,000 | 8.00% | 0.00% |
| May 21, 2024 | Richer Clare Stack | Director | A | Common Stock | 2395 | $0.00 | 15,358.0000 | 239,400,000 | 18.48% | 0.00% |
| May 21, 2024 | RIVERA ALFREDO | Director | A | Common Stock | 2395 | $0.00 | 10,716.0000 | 239,400,000 | 28.78% | 0.00% |
| May 17, 2024 | Cheong Wee Yee | EVP, Principal Asia | D | Common Stock | 22030 | $84.94 | 80,231.0000 | 239,400,000 | 21.54% | 0.01% |
| May 17, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 7343 | $51.73 | 0.0000 | 239,400,000 | 100.00% | 0.00% |
| May 17, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 7344 | $51.73 | 0.0000 | 239,400,000 | 100.00% | 0.00% |
| May 17, 2024 | Cheong Wee Yee | EVP, Principal Asia | M | Employee Stock Option (Right to Buy) | 7343 | $51.73 | 0.0000 | 239,400,000 | 100.00% | 0.00% |
| May 17, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 22030 | $51.73 | 102,261.0000 | 239,400,000 | 27.46% | 0.01% |
| March 28, 2024 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 288 | $0.00 | 171,495.0000 | 244,600,000 | 0.17% | 0.00% |
| March 28, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 138 | $0.00 | 34,442.0000 | 244,600,000 | 0.40% | 0.00% |
| March 28, 2024 | Auerbach Jonathan | Director | A | Common Stock | 126 | $0.00 | 14,255.0000 | 244,600,000 | 0.89% | 0.00% |
| March 28, 2024 | BEAMS MALIZ E | Director | A | Common Stock | 70 | $0.00 | 8,853.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 101 | $0.00 | 25,404.0000 | 244,600,000 | 0.40% | 0.00% |
| March 28, 2024 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 613 | $0.00 | 77,491.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 308 | $0.00 | 47,719.0000 | 244,600,000 | 0.65% | 0.00% |
| March 28, 2024 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 186 | $86.31 | 23,416.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | HOCHSCHILD ROGER C | Director | A | Common Stock | 250 | $0.00 | 31,476.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 504 | $0.00 | 80,231.0000 | 244,600,000 | 0.63% | 0.00% |
| March 28, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 337 | $0.00 | 88,749.0000 | 244,600,000 | 0.38% | 0.00% |
| March 28, 2024 | Mills Scott | Director | A | Phantom Stock Units | 125 | $86.31 | 15,801.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | Mills Scott | Director | A | Common Stock | 211 | $0.00 | 26,552.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | Mitchell H Elizabeth | Director | A | Common Stock | 43 | $0.00 | 5,384.0000 | 244,600,000 | 0.81% | 0.00% |
| March 28, 2024 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 244 | $0.00 | 141,092.0000 | 244,600,000 | 0.17% | 0.00% |
| March 28, 2024 | Houston Daniel Joseph | Chairman, President & CEO | A | Phantom Stock Units | 14 | $86.31 | 1,824.0000 | 244,600,000 | 0.77% | 0.00% |
| March 28, 2024 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 1278 | $0.00 | 384,961.0000 | 244,600,000 | 0.33% | 0.00% |
| March 28, 2024 | Muruzabal Claudio | Director | A | Common Stock | 62 | $0.00 | 5,573.0000 | 244,600,000 | 1.13% | 0.00% |
| March 28, 2024 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 245 | $0.00 | 22,574.0000 | 244,600,000 | 1.10% | 0.00% |
| March 28, 2024 | Nordin Diane C | Director | A | Common Stock | 176 | $0.00 | 22,118.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | Pickerell Blair | Director | A | Common Stock | 238 | $0.00 | 29,954.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | Richer Clare Stack | Director | A | Common Stock | 103 | $0.00 | 12,963.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 597 | $0.00 | 91,510.0000 | 244,600,000 | 0.66% | 0.00% |
| March 28, 2024 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 303 | $0.00 | 39,993.0000 | 244,600,000 | 0.76% | 0.00% |
| March 28, 2024 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 13 | $86.31 | 1,644.0000 | 244,600,000 | 0.80% | 0.00% |
| March 28, 2024 | RIVERA ALFREDO | Director | A | Common Stock | 78 | $0.00 | 8,321.0000 | 244,600,000 | 0.95% | 0.00% |
| March 28, 2024 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 93 | $0.00 | 171,495.0000 | 244,600,000 | 0.05% | 0.00% |
| March 5, 2024 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | F | Common Stock | 1460 | $80.99 | 60,038.0000 | 244,600,000 | 2.37% | 0.00% |
| March 5, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | F | Common Stock | 1104 | $80.99 | 34,304.0000 | 244,600,000 | 3.12% | 0.00% |
| March 5, 2024 | Kay Kathleen B | EVP-Chief Information Officer | F | Common Stock | 1599 | $80.99 | 22,329.0000 | 244,600,000 | 6.68% | 0.00% |
| Feb. 26, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 3013 | $0.00 | 35,408.0000 | 244,600,000 | 9.30% | 0.00% |
| Feb. 26, 2024 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 9294 | $0.00 | 39,906.0000 | 244,600,000 | 30.36% | 0.00% |
| Feb. 26, 2024 | Bhatia Kamal | President and CEO - PAM | A | Common Stock | 7505 | $0.00 | 47,411.0000 | 244,600,000 | 18.81% | 0.00% |
| Feb. 26, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 3384 | $0.00 | 71,116.0000 | 244,600,000 | 5.00% | 0.00% |
| Feb. 26, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 8605 | $0.00 | 79,721.0000 | 244,600,000 | 12.10% | 0.00% |
| Feb. 26, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 9031 | $0.00 | 79,898.0000 | 244,600,000 | 12.74% | 0.00% |
| Feb. 26, 2024 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 8302 | $0.00 | 88,200.0000 | 244,600,000 | 10.39% | 0.00% |
| Feb. 26, 2024 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 9690 | $0.00 | 126,521.0000 | 244,600,000 | 8.29% | 0.00% |
| Feb. 26, 2024 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 14323 | $0.00 | 140,844.0000 | 244,600,000 | 11.32% | 0.01% |
| Feb. 26, 2024 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 38104 | $0.00 | 333,305.0000 | 244,600,000 | 12.91% | 0.02% |
| Feb. 26, 2024 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 50289 | $0.00 | 383,594.0000 | 244,600,000 | 15.09% | 0.02% |
| Feb. 26, 2024 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 4704 | $0.00 | 19,531.0000 | 244,600,000 | 31.73% | 0.00% |
| Feb. 26, 2024 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 4397 | $0.00 | 23,928.0000 | 244,600,000 | 22.51% | 0.00% |
| Feb. 26, 2024 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 7022 | $0.00 | 25,303.0000 | 244,600,000 | 38.41% | 0.00% |
| Feb. 26, 2024 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 8782 | $0.00 | 33,899.0000 | 244,600,000 | 34.96% | 0.00% |
| Feb. 26, 2024 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 5773 | $0.00 | 39,672.0000 | 244,600,000 | 17.03% | 0.00% |
| Feb. 26, 2024 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 2831 | $0.00 | 32,395.0000 | 244,600,000 | 9.58% | 0.00% |
| Feb. 26, 2024 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 14324 | $0.00 | 160,751.0000 | 244,600,000 | 9.78% | 0.01% |
| Feb. 26, 2024 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 11823 | $0.00 | 172,574.0000 | 244,600,000 | 7.35% | 0.00% |
| Feb. 26, 2024 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 3324 | $0.00 | 172,574.0000 | 244,600,000 | 1.96% | 0.00% |
| Feb. 26, 2024 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 5533 | $0.00 | 90,913.0000 | 244,600,000 | 6.48% | 0.00% |
| Jan. 10, 2024 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 12658 | $0.00 | 67,732.0000 | 244,600,000 | 22.98% | 0.01% |
| Dec. 20, 2023 | McCullum Kenneth A. | EVP - Chief Risk Officer | A | Common Stock | 106 | $0.00 | 29,564.0000 | 244,300,000 | 0.36% | 0.00% |
| Dec. 20, 2023 | Valdes Luis E. | Executive Chairman, Latam | A | Common Stock | 26 | $0.00 | 27,668.0000 | 244,300,000 | 0.09% | 0.00% |
| Dec. 20, 2023 | Friedrich Amy Christine | President - Benefits & Protect | A | Common Stock | 210 | $0.00 | 70,865.0000 | 244,300,000 | 0.30% | 0.00% |
| Dec. 20, 2023 | RIVERA ALFREDO | Director | A | Common Stock | 83 | $0.00 | 8,243.0000 | 244,300,000 | 1.02% | 0.00% |
| Dec. 20, 2023 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 7 | $78.36 | 1,630.0000 | 244,300,000 | 0.43% | 0.00% |
| Dec. 20, 2023 | Richer Clare Stack | Director | A | Common Stock | 109 | $0.00 | 12,860.0000 | 244,300,000 | 0.85% | 0.00% |
| Dec. 20, 2023 | Agrawal Vivek | EVP & Chief Growth Officer | A | Common Stock | 48 | $0.00 | 18,281.0000 | 244,300,000 | 0.26% | 0.00% |
| Dec. 20, 2023 | Mills Scott | Director | A | Phantom Stock Units | 126 | $78.36 | 15,676.0000 | 244,300,000 | 0.81% | 0.00% |
| Dec. 20, 2023 | HOCHSCHILD ROGER C | Director | A | Common Stock | 265 | $0.00 | 31,226.0000 | 244,300,000 | 0.86% | 0.00% |
| Dec. 20, 2023 | Muruzabal Claudio | Director | A | Common Stock | 66 | $0.00 | 5,511.0000 | 244,300,000 | 1.21% | 0.00% |
| Dec. 20, 2023 | Mitchell H Elizabeth | Director | A | Common Stock | 45 | $0.00 | 5,341.0000 | 244,300,000 | 0.85% | 0.00% |
| Dec. 20, 2023 | Mills Scott | Director | A | Common Stock | 223 | $0.00 | 26,341.0000 | 244,300,000 | 0.85% | 0.00% |
| Dec. 20, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 605 | $0.00 | 295,201.0000 | 244,300,000 | 0.21% | 0.00% |
| Dec. 20, 2023 | Kay Kathleen B | EVP-Chief Information Officer | A | Common Stock | 196 | $0.00 | 14,827.0000 | 244,300,000 | 1.34% | 0.00% |
| Dec. 20, 2023 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 724 | $0.00 | 85,380.0000 | 244,300,000 | 0.86% | 0.00% |
| Dec. 20, 2023 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 197 | $0.00 | 25,117.0000 | 244,300,000 | 0.79% | 0.00% |
| Dec. 20, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 109 | $0.00 | 143,103.0000 | 244,300,000 | 0.08% | 0.00% |
| Dec. 20, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 184 | $0.00 | 143,103.0000 | 244,300,000 | 0.13% | 0.00% |
| Dec. 20, 2023 | Auerbach Jonathan | Director | A | Common Stock | 134 | $0.00 | 14,129.0000 | 244,300,000 | 0.96% | 0.00% |
| Dec. 20, 2023 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 325 | $0.00 | 55,074.0000 | 244,300,000 | 0.59% | 0.00% |
| Dec. 20, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 177 | $0.00 | 116,831.0000 | 244,300,000 | 0.15% | 0.00% |
| Dec. 20, 2023 | BEAMS MALIZ E | Director | A | Common Stock | 74 | $0.00 | 8,783.0000 | 244,300,000 | 0.85% | 0.00% |
| Dec. 20, 2023 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 650 | $0.00 | 76,878.0000 | 244,300,000 | 0.85% | 0.00% |
| Dec. 20, 2023 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 189 | $78.36 | 23,230.0000 | 244,300,000 | 0.82% | 0.00% |
| Dec. 20, 2023 | Pickerell Blair | Director | A | Common Stock | 252 | $0.00 | 29,716.0000 | 244,300,000 | 0.86% | 0.00% |
| Dec. 20, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Phantom Stock Units | 15 | $78.36 | 1,810.0000 | 244,300,000 | 0.84% | 0.00% |
| Dec. 20, 2023 | Nordin Diane C | Director | A | Common Stock | 186 | $0.00 | 21,942.0000 | 244,300,000 | 0.85% | 0.00% |
| Dec. 8, 2023 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 765 | $75.15 | 1,623.0000 | 244,300,000 | 89.16% | 0.00% |
| Dec. 8, 2023 | Mills Scott | Director | A | Phantom Stock Units | 823 | $75.15 | 15,550.0000 | 244,300,000 | 5.59% | 0.00% |
| Dec. 8, 2023 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 931 | $75.15 | 23,041.0000 | 244,300,000 | 4.21% | 0.00% |
| Nov. 21, 2023 | Houston Daniel Joseph | Chairman, President & CEO | G | Common Stock | 34523 | $0.00 | 294,504.0000 | 244,300,000 | 10.49% | 0.01% |
| Sept. 29, 2023 | Friedrich Amy Christine | President - USIS | A | Common Stock | 221 | $0.00 | 70,551.0000 | 245,500,000 | 0.31% | 0.00% |
| Sept. 29, 2023 | Valdes Luis E. | Executive Chairman, Latam | A | Common Stock | 28 | $0.00 | 27,642.0000 | 245,500,000 | 0.10% | 0.00% |
| Sept. 29, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 193 | $0.00 | 142,810.0000 | 245,500,000 | 0.14% | 0.00% |
| Sept. 29, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 114 | $0.00 | 142,810.0000 | 245,500,000 | 0.08% | 0.00% |
| Sept. 29, 2023 | McCullum Kenneth A. | SVP & Chief Risk Officer | A | Common Stock | 111 | $0.00 | 29,458.0000 | 245,500,000 | 0.38% | 0.00% |
| Sept. 29, 2023 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 207 | $0.00 | 24,902.0000 | 245,500,000 | 0.84% | 0.00% |
| Sept. 29, 2023 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 757 | $0.00 | 84,656.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | Kay Kathleen B | Chief Information Officer | A | Common Stock | 207 | $0.00 | 14,631.0000 | 245,500,000 | 1.44% | 0.00% |
| Sept. 29, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 632 | $0.00 | 329,027.0000 | 245,500,000 | 0.19% | 0.00% |
| Sept. 29, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Phantom Stock Units | 16 | $72.07 | 1,794.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 185 | $0.00 | 116,650.0000 | 245,500,000 | 0.16% | 0.00% |
| Sept. 29, 2023 | HOCHSCHILD ROGER C | Director | A | Common Stock | 277 | $0.00 | 30,961.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | Mills Scott | Director | A | Phantom Stock Units | 132 | $72.07 | 14,727.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | Mills Scott | Director | A | Common Stock | 233 | $0.00 | 26,118.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | Mitchell H Elizabeth | Director | A | Common Stock | 47 | $0.00 | 5,296.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | Muruzabal Claudio | Director | A | Common Stock | 69 | $0.00 | 5,445.0000 | 245,500,000 | 1.28% | 0.00% |
| Sept. 29, 2023 | Nordin Diane C | Director | A | Common Stock | 195 | $0.00 | 21,756.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | Pickerell Blair | Director | A | Common Stock | 263 | $0.00 | 29,464.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | Richer Clare Stack | Director | A | Common Stock | 114 | $0.00 | 12,751.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 8 | $72.07 | 858.0000 | 245,500,000 | 0.94% | 0.00% |
| Sept. 29, 2023 | RIVERA ALFREDO | Director | A | Common Stock | 87 | $0.00 | 8,160.0000 | 245,500,000 | 1.08% | 0.00% |
| Sept. 29, 2023 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 344 | $0.00 | 54,742.0000 | 245,500,000 | 0.63% | 0.00% |
| Sept. 29, 2023 | Auerbach Jonathan | Director | A | Common Stock | 140 | $0.00 | 13,995.0000 | 245,500,000 | 1.01% | 0.00% |
| Sept. 29, 2023 | BEAMS MALIZ E | Director | A | Common Stock | 78 | $0.00 | 8,709.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 680 | $0.00 | 76,228.0000 | 245,500,000 | 0.90% | 0.00% |
| Sept. 29, 2023 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 198 | $72.07 | 22,110.0000 | 245,500,000 | 0.90% | 0.00% |
| Aug. 4, 2023 | Houston Daniel Joseph | Chairman, President & CEO | G | Common Stock | 592 | $0.00 | 328,298.0000 | 245,500,000 | 0.18% | 0.00% |
| June 30, 2023 | Richer Clare Stack | Director | A | Common Stock | 106 | $0.00 | 12,637.0000 | 243,400,000 | 0.85% | 0.00% |
| June 30, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 289 | $0.00 | 40,433.0000 | 243,400,000 | 0.72% | 0.00% |
| June 30, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 171 | $0.00 | 116,460.0000 | 243,400,000 | 0.15% | 0.00% |
| June 30, 2023 | Valdes Luis E. | Executive Chairman, Latam | A | Common Stock | 25 | $0.00 | 27,614.0000 | 243,400,000 | 0.09% | 0.00% |
| June 30, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 179 | $0.00 | 142,162.0000 | 243,400,000 | 0.13% | 0.00% |
| June 30, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 106 | $0.00 | 142,162.0000 | 243,400,000 | 0.07% | 0.00% |
| June 30, 2023 | McCullum Kenneth A. | SVP & Chief Risk Officer | A | Common Stock | 102 | $0.00 | 29,347.0000 | 243,400,000 | 0.35% | 0.00% |
| June 30, 2023 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 191 | $0.00 | 24,675.0000 | 243,400,000 | 0.78% | 0.00% |
| June 30, 2023 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 702 | $0.00 | 83,899.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 315 | $0.00 | 54,062.0000 | 243,400,000 | 0.59% | 0.00% |
| June 30, 2023 | Kay Kathleen B | Chief Information Officer | A | Common Stock | 189 | $0.00 | 14,424.0000 | 243,400,000 | 1.33% | 0.00% |
| June 30, 2023 | Friedrich Amy Christine | President - USIS | A | Common Stock | 203 | $0.00 | 70,217.0000 | 243,400,000 | 0.29% | 0.00% |
| May 22, 2023 | Houston Daniel Joseph | Chairman, President & CEO | W | Common Stock | 592 | $0.00 | 327,948.0000 | 243,400,000 | 0.18% | 0.00% |
| June 30, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 586 | $0.00 | 328,890.0000 | 243,400,000 | 0.18% | 0.00% |
| June 30, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Phantom Stock Units | 15 | $75.84 | 1,778.0000 | 243,400,000 | 0.85% | 0.00% |
| June 30, 2023 | RIVERA ALFREDO | Director | A | Common Stock | 80 | $0.00 | 8,073.0000 | 243,400,000 | 1.00% | 0.00% |
| June 30, 2023 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 7 | $75.84 | 850.0000 | 243,400,000 | 0.83% | 0.00% |
| June 30, 2023 | Pickerell Blair | Director | A | Common Stock | 244 | $0.00 | 29,201.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | Nordin Diane C | Director | A | Common Stock | 180 | $0.00 | 21,561.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | Muruzabal Claudio | Director | A | Common Stock | 64 | $0.00 | 5,376.0000 | 243,400,000 | 1.20% | 0.00% |
| June 30, 2023 | Mitchell H Elizabeth | Director | A | Common Stock | 44 | $0.00 | 5,249.0000 | 243,400,000 | 0.85% | 0.00% |
| June 30, 2023 | Mills Scott | Director | A | Common Stock | 216 | $0.00 | 25,885.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | Mills Scott | Director | A | Phantom Stock Units | 122 | $75.84 | 14,595.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | HOCHSCHILD ROGER C | Director | A | Common Stock | 257 | $0.00 | 30,684.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 183 | $75.84 | 21,912.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 631 | $0.00 | 75,548.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | BEAMS MALIZ E | Director | A | Common Stock | 72 | $0.00 | 8,631.0000 | 243,400,000 | 0.84% | 0.00% |
| June 30, 2023 | Auerbach Jonathan | Director | A | Common Stock | 130 | $0.00 | 13,855.0000 | 243,400,000 | 0.95% | 0.00% |
| May 26, 2023 | RIVERA ALFREDO | Director | A | Phantom Stock Units | 843 | $68.17 | 843.0000 | 243,400,000 | 9999.99% | 0.00% |
| May 26, 2023 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 1027 | $68.17 | 21,729.0000 | 243,400,000 | 4.96% | 0.00% |
| May 26, 2023 | Mills Scott | Director | A | Phantom Stock Units | 908 | $68.17 | 14,473.0000 | 243,400,000 | 6.69% | 0.00% |
| May 16, 2023 | HOCHSCHILD ROGER C | Director | A | Common Stock | 2750 | $0.00 | 30,427.0000 | 243,400,000 | 9.94% | 0.00% |
| May 16, 2023 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 2750 | $0.00 | 74,917.0000 | 243,400,000 | 3.81% | 0.00% |
| May 16, 2023 | BEAMS MALIZ E | Director | A | Common Stock | 2750 | $0.00 | 8,559.0000 | 243,400,000 | 47.34% | 0.00% |
| May 16, 2023 | Auerbach Jonathan | Director | A | Common Stock | 2750 | $0.00 | 13,725.0000 | 243,400,000 | 25.06% | 0.00% |
| May 16, 2023 | Pickerell Blair | Director | A | Common Stock | 2750 | $0.00 | 28,957.0000 | 243,400,000 | 10.49% | 0.00% |
| May 16, 2023 | RIVERA ALFREDO | Director | A | Common Stock | 2750 | $0.00 | 7,993.0000 | 243,400,000 | 52.45% | 0.00% |
| May 16, 2023 | Richer Clare Stack | Director | A | Common Stock | 2750 | $0.00 | 12,531.0000 | 243,400,000 | 28.12% | 0.00% |
| May 16, 2023 | Muruzabal Claudio | Director | A | Common Stock | 2750 | $0.00 | 5,312.0000 | 243,400,000 | 107.34% | 0.00% |
| May 16, 2023 | Mitchell H Elizabeth | Director | A | Common Stock | 2750 | $0.00 | 5,205.0000 | 243,400,000 | 112.02% | 0.00% |
| May 16, 2023 | Mills Scott | Director | A | Common Stock | 2750 | $0.00 | 25,669.0000 | 243,400,000 | 12.00% | 0.00% |
| May 16, 2023 | Nordin Diane C | Director | A | Common Stock | 2750 | $0.00 | 21,381.0000 | 243,400,000 | 14.76% | 0.00% |
| March 18, 2022 | McCullum Kenneth A. | SVP & Chief Risk Officer | S | Common Stock | 3694 | $69.50 | 29,244.0000 | 272,900,000 | 11.22% | 0.00% |
| March 31, 2023 | Richer Clare Stack | Director | A | Common Stock | 84 | $0.00 | 9,781.0000 | 255,300,000 | 0.87% | 0.00% |
| March 31, 2023 | Pickerell Blair | Director | A | Common Stock | 224 | $0.00 | 26,207.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | Nordin Diane C | Director | A | Common Stock | 159 | $0.00 | 18,631.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | Muruzabal Claudio | Director | A | Common Stock | 41 | $0.00 | 2,562.0000 | 255,300,000 | 1.63% | 0.00% |
| March 31, 2023 | Mitchell H Elizabeth | Director | A | Common Stock | 21 | $0.00 | 2,455.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | Mills Scott | Director | A | Common Stock | 196 | $0.00 | 22,919.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | Mills Scott | Director | A | Phantom Stock Units | 116 | $74.32 | 13,565.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | HOCHSCHILD ROGER C | Director | A | Common Stock | 236 | $0.00 | 27,677.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | HOCHSCHILD ROGER C | Director | A | Phantom Stock Units | 177 | $74.32 | 20,702.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | Friedrich Amy Christine | President - USIS | A | Common Stock | 207 | $0.00 | 69,614.0000 | 255,300,000 | 0.30% | 0.00% |
| March 31, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 254 | $0.00 | 116,637.0000 | 255,300,000 | 0.22% | 0.00% |
| March 31, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 960 | $0.00 | 364,821.0000 | 255,300,000 | 0.26% | 0.00% |
| March 31, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Phantom Stock Units | 15 | $74.32 | 1,763.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | Kay Kathleen B | Chief Information Officer | A | Common Stock | 246 | $0.00 | 14,235.0000 | 255,300,000 | 1.76% | 0.00% |
| March 31, 2023 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 710 | $0.00 | 83,197.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 194 | $0.00 | 24,168.0000 | 255,300,000 | 0.81% | 0.00% |
| March 31, 2023 | DAN MICHAEL T | Director | A | Common Stock | 356 | $0.00 | 54,970.0000 | 255,300,000 | 0.65% | 0.00% |
| March 31, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 298 | $0.00 | 40,063.0000 | 255,300,000 | 0.75% | 0.00% |
| March 31, 2023 | McCullum Kenneth A. | SVP & Chief Risk Officer | A | Common Stock | 105 | $0.00 | 32,938.0000 | 255,300,000 | 0.32% | 0.00% |
| March 31, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 181 | $0.00 | 142,218.0000 | 255,300,000 | 0.13% | 0.00% |
| March 31, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 107 | $0.00 | 142,218.0000 | 255,300,000 | 0.08% | 0.00% |
| March 31, 2023 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 322 | $0.00 | 53,743.0000 | 255,300,000 | 0.60% | 0.00% |
| March 31, 2023 | RIVERA ALFREDO | Director | A | Common Stock | 58 | $0.00 | 5,243.0000 | 255,300,000 | 1.12% | 0.00% |
| March 31, 2023 | DAN MICHAEL T | Director | A | Phantom Stock Units | 124 | $74.32 | 14,488.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | CARTER MILLER JOYCELYN | Director | A | Common Stock | 615 | $0.00 | 72,167.0000 | 255,300,000 | 0.86% | 0.00% |
| March 31, 2023 | BEAMS MALIZ E | Director | A | Common Stock | 50 | $0.00 | 5,809.0000 | 255,300,000 | 0.87% | 0.00% |
| March 31, 2023 | Auerbach Jonathan | Director | A | Common Stock | 108 | $0.00 | 10,975.0000 | 255,300,000 | 0.99% | 0.00% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 4112 | $62.78 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 14558 | $37.38 | 54,248.0000 | 255,300,000 | 36.68% | 0.01% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 12335 | $62.78 | 66,583.0000 | 255,300,000 | 22.74% | 0.00% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | D | Common Stock | 26293 | $72.84 | 40,290.0000 | 255,300,000 | 39.49% | 0.01% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 3744 | $37.38 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | D | Common Stock | 600 | $73.34 | 39,690.0000 | 255,300,000 | 1.49% | 0.00% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 10814 | $37.38 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 4111 | $62.78 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 29, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 4112 | $62.78 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 28, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 17882 | $37.38 | 66,581.0000 | 255,300,000 | 36.72% | 0.01% |
| March 28, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 7069 | $37.38 | 3,744.0000 | 255,300,000 | 65.38% | 0.00% |
| March 28, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 10813 | $37.38 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 28, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 5212 | $51.33 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 28, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 3796 | $51.33 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 28, 2023 | Walker Roberto | EVP, Principal Latin American | D | Common Stock | 26891 | $72.18 | 39,690.0000 | 255,300,000 | 40.39% | 0.01% |
| March 28, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 9009 | $51.33 | 48,699.0000 | 255,300,000 | 22.70% | 0.00% |
| March 27, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 1415 | $51.33 | 3,796.0000 | 255,300,000 | 27.15% | 0.00% |
| March 27, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 20265 | $44.88 | 59,955.0000 | 255,300,000 | 51.06% | 0.01% |
| March 27, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 6626 | $51.33 | 66,581.0000 | 255,300,000 | 11.05% | 0.00% |
| March 27, 2023 | Walker Roberto | EVP, Principal Latin American | D | Common Stock | 26891 | $72.45 | 39,690.0000 | 255,300,000 | 40.39% | 0.01% |
| March 27, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 6755 | $44.88 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 27, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 6755 | $44.88 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 27, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 6755 | $44.88 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 27, 2023 | Walker Roberto | EVP, Principal Latin American | M | Employee Stock Option (Right to Buy) | 5211 | $51.33 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| March 21, 2023 | Halter Patrick Gregory | President and CEO - PAM | M | Employee Stock Option (Right to Buy) | 29659 | $51.73 | 0.0000 | 255,300,000 | 100.00% | 0.01% |
| March 21, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 29659 | $51.73 | 146,034.0000 | 255,300,000 | 25.49% | 0.01% |
| March 21, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 25991 | $58.68 | 172,025.0000 | 255,300,000 | 17.80% | 0.01% |
| March 21, 2023 | Halter Patrick Gregory | President and CEO - PAM | D | Common Stock | 55650 | $75.14 | 116,375.0000 | 255,300,000 | 32.35% | 0.02% |
| March 21, 2023 | Halter Patrick Gregory | President and CEO - PAM | M | Employee Stock Option (Right to Buy) | 25991 | $58.68 | 0.0000 | 255,300,000 | 100.00% | 0.01% |
| March 14, 2023 | Halter Patrick Gregory | President and CEO - PAM | D | Common Stock | 1159 | $75.05 | 116,375.0000 | 255,300,000 | 0.99% | 0.00% |
| March 14, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 1159 | $51.73 | 117,534.0000 | 255,300,000 | 1.00% | 0.00% |
| March 14, 2023 | Halter Patrick Gregory | President and CEO - PAM | M | Employee Stock Option (Right to Buy) | 1159 | $51.73 | 29,659.0000 | 255,300,000 | 3.76% | 0.00% |
| Feb. 27, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 31969 | $0.00 | 321,553.0000 | 255,300,000 | 11.04% | 0.01% |
| Feb. 27, 2023 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 14330 | $0.00 | 49,342.0000 | 255,300,000 | 40.93% | 0.01% |
| Feb. 27, 2023 | Cheong Wee Yee | EVP, Principal Asia | A | Common Stock | 4064 | $0.00 | 53,406.0000 | 255,300,000 | 8.24% | 0.00% |
| Feb. 27, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 1848 | $0.00 | 36,520.0000 | 255,300,000 | 5.33% | 0.00% |
| Feb. 27, 2023 | Walker Roberto | EVP, Principal Latin American | A | Common Stock | 3170 | $0.00 | 39,690.0000 | 255,300,000 | 8.68% | 0.00% |
| Feb. 27, 2023 | McCullum Kenneth A. | SVP & Chief Risk Officer | A | Common Stock | 2558 | $0.00 | 36,097.0000 | 255,300,000 | 7.63% | 0.00% |
| Feb. 27, 2023 | McCullum Kenneth A. | SVP & Chief Risk Officer | F | Common Stock | 3264 | $88.89 | 32,833.0000 | 255,300,000 | 9.04% | 0.00% |
| Feb. 27, 2023 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 7696 | $0.00 | 17,403.0000 | 255,300,000 | 79.28% | 0.00% |
| Feb. 27, 2023 | LITTLEFIELD CHRISTOPHER J | President - RIS | A | Common Stock | 6555 | $0.00 | 23,958.0000 | 255,300,000 | 37.67% | 0.00% |
| Feb. 27, 2023 | Lamarque Natalie | EVP, General Counsel, and Secr | A | Common Stock | 4855 | $0.00 | 82,487.0000 | 255,300,000 | 6.25% | 0.00% |
| Feb. 27, 2023 | Kay Kathleen B | Chief Information Officer | A | Common Stock | 3897 | $0.00 | 13,989.0000 | 255,300,000 | 38.61% | 0.00% |
| Feb. 27, 2023 | Houston Daniel Joseph | Chairman, President & CEO | A | Common Stock | 42218 | $0.00 | 363,771.0000 | 255,300,000 | 13.13% | 0.02% |
| Feb. 27, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 8753 | $0.00 | 107,094.0000 | 255,300,000 | 8.90% | 0.00% |
| Feb. 27, 2023 | Halter Patrick Gregory | President and CEO - PAM | A | Common Stock | 9281 | $0.00 | 116,375.0000 | 255,300,000 | 8.67% | 0.00% |
| Feb. 27, 2023 | Friedrich Amy Christine | President - USIS | A | Common Stock | 7921 | $0.00 | 61,818.0000 | 255,300,000 | 14.70% | 0.00% |
| Feb. 27, 2023 | Friedrich Amy Christine | President - USIS | A | Common Stock | 7385 | $0.00 | 69,203.0000 | 255,300,000 | 11.95% | 0.00% |
| Feb. 27, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 11090 | $0.00 | 141,930.0000 | 255,300,000 | 8.48% | 0.00% |
| Feb. 27, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 9246 | $0.00 | 151,176.0000 | 255,300,000 | 6.51% | 0.00% |
| Feb. 27, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | A | Common Stock | 2723 | $0.00 | 152,473.0000 | 255,300,000 | 1.82% | 0.00% |
| Feb. 27, 2023 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | F | Common Stock | 1297 | $88.89 | 151,176.0000 | 255,300,000 | 0.85% | 0.00% |
| Sept. 18, 2019 | STRABLE-SOETHOUT DEANNA D | EVP & Chief Financial Officer | W | Common Stock | 124 | $0.00 | 129,414.0000 | 281,200,000 | 0.10% | 0.00% |
| Jan. 4, 2023 | Friedrich Amy Christine | President - USIS | M | Employee Stock Option (Right to Buy) | 2130 | $51.33 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| Jan. 3, 2023 | Friedrich Amy Christine | President - USIS | A | Common Stock | 100 | $51.33 | 53,997.0000 | 255,300,000 | 0.19% | 0.00% |
| Jan. 3, 2023 | Friedrich Amy Christine | President - USIS | D | Common Stock | 100 | $85.00 | 53,897.0000 | 255,300,000 | 0.19% | 0.00% |
| Jan. 4, 2023 | Friedrich Amy Christine | President - USIS | A | Common Stock | 6290 | $51.33 | 60,187.0000 | 255,300,000 | 11.67% | 0.00% |
| Jan. 4, 2023 | Friedrich Amy Christine | President - USIS | D | Common Stock | 6290 | $85.01 | 53,897.0000 | 255,300,000 | 10.45% | 0.00% |
| Jan. 3, 2023 | Friedrich Amy Christine | President - USIS | M | Employee Stock Option (Right to Buy) | 100 | $51.33 | 2,030.0000 | 255,300,000 | 4.69% | 0.00% |
| Jan. 4, 2023 | Friedrich Amy Christine | President - USIS | M | Employee Stock Option (Right to Buy) | 2130 | $51.33 | 0.0000 | 255,300,000 | 100.00% | 0.00% |
| Jan. 4, 2023 | Friedrich Amy Christine | President - USIS | M | Employee Stock Option (Right to Buy) | 2030 | $51.33 | 0.0000 | 255,300,000 | 100.00% | 0.00% |