CATERPILLAR INC ($CAT) Insider Transactions

Last updated: 2026-04-01 19:06 UTC | Total transactions: 616

In the last 12 months, insiders at CATERPILLAR INC ($CAT) filed 616 transactions with the SEC: 10 open-market purchases totaling $850,272 and 111 sales totaling $242,338,751. Net insider sentiment: net selling.

CATERPILLAR INC operates in the Construction machinery & equip industry (Technology sector).

Most Active Insiders

View all SEC Filings for CATERPILLAR INC (CAT).

Set Up your own filters →

Recent Insider Transactions

Transaction Date Insider Name Title Transaction Type Security Shares Price Shares Owned Following Total Shares Outstanding % of Owned % of Outstanding
March 31, 2026 MacLennan David Director A Phantom Stock Units 33 $690.44 453.0000 472,300,000 7.86% 0.00%
March 26, 2026 Creed Joseph E Chief Executive Officer A Phantom Stock Units 3 $703.19 11,583.0000 472,300,000 0.03% 0.00%
March 13, 2026 Kaiser Jason Group President A Phantom Stock Units 186 $693.99 5,564.0000 472,300,000 3.46% 0.00%
March 13, 2026 Creed Joseph E Chief Executive Officer A Phantom Stock Units 428 $693.99 11,433.0000 472,300,000 3.89% 0.00%
March 6, 2026 Creed Joseph E Chief Executive Officer A Phantom Stock Units 214 $680.90 11,293.0000 472,300,000 1.93% 0.00%
March 6, 2026 Kaiser Jason Group President A Phantom Stock Units 106 $680.90 5,520.0000 472,300,000 1.96% 0.00%
March 5, 2026 Creed Joseph E Chief Executive Officer S Common Stock 800 $718.44 48,128.0000 472,300,000 1.64% 0.00%
March 5, 2026 Creed Joseph E Chief Executive Officer S Common Stock 585 $719.39 47,543.0000 472,300,000 1.22% 0.00%
March 5, 2026 Creed Joseph E Chief Executive Officer S Common Stock 575 $720.10 46,968.0000 472,300,000 1.21% 0.00%
March 5, 2026 Creed Joseph E Chief Executive Officer S Common Stock 120 $721.00 46,848.0000 472,300,000 0.26% 0.00%
March 4, 2026 Shurman Rodney Michael Group President F Common Stock 117 $738.42 9,291.0000 472,300,000 1.24% 0.00%
March 4, 2026 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 449 $738.42 52,935.0000 472,300,000 0.84% 0.00%
March 4, 2026 De Lange Bob Group President F Common Stock 393 $738.42 86,029.0000 472,300,000 0.45% 0.00%
March 4, 2026 Johnson Denise C Group President F Common Stock 346 $738.42 49,825.0000 472,300,000 0.69% 0.00%
March 4, 2026 Fassino Anthony D. Group President F Common Stock 346 $738.42 47,542.0000 472,300,000 0.72% 0.00%
March 4, 2026 Kaiser Jason Group President F Common Stock 368 $738.42 9,962.0000 472,300,000 3.56% 0.00%
March 4, 2026 Schaupp William E Chief Accounting Officer F Common Stock 19 $738.42 890.0000 472,300,000 2.09% 0.00%
March 4, 2026 Umpleby III Donald J Executive Chairman F Common Stock 1546 $738.42 560,268.0000 472,300,000 0.28% 0.00%
March 4, 2026 Owens Derek Chief Legal Officer F Common Stock 338 $738.42 8,203.0000 472,300,000 3.96% 0.00%
March 4, 2026 Creed Joseph E Chief Executive Officer F Common Stock 696 $738.42 49,348.0000 472,300,000 1.39% 0.00%
March 5, 2026 Creed Joseph E Chief Executive Officer S Common Stock 420 $717.01 48,928.0000 472,300,000 0.85% 0.00%
March 2, 2026 Kaiser Jason Group President A Employee Stock options 4601 $0.00 4,601.0000 472,300,000 9999.99% 0.00%
March 2, 2026 De Lange Bob Group President A Common Stock 1650 $0.00 86,804.0000 472,300,000 1.94% 0.00%
March 3, 2026 De Lange Bob Group President F Common Stock 382 $719.13 86,422.0000 472,300,000 0.44% 0.00%
March 2, 2026 BONFIELD ANDREW R J Chief Financial Officer A Common Stock 1749 $0.00 53,829.0000 472,300,000 3.36% 0.00%
March 2, 2026 Shurman Rodney Michael Group President A Employee Stock options 3681 $0.00 3,681.0000 472,300,000 9999.99% 0.00%
March 3, 2026 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 445 $719.13 53,384.0000 472,300,000 0.83% 0.00%
March 2, 2026 BONFIELD ANDREW R J Chief Financial Officer A Employee Stock options 4877 $0.00 4,877.0000 472,300,000 9999.99% 0.00%
March 2, 2026 Creed Joseph E CEO A Common Stock 4950 $0.00 50,720.0000 472,300,000 10.81% 0.00%
March 3, 2026 Creed Joseph E CEO F Common Stock 676 $719.13 50,044.0000 472,300,000 1.33% 0.00%
March 2, 2026 Creed Joseph E CEO A Employee Stock options 13803 $0.00 13,803.0000 472,300,000 9999.99% 0.00%
March 2, 2026 Schaupp William E Chief Accounting Officer A Common Stock 102 $0.00 927.0000 472,300,000 12.36% 0.00%
March 3, 2026 Umpleby III Donald J Executive Chairman F Common Stock 1591 $719.13 561,814.0000 472,300,000 0.28% 0.00%
March 2, 2026 De Lange Bob Group President A Employee Stock options 4601 $0.00 4,601.0000 472,300,000 9999.99% 0.00%
March 2, 2026 Pambianchi Christine M Chief Human Resources Officer A Common Stock 1155 $0.00 3,307.0000 472,300,000 53.67% 0.00%
March 2, 2026 Pambianchi Christine M Chief Human Resources Officer A Employee Stock options 3221 $0.00 3,221.0000 472,300,000 9999.99% 0.00%
March 2, 2026 Owens Derek CLO & General Counsel A Common Stock 1386 $0.00 8,851.0000 472,300,000 18.57% 0.00%
March 3, 2026 Owens Derek CLO & General Counsel F Common Stock 310 $719.13 8,541.0000 472,300,000 3.50% 0.00%
March 2, 2026 Owens Derek CLO & General Counsel A Employee Stock Options 3865 $0.00 3,865.0000 472,300,000 9999.99% 0.00%
March 2, 2026 Johnson Denise C Group President A Common Stock 1650 $0.00 50,508.0000 472,300,000 3.38% 0.00%
March 3, 2026 Johnson Denise C Group President F Common Stock 337 $719.13 50,171.0000 472,300,000 0.67% 0.00%
March 2, 2026 Johnson Denise C Group President A Employee Stock options 4601 $0.00 4,601.0000 472,300,000 9999.99% 0.00%
March 2, 2026 Kaiser Jason Group President A Common Stock 1650 $0.00 10,688.0000 472,300,000 18.26% 0.00%
March 3, 2026 Kaiser Jason Group President F Common Stock 358 $719.13 10,330.0000 472,300,000 3.35% 0.00%
March 3, 2026 Fassino Anthony D. Group President F Common Stock 337 $719.13 47,888.0000 472,300,000 0.70% 0.00%
March 3, 2026 Shurman Rodney Michael Group President F Common Stock 100 $719.13 9,408.0000 472,300,000 1.05% 0.00%
March 2, 2026 Shurman Rodney Michael Group President A Common Stock 1320 $0.00 9,508.0000 472,300,000 16.12% 0.00%
March 2, 2026 Schaupp William E Chief Accounting Officer A Employee Stock options 285 $0.00 285.0000 472,300,000 9999.99% 0.00%
March 3, 2026 Schaupp William E Chief Accounting Officer F Common Stock 18 $719.13 909.0000 472,300,000 1.94% 0.00%
Feb. 23, 2026 Shurman Rodney Michael Group President M Common Stock 2278 $253.98 10,469.0000 472,300,000 27.81% 0.00%
Feb. 23, 2026 Shurman Rodney Michael Group President S Common Stock 2278 $759.61 8,191.0000 472,300,000 21.76% 0.00%
Feb. 23, 2026 Shurman Rodney Michael Group President M Employee Stock Options 2278 $253.98 5,639.0000 472,300,000 28.77% 0.00%
Feb. 17, 2026 Shurman Rodney Michael Group President S Common Stock 1764 $763.39 8,188.0000 472,300,000 17.73% 0.00%
Feb. 17, 2026 Schaupp William E Chief Accounting Officer S Common Stock 972 $764.20 824.0000 472,300,000 54.12% 0.00%
Feb. 13, 2026 Fassino Anthony D. Group President M Employee Stock Options 11000 $219.76 33,403.0000 472,300,000 24.77% 0.00%
Feb. 13, 2026 Fassino Anthony D. Group President S Common Stock 7891 $776.90 48,145.0000 472,300,000 14.08% 0.00%
Feb. 13, 2026 Fassino Anthony D. Group President F Common Stock 3109 $777.41 56,036.0000 472,300,000 5.26% 0.00%
Feb. 13, 2026 Fassino Anthony D. Group President M Common Stock 11000 $219.76 59,145.0000 472,300,000 22.85% 0.00%
Feb. 11, 2026 De Lange Bob Group President M Common Stock 15000 $127.60 99,997.0000 472,300,000 17.65% 0.00%
Feb. 11, 2026 De Lange Bob Group President F Common Stock 2493 $767.64 97,504.0000 472,300,000 2.49% 0.00%
Feb. 11, 2026 De Lange Bob Group President S Common Stock 12507 $767.08 84,997.0000 472,300,000 12.83% 0.00%
Feb. 11, 2026 De Lange Bob Group President M Employee Stock Options 15000 $127.60 56,210.0000 472,300,000 21.06% 0.00%
Feb. 12, 2026 Kaiser Jason Group President S Common Stock 1690 $776.70 9,029.0000 472,300,000 15.77% 0.00%
Feb. 10, 2026 Creed Joseph E Chief Executive Officer F Common Stock 3366 $744.83 45,738.0000 472,300,000 6.85% 0.00%
Feb. 10, 2026 Shurman Rodney Michael Group President A Common Stock 2469 $0.00 10,839.0000 472,300,000 29.50% 0.00%
Feb. 10, 2026 Shurman Rodney Michael Group President F Common Stock 887 $744.83 9,952.0000 472,300,000 8.18% 0.00%
Feb. 10, 2026 Schaupp William E Chief Accounting Officer A Common Stock 638 $0.00 1,962.0000 472,300,000 48.19% 0.00%
Feb. 10, 2026 Schaupp William E Chief Accounting Officer F Common Stock 165 $744.83 1,796.0000 472,300,000 8.41% 0.00%
Feb. 10, 2026 Owens Derek Chief Legal Officer A Common Stock 514 $0.00 7,590.0000 472,300,000 7.26% 0.00%
Feb. 10, 2026 Owens Derek Chief Legal Officer F Common Stock 134 $744.83 7,457.0000 472,300,000 1.77% 0.00%
Feb. 10, 2026 Kaiser Jason Group President A Common Stock 2469 $0.00 11,498.0000 472,300,000 27.35% 0.00%
Feb. 10, 2026 Kaiser Jason Group President F Common Stock 779 $744.83 10,719.0000 472,300,000 6.78% 0.00%
Feb. 10, 2026 Fassino Anthony D. Group President A Common Stock 9055 $0.00 51,708.0000 472,300,000 21.23% 0.00%
Feb. 10, 2026 Fassino Anthony D. Group President F Common Stock 3563 $744.83 48,145.0000 472,300,000 6.89% 0.00%
Feb. 10, 2026 De Lange Bob Group President A Common Stock 9055 $0.00 89,008.0000 472,300,000 11.33% 0.00%
Feb. 10, 2026 De Lange Bob Group President F Common Stock 4011 $744.83 84,997.0000 472,300,000 4.51% 0.00%
Feb. 10, 2026 Johnson Denise C Group President A Common Stock 9055 $0.00 52,405.0000 472,300,000 20.89% 0.00%
Feb. 10, 2026 Johnson Denise C Group President F Common Stock 3563 $744.83 48,842.0000 472,300,000 6.80% 0.00%
Feb. 10, 2026 Creed Joseph E Chief Executive Officer A Common Stock 9055 $0.00 49,104.0000 472,300,000 22.61% 0.00%
Feb. 10, 2026 BONFIELD ANDREW R J Chief Financial Officer A Common Stock 10907 $0.00 56,367.0000 472,300,000 23.99% 0.00%
Feb. 10, 2026 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 4299 $744.83 52,069.0000 472,300,000 7.63% 0.00%
Feb. 10, 2026 Umpleby III Donald J Executive Chairman A Common Stock 34986 $0.00 576,956.0000 472,300,000 6.46% 0.01%
Feb. 10, 2026 Umpleby III Donald J Executive Chairman F Common Stock 13571 $744.83 563,385.0000 472,300,000 2.35% 0.00%
Feb. 6, 2026 Fassino Anthony D. Group President M Employee Stock Options 8288 $196.70 0.0000 472,300,000 100.00% 0.00%
Feb. 6, 2026 Fassino Anthony D. Group President S Common Stock 6033 $722.15 42,653.0000 472,300,000 12.39% 0.00%
Feb. 6, 2026 Fassino Anthony D. Group President F Common Stock 2255 $722.80 48,686.0000 472,300,000 4.43% 0.00%
Feb. 6, 2026 Fassino Anthony D. Group President M Common Stock 8288 $196.70 50,941.0000 472,300,000 19.43% 0.00%
Feb. 6, 2026 De Lange Bob Group President M Employee Stock Options 28034 $138.35 0.0000 472,300,000 100.00% 0.01%
Feb. 6, 2026 De Lange Bob Group President S Common Stock 22656 $720.11 79,953.0000 472,300,000 22.08% 0.00%
Feb. 6, 2026 De Lange Bob Group President F Common Stock 5378 $721.12 102,609.0000 472,300,000 4.98% 0.00%
Feb. 6, 2026 De Lange Bob Group President M Common Stock 28034 $138.35 107,987.0000 472,300,000 35.06% 0.01%
Feb. 4, 2026 Johnson Denise C Group President J Phantom Stock Units 10946 $691.82 0.0000 472,300,000 100.00% 0.00%
Feb. 4, 2026 De Lange Bob Group President M Employee Stock Options 20000 $138.35 28,034.0000 472,300,000 41.64% 0.00%
Feb. 4, 2026 De Lange Bob Group President S Common Stock 30 $706.28 79,953.0000 472,300,000 0.04% 0.00%
Feb. 4, 2026 De Lange Bob Group President S Common Stock 6817 $705.70 79,983.0000 472,300,000 7.85% 0.00%
Feb. 4, 2026 De Lange Bob Group President S Common Stock 9223 $704.42 86,800.0000 472,300,000 9.60% 0.00%
Feb. 4, 2026 De Lange Bob Group President F Common Stock 3930 $704.04 96,023.0000 472,300,000 3.93% 0.00%
Feb. 4, 2026 De Lange Bob Group President M Common Stock 20000 $138.35 99,953.0000 472,300,000 25.01% 0.00%
Feb. 2, 2026 Johnson Denise C Group President M Employee Stock Options 45291 $219.76 0.0000 472,300,000 100.00% 0.01%
Feb. 2, 2026 Johnson Denise C Group President M Employee Stock Options 11810 $196.70 23,978.0000 472,300,000 33.00% 0.00%
Feb. 2, 2026 Johnson Denise C Group President S Common Stock 1138 $684.93 43,350.0000 472,300,000 2.56% 0.00%
Feb. 2, 2026 Johnson Denise C Group President S Common Stock 2258 $683.90 44,488.0000 472,300,000 4.83% 0.00%
Feb. 2, 2026 Johnson Denise C Group President S Common Stock 2761 $682.84 46,746.0000 472,300,000 5.58% 0.00%
Feb. 2, 2026 Johnson Denise C Group President S Common Stock 2994 $681.69 49,507.0000 472,300,000 5.70% 0.00%
Feb. 2, 2026 Johnson Denise C Group President S Common Stock 20145 $680.76 52,501.0000 472,300,000 27.73% 0.00%
Feb. 2, 2026 Johnson Denise C Group President S Common Stock 1431 $680.11 72,646.0000 472,300,000 1.93% 0.00%
Feb. 2, 2026 Johnson Denise C Group President F Common Stock 14564 $683.39 74,077.0000 472,300,000 16.43% 0.00%
Feb. 2, 2026 Johnson Denise C Group President M Common Stock 45291 $219.76 86,641.0000 472,300,000 109.53% 0.01%
Feb. 2, 2026 Johnson Denise C Group President S Common Stock 7411 $680.11 43,350.0000 472,300,000 14.60% 0.00%
Feb. 2, 2026 Johnson Denise C Group President S Common Stock 1000 $678.52 50,761.0000 472,300,000 1.93% 0.00%
Feb. 2, 2026 Johnson Denise C Group President F Common Stock 3399 $683.39 51,761.0000 472,300,000 6.16% 0.00%
Feb. 2, 2026 Johnson Denise C Group President M Common Stock 11810 $196.70 55,160.0000 472,300,000 27.24% 0.00%
Feb. 2, 2026 De Lange Bob Group President M Employee Stock Options 20512 $151.12 0.0000 472,300,000 100.00% 0.00%
Feb. 2, 2026 De Lange Bob Group President S Common Stock 15977 $682.99 79,953.0000 472,300,000 16.65% 0.00%
Feb. 2, 2026 De Lange Bob Group President F Common Stock 4535 $683.41 95,930.0000 472,300,000 4.51% 0.00%
Feb. 2, 2026 De Lange Bob Group President M Common Stock 20512 $151.12 100,465.0000 472,300,000 25.66% 0.00%
Feb. 2, 2026 Fassino Anthony D. Group President M Employee Stock options 15000 $196.70 8,228.0000 472,300,000 64.58% 0.00%
Feb. 2, 2026 Fassino Anthony D. Group President S Common Stock 10671 $680.45 42,650.0000 472,300,000 20.01% 0.00%
Feb. 2, 2026 Fassino Anthony D. Group President F Common Stock 4329 $681.45 53,321.0000 472,300,000 7.51% 0.00%
Feb. 2, 2026 Fassino Anthony D. Group President M Common Stock 15000 $196.70 57,650.0000 472,300,000 35.17% 0.00%
Jan. 12, 2026 Fassino Anthony D. Group President F Common Stock 473 $621.97 42,650.0000 472,300,000 1.10% 0.00%
Jan. 12, 2026 Johnson Denise C Group President F Common Stock 473 $621.97 43,350.0000 472,300,000 1.08% 0.00%
Jan. 12, 2026 De Lange Bob Group President F Common Stock 473 $621.97 79,953.0000 472,300,000 0.59% 0.00%
Dec. 31, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 40 $578.41 45,460.0000 473,400,000 0.09% 0.00%
Dec. 31, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 600 $577.79 45,500.0000 473,400,000 1.30% 0.00%
Dec. 31, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 1473 $576.56 46,100.0000 473,400,000 3.10% 0.00%
Dec. 31, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 3016 $575.77 47,573.0000 473,400,000 5.96% 0.00%
Dec. 31, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 1431 $574.77 50,589.0000 473,400,000 2.75% 0.00%
Dec. 31, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 2628 $573.61 52,020.0000 473,400,000 4.81% 0.00%
Dec. 31, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 812 $572.71 54,648.0000 473,400,000 1.46% 0.00%
Dec. 31, 2025 MacLennan David Director A Phantom Stock Units 30 $575.49 419.0000 473,400,000 7.71% 0.00%
Dec. 26, 2025 Kaiser Jason Group President A Phantom Stock Units 13 $583.00 5,228.0000 473,400,000 0.25% 0.00%
Dec. 26, 2025 Creed Joseph E Chief Executive Officer A Phantom Stock Units 26 $583.00 10,699.0000 473,400,000 0.24% 0.00%
Dec. 19, 2025 Fish James C Jr Director G Common Stock 1000 $0.00 3,975.0000 473,400,000 20.10% 0.00%
Dec. 1, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 2120 $572.57 58,301.0000 473,400,000 3.51% 0.00%
Dec. 1, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 920 $574.52 55,460.0000 473,400,000 1.63% 0.00%
Dec. 1, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 1921 $573.63 56,380.0000 473,400,000 3.29% 0.00%
Dec. 1, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 920 $571.38 60,421.0000 473,400,000 1.50% 0.00%
Dec. 1, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 381 $570.27 61,341.0000 473,400,000 0.62% 0.00%
Dec. 1, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 2360 $569.35 61,722.0000 473,400,000 3.68% 0.00%
Dec. 1, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 1378 $568.57 64,082.0000 473,400,000 2.11% 0.00%
Nov. 28, 2025 Umpleby III Donald J Executive Chairman G Common Stock 2350 $0.00 541,949.0000 473,400,000 0.43% 0.00%
Nov. 26, 2025 Creed Joseph E Chief Executive Officer A Phantom Stock Units 26 $573.73 10,503.0000 473,400,000 0.25% 0.00%
Nov. 26, 2025 Kaiser Jason Group President A Phantom Stock Units 13 $573.73 5,132.0000 473,400,000 0.25% 0.00%
Nov. 25, 2025 MacLennan David Director J Phantom Stock Units 72 $557.34 389.0000 473,400,000 22.71% 0.00%
Nov. 19, 2025 SCHWAB SUSAN C Director G Common Stock 990 $0.00 5,948.0000 473,400,000 14.27% 0.00%
Nov. 12, 2025 Johnson Denise C Group President J Phantom Stock Units 10944 $573.02 10,752.0000 473,400,000 50.44% 0.00%
Nov. 11, 2025 Kaiser Jason Group President F Common Stock 3418 $570.85 14,480.0000 473,400,000 19.10% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 1640 $563.22 10,387.0000 473,400,000 13.64% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 280 $563.88 10,107.0000 473,400,000 2.70% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 37 $565.06 10,070.0000 473,400,000 0.37% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 400 $567.26 9,670.0000 473,400,000 3.97% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 653 $568.60 9,017.0000 473,400,000 6.75% 0.00%
Nov. 11, 2025 Kaiser Jason Group President M Common Stock 8000 $196.70 17,017.0000 473,400,000 88.72% 0.00%
Nov. 11, 2025 Kaiser Jason Group President F Common Stock 2756 $570.85 14,261.0000 473,400,000 16.20% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 1032 $561.29 13,229.0000 473,400,000 7.24% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 1260 $562.15 11,969.0000 473,400,000 9.52% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 1480 $563.22 10,489.0000 473,400,000 12.37% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 460 $564.09 10,029.0000 473,400,000 4.39% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 380 $567.35 9,649.0000 473,400,000 3.79% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 632 $568.65 9,017.0000 473,400,000 6.55% 0.00%
Nov. 11, 2025 Kaiser Jason Group President M Employee Stock Options 8881 $219.76 0.0000 473,400,000 100.00% 0.00%
Nov. 11, 2025 Kaiser Jason Group President M Employee Stock Options 8000 $196.70 0.0000 473,400,000 100.00% 0.00%
Nov. 11, 2025 Kaiser Jason Group President M Common Stock 8881 $219.76 17,898.0000 473,400,000 98.49% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 1040 $561.29 13,440.0000 473,400,000 7.18% 0.00%
Nov. 11, 2025 Kaiser Jason Group President S Common Stock 1413 $562.27 12,027.0000 473,400,000 10.51% 0.00%
Nov. 10, 2025 Fassino Anthony D. Group President F Common Stock 4316 $569.56 51,195.0000 473,400,000 7.78% 0.00%
Nov. 10, 2025 Fassino Anthony D. Group President S Common Stock 8184 $570.18 43,011.0000 473,400,000 15.99% 0.00%
Nov. 10, 2025 Fassino Anthony D. Group President M Common Stock 12500 $196.70 55,511.0000 473,400,000 29.06% 0.00%
Nov. 10, 2025 Fassino Anthony D. Group President M Employee Stock Options 12500 $196.70 23,288.0000 473,400,000 34.93% 0.00%
Nov. 5, 2025 De Lange Bob Group President M Common Stock 20000 $151.12 100,209.0000 473,400,000 24.93% 0.00%
Nov. 5, 2025 De Lange Bob Group President S Common Stock 14638 $562.36 80,209.0000 473,400,000 15.43% 0.00%
Nov. 5, 2025 De Lange Bob Group President M Employee Stock Options 20000 $151.12 20,512.0000 473,400,000 49.37% 0.00%
Nov. 5, 2025 De Lange Bob Group President F Common Stock 5362 $563.66 94,847.0000 473,400,000 5.35% 0.00%
Nov. 5, 2025 Schaupp William E Chief Accounting Officer S Common Stock 1200 $572.22 1,323.0000 473,400,000 47.56% 0.00%
Nov. 6, 2025 MacLennan David Director P Common Stock 300 $568.86 7,947.0000 473,400,000 3.92% 0.00%
Oct. 24, 2025 Creed Joseph E Chief Executive Officer A Phantom Stock Units 29 $522.73 10,599.0000 473,400,000 0.27% 0.00%
Oct. 24, 2025 Kaiser Jason Group President A Phantom Stock Units 14 $522.73 5,178.0000 473,400,000 0.27% 0.00%
Oct. 24, 2025 Johnson Denise C Group President A Phantom Stock Units 19 $522.73 21,817.0000 473,400,000 0.09% 0.00%
Oct. 10, 2025 Umpleby III Donald J Executive Chairman S Common Stock 17166 $505.29 544,242.0000 473,400,000 3.06% 0.00%
Sept. 30, 2025 MacLennan David Director A Phantom Stock Units 37 $473.84 315.0000 489,400,000 13.31% 0.00%
Sept. 26, 2025 Kaiser Jason Group President A Phantom Stock Units 16 $465.76 5,156.0000 489,400,000 0.31% 0.00%
Sept. 26, 2025 Creed Joseph E Chief Executive Officer A Phantom Stock Units 32 $465.76 10,553.0000 489,400,000 0.30% 0.00%
Sept. 26, 2025 Johnson Denise C Group President A Phantom Stock Units 21 $465.76 21,762.0000 489,400,000 0.10% 0.00%
Sept. 22, 2025 Umpleby III Donald J Executive Chairman S Common Stock 17166 $462.65 561,409.0000 489,400,000 2.97% 0.00%
Sept. 2, 2025 Umpleby III Donald J Executive Chairman S Common Stock 17168 $412.87 578,573.0000 489,400,000 2.88% 0.00%
Aug. 26, 2025 Kaiser Jason Group President A Phantom Stock Units 17 $431.26 5,179.0000 489,400,000 0.33% 0.00%
Aug. 26, 2025 Creed Joseph E Chief Executive Officer A Phantom Stock Units 35 $431.26 10,600.0000 489,400,000 0.33% 0.00%
Aug. 26, 2025 Johnson Denise C Group President A Phantom Stock Units 23 $431.26 21,905.0000 489,400,000 0.11% 0.00%
Aug. 15, 2025 SCHWAB SUSAN C Director S Common Stock 2324 $410.00 6,917.0000 489,400,000 25.15% 0.00%
Aug. 18, 2025 MacLennan David Director A Common Stock 500 $407.76 7,641.0000 489,400,000 7.00% 0.00%
Aug. 11, 2025 Kaiser Jason Group President M Common Stock 4091 $196.70 13,091.0000 489,400,000 45.46% 0.00%
Aug. 11, 2025 Kaiser Jason Group President M Employee Stock Options 4091 $196.70 0.0000 489,400,000 100.00% 0.00%
Aug. 11, 2025 Kaiser Jason Group President S Common Stock 2161 $417.70 9,000.0000 489,400,000 19.36% 0.00%
Aug. 11, 2025 Kaiser Jason Group President F Common Stock 1930 $416.80 11,161.0000 489,400,000 14.74% 0.00%
Aug. 7, 2025 Johnson Denise C Group President J Phantom Stock Units 8493 $417.12 22,597.0000 489,400,000 27.32% 0.00%
July 25, 2025 Creed Joseph E Chief Executive Officer A Phantom Stock Units 35 $433.75 10,436.0000 489,400,000 0.34% 0.00%
July 25, 2025 Kaiser Jason Group President A Phantom Stock Units 17 $433.75 5,099.0000 489,400,000 0.33% 0.00%
July 25, 2025 Johnson Denise C Group President A Phantom Stock Units 23 $433.75 30,021.0000 489,400,000 0.08% 0.00%
July 17, 2025 BONFIELD ANDREW R J Chief Financial Officer M Employee Stock Options 14186 $196.70 0.0000 489,400,000 100.00% 0.00%
July 17, 2025 BONFIELD ANDREW R J Chief Financial Officer M Common Stock 23311 $253.98 83,194.0000 489,400,000 38.93% 0.00%
July 17, 2025 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 17796 $416.39 65,422.0000 489,400,000 21.38% 0.00%
July 17, 2025 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 9683 $416.39 59,883.0000 489,400,000 13.92% 0.00%
July 17, 2025 BONFIELD ANDREW R J Chief Financial Officer M Common Stock 14186 $196.70 69,566.0000 489,400,000 25.62% 0.00%
July 17, 2025 BONFIELD ANDREW R J Chief Financial Officer M Employee Stock Options 23311 $253.98 11,655.0000 489,400,000 66.67% 0.00%
June 30, 2025 MacLennan David Director A Phantom Stock Units 43 $386.98 277.0000 489,400,000 18.38% 0.00%
June 26, 2025 Creed Joseph E Chief Executive Officer A Phantom Stock Units 39 $381.88 10,203.0000 489,400,000 0.38% 0.00%
June 26, 2025 Kaiser Jason Group President A Phantom Stock Units 1 $381.88 4,984.0000 489,400,000 0.02% 0.00%
June 26, 2025 Johnson Denise C Group President A Phantom Stock Units 26 $381.88 29,421.0000 489,400,000 0.09% 0.00%
June 11, 2025 SCHWAB SUSAN C Director A Common Stock 482 $352.53 9,241.0000 489,400,000 5.50% 0.00%
June 11, 2025 Johnson Gerald Director A Common Stock 482 $352.53 3,659.0000 489,400,000 15.17% 0.00%
June 11, 2025 KEENE NAZZIC S Director A Common Stock 482 $352.53 512.0000 489,400,000 1606.67% 0.00%
June 11, 2025 MacLennan David Director A Common Stock 482 $352.53 7,141.0000 489,400,000 7.24% 0.00%
June 11, 2025 Marks Judith Fran Director A Common Stock 482 $352.53 1,717.0000 489,400,000 39.03% 0.00%
June 11, 2025 REED DEBRA L Director A Common Stock 482 $352.53 12,876.0000 489,400,000 3.89% 0.00%
June 11, 2025 WILKINS RAYFORD JR Director A Common Stock 482 $352.53 8,123.0000 489,400,000 6.31% 0.00%
June 11, 2025 Fish James C Jr Director A Common Stock 482 $352.53 4,972.0000 489,400,000 10.73% 0.00%
May 23, 2025 Creed Joseph E Chief Executive Officer A Phantom Stock Units 44 $343.39 10,508.0000 489,400,000 0.42% 0.00%
May 23, 2025 Johnson Denise C Group President A Phantom Stock Units 19 $343.39 30,392.0000 489,400,000 0.06% 0.00%
May 9, 2025 Pambianchi Christine M Chief Human Resources Officer A Common Stock 2126 $0.00 2,126.0000 489,400,000 9999.99% 0.00%
May 9, 2025 Creed Joseph E Chief Executive Officer A Common Stock 4330 $0.00 39,883.0000 489,400,000 12.18% 0.00%
May 9, 2025 Creed Joseph E Chief Executive Officer A Employee Stock Options 13086 $0.00 13,086.0000 489,400,000 9999.99% 0.00%
May 9, 2025 Pambianchi Christine M Chief Human Resources Officer A Employee Stock Options 6424 $0.00 6,424.0000 489,400,000 9999.99% 0.00%
May 7, 2025 MacLennan David Director P Common Stock 375 $320.70 6,653.0000 489,400,000 5.97% 0.00%
May 2, 2025 Johnson Gerald Director P Common Stock 100 $318.48 3,165.0000 489,400,000 3.26% 0.00%
April 25, 2025 Creed Joseph E Chief Operating Officer A Phantom Stock Units 12 $306.45 10,445.0000 489,400,000 0.12% 0.00%
April 1, 2025 Owens Derek CLO & General Counsel F Common Stock 73 $328.05 7,031.0000 489,400,000 1.03% 0.00%
March 31, 2025 MacLennan David Director A Phantom Stock Units 50 $326.99 234.0000 489,400,000 27.17% 0.00%
March 14, 2025 Kaiser Jason Group President A Phantom Stock Units 380 $339.64 5,016.0000 489,400,000 8.20% 0.00%
March 14, 2025 Creed Joseph E Chief Operating Officer A Phantom Stock Units 667 $339.64 10,175.0000 489,400,000 7.02% 0.00%
March 14, 2025 Johnson Denise C Group President A Phantom Stock Units 486 $339.64 29,542.0000 489,400,000 1.67% 0.00%
March 7, 2025 Creed Joseph E Chief Operating Officer A Phantom Stock Units 363 $350.30 9,439.0000 489,400,000 4.00% 0.00%
March 7, 2025 Kaiser Jason Group President A Phantom Stock Units 155 $350.30 4,602.0000 489,400,000 3.49% 0.00%
March 7, 2025 Johnson Denise C Group President A Phantom Stock Units 354 $350.30 28,825.0000 489,400,000 1.24% 0.00%
March 3, 2025 Johnson Denise C Group President A Employee Stock Options 8439 $0.00 8,439.0000 489,400,000 9999.99% 0.00%
March 3, 2025 De Lange Bob Group President A Common Stock 2692 $0.00 79,946.0000 489,400,000 3.48% 0.00%
March 4, 2025 De Lange Bob Group President F Common Stock 343 $325.30 79,603.0000 489,400,000 0.43% 0.00%
March 3, 2025 De Lange Bob Group President A Employee Stock Options 8439 $0.00 8,439.0000 489,400,000 9999.99% 0.00%
March 3, 2025 Creed Joseph E Chief Operating Officer A Common Stock 5093 $0.00 36,033.0000 489,400,000 16.46% 0.00%
March 4, 2025 Creed Joseph E Chief Operating Officer F Common Stock 689 $325.30 35,344.0000 489,400,000 1.91% 0.00%
March 3, 2025 Creed Joseph E Chief Operating Officer A Employee Stock Options 15966 $0.00 15,966.0000 489,400,000 9999.99% 0.00%
March 4, 2025 Johnson Cheryl H Chief Human Resources Officer F Common Stock 232 $325.30 15,510.0000 489,400,000 1.47% 0.00%
March 3, 2025 BONFIELD ANDREW R J Chief Financial Officer A Common Stock 3565 $0.00 55,830.0000 489,400,000 6.82% 0.00%
March 4, 2025 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 450 $325.30 55,380.0000 489,400,000 0.81% 0.00%
March 3, 2025 BONFIELD ANDREW R J Chief Financial Officer A Employee Stock Options 11176 $0.00 11,176.0000 489,400,000 9999.99% 0.00%
March 3, 2025 Johnson Denise C Group President A Common Stock 2692 $0.00 44,066.0000 489,400,000 6.51% 0.00%
March 3, 2025 Kaiser Jason Group President A Common Stock 2692 $0.00 9,344.0000 489,400,000 40.47% 0.00%
March 4, 2025 Kaiser Jason Group President F Common Stock 364 $325.30 8,980.0000 489,400,000 3.90% 0.00%
March 3, 2025 Kaiser Jason Group President A Employee Stock Options 8439 $0.00 8,439.0000 489,400,000 9999.99% 0.00%
March 3, 2025 Fassino Anthony D. Group President A Common Stock 2692 $0.00 43,075.0000 489,400,000 6.67% 0.00%
March 4, 2025 Fassino Anthony D. Group President F Common Stock 404 $325.30 42,671.0000 489,400,000 0.94% 0.00%
March 3, 2025 Fassino Anthony D. Group President A Employee Stock Options 8439 $0.00 8,439.0000 489,400,000 9999.99% 0.00%
March 3, 2025 Umpleby III Donald J Chief Executive Officer A Common Stock 12733 $0.00 597,105.0000 489,400,000 2.18% 0.00%
March 4, 2025 Umpleby III Donald J Chief Executive Officer F Common Stock 1528 $325.30 595,577.0000 489,400,000 0.26% 0.00%
March 3, 2025 Umpleby III Donald J Chief Executive Officer A Employee Stock Options 39915 $0.00 39,915.0000 489,400,000 9999.99% 0.01%
March 3, 2025 Schaupp William E Chief Accounting Officer A Common Stock 226 $0.00 2,539.0000 489,400,000 9.77% 0.00%
March 4, 2025 Schaupp William E Chief Accounting Officer F Common Stock 19 $325.30 2,520.0000 489,400,000 0.75% 0.00%
March 3, 2025 Schaupp William E Chief Accounting Officer A Employee Stock Options 707 $0.00 707.0000 489,400,000 9999.99% 0.00%
March 3, 2025 Owens Derek CLO & General Counsel A Common Stock 2692 $0.00 7,311.0000 489,400,000 58.28% 0.00%
March 4, 2025 Owens Derek CLO & General Counsel F Common Stock 207 $325.30 7,104.0000 489,400,000 2.83% 0.00%
March 3, 2025 Owens Derek CLO & General Counsel A Employee Stock Options 8439 $0.00 8,439.0000 489,400,000 9999.99% 0.00%
March 4, 2025 Johnson Denise C Group President F Common Stock 343 $325.30 43,723.0000 489,400,000 0.78% 0.00%
Feb. 18, 2025 Kaiser Jason Group President S Common Stock 2425 $354.70 6,641.0000 489,400,000 26.75% 0.00%
Feb. 11, 2025 Umpleby III Donald J Chairman & CEO F Common Stock 14163 $362.70 584,323.0000 489,400,000 2.37% 0.00%
Feb. 11, 2025 Umpleby III Donald J Chairman & CEO A Common Stock 36126 $0.00 598,486.0000 489,400,000 6.42% 0.01%
Feb. 11, 2025 Schaupp William E Chief Accounting Officer A Common Stock 856 $0.00 2,543.0000 489,400,000 50.74% 0.00%
Feb. 11, 2025 Schaupp William E Chief Accounting Officer F Common Stock 230 $362.70 2,313.0000 489,400,000 9.04% 0.00%
Feb. 11, 2025 Owens Derek Chief Legal Officer A Common Stock 642 $0.00 4,781.0000 489,400,000 15.51% 0.00%
Feb. 11, 2025 Owens Derek Chief Legal Officer F Common Stock 174 $362.70 4,607.0000 489,400,000 3.64% 0.00%
Feb. 11, 2025 Kaiser Jason Group President A Common Stock 3345 $0.00 9,986.0000 489,400,000 50.37% 0.00%
Feb. 11, 2025 Kaiser Jason Group President F Common Stock 920 $362.70 9,066.0000 489,400,000 9.21% 0.00%
Feb. 11, 2025 Johnson Cheryl H Chief Human Resources Officer A Common Stock 3345 $0.00 16,606.0000 489,400,000 25.22% 0.00%
Feb. 11, 2025 Johnson Cheryl H Chief Human Resources Officer F Common Stock 919 $362.70 15,687.0000 489,400,000 5.53% 0.00%
Feb. 11, 2025 Johnson Denise C Group President A Common Stock 9901 $0.00 45,084.0000 489,400,000 28.14% 0.00%
Feb. 11, 2025 Johnson Denise C Group President F Common Stock 3742 $362.70 41,342.0000 489,400,000 8.30% 0.00%
Feb. 11, 2025 Fassino Anthony D. Group President A Common Stock 9901 $0.00 44,409.0000 489,400,000 28.69% 0.00%
Feb. 11, 2025 Fassino Anthony D. Group President F Common Stock 4162 $362.70 40,247.0000 489,400,000 9.37% 0.00%
Feb. 11, 2025 De Lange Bob Group President A Common Stock 9901 $0.00 80,820.0000 489,400,000 13.96% 0.00%
Feb. 11, 2025 De Lange Bob Group President F Common Stock 3850 $362.70 76,970.0000 489,400,000 4.76% 0.00%
Feb. 11, 2025 Creed Joseph E Chief Operating Officer A Common Stock 10 $0.00 34,367.0000 489,400,000 0.03% 0.00%
Feb. 11, 2025 Creed Joseph E Chief Operating Officer F Common Stock 3495 $362.70 30,872.0000 489,400,000 10.17% 0.00%
Feb. 11, 2025 BONFIELD ANDREW R J Chief Financial Officer A Common Stock 11775 $0.00 56,957.0000 489,400,000 26.06% 0.00%
Feb. 11, 2025 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 4706 $362.70 52,251.0000 489,400,000 8.26% 0.00%
Feb. 4, 2025 Johnson Gerald Director P Common Stock 100 $365.57 3,053.0000 489,400,000 3.39% 0.00%
Jan. 16, 2025 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 10000 $380.09 45,182.0000 489,400,000 18.12% 0.00%
Jan. 12, 2025 De Lange Bob Group President F Common Stock 452 $357.50 70,919.0000 489,400,000 0.63% 0.00%
Jan. 12, 2025 Johnson Denise C Group President F Common Stock 452 $357.50 35,183.0000 489,400,000 1.27% 0.00%
Jan. 12, 2025 Fassino Anthony D. Group President F Common Stock 526 $357.50 34,500.0000 489,400,000 1.50% 0.00%
Dec. 31, 2024 SCHWAB SUSAN C Director A Phantom Stock Units 103 $363.78 19,157.0000 491,700,000 0.54% 0.00%
Dec. 31, 2024 MacLennan David Director A Phantom Stock Units 45 $363.78 183.0000 491,700,000 32.61% 0.00%
Dec. 26, 2024 Johnson Denise C Group President A Phantom Stock Units 26 $367.12 29,142.0000 491,700,000 0.09% 0.00%
Dec. 26, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 30 $367.12 9,290.0000 491,700,000 0.32% 0.00%
Dec. 26, 2024 Kaiser Jason Group President A Phantom Stock Units 18 $367.12 4,552.0000 491,700,000 0.40% 0.00%
Dec. 5, 2024 DICKINSON DANIEL M Director G Common Stock 250 $0.00 4,728.0000 491,700,000 5.02% 0.00%
Dec. 4, 2024 Johnson Gerald Director P Common Stock 100 $398.57 2,953.0000 491,700,000 3.51% 0.00%
Nov. 29, 2024 SCHWAB SUSAN C Director G Common Stock 2150 $0.00 8,715.0000 491,700,000 19.79% 0.00%
Nov. 29, 2024 Fassino Anthony D. Group President S Common Stock 6279 $408.59 35,024.0000 491,700,000 15.20% 0.00%
Nov. 29, 2024 Fassino Anthony D. Group President M Employee Stock Options 9133 $127.60 0.0000 491,700,000 100.00% 0.00%
Nov. 29, 2024 Fassino Anthony D. Group President F Common Stock 2854 $408.22 41,303.0000 491,700,000 6.46% 0.00%
Nov. 29, 2024 Fassino Anthony D. Group President M Common Stock 9133 $127.60 44,157.0000 491,700,000 26.08% 0.00%
Nov. 26, 2024 Johnson Denise C Group President A Phantom Stock Units 23 $407.83 28,888.0000 491,700,000 0.08% 0.00%
Nov. 26, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 27 $407.83 9,187.0000 491,700,000 0.29% 0.00%
Nov. 26, 2024 Kaiser Jason Group President A Phantom Stock Units 17 $407.83 4,498.0000 491,700,000 0.38% 0.00%
Nov. 25, 2024 Fish James C Jr Director G Common Stock 1000 $0.00 4,964.0000 491,700,000 16.77% 0.00%
Nov. 25, 2024 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 2135 $406.79 55,182.0000 491,700,000 3.72% 0.00%
Nov. 25, 2024 Fish James C Jr Director G Common Stock 250 $0.00 4,464.0000 491,700,000 5.30% 0.00%
Nov. 25, 2024 Fish James C Jr Director G Common Stock 250 $0.00 4,464.0000 491,700,000 5.93% 0.00%
Nov. 25, 2024 Fish James C Jr Director G Common Stock 250 $0.00 4,464.0000 491,700,000 5.93% 0.00%
Nov. 25, 2024 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 3504 $404.10 61,678.0000 491,700,000 5.38% 0.00%
Nov. 25, 2024 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 1880 $405.06 59,798.0000 491,700,000 3.05% 0.00%
Nov. 25, 2024 Fish James C Jr Director G Common Stock 250 $0.00 4,714.0000 491,700,000 5.04% 0.00%
Nov. 25, 2024 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 2481 $406.12 57,317.0000 491,700,000 4.15% 0.00%
Nov. 15, 2024 SCHWAB SUSAN C Director S Common Stock 2 $383.20 10,846.0000 491,700,000 0.02% 0.00%
Nov. 7, 2024 Umpleby III Donald J Chairman & CEO G Common Stock 2400 $0.00 535,109.0000 491,700,000 0.45% 0.00%
Nov. 7, 2024 De Lange Bob Group President M Employee Stock Options 20000 $151.12 40,512.0000 491,700,000 33.05% 0.00%
Nov. 7, 2024 De Lange Bob Group President S Common Stock 2498 $411.61 71,107.0000 491,700,000 3.39% 0.00%
Nov. 7, 2024 De Lange Bob Group President S Common Stock 4830 $411.13 73,605.0000 491,700,000 6.16% 0.00%
Nov. 7, 2024 De Lange Bob Group President S Common Stock 5329 $408.82 78,435.0000 491,700,000 6.36% 0.00%
Nov. 7, 2024 De Lange Bob Group President F Common Stock 7343 $411.58 83,764.0000 491,700,000 8.06% 0.00%
Nov. 7, 2024 De Lange Bob Group President M Common Stock 20000 $151.12 91,107.0000 491,700,000 28.13% 0.00%
Nov. 7, 2024 Umpleby III Donald J Chairman & CEO M Employee Stock Options 87053 $196.70 43,526.0000 491,700,000 66.67% 0.02%
Nov. 7, 2024 Umpleby III Donald J Chairman & CEO F Common Stock 59851 $413.02 562,311.0000 491,700,000 9.62% 0.01%
Nov. 7, 2024 Umpleby III Donald J Chairman & CEO M Common Stock 87053 $196.70 622,162.0000 491,700,000 16.27% 0.02%
Nov. 6, 2024 Fassino Anthony D. Group President M Common Stock 8000 $127.60 42,881.0000 491,700,000 22.94% 0.00%
Nov. 6, 2024 Fassino Anthony D. Group President F Common Stock 2491 $409.72 40,410.0000 491,700,000 5.81% 0.00%
Nov. 6, 2024 Fassino Anthony D. Group President S Common Stock 5509 $409.84 34,901.0000 491,700,000 13.63% 0.00%
Nov. 6, 2024 Fassino Anthony D. Group President M Employee Stock Options 8000 $127.60 9,133.0000 491,700,000 46.69% 0.00%
Nov. 6, 2024 DICKINSON DANIEL M Director S Common Stock 1300 $418.00 4,976.0000 491,700,000 20.71% 0.00%
Nov. 4, 2024 Johnson Cheryl H Chief Human Resources Officer S Common Stock 2664 $378.84 12,951.0000 491,700,000 17.06% 0.00%
Nov. 1, 2024 Schaupp William E Chief Accounting Officer M Common Stock 2000 $196.70 3,686.0000 491,700,000 118.62% 0.00%
Nov. 1, 2024 Schaupp William E Chief Accounting Officer F Common Stock 1032 $380.91 2,654.0000 491,700,000 28.00% 0.00%
Nov. 1, 2024 Schaupp William E Chief Accounting Officer S Common Stock 968 $380.98 1,686.0000 491,700,000 36.47% 0.00%
Nov. 1, 2024 Schaupp William E Chief Accounting Officer M Exployee Stock Options 2000 $196.70 1,095.0000 491,700,000 64.62% 0.00%
Oct. 25, 2024 Kaiser Jason Group President A Phantom Stock Units 17 $385.97 4,521.0000 491,700,000 0.38% 0.00%
Oct. 25, 2024 Johnson Denise C Group President A Phantom Stock Units 25 $385.97 29,118.0000 491,700,000 0.09% 0.00%
Oct. 25, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 29 $385.97 9,240.0000 491,700,000 0.31% 0.00%
Sept. 30, 2024 MacLennan David Director A Phantom Stock Units 42 $389.79 137.0000 513,600,000 44.21% 0.00%
Sept. 30, 2024 SCHWAB SUSAN C Director A Phantom Stock Units 96 $389.79 18,984.0000 513,600,000 0.51% 0.00%
Sept. 26, 2024 Kaiser Jason Group President A Phantom Stock Units 17 $390.96 4,331.0000 513,600,000 0.39% 0.00%
Sept. 26, 2024 Johnson Denise C Group President A Phantom Stock Units 24 $390.96 27,972.0000 513,600,000 0.09% 0.00%
Sept. 26, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 29 $390.96 8,857.0000 513,600,000 0.33% 0.00%
Sept. 4, 2024 Johnson Gerald Director P Common Stock 100 $338.59 2,842.0000 513,600,000 3.65% 0.00%
Aug. 30, 2024 Fassino Anthony D. Group President M Common Stock 5000 $127.60 39,897.0000 513,600,000 14.33% 0.00%
Aug. 30, 2024 Fassino Anthony D. Group President F Common Stock 1815 $351.43 38,082.0000 513,600,000 4.55% 0.00%
Aug. 30, 2024 Fassino Anthony D. Group President S Common Stock 3185 $351.36 34,897.0000 513,600,000 8.36% 0.00%
Aug. 30, 2024 Fassino Anthony D. Group President M Employee Stock Options 5000 $127.60 17,133.0000 513,600,000 22.59% 0.00%
Aug. 26, 2024 Johnson Denise C Group President A Phantom Stock Units 27 $351.16 28,690.0000 513,600,000 0.09% 0.00%
Aug. 26, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 32 $351.16 9,063.0000 513,600,000 0.35% 0.00%
Aug. 26, 2024 Kaiser Jason Group President A Phantom Stock Units 19 $351.16 4,428.0000 513,600,000 0.43% 0.00%
Aug. 22, 2024 Johnson Cheryl H Chief Human Resources Officer S Common Stock 2975 $342.48 15,615.0000 513,600,000 16.00% 0.00%
July 26, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 32 $350.48 8,942.0000 513,600,000 0.36% 0.00%
July 26, 2024 Johnson Denise C Group President A Phantom Stock Units 27 $350.48 28,379.0000 513,600,000 0.10% 0.00%
July 26, 2024 Kaiser Jason Group President A Phantom Stock Units 17 $350.48 4,365.0000 513,600,000 0.39% 0.00%
July 16, 2024 Johnson Cheryl H Chief Human Resources Officer S Common Stock 1508 $350.00 18,761.0000 513,600,000 7.44% 0.00%
July 15, 2024 De Lange Bob Group President G Common Stock 505 $0.00 70,870.0000 513,600,000 0.71% 0.00%
June 28, 2024 MacLennan David Director A Phantom Stock Units 50 $331.26 95.0000 513,600,000 111.11% 0.00%
June 28, 2024 SCHWAB SUSAN C Director A Phantom Stock Units 113 $331.26 18,811.0000 513,600,000 0.60% 0.00%
June 26, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 34 $326.73 9,058.0000 513,600,000 0.38% 0.00%
June 26, 2024 Johnson Denise C Group President A Phantom Stock Units 29 $326.73 28,821.0000 513,600,000 0.10% 0.00%
June 12, 2024 MacLennan David Director A Common Stock 517 $328.73 6,260.0000 513,600,000 9.00% 0.00%
June 12, 2024 Johnson Gerald Director A Common Stock 517 $328.73 2,730.0000 513,600,000 23.36% 0.00%
June 12, 2024 WILKINS RAYFORD JR Director A Common Stock 517 $328.73 7,522.0000 513,600,000 7.38% 0.00%
June 12, 2024 Fish James C Jr Director A Common Stock 517 $328.73 5,427.0000 513,600,000 10.53% 0.00%
June 12, 2024 SCHWAB SUSAN C Director A Common Stock 517 $328.73 10,825.0000 513,600,000 5.02% 0.00%
June 12, 2024 REED DEBRA L Director A Common Stock 517 $328.73 12,219.0000 513,600,000 4.42% 0.00%
June 12, 2024 DICKINSON DANIEL M Director A Common Stock 517 $328.73 6,274.0000 513,600,000 8.98% 0.00%
June 12, 2024 Marks Judith Fran Director A Common Stock 517 $328.73 1,227.0000 513,600,000 72.82% 0.00%
May 30, 2024 Johnson Cheryl H Chief Human Resources Officer S Common Stock 1508 $340.00 20,267.0000 513,600,000 6.93% 0.00%
May 24, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 32 $348.90 9,043.0000 513,600,000 0.36% 0.00%
May 24, 2024 Johnson Denise C Group President A Phantom Stock Units 15 $348.90 28,852.0000 513,600,000 0.05% 0.00%
May 20, 2024 Johnson Gerald Director P Common Stock 100 $356.40 2,213.0000 513,600,000 4.73% 0.00%
May 13, 2024 De Lange Bob Group President M Employee Stock Options 29834 $95.66 0.0000 513,600,000 100.00% 0.01%
May 13, 2024 De Lange Bob Group President M Common Stock 29834 $95.66 100,949.0000 513,600,000 41.95% 0.01%
May 13, 2024 De Lange Bob Group President F Common Stock 7987 $357.30 92,962.0000 513,600,000 7.91% 0.00%
May 13, 2024 De Lange Bob Group President S Common Stock 21847 $356.90 71,115.0000 513,600,000 23.50% 0.00%
May 13, 2024 De Lange Bob Group President M Employee Stock Options 717 $74.77 0.0000 513,600,000 100.00% 0.00%
May 13, 2024 De Lange Bob Group President M Common Stock 717 $74.77 71,488.0000 513,600,000 1.01% 0.00%
May 13, 2024 De Lange Bob Group President F Common Stock 373 $356.46 71,115.0000 513,600,000 0.52% 0.00%
May 6, 2024 DICKINSON DANIEL M Director J Phantom Stock Units 2931 $341.12 13,886.0000 513,600,000 17.43% 0.00%
May 1, 2024 DICKINSON DANIEL M Director J Phantom Stock Units 3736 $334.62 16,818.0000 513,600,000 18.18% 0.00%
May 3, 2024 MacLennan David Director P Common Stock 500 $337.39 5,738.0000 513,600,000 9.55% 0.00%
May 1, 2024 DICKINSON DANIEL M Director J Phantom Stock Units 3736 $334.62 16,818.0000 513,600,000 28.56% 0.00%
April 29, 2024 SCHWAB SUSAN C Director D Common Stock 8579 $348.86 14,593.0000 513,600,000 37.02% 0.00%
April 29, 2024 SCHWAB SUSAN C Director D Common Stock 4302 $349.92 10,291.0000 513,600,000 29.48% 0.00%
April 26, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 9 $343.38 8,830.0000 513,600,000 0.10% 0.00%
April 1, 2024 Owens Derek CLO & General Counsel F Common Stock 72 $365.29 4,108.0000 513,600,000 1.72% 0.00%
March 28, 2024 MacLennan David Director A Phantom Stock Units 45 $365.38 45.0000 513,600,000 9999.99% 0.00%
March 28, 2024 SCHWAB SUSAN C Director A Phantom Stock Units 103 $365.38 18,630.0000 513,600,000 0.56% 0.00%
March 28, 2024 CALHOUN DAVID L Director A Phantom Stock Units 103 $365.38 21,559.0000 513,600,000 0.48% 0.00%
March 14, 2024 Johnson Denise C Group President A Phantom Stock Units 658 $341.92 28,564.0000 513,600,000 2.36% 0.00%
March 14, 2024 Kaiser Jason Group President A Phantom Stock Units 352 $341.92 4,388.0000 513,600,000 8.72% 0.00%
March 14, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 622 $341.92 8,917.0000 513,600,000 7.50% 0.00%
March 8, 2024 Johnson Denise C Group President A Phantom Stock Units 313 $339.19 28,023.0000 513,600,000 1.13% 0.00%
March 8, 2024 Kaiser Jason Group President A Phantom Stock Units 117 $339.19 4,053.0000 513,600,000 2.97% 0.00%
March 8, 2024 Creed Joseph E Chief Operating Officer A Phantom Stock Units 267 $339.19 8,329.0000 513,600,000 3.31% 0.00%
March 7, 2024 BONFIELD ANDREW R J Chief Financial Officer M Employee Stock Options 15393 $219.76 0.0000 513,600,000 100.00% 0.00%
March 7, 2024 BONFIELD ANDREW R J Chief Financial Officer M Common Stock 15393 $219.76 73,707.0000 513,600,000 26.40% 0.00%
March 7, 2024 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 12138 $340.39 61,569.0000 513,600,000 16.47% 0.00%
March 7, 2024 BONFIELD ANDREW R J Chief Financial Officer M Common Stock 14186 $196.70 75,755.0000 513,600,000 23.04% 0.00%
March 7, 2024 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 10613 $340.39 65,142.0000 513,600,000 14.01% 0.00%
March 7, 2024 BONFIELD ANDREW R J Chief Financial Officer M Employee Stock Options 14186 $196.70 14,186.0000 513,600,000 50.00% 0.00%
March 4, 2024 BONFIELD ANDREW R J Chief Financial Officer A Common Stock 3543 $0.00 58,314.0000 513,600,000 6.47% 0.00%
March 4, 2024 BONFIELD ANDREW R J Chief Financial Officer A Employee Stock Options 11509 $0.00 11,509.0000 513,600,000 9999.99% 0.00%
March 4, 2024 Fassino Anthony D. Group President A Common Stock 2731 $0.00 34,546.0000 513,600,000 8.58% 0.00%
March 4, 2024 Fassino Anthony D. Group President A Employee Stock Options 8871 $0.00 8,871.0000 513,600,000 9999.99% 0.00%
March 4, 2024 Creed Joseph E Chief Operating Officer A Common Stock 5168 $0.00 24,112.0000 513,600,000 27.28% 0.00%
March 4, 2024 Creed Joseph E Chief Operating Officer A Employee Stock Options 16783 $0.00 16,783.0000 513,600,000 9999.99% 0.00%
March 4, 2024 Umpleby III Donald J Chief Executive Officer A Common Stock 12181 $0.00 537,404.0000 513,600,000 2.32% 0.00%
March 4, 2024 Umpleby III Donald J Chief Executive Officer A Employee Stock Options 39561 $0.00 39,561.0000 513,600,000 9999.99% 0.01%
March 4, 2024 Kaiser Jason Group President A Common Stock 2731 $0.00 6,605.0000 513,600,000 70.50% 0.00%
March 4, 2024 Kaiser Jason Group President A Employee Stock Options 8871 $0.00 8,871.0000 513,600,000 9999.99% 0.00%
March 4, 2024 Johnson Denise C Group President A Common Stock 2731 $0.00 35,525.0000 513,600,000 8.33% 0.00%
March 4, 2024 Johnson Denise C Group President A Employee Stock Options 8871 $0.00 8,871.0000 513,600,000 9999.99% 0.00%
March 4, 2024 Johnson Cheryl H Chief Human Resources Officer A Common Stock 1846 $0.00 21,684.0000 513,600,000 9.31% 0.00%
March 4, 2024 Johnson Cheryl H Chief Human Resources Officer A Employee Stock Options 5994 $0.00 5,994.0000 513,600,000 9999.99% 0.00%
March 4, 2024 De Lange Bob Group President A Common Stock 2731 $0.00 70,771.0000 513,600,000 4.01% 0.00%
March 4, 2024 De Lange Bob Group President A Employee Stock Options 8871 $0.00 8,871.0000 513,600,000 9999.99% 0.00%
March 4, 2024 Schaupp William E Chief Accounting Officer A Common Stock 229 $0.00 1,684.0000 513,600,000 15.74% 0.00%
March 4, 2024 Schaupp William E Chief Accounting Officer A Employee Stock Options 743 $0.00 743.0000 513,600,000 9999.99% 0.00%
March 4, 2024 Owens Derek CLO & General Counsel A Employee Stock Options 8152 $0.00 8,152.0000 513,600,000 9999.99% 0.00%
March 1, 2024 Owens Derek CLO & General Counsel F Common Stock 53 $335.69 1,669.0000 513,600,000 3.08% 0.00%
March 4, 2024 Owens Derek CLO & General Counsel A Common Stock 2510 $0.00 4,179.0000 513,600,000 150.39% 0.00%
Feb. 28, 2024 Fassino Anthony D. Group President M Employee Stock Options 7881 $138.35 0.0000 513,600,000 0.00% 0.00%
Feb. 28, 2024 Fassino Anthony D. Group President F Common Stock 3306 $329.73 29,474.0000 513,600,000 10.09% 0.00%
Feb. 28, 2024 Fassino Anthony D. Group President M Common Stock 7881 $138.35 32,780.0000 513,600,000 31.65% 0.00%
Feb. 28, 2024 Fassino Anthony D. Group President S Common Stock 4575 $329.80 24,899.0000 513,600,000 15.52% 0.00%
Feb. 26, 2024 Umpleby III Donald J Chief Executive Officer G Common Stock 8081 $0.00 525,225.0000 513,600,000 1.52% 0.00%
Feb. 26, 2024 Umpleby III Donald J Chief Executive Officer G Common Stock 8081 $0.00 525,225.0000 513,600,000 1.56% 0.00%
Feb. 23, 2024 MacLennan David Director P Common Stock 350 $323.37 5,238.0000 513,600,000 7.16% 0.00%
Feb. 22, 2024 Fassino Anthony D. Group President M Employee Stock Options 7880 $138.35 7,881.0000 513,600,000 50.00% 0.00%
Feb. 22, 2024 Fassino Anthony D. Group President F Common Stock 3386 $321.95 36,308.0000 513,600,000 8.53% 0.00%
Feb. 22, 2024 Fassino Anthony D. Group President M Common Stock 7880 $138.35 39,694.0000 513,600,000 24.77% 0.00%
Feb. 22, 2024 Fassino Anthony D. Group President S Common Stock 4494 $321.96 31,814.0000 513,600,000 12.38% 0.00%
Feb. 15, 2024 Fassino Anthony D. Group President S Common Stock 7469 $322.00 31,786.0000 513,600,000 19.03% 0.00%
Feb. 15, 2024 Fassino Anthony D. Group President M Common Stock 14073 $151.12 45,859.0000 513,600,000 44.27% 0.00%
Feb. 15, 2024 Fassino Anthony D. Group President F Common Stock 6604 $322.00 39,255.0000 513,600,000 14.40% 0.00%
Feb. 15, 2024 Fassino Anthony D. Group President M Employee Stock Options 14073 $151.12 0.0000 513,600,000 100.00% 0.00%
Feb. 13, 2024 Kaiser Jason Group President A Common Stock 2408 $0.00 4,479.0000 513,600,000 116.27% 0.00%
Feb. 13, 2024 Johnson Denise C Group President F Common Stock 4369 $313.40 32,766.0000 513,600,000 11.77% 0.00%
Feb. 13, 2024 Johnson Denise C Group President A Common Stock 12280 $0.00 37,135.0000 513,600,000 49.41% 0.00%
Feb. 13, 2024 Kaiser Jason Group President F Common Stock 605 $313.40 3,874.0000 513,600,000 13.51% 0.00%
Feb. 13, 2024 Fassino Anthony D. Group President F Common Stock 4830 $313.40 31,786.0000 513,600,000 13.19% 0.00%
Feb. 13, 2024 Creed Joseph E Chief Operating Officer A Common Stock 12039 $0.00 23,192.0000 513,600,000 107.94% 0.00%
Feb. 13, 2024 Umpleby III Donald J Chief Executive Officer F Common Stock 16835 $313.40 525,225.0000 513,600,000 3.11% 0.00%
Feb. 13, 2024 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 5066 $313.40 54,771.0000 513,600,000 8.47% 0.00%
Feb. 13, 2024 BONFIELD ANDREW R J Chief Financial Officer A Common Stock 12520 $0.00 59,837.0000 513,600,000 26.46% 0.00%
Feb. 13, 2024 De Lange Bob Group President F Common Stock 5334 $313.40 67,797.0000 513,600,000 7.29% 0.00%
Feb. 13, 2024 De Lange Bob Group President A Common Stock 12039 $0.00 73,131.0000 513,600,000 19.71% 0.00%
Feb. 13, 2024 Johnson Cheryl H Chief Human Resources Officer F Common Stock 1197 $313.40 19,769.0000 513,600,000 5.71% 0.00%
Feb. 13, 2024 Fassino Anthony D. Group President A Common Stock 12039 $0.00 36,616.0000 513,600,000 48.98% 0.00%
Feb. 13, 2024 Umpleby III Donald J Chief Executive Officer A Common Stock 42136 $0.00 542,060.0000 513,600,000 8.43% 0.01%
Feb. 13, 2024 Creed Joseph E Chief Operating Officer F Common Stock 4270 $313.40 18,922.0000 513,600,000 18.41% 0.00%
Feb. 13, 2024 Johnson Cheryl H Chief Human Resources Officer A Common Stock 4213 $0.00 20,966.0000 513,600,000 25.15% 0.00%
Feb. 7, 2024 De Lange Bob Group President M Employee Stock Options 30000 $95.66 29,834.0000 513,600,000 50.14% 0.01%
Feb. 7, 2024 De Lange Bob Group President F Common Stock 8806 $325.87 82,286.0000 513,600,000 9.67% 0.00%
Feb. 7, 2024 De Lange Bob Group President M Common Stock 30000 $95.66 91,092.0000 513,600,000 49.11% 0.01%
Feb. 7, 2024 De Lange Bob Group President S Common Stock 21194 $325.52 61,092.0000 513,600,000 25.76% 0.00%
Feb. 5, 2024 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 2804 $333.13 47,317.0000 513,600,000 5.59% 0.00%
Feb. 2, 2024 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 10000 $310.10 57,317.0000 513,600,000 14.86% 0.00%
Feb. 5, 2024 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 7196 $332.69 50,121.0000 513,600,000 12.55% 0.00%
Jan. 25, 2024 BONFIELD ANDREW R J Chief Financial Officer S Common Stock 10000 $300.04 67,317.0000 513,600,000 12.93% 0.00%
Jan. 12, 2024 De Lange Bob Group President A Common Stock 6887 $0.00 61,092.0000 513,600,000 12.71% 0.00%
Jan. 12, 2024 Johnson Denise C Group President A Common Stock 6887 $0.00 24,855.0000 513,600,000 38.33% 0.00%
Jan. 12, 2024 Fassino Anthony D. Group President A Common Stock 6887 $0.00 24,567.0000 513,600,000 38.95% 0.00%
Dec. 29, 2023 CALHOUN DAVID L Director A Phantom Stock Units 127 $295.72 21,369.0000 530,400,000 0.60% 0.00%
Dec. 29, 2023 SCHWAB SUSAN C Director A Phantom Stock Units 127 $295.72 18,452.0000 530,400,000 0.69% 0.00%
Dec. 26, 2023 Creed Joseph E Chief Operating Officer A Phantom Stock Units 45 $247.36 7,839.0000 530,400,000 0.58% 0.00%
Dec. 26, 2023 Johnson Denise C Group President A Phantom Stock Units 31 $295.63 27,070.0000 530,400,000 0.11% 0.00%
Dec. 26, 2023 Creed Joseph E Chief Operating Officer A Phantom Stock Units 38 $295.63 7,877.0000 530,400,000 0.48% 0.00%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO M Employee Stock Options 163615 $138.35 0.0000 530,400,000 0.00% 0.03%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO M Common Stock 182944 $151.12 561,053.0000 530,400,000 48.38% 0.03%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO M Employee Stock Options 75701 $127.60 0.0000 530,400,000 0.00% 0.01%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO F Common Stock 133467 $286.72 427,586.0000 530,400,000 23.79% 0.03%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO M Common Stock 163615 $138.35 591,201.0000 530,400,000 38.26% 0.03%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO F Common Stock 115366 $286.72 475,835.0000 530,400,000 19.51% 0.02%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO M Common Stock 75701 $127.60 551,536.0000 530,400,000 15.91% 0.01%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO F Common Stock 51615 $286.72 499,921.0000 530,400,000 9.36% 0.01%
Dec. 18, 2023 Umpleby III Donald J Chairman and CEO M Employee Stock Options 182944 $151.12 0.0000 530,400,000 0.00% 0.03%
Nov. 24, 2023 Johnson Denise C Group President A Phantom Stock Units 37 $247.36 27,425.0000 530,400,000 0.14% 0.00%
Oct. 26, 2023 Johnson Denise C Group President A Phantom Stock Units 38 $242.43 27,822.0000 530,400,000 0.14% 0.00%
Oct. 26, 2023 Creed Joseph E Group President A Phantom Stock Units 32 $242.43 8,031.0000 530,400,000 0.40% 0.00%
Sept. 29, 2023 CALHOUN DAVID L Director A Phantom Stock Units 136 $275.46 21,132.0000 530,400,000 0.65% 0.00%
Sept. 29, 2023 SCHWAB SUSAN C Director A Phantom Stock Units 136 $275.46 18,230.0000 530,400,000 0.75% 0.00%
Sept. 26, 2023 Johnson Denise C Group President A Phantom Stock Units 34 $269.52 27,790.0000 530,400,000 0.12% 0.00%
Sept. 26, 2023 Creed Joseph E Group President A Phantom Stock Units 29 $269.52 8,001.0000 530,400,000 0.36% 0.00%
Sept. 1, 2023 Schaupp William E Chief Accounting Officer F Common Stock 245 $285.36 1,455.0000 530,400,000 14.41% 0.00%
Aug. 30, 2023 Fassino Anthony D. Group President M Employee Stock Options 4141 $95.66 0.0000 530,400,000 0.00% 0.00%
Aug. 29, 2023 Fassino Anthony D. Group President M Employee Stock Options 2693 $74.77 0.0000 530,400,000 0.00% 0.00%
Aug. 29, 2023 Fassino Anthony D. Group President M Employee Stock Options 1447 $95.66 4,141.0000 530,400,000 53.71% 0.00%
Aug. 29, 2023 Fassino Anthony D. Group President M Common Stock 2693 $74.77 18,875.0000 530,400,000 16.64% 0.00%
Aug. 29, 2023 Fassino Anthony D. Group President F Common Stock 721 $279.00 18,154.0000 530,400,000 3.82% 0.00%
Aug. 29, 2023 Fassino Anthony D. Group President S Common Stock 1972 $279.00 16,182.0000 530,400,000 10.86% 0.00%
Aug. 29, 2023 Fassino Anthony D. Group President M Common Stock 1447 $95.66 17,629.0000 530,400,000 8.94% 0.00%
Aug. 29, 2023 Fassino Anthony D. Group President F Common Stock 496 $279.00 17,133.0000 530,400,000 2.81% 0.00%
Aug. 29, 2023 Fassino Anthony D. Group President S Common Stock 951 $279.00 16,182.0000 530,400,000 5.55% 0.00%
Aug. 30, 2023 Fassino Anthony D. Group President M Common Stock 4141 $95.66 20,323.0000 530,400,000 16.93% 0.00%
Aug. 30, 2023 Fassino Anthony D. Group President F Common Stock 1401 $282.57 18,922.0000 530,400,000 6.89% 0.00%
Aug. 30, 2023 Fassino Anthony D. Group President S Common Stock 2740 $282.57 16,182.0000 530,400,000 14.48% 0.00%
Aug. 25, 2023 Johnson Denise C Group President A Phantom Stock Units 34 $272.56 26,953.0000 530,400,000 0.13% 0.00%
Aug. 25, 2023 Creed Joseph E Group President A Phantom Stock Units 29 $272.56 7,741.0000 530,400,000 0.38% 0.00%
Aug. 9, 2023 Johnson Cheryl H Chief Human Resources Officer M Employee Stock Options 18294 $151.12 0.0000 530,400,000 100.00% 0.00%
Aug. 9, 2023 Johnson Cheryl H Chief Human Resources Officer M Common Stock 18294 $151.12 34,879.0000 530,400,000 110.30% 0.00%
Aug. 9, 2023 Johnson Cheryl H Chief Human Resources Officer S Common Stock 16894 $286.27 17,985.0000 530,400,000 48.44% 0.00%
Aug. 9, 2023 Johnson Cheryl H Chief Human Resources Officer S Common Stock 1400 $287.06 16,585.0000 530,400,000 7.78% 0.00%
Aug. 7, 2023 MacLennan David Director A Common Stock 450 $277.21 4,868.0000 530,400,000 10.19% 0.00%
Aug. 4, 2023 Umpleby III Donald J Chief Executive Officer G Common Stock 2501 $0.00 378,103.0000 530,400,000 0.66% 0.00%
Aug. 4, 2023 Umpleby III Donald J Chief Executive Officer G Common Stock 5114 $0.00 378,103.0000 530,400,000 1.37% 0.00%
Aug. 4, 2023 Umpleby III Donald J Chief Executive Officer G Common Stock 2613 $0.00 378,103.0000 530,400,000 0.69% 0.00%
Aug. 3, 2023 Johnson Denise C Group President S Common Stock 10120 $0.00 17,968.0000 530,400,000 36.03% 0.00%
Aug. 3, 2023 Johnson Denise C Group President M Common Stock 23736 $127.60 41,704.0000 530,400,000 132.10% 0.00%
Aug. 3, 2023 Johnson Denise C Group President S Common Stock 16610 $0.00 25,094.0000 530,400,000 39.83% 0.00%
Aug. 3, 2023 Johnson Denise C Group President S Common Stock 2300 $0.00 22,794.0000 530,400,000 9.17% 0.00%
Aug. 3, 2023 Johnson Denise C Group President S Common Stock 4112 $0.00 18,682.0000 530,400,000 18.04% 0.00%
Aug. 3, 2023 Johnson Denise C Group President S Common Stock 714 $0.00 17,968.0000 530,400,000 3.82% 0.00%
Aug. 3, 2023 Johnson Denise C Group President M Employee Stock Options 18012 $138.35 0.0000 530,400,000 100.00% 0.00%
Aug. 3, 2023 Johnson Denise C Group President M Employee Stock Options 23736 $127.60 0.0000 530,400,000 100.00% 0.00%
Aug. 3, 2023 DICKINSON DANIEL M Director J Phantom Stock Unis 9982 $284.50 20,267.0000 530,400,000 33.00% 0.00%
Aug. 3, 2023 Creed Joseph E Group President S Common Stock 3037 $284.84 0.0000 530,400,000 100.00% 0.00%
Aug. 3, 2023 Creed Joseph E Group President M Common Stock 7698 $127.60 7,698.0000 530,400,000 9999.99% 0.00%
Aug. 3, 2023 Creed Joseph E Group President S Common Stock 4249 $285.55 0.0000 530,400,000 100.00% 0.00%
Aug. 3, 2023 Creed Joseph E Group President F Common Stock 3449 $284.78 4,249.0000 530,400,000 44.80% 0.00%
Aug. 3, 2023 Creed Joseph E Group President M Employee Stock Options 7698 $127.60 0.0000 530,400,000 100.00% 0.00%
Aug. 3, 2023 Johnson Denise C Group President M Common Stock 18012 $138.35 35,980.0000 530,400,000 100.24% 0.00%
Aug. 3, 2023 Johnson Denise C Group President S Common Stock 7892 $0.00 28,088.0000 530,400,000 21.93% 0.00%
Aug. 2, 2023 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 11419 $289.99 77,317.0000 530,400,000 12.87% 0.00%
Aug. 2, 2023 BONFIELD ANDREW R J Chief Financial Officer M Employee Stock Options 14187 $196.70 28,372.0000 530,400,000 100.01% 0.00%
Aug. 2, 2023 BONFIELD ANDREW R J Chief Financial Officer M Common Stock 30786 $219.76 100,813.0000 530,400,000 43.96% 0.01%
Aug. 2, 2023 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 26264 $289.99 74,549.0000 530,400,000 26.05% 0.00%
Aug. 2, 2023 BONFIELD ANDREW R J Chief Financial Officer M Common Stock 14187 $196.70 88,736.0000 530,400,000 19.03% 0.00%
Aug. 2, 2023 BONFIELD ANDREW R J Chief Financial Officer M Employee Stock Options 30786 $219.76 15,393.0000 530,400,000 0.00% 0.01%
Aug. 1, 2023 De Lange Bob Group President M Common Stock 20000 $95.66 73,671.0000 530,400,000 37.26% 0.00%
Aug. 1, 2023 De Lange Bob Group President M Employee Stock Options 20000 $95.66 59,834.0000 530,400,000 25.05% 0.00%
Aug. 1, 2023 De Lange Bob Group President S Common Stock 20000 $275.00 53,671.0000 530,400,000 27.15% 0.00%
July 26, 2023 Johnson Denise C Group President A Phantom Stock Units 36 $258.32 27,650.0000 530,400,000 0.13% 0.00%
July 26, 2023 Creed Joseph E Group President A Phantom Stock Units 30 $258.32 7,922.0000 530,400,000 0.38% 0.00%
July 26, 2023 Creed Joseph E Group President A Phantom Stock Units 30 $258.32 7,922.0000 530,400,000 0.38% 0.00%
July 18, 2023 Johnson Cheryl H Chief Human Resources Officer M Employee Stock Options 6415 $127.60 0.0000 530,400,000 100.00% 0.00%
July 18, 2023 Johnson Cheryl H Chief Human Resources Officer M Common Stock 6415 $127.60 22,999.0000 530,400,000 38.68% 0.00%
July 18, 2023 Johnson Cheryl H Chief Human Resources Officer S Common Stock 6415 $260.00 16,584.0000 530,400,000 27.89% 0.00%
June 30, 2023 CALHOUN DAVID L Director A Phantom Stock Units 153 $245.41 20,897.0000 530,400,000 0.74% 0.00%
June 30, 2023 SCHWAB SUSAN C Director A Phantom Stock Units 153 $245.41 18,009.0000 530,400,000 0.86% 0.00%
June 26, 2023 Creed Joseph E Group President A Phantom Stock Units 22 $236.95 7,668.0000 530,400,000 0.29% 0.00%
June 26, 2023 Johnson Denise C Group President A Phantom Stock Units 39 $236.95 26,832.0000 530,400,000 0.15% 0.00%
June 14, 2023 DICKINSON DANIEL M Director A Common Stock 698 $243.32 5,745.0000 530,400,000 13.83% 0.00%
June 14, 2023 CALHOUN DAVID L Director A Common Stock 698 $243.32 49,815.0000 530,400,000 1.42% 0.00%
June 14, 2023 REED DEBRA L Director A Common Stock 698 $243.32 11,520.0000 530,400,000 6.45% 0.00%
June 14, 2023 SCHWAB SUSAN C Director A Common Stock 698 $243.32 23,106.0000 530,400,000 3.11% 0.00%
June 14, 2023 WILKINS RAYFORD JR Director A Common Stock 698 $243.32 6,883.0000 530,400,000 11.29% 0.00%
June 14, 2023 Ayotte Kelly Director A Common Stock 698 $243.32 6,113.0000 530,400,000 12.89% 0.00%
June 14, 2023 Marks Judith Fran Director A Common Stock 698 $243.32 698.0000 530,400,000 9999.99% 0.00%
June 14, 2023 MacLennan David Director A Common Stock 698 $243.32 4,418.0000 530,400,000 18.76% 0.00%
June 14, 2023 Johnson Gerald Director A Common Stock 698 $243.32 2,101.0000 530,400,000 49.75% 0.00%
June 14, 2023 Fish James C Jr Director A Common Stock 698 $243.32 4,898.0000 530,400,000 16.62% 0.00%
June 7, 2023 Long Suzette M CLO/General Counsel M Employee Stock Options 20529 $127.60 0.0000 530,400,000 100.00% 0.00%
June 7, 2023 Long Suzette M CLO/General Counsel M Common Stock 20529 $127.60 29,391.0000 530,400,000 231.65% 0.00%
June 7, 2023 Long Suzette M CLO/General Counsel F Common Stock 15415 $231.32 13,976.0000 530,400,000 52.45% 0.00%
May 26, 2023 Johnson Denise C Group President A Phantom Stock Units 25 $211.80 26,883.0000 530,400,000 0.09% 0.00%
March 31, 2023 SCHWAB SUSAN C Director A Phantom Stock Units 165 $226.98 17,757.0000 530,400,000 0.94% 0.00%
March 31, 2023 CALHOUN DAVID L Director A Phantom Stock Units 165 $226.98 20,630.0000 530,400,000 0.81% 0.00%
March 14, 2023 Creed Joseph E Group President A Phantom Stock Units 702 $225.67 7,656.0000 530,400,000 10.09% 0.00%
March 14, 2023 Johnson Denise C Group President A Phantom Stock Units 821 $225.67 26,796.0000 530,400,000 3.16% 0.00%
March 10, 2023 Johnson Denise C Group President A Phantom Stock Units 516 $227.01 27,630.0000 530,400,000 1.90% 0.00%
March 10, 2023 Creed Joseph E Group President A Phantom Stock Units 358 $227.01 7,384.0000 530,400,000 5.10% 0.00%
March 6, 2023 Schaupp William E Chief Accounting Officer A Employee Stock Options 2045 $0.00 2,045.0000 530,400,000 9999.99% 0.00%
March 6, 2023 Fassino Anthony D. Group President A Employee Stock Options 29028 $0.00 29,028.0000 530,400,000 9999.99% 0.01%
March 6, 2023 Long Suzette M Chief Legal Officer A Employee Stock Options 32327 $0.00 32,327.0000 530,400,000 9999.99% 0.01%
March 6, 2023 Creed Joseph E Group President A Employee Stock Options 29028 $0.00 29,028.0000 530,400,000 9999.99% 0.01%
March 6, 2023 Umpleby III Donald J Chief Executive Officer A Employee Stock Options 112156 $0.00 112,156.0000 530,400,000 9999.99% 0.02%
March 6, 2023 Johnson Denise C Group President A Employee Stock Options 29028 $0.00 29,028.0000 530,400,000 9999.99% 0.01%
March 6, 2023 Johnson Cheryl H Chief Human Resources Officer A Employee Stock Options 24410 $0.00 24,410.0000 530,400,000 9999.99% 0.00%
March 6, 2023 De Lange Bob Group President A Employee Stock Options 29028 $0.00 29,028.0000 530,400,000 9999.99% 0.01%
March 6, 2023 BONFIELD ANDREW R J Chief Financial Officer A Employee Stock Options 34966 $0.00 34,966.0000 530,400,000 9999.99% 0.01%
March 2, 2023 BONFIELD ANDREW R J Chief Financial Officer M Employee Stock Options 23095 $127.60 0.0000 530,400,000 0.00% 0.00%
March 2, 2023 BONFIELD ANDREW R J Chief Financial Officer M Common Stock 23095 $127.60 86,283.0000 530,400,000 36.55% 0.00%
March 2, 2023 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 16256 $249.31 70,027.0000 530,400,000 18.84% 0.00%
Feb. 17, 2023 MacLennan David Director P Common Stock 400 $249.29 3,709.0000 530,400,000 12.09% 0.00%
Feb. 9, 2023 Long Suzette M CLO/General Counsel S Common Stock 6636 $250.91 10,202.0000 530,400,000 39.41% 0.00%
Feb. 9, 2023 Long Suzette M CLO/General Counsel S Common Stock 1364 $251.65 8,838.0000 530,400,000 13.37% 0.00%
Feb. 7, 2023 Umpleby III Donald J Chief Executive Officer F Common Stock 20978 $248.68 378,092.0000 530,400,000 5.26% 0.00%
Feb. 7, 2023 BONFIELD ANDREW R J Chief Financial Officer A Common Stock 15029 $0.00 68,516.0000 530,400,000 28.10% 0.00%
Feb. 7, 2023 BONFIELD ANDREW R J Chief Financial Officer F Common Stock 5328 $248.68 63,188.0000 530,400,000 7.78% 0.00%
Feb. 7, 2023 Fassino Anthony D. Group President A Common Stock 4801 $0.00 17,868.0000 530,400,000 36.74% 0.00%
Feb. 7, 2023 Fassino Anthony D. Group President F Common Stock 1551 $248.68 16,317.0000 530,400,000 8.68% 0.00%
Feb. 7, 2023 Long Suzette M Chief Legal Officer A Common Stock 13359 $0.00 22,086.0000 530,400,000 153.08% 0.00%
Feb. 7, 2023 Long Suzette M Chief Legal Officer F Common Stock 5248 $248.68 16,838.0000 530,400,000 23.76% 0.00%
Feb. 7, 2023 Creed Joseph E Group President A Common Stock 5009 $0.00 15,683.0000 530,400,000 24.21% 0.00%
Feb. 7, 2023 Creed Joseph E Group President F Common Stock 1972 $248.68 13,711.0000 530,400,000 12.57% 0.00%
Feb. 7, 2023 Umpleby III Donald J Chief Executive Officer A Common Stock 49260 $0.00 399,070.0000 530,400,000 14.08% 0.01%
Feb. 7, 2023 Johnson Cheryl H Chief Human Resources Officer A Common Stock 4174 $0.00 18,228.0000 530,400,000 29.70% 0.00%
Feb. 7, 2023 Johnson Cheryl H Chief Human Resources Officer F Common Stock 1829 $248.68 16,399.0000 530,400,000 10.03% 0.00%
Feb. 7, 2023 Johnson Denise C Group President A Common Stock 15446 $0.00 24,051.0000 530,400,000 179.50% 0.00%
Feb. 7, 2023 Johnson Denise C Group President F Common Stock 6083 $248.68 17,968.0000 530,400,000 25.29% 0.00%
Feb. 7, 2023 De Lange Bob Group President F Common Stock 6843 $248.68 53,162.0000 530,400,000 11.40% 0.00%
Feb. 7, 2023 De Lange Bob Group President A Common Stock 15446 $0.00 60,005.0000 530,400,000 34.66% 0.00%
Feb. 6, 2023 DICKINSON DANIEL M Director S Common Stock 6070 $251.22 5,038.0000 530,400,000 54.65% 0.00%
Nov. 9, 2022 Johnson Cheryl H Chief Human Resources Officer G Common Stock 6607 $0.00 14,637.0000 0 31.10% 0.00%
Feb. 3, 2023 Johnson Cheryl H Chief Human Resources Officer G Common Stock 693 $0.00 14,054.0000 530,400,000 4.70% 0.00%
Feb. 3, 2023 Johnson Cheryl H Chief Human Resources Officer M Common Stock 14260 $138.35 28,314.0000 530,400,000 101.47% 0.00%
Feb. 3, 2023 Johnson Cheryl H Chief Human Resources Officer S Common Stock 14260 $250.27 14,054.0000 530,400,000 50.36% 0.00%
Feb. 3, 2023 Johnson Cheryl H Chief Human Resources Officer M Common Stock 9623 $127.60 23,677.0000 530,400,000 68.47% 0.00%
Feb. 3, 2023 Johnson Cheryl H Chief Human Resources Officer S Common Stock 9623 $250.68 14,054.0000 530,400,000 40.64% 0.00%
Jan. 20, 2023 Johnson Cheryl H Chief Human Resources Officer J Employee Stock Options 18295 $0.00 18,294.0000 530,400,000 50.00% 0.00%
Jan. 20, 2023 Johnson Cheryl H Chief Human Resources Officer J Employee Stock Options 14260 $0.00 14,260.0000 530,400,000 50.00% 0.00%
Jan. 20, 2023 Johnson Cheryl H Chief Human Resources Officer J Employee Stock Options 16039 $0.00 16,038.0000 530,400,000 50.00% 0.00%
Jan. 20, 2023 Johnson Cheryl H Chief Human Resources Officer J Employee Stock Options 15541 $0.00 15,541.0000 530,400,000 50.00% 0.00%
Feb. 3, 2023 Johnson Cheryl H Chief Human Resources Officer M Employee Stock Options 14260 $138.35 0.0000 530,400,000 100.00% 0.00%
Feb. 3, 2023 Johnson Cheryl H Chief Human Resources Officer M Employee Stock Options 9623 $127.60 6,415.0000 530,400,000 60.00% 0.00%
Jan. 20, 2023 Johnson Cheryl H Chief Human Resources Officer J Employee Stock Options 12091 $0.00 12,090.0000 530,400,000 50.00% 0.00%
Jan. 9, 2023 De Lange Bob Group President M Employee Stock Options 11000 $74.77 717.0000 530,400,000 93.88% 0.00%
Jan. 9, 2023 De Lange Bob Group President S Common Stock 11000 $250.00 44,559.0000 530,400,000 19.80% 0.00%
Jan. 9, 2023 De Lange Bob Group President M Common Stock 11000 $74.77 55,559.0000 530,400,000 24.69% 0.00%
Jan. 6, 2023 Creed Joseph E Group President M Common Stock 18294 $151.12 28,891.0000 530,400,000 172.63% 0.00%
Jan. 6, 2023 Creed Joseph E Group President S Common Stock 18294 $249.00 10,597.0000 530,400,000 63.32% 0.00%
Jan. 6, 2023 Creed Joseph E Group President M Employee Stock Options 18294 $151.12 0.0000 530,400,000 100.00% 0.00%
Dec. 30, 2022 SCHWAB SUSAN C Director A Phantom Stock Units 157 $238.93 17,508.0000 0 0.90% 0.00%
Dec. 30, 2022 CALHOUN DAVID L Director A Phantom Stock Units 157 $238.93 20,366.0000 0 0.78% 0.00%