In the last 12 months, insiders at FRANKLIN RESOURCES INC ($BEN) filed 248 transactions with the SEC: 12 open-market purchases totaling $41,174,906 and 10 sales totaling $86,347,339. Net insider sentiment: net selling.
FRANKLIN RESOURCES INC operates in the Investment advice industry (Finance sector).
Most Active Insiders
- FRANKLIN RESOURCES INC (Other) — 9 transactions totaling $137,624,583
- JOHNSON JENNIFER M (President and CEO) — 33 transactions totaling $23,792,730
- JOHNSON CHARLES B (TenPercentOwner) — 20 transactions totaling $14,786,527
- Spector Adam Benjamin (EVP, Head Global Distribution) — 9 transactions totaling $12,612,553
- Gamba Daniel (Co-President, Chief Commercial) — 1 transaction totaling $10,093,007
View all SEC Filings for FRANKLIN RESOURCES INC (BEN).
Set Up your own filters →Recent Insider Transactions
| Transaction Date | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|
| April 1, 2026 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1452 | $23.59 | 70,431.7959 | 519,974,911 | 2.10% | 0.00% |
| April 1, 2026 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1420 | $23.59 | 76,909.1188 | 519,974,911 | 1.88% | 0.00% |
| Feb. 4, 2026 | Noto Anthony | Director | A | Common Stock, par value $.10 | 7593 | $27.00 | 47,152.0000 | 519,974,911 | 19.19% | 0.00% |
| Feb. 3, 2026 | Waugh Seth H. | Director | A | Deferred Director's Fees (FRI) | 7593 | $27.00 | 46,008.5150 | 519,974,911 | 19.76% | 0.00% |
| Feb. 3, 2026 | Friedman Alexander S | Director | A | Deferred Director's Fees (FRI) | 7593 | $27.00 | 46,008.5150 | 519,974,911 | 19.76% | 0.00% |
| Feb. 3, 2026 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 7593 | $27.00 | 68,979.9095 | 519,974,911 | 12.37% | 0.00% |
| Feb. 3, 2026 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 7593 | $27.00 | 75,489.0256 | 519,974,911 | 11.18% | 0.00% |
| Feb. 3, 2026 | Thiel John W | Director | A | Common Stock, par value $.10 | 7593 | $27.00 | 40,792.0000 | 519,974,911 | 22.87% | 0.00% |
| Feb. 3, 2026 | Byerwalter Mariann H | Director | A | Common Stock, par value $.10 | 7593 | $27.00 | 34,781.0000 | 519,974,911 | 27.93% | 0.00% |
| Feb. 3, 2026 | YANG GEOFFREY Y | Director | A | Common Stock, par value $.10 | 7593 | $27.00 | 74,064.0000 | 519,974,911 | 11.42% | 0.00% |
| Feb. 3, 2026 | Noto Anthony | Director | A | Common Stock, par value $.10 | 7593 | $27.00 | 47,152.0000 | 519,974,911 | 19.19% | 0.00% |
| Jan. 29, 2026 | FRANKLIN RESOURCES INC | Other | P | Common Shares | 75000 | $10.00 | 75,000.0000 | 519,974,911 | 9999.99% | 0.01% |
| Jan. 14, 2026 | FRANKLIN RESOURCES INC | Other | S | Common Stock | 1581722 | $11.38 | 8,459,020.3800 | 519,974,911 | 15.75% | 0.30% |
| Jan. 11, 2026 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 97 | $25.66 | 61,387.3169 | 519,974,911 | 0.16% | 0.00% |
| Jan. 5, 2026 | JOHNSON JENNIFER M | Chief Executive Officer | G | Common Stock, par value $.10 | 6272 | $0.00 | 6,787,355.5900 | 519,974,911 | 0.09% | 0.00% |
| Jan. 5, 2026 | JOHNSON JENNIFER M | Chief Executive Officer | G | Common Stock, par value $.10 | 3920 | $0.00 | 6,787,355.5900 | 519,974,911 | 0.06% | 0.00% |
| Jan. 2, 2026 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1408 | $23.80 | 67,052.2113 | 519,974,911 | 2.14% | 0.00% |
| Jan. 2, 2026 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1439 | $23.80 | 60,529.9517 | 519,974,911 | 2.44% | 0.00% |
| Dec. 26, 2025 | JOHNSON JENNIFER M | Chief Executive Officer | G | Common Stock, par value $.10 | 1272 | $0.00 | 6,789,707.5900 | 520,951,796 | 0.02% | 0.00% |
| Dec. 26, 2025 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1272 | $0.00 | 5,947,008.7519 | 520,951,796 | 0.02% | 0.00% |
| Dec. 26, 2025 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 2544 | $0.00 | 5,947,008.7519 | 520,951,796 | 0.04% | 0.00% |
| Dec. 26, 2025 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1272 | $0.00 | 5,947,008.7519 | 520,951,796 | 0.02% | 0.00% |
| Dec. 26, 2025 | JOHNSON CHARLES B | TenPercentOwner | G | Common Stock, par value $.10 | 25440 | $0.00 | 94,193,180.0143 | 520,951,796 | 0.03% | 0.00% |
| Dec. 26, 2025 | JOHNSON JENNIFER M | Chief Executive Officer | G | Common Stock, par value $.10 | 6360 | $0.00 | 6,789,707.5900 | 520,951,796 | 0.09% | 0.00% |
| Dec. 17, 2025 | JOHNSON CHARLES B | TenPercentOwner | G | Common Stock, par value $.10 | 3816 | $0.00 | 94,218,620.0143 | 520,951,796 | 0.00% | 0.00% |
| Dec. 4, 2025 | FRANKLIN RESOURCES INC | Other | S | Common Stock | 1755926 | $11.39 | 10,040,742.7000 | 520,951,796 | 14.88% | 0.34% |
| Dec. 1, 2025 | Nicholls Matthew | Co-President, CFO & COO | F | Common Stock, par value $.10 | 50427 | $22.54 | 548,947.0000 | 520,951,796 | 8.41% | 0.01% |
| Dec. 1, 2025 | JOHNSON JENNIFER M | Chief Executive Officer | F | Common Stock, par value $.10 | 42603 | $22.54 | 6,782,075.5900 | 520,951,796 | 0.62% | 0.01% |
| Dec. 1, 2025 | Merchant Thomas C | EVP, General Counsel | F | Common Stock, par value $.10 | 8091 | $22.54 | 92,612.0000 | 520,951,796 | 8.03% | 0.00% |
| Dec. 1, 2025 | JOHNSON GREGORY E | Executive Chairman | F | Common Stock, par value $.10 | 8460 | $22.54 | 5,941,920.7519 | 520,951,796 | 0.14% | 0.00% |
| Nov. 20, 2025 | JOHNSON CHARLES B | TenPercentOwner | P | Common Stock, par value $.10 | 50000 | $21.20 | 94,222,436.0143 | 520,951,796 | 0.05% | 0.01% |
| Nov. 18, 2025 | JOHNSON CHARLES B | TenPercentOwner | P | Common Stock, par value $.10 | 50000 | $21.49 | 94,172,436.0143 | 520,951,796 | 0.05% | 0.01% |
| Nov. 12, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 108 | $23.05 | 59,090.8761 | 520,951,796 | 0.18% | 0.00% |
| Nov. 4, 2025 | JOHNSON JENNIFER M | Chief Executive Officer | A | Common Stock, par value $.10 | 306552 | $22.59 | 6,716,416.5900 | 520,951,796 | 4.78% | 0.06% |
| Nov. 4, 2025 | Murphy Terrence | Co-President, Public Markets | A | Common Stock, par value $.10 | 46730 | $22.59 | 186,159.0000 | 520,951,796 | 33.52% | 0.01% |
| Nov. 4, 2025 | Merchant Thomas C | EVP, General Counsel | A | Common Stock, par value $.10 | 16494 | $0.00 | 100,703.0000 | 520,951,796 | 19.59% | 0.00% |
| Nov. 4, 2025 | Merchant Thomas C | EVP, General Counsel | A | Common Stock, par value $.10 | 22688 | $22.59 | 84,209.0000 | 520,951,796 | 36.88% | 0.00% |
| Nov. 4, 2025 | Nicholls Matthew | Co-President, CFO & COO | A | Common Stock, par value $.10 | 91183 | $0.00 | 599,374.0000 | 520,951,796 | 17.94% | 0.02% |
| Nov. 4, 2025 | Nicholls Matthew | Co-President, CFO & COO | A | Common Stock, par value $.10 | 110226 | $22.59 | 508,191.0000 | 520,951,796 | 27.70% | 0.02% |
| Nov. 4, 2025 | JOHNSON GREGORY E | Executive Chairman | A | Common Stock, par value $.10 | 16656 | $0.00 | 5,950,380.7519 | 520,951,796 | 0.28% | 0.00% |
| Nov. 4, 2025 | JOHNSON GREGORY E | Executive Chairman | A | Common Stock, par value $.10 | 25012 | $22.59 | 5,933,724.7519 | 520,951,796 | 0.42% | 0.00% |
| Nov. 4, 2025 | JOHNSON JENNIFER M | Chief Executive Officer | A | Common Stock, par value $.10 | 108262 | $0.00 | 6,824,678.5900 | 520,951,796 | 1.61% | 0.02% |
| Oct. 25, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 109 | $22.84 | 58,982.4162 | 520,951,796 | 0.19% | 0.00% |
| Oct. 15, 2025 | FRANKLIN RESOURCES INC | Other | S | Common Stock | 1614311 | $11.46 | 11,796,668.9510 | 520,951,796 | 12.04% | 0.31% |
| Oct. 15, 2025 | Gamba Daniel | Co-President, Chief Commercial | A | Common Stock, par value $.10 | 442870 | $22.79 | 442,870.0000 | 520,951,796 | 9999.99% | 0.09% |
| Oct. 14, 2025 | Oshita Lindsey Harumi | Chief Accounting Officer | A | Common Stock, par value $.10 | 7637 | $22.92 | 28,727.4565 | 520,951,796 | 36.21% | 0.00% |
| Oct. 1, 2025 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1375 | $22.54 | 64,750.0775 | 520,951,796 | 2.17% | 0.00% |
| Oct. 1, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1409 | $22.54 | 58,073.1073 | 520,951,796 | 2.49% | 0.00% |
| Sept. 16, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 103 | $24.24 | 56,664.5004 | 518,373,940 | 0.18% | 0.00% |
| Aug. 31, 2025 | Oshita Lindsey Harumi | Chief Accounting Officer | F | Common Stock, par value $.10 | 2328 | $25.66 | 21,090.4565 | 518,373,940 | 9.94% | 0.00% |
| Aug. 31, 2025 | Murphy Terrence | EVP, Head of Public Markets | F | Common Stock, par value $.10 | 19214 | $25.66 | 139,429.0000 | 518,373,940 | 12.11% | 0.00% |
| Aug. 31, 2025 | Nicholls Matthew | EVP, CFO & COO | F | Common Stock, par value $.10 | 63619 | $25.66 | 397,965.0000 | 518,373,940 | 13.78% | 0.01% |
| Aug. 31, 2025 | Sethi Alok | EVP, Head of Global Operations | F | Common Stock, par value $.10 | 8740 | $25.66 | 90,509.8286 | 518,373,940 | 8.81% | 0.00% |
| Aug. 31, 2025 | JOHNSON JENNIFER M | President and CEO | F | Common Stock, par value $.10 | 120307 | $25.66 | 6,409,767.3370 | 518,373,940 | 1.84% | 0.02% |
| Aug. 31, 2025 | JOHNSON GREGORY E | Executive Chairman | F | Common Stock, par value $.10 | 11794 | $25.66 | 5,908,609.3639 | 518,373,940 | 0.20% | 0.00% |
| Aug. 31, 2025 | Merchant Thomas C | EVP, General Counsel | F | Common Stock, par value $.10 | 8877 | $25.66 | 61,521.0000 | 518,373,940 | 12.61% | 0.00% |
| Aug. 31, 2025 | Spector Adam Benjamin | EVP, Head Global Distribution | F | Common Stock, par value $.10 | 29034 | $25.66 | 593,282.0000 | 518,373,940 | 4.67% | 0.01% |
| July 15, 2025 | FRANKLIN RESOURCES INC | Other | S | Common Stock | 1519097 | $11.52 | 13,410,979.5970 | 518,373,940 | 10.17% | 0.29% |
| July 1, 2025 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1274 | $24.34 | 62,585.8461 | 518,373,940 | 2.08% | 0.00% |
| July 1, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1304 | $24.34 | 55,859.4113 | 518,373,940 | 2.39% | 0.00% |
| June 23, 2025 | JOHNSON JENNIFER M | President and CEO | J | Common Stock, par value $.10 | 458790 | $0.00 | 6,530,074.3370 | 523,596,548 | 7.56% | 0.09% |
| June 23, 2025 | JOHNSON GREGORY E | Executive Chairman | J | Common Stock, par value $.10 | 458790 | $0.00 | 5,920,403.3639 | 523,596,548 | 8.40% | 0.09% |
| June 12, 2025 | JOHNSON CHARLES B | TenPercentOwner | J | Common Stock, par value $.10 | 662610 | $0.00 | 94,122,183.7966 | 523,596,548 | 0.71% | 0.13% |
| May 12, 2025 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 1738 | $0.00 | 6,071,284.3370 | 523,596,548 | 0.03% | 0.00% |
| May 8, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 120 | $20.84 | 54,554.9741 | 523,596,548 | 0.22% | 0.00% |
| May 6, 2025 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 946 | $0.00 | 6,073,022.3370 | 523,596,548 | 0.02% | 0.00% |
| May 5, 2025 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 23575 | $0.00 | 6,073,921.8189 | 523,596,548 | 0.39% | 0.00% |
| May 5, 2025 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 23575 | $0.00 | 6,073,921.8189 | 523,596,548 | 0.39% | 0.00% |
| April 17, 2025 | FRANKLIN RESOURCES INC | Other | S | Common Stock | 863558 | $11.58 | 14,930,076.8190 | 523,596,548 | 5.47% | 0.16% |
| April 4, 2025 | JOHNSON CHARLES B | TenPercentOwner | P | Common Stock, par value $.10 | 420 | $17.72 | 93,459,664.0012 | 523,596,548 | 0.00% | 0.00% |
| April 4, 2025 | JOHNSON CHARLES B | TenPercentOwner | S | Common Stock, par value $.10 | 420 | $17.57 | 93,459,244.0012 | 523,596,548 | 0.00% | 0.00% |
| April 1, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1644 | $19.31 | 53,507.8416 | 523,596,548 | 3.17% | 0.00% |
| April 1, 2025 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1605 | $19.31 | 60,263.5844 | 523,596,548 | 2.74% | 0.00% |
| March 4, 2025 | JOHNSON CHARLES B | TenPercentOwner | P | Common Stock, par value $.10 | 100000 | $19.57 | 93,459,244.0012 | 523,596,548 | 0.11% | 0.02% |
| Feb. 4, 2025 | Thiel John W | Director | A | Common Stock, par value $.10 | 9371 | $20.81 | 33,199.0000 | 523,596,548 | 39.33% | 0.00% |
| Feb. 4, 2025 | YANG GEOFFREY Y | Director | A | Common Stock, par value $.10 | 9371 | $20.81 | 66,471.0000 | 523,596,548 | 16.41% | 0.00% |
| Feb. 4, 2025 | Waugh Seth H. | Director | A | Deferred Director's Fees (FRI) | 9370 | $20.81 | 36,276.5902 | 523,596,548 | 34.83% | 0.00% |
| Feb. 4, 2025 | Noto Anthony | Director | A | Common Stock, par value $.10 | 9371 | $20.81 | 39,559.0000 | 523,596,548 | 31.04% | 0.00% |
| Feb. 4, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 9370 | $20.81 | 51,863.6158 | 523,596,548 | 22.05% | 0.00% |
| Feb. 4, 2025 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 9370 | $20.81 | 58,658.1986 | 523,596,548 | 19.01% | 0.00% |
| Feb. 4, 2025 | Friedman Alexander S | Director | A | Deferred Director's Fees (FRI) | 9370 | $20.81 | 36,276.5902 | 523,596,548 | 34.83% | 0.00% |
| Feb. 4, 2025 | Byerwalter Mariann H | Director | A | Common Stock, par value $.10 | 9371 | $20.81 | 27,188.0000 | 523,596,548 | 52.60% | 0.00% |
| Jan. 23, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 125 | $19.99 | 41,821.6543 | 523,596,548 | 0.30% | 0.00% |
| Jan. 2, 2025 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1576 | $20.14 | 41,696.5918 | 523,596,548 | 3.93% | 0.00% |
| Jan. 2, 2025 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1539 | $20.14 | 48,501.7203 | 523,596,548 | 3.28% | 0.00% |
| Dec. 20, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 122 | $20.49 | 40,120.1271 | 523,596,548 | 0.31% | 0.00% |
| Dec. 11, 2024 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1325 | $0.00 | 5,461,356.2662 | 523,596,548 | 0.02% | 0.00% |
| Dec. 11, 2024 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1325 | $0.00 | 5,461,356.2662 | 523,596,548 | 0.02% | 0.00% |
| Dec. 11, 2024 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 2650 | $0.00 | 5,461,356.2662 | 523,596,548 | 0.05% | 0.00% |
| Dec. 11, 2024 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 1325 | $0.00 | 6,073,879.8704 | 523,596,548 | 0.02% | 0.00% |
| Dec. 11, 2024 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 6625 | $0.00 | 6,073,879.8704 | 523,596,548 | 0.11% | 0.00% |
| Dec. 11, 2024 | JOHNSON CHARLES B | TenPercentOwner | G | Common Stock, par value $.10 | 25175 | $0.00 | 93,358,946.6004 | 523,596,548 | 0.03% | 0.00% |
| Dec. 3, 2024 | JOHNSON CHARLES B | TenPercentOwner | G | Common Stock, par value $.10 | 7950 | $0.00 | 93,384,121.6004 | 523,596,548 | 0.01% | 0.00% |
| Dec. 1, 2024 | JOHNSON JENNIFER M | President and CEO | F | Common Stock, par value $.10 | 24072 | $22.76 | 6,065,929.8704 | 523,596,548 | 0.40% | 0.00% |
| Dec. 1, 2024 | Nicholls Matthew | EVP, CFO & COO | F | Common Stock, par value $.10 | 30532 | $22.76 | 461,584.0000 | 523,596,548 | 6.20% | 0.01% |
| Dec. 1, 2024 | Merchant Thomas C | EVP, General Counsel | F | Common Stock, par value $.10 | 3866 | $22.76 | 70,398.0000 | 523,596,548 | 5.21% | 0.00% |
| Dec. 1, 2024 | JOHNSON GREGORY E | Executive Chairman | F | Common Stock, par value $.10 | 4862 | $22.76 | 5,456,056.2662 | 523,596,548 | 0.09% | 0.00% |
| Dec. 1, 2024 | Spector Adam Benjamin | EVP, Head Global Distribution | F | Common Stock, par value $.10 | 50974 | $22.76 | 622,316.0000 | 523,596,548 | 7.57% | 0.01% |
| Nov. 27, 2024 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 5210 | $0.00 | 6,090,001.8704 | 523,596,548 | 0.09% | 0.00% |
| Nov. 27, 2024 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 6010 | $0.00 | 6,090,001.8704 | 523,596,548 | 0.10% | 0.00% |
| Nov. 25, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 110 | $22.72 | 39,998.1164 | 523,596,548 | 0.28% | 0.00% |
| Nov. 13, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 116 | $21.52 | 39,888.0812 | 523,596,548 | 0.29% | 0.00% |
| Nov. 11, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 116 | $21.57 | 39,771.9102 | 523,596,548 | 0.29% | 0.00% |
| Nov. 5, 2024 | JOHNSON GREGORY E | Executive Chairman | A | Common Stock, par value $.10 | 26969 | $20.95 | 5,451,327.2662 | 523,596,548 | 0.50% | 0.01% |
| Nov. 6, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 116 | $21.53 | 39,656.0085 | 523,596,548 | 0.29% | 0.00% |
| Nov. 5, 2024 | Murphy Terrence | EVP, Head of Public Markets | A | Common Stock, par value $.10 | 59458 | $20.95 | 158,643.0000 | 523,596,548 | 59.95% | 0.01% |
| Nov. 5, 2024 | Spector Adam Benjamin | EVP, Head Global Distribution | A | Common Stock, par value $.10 | 54953 | $20.95 | 651,207.0000 | 523,596,548 | 9.22% | 0.01% |
| Nov. 5, 2024 | Spector Adam Benjamin | EVP, Head Global Distribution | A | Common Stock, par value $.10 | 22083 | $0.00 | 673,290.0000 | 523,596,548 | 3.39% | 0.00% |
| Nov. 5, 2024 | Merchant Thomas C | EVP, General Counsel | A | Common Stock, par value $.10 | 20287 | $20.95 | 66,262.0000 | 523,596,548 | 44.13% | 0.00% |
| Nov. 5, 2024 | Merchant Thomas C | EVP, General Counsel | A | Common Stock, par value $.10 | 8002 | $0.00 | 74,264.0000 | 523,596,548 | 12.08% | 0.00% |
| Nov. 5, 2024 | Nicholls Matthew | EVP, CFO & COO | A | Common Stock, par value $.10 | 108831 | $20.95 | 436,907.0000 | 523,596,548 | 33.17% | 0.02% |
| Nov. 5, 2024 | Nicholls Matthew | EVP, CFO & COO | A | Common Stock, par value $.10 | 55209 | $0.00 | 492,116.0000 | 523,596,548 | 12.64% | 0.01% |
| Nov. 5, 2024 | JOHNSON JENNIFER M | President and CEO | A | Common Stock, par value $.10 | 61171 | $0.00 | 6,090,801.8704 | 523,596,548 | 1.01% | 0.01% |
| Nov. 5, 2024 | JOHNSON JENNIFER M | President and CEO | A | Common Stock, par value $.10 | 263724 | $20.95 | 6,029,630.8704 | 523,596,548 | 4.57% | 0.05% |
| Nov. 5, 2024 | Sethi Alok | EVP, Head of Global Operations | A | Common Stock, par value $.10 | 34608 | $20.95 | 98,081.5979 | 523,596,548 | 54.52% | 0.01% |
| Nov. 5, 2024 | Oshita Lindsey Harumi | Chief Accounting Officer | A | Common Stock, par value $.10 | 8163 | $20.95 | 23,418.4565 | 523,596,548 | 53.51% | 0.00% |
| Nov. 5, 2024 | JOHNSON GREGORY E | Executive Chairman | A | Common Stock, par value $.10 | 9591 | $0.00 | 5,460,918.2662 | 523,596,548 | 0.18% | 0.00% |
| Nov. 1, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 120 | $20.84 | 39,539.8915 | 523,596,548 | 0.30% | 0.00% |
| Oct. 25, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 123 | $20.37 | 39,419.9299 | 523,596,548 | 0.31% | 0.00% |
| Oct. 21, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 243 | $20.54 | 38,728.7723 | 523,596,548 | 0.63% | 0.00% |
| Oct. 1, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1611 | $19.71 | 38,485.3449 | 523,596,548 | 4.37% | 0.00% |
| Oct. 1, 2024 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1573 | $19.71 | 46,273.4253 | 523,596,548 | 3.52% | 0.00% |
| Sept. 16, 2024 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 249 | $20.11 | 44,700.6196 | 0 | 0.56% | 0.00% |
| Sept. 11, 2024 | JOHNSON CHARLES B | TenPercentOwner | P | Common Stock, par value $.10 | 100000 | $19.08 | 93,391,784.1625 | 0 | 0.11% | 0.00% |
| Aug. 31, 2024 | Sethi Alok | EVP, Head of Global Operations | F | Common Stock, par value $.10 | 7861 | $20.24 | 63,473.5979 | 0 | 11.02% | 0.00% |
| Aug. 31, 2024 | JOHNSON GREGORY E | Executive Chairman | F | Common Stock, par value $.10 | 11382 | $20.24 | 5,424,249.6591 | 0 | 0.21% | 0.00% |
| Aug. 31, 2024 | JOHNSON JENNIFER M | President and CEO | F | Common Stock, par value $.10 | 111525 | $20.24 | 5,765,854.7950 | 0 | 1.90% | 0.00% |
| Aug. 31, 2024 | Murphy Terrence | EVP, Head of Public Markets | F | Common Stock, par value $.10 | 7039 | $20.24 | 99,185.0000 | 0 | 6.63% | 0.00% |
| Aug. 31, 2024 | Nicholls Matthew | EVP, CFO & COO | F | Common Stock, par value $.10 | 56592 | $20.24 | 328,076.0000 | 0 | 14.71% | 0.00% |
| Aug. 31, 2024 | Oshita Lindsey Harumi | Chief Accounting Officer | F | Common Stock, par value $.10 | 1721 | $20.24 | 15,255.4565 | 0 | 10.14% | 0.00% |
| Aug. 31, 2024 | Spector Adam Benjamin | EVP, Head Global Distribution | F | Common Stock, par value $.10 | 23819 | $20.24 | 596,254.0000 | 0 | 3.84% | 0.00% |
| Aug. 31, 2024 | Merchant Thomas C | EVP, General Counsel | F | Common Stock, par value $.10 | 6303 | $20.24 | 45,975.0000 | 0 | 12.06% | 0.00% |
| Aug. 29, 2024 | JOHNSON CHARLES B | TenPercentOwner | P | Common Stock, par value $.10 | 100000 | $19.84 | 93,291,784.1625 | 0 | 0.11% | 0.00% |
| Aug. 28, 2024 | JOHNSON JENNIFER M | President and CEO | P | Common Stock, par value $.10 | 12700 | $19.66 | 5,877,379.7950 | 0 | 0.22% | 0.00% |
| Aug. 23, 2024 | JOHNSON JENNIFER M | President and CEO | P | Common Stock, par value $.10 | 18900 | $20.95 | 5,864,679.7950 | 0 | 0.32% | 0.00% |
| Aug. 21, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 253 | $19.78 | 36,874.4874 | 0 | 0.69% | 0.00% |
| Aug. 21, 2024 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 253 | $19.78 | 44,451.9871 | 0 | 0.57% | 0.00% |
| Aug. 15, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 223 | $22.43 | 36,621.7068 | 0 | 0.61% | 0.00% |
| Aug. 15, 2024 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 223 | $22.43 | 44,199.2065 | 0 | 0.51% | 0.00% |
| July 1, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1435 | $22.13 | 35,937.7588 | 0 | 4.16% | 0.00% |
| July 1, 2024 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1401 | $22.13 | 43,414.8955 | 0 | 3.33% | 0.00% |
| June 27, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 222 | $22.53 | 34,503.0548 | 0 | 0.65% | 0.00% |
| June 24, 2024 | JOHNSON CHARLES B | TenPercentOwner | J | Common Stock, par value $.10 | 405000 | $0.00 | 93,191,532.7474 | 0 | 0.44% | 0.00% |
| June 21, 2024 | JOHNSON CHARLES B | TenPercentOwner | P | Common Stock, par value $.10 | 200000 | $22.80 | 92,786,532.7474 | 0 | 0.22% | 0.00% |
| June 18, 2024 | JOHNSON CHARLES B | TenPercentOwner | P | Common Stock, par value $.10 | 100000 | $22.29 | 92,586,532.7474 | 0 | 0.11% | 0.00% |
| June 12, 2024 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 99500 | $0.00 | 5,845,679.3534 | 0 | 1.67% | 0.00% |
| June 12, 2024 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 99500 | $0.00 | 5,845,679.3534 | 0 | 1.73% | 0.00% |
| April 1, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1150 | $27.62 | 33,881.7975 | 0 | 3.51% | 0.00% |
| April 1, 2024 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1122 | $27.62 | 41,521.2194 | 0 | 2.78% | 0.00% |
| Feb. 6, 2024 | Thiel John W | Director | A | Common Stock, par value $.10 | 7323 | $26.63 | 23,828.0000 | 0 | 44.37% | 0.00% |
| Feb. 6, 2024 | Friedman Alexander S | Director | A | Deferred Director's Fees (FRI) | 7323 | $26.63 | 25,407.8371 | 0 | 40.49% | 0.00% |
| Feb. 6, 2024 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 7323 | $26.63 | 40,398.8444 | 0 | 22.14% | 0.00% |
| Feb. 6, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 7323 | $26.63 | 32,732.2682 | 0 | 28.82% | 0.00% |
| Feb. 6, 2024 | Waugh Seth H. | Director | A | Deferred Director's Fees (FRI) | 7323 | $26.63 | 25,407.8371 | 0 | 40.49% | 0.00% |
| Feb. 6, 2024 | YANG GEOFFREY Y | Director | A | Common Stock, par value $.10 | 7323 | $26.63 | 57,100.0000 | 0 | 14.71% | 0.00% |
| Feb. 6, 2024 | Byerwalter Mariann H | Director | A | Common Stock, par value $.10 | 7323 | $26.63 | 17,817.0000 | 0 | 69.78% | 0.00% |
| Feb. 6, 2024 | Noto Anthony | Director | A | Common Stock, par value $.10 | 7323 | $26.63 | 30,188.0000 | 0 | 32.03% | 0.00% |
| Jan. 11, 2024 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 2502 | $0.00 | 5,435,376.9236 | 0 | 0.05% | 0.00% |
| Jan. 2, 2024 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1058 | $29.29 | 32,719.1305 | 0 | 3.34% | 0.00% |
| Jan. 2, 2024 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1084 | $29.29 | 25,135.3353 | 0 | 4.51% | 0.00% |
| Dec. 21, 2023 | JOHNSON CHARLES B | TenPercentOwner | G | Common Stock, par value $.10 | 680000 | $0.00 | 92,486,109.9859 | 0 | 0.73% | 0.00% |
| May 9, 2022 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 200 | $0.00 | 5,555,371.4050 | 0 | 0.00% | 0.00% |
| May 26, 2023 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 226595 | $0.00 | 5,382,764.7195 | 0 | 4.04% | 0.00% |
| Dec. 13, 2021 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 884 | $0.00 | 5,555,371.4050 | 0 | 0.02% | 0.00% |
| Dec. 13, 2021 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1768 | $0.00 | 5,555,371.4050 | 0 | 0.03% | 0.00% |
| Dec. 13, 2021 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 884 | $0.00 | 5,555,571.4050 | 0 | 0.02% | 0.00% |
| Dec. 20, 2023 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 2286 | $0.00 | 5,437,878.9236 | 0 | 0.04% | 0.00% |
| Dec. 14, 2023 | Sethi Alok | EVP, Head of Global Operations | S | Common Stock, par value $.10 | 22000 | $29.27 | 70,481.0643 | 0 | 23.79% | 0.00% |
| Dec. 12, 2023 | JOHNSON CHARLES B | TenPercentOwner | G | Common Stock, par value $.10 | 28800 | $0.00 | 93,166,109.9859 | 0 | 0.03% | 0.00% |
| Dec. 12, 2023 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 2304 | $0.00 | 5,666,959.9236 | 0 | 0.04% | 0.00% |
| Dec. 12, 2023 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1152 | $0.00 | 5,666,959.9236 | 0 | 0.02% | 0.00% |
| Dec. 12, 2023 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1152 | $0.00 | 5,666,959.9236 | 0 | 0.02% | 0.00% |
| Dec. 12, 2023 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 9216 | $0.00 | 5,849,114.0014 | 0 | 0.16% | 0.00% |
| Dec. 12, 2023 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 1152 | $0.00 | 5,849,114.0014 | 0 | 0.02% | 0.00% |
| Nov. 22, 2023 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 687 | $0.00 | 5,887,592.0014 | 0 | 0.01% | 0.00% |
| Nov. 17, 2023 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 3435 | $0.00 | 5,839,898.0014 | 0 | 0.06% | 0.00% |
| Nov. 17, 2023 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 3435 | $0.00 | 5,888,279.0014 | 0 | 0.06% | 0.00% |
| Dec. 11, 2023 | Spector Adam Benjamin | EVP, Head Global Distribution | A | Common Stock, par value $.10 | 294234 | $25.49 | 620,073.0000 | 0 | 90.30% | 0.00% |
| Dec. 5, 2023 | Sethi Alok | EVP, Head of Global Operations | S | Common Stock, par value $.10 | 25000 | $25.38 | 92,481.0643 | 0 | 21.28% | 0.00% |
| Dec. 4, 2023 | JOHNSON JENNIFER M | President and CEO | F | Common Stock, par value $.10 | 39630 | $25.63 | 5,839,433.0014 | 0 | 0.67% | 0.00% |
| Dec. 1, 2023 | JOHNSON GREGORY E | Executive Chairman | F | Common Stock, par value $.10 | 18394 | $25.63 | 5,662,351.9236 | 0 | 0.32% | 0.00% |
| Dec. 1, 2023 | JOHNSON JENNIFER M | President and CEO | F | Common Stock, par value $.10 | 39630 | $25.63 | 5,839,433.0014 | 0 | 0.67% | 0.00% |
| Dec. 1, 2023 | Shaneyfelt Gwen L | Chief Accounting Officer | F | Common Stock, par value $.10 | 1104 | $25.63 | 99,731.9074 | 0 | 1.09% | 0.00% |
| Dec. 1, 2023 | Nicholls Matthew | EVP, CFO & COO | F | Common Stock, par value $.10 | 27367 | $25.63 | 384,668.0000 | 0 | 6.64% | 0.00% |
| Dec. 1, 2023 | Sethi Alok | EVP, Head of Global Operations | F | Common Stock, par value $.10 | 3168 | $25.63 | 117,481.0643 | 0 | 2.63% | 0.00% |
| Dec. 1, 2023 | Spector Adam Benjamin | EVP, Head Global Distribution | F | Common Stock, par value $.10 | 6231 | $25.63 | 325,839.0000 | 0 | 1.88% | 0.00% |
| Dec. 1, 2023 | Merchant Thomas C | EVP, General Counsel | F | Common Stock, par value $.10 | 2098 | $25.63 | 52,278.0000 | 0 | 3.86% | 0.00% |
| Nov. 9, 2023 | FRANKLIN RESOURCES INC | Other | U | Shares of beneficial interest | 6549764 | $4.19 | 3,494,870.0000 | 0 | 65.21% | 0.00% |
| Nov. 9, 2023 | FRANKLIN RESOURCES INC | Other | U | Shares of beneficial interest | 102881 | $4.19 | 3,494,870.0000 | 0 | 2.86% | 0.00% |
| Nov. 2, 2023 | Nicholls Matthew | EVP, CFO & COO | A | Common Stock, par value $.10 | 49484 | $0.00 | 412,035.0000 | 0 | 13.65% | 0.00% |
| Nov. 2, 2023 | JOHNSON GREGORY E | Executive Chairman | A | Common Stock, par value $.10 | 34000 | $23.53 | 5,643,559.7195 | 0 | 0.61% | 0.00% |
| Nov. 2, 2023 | JOHNSON GREGORY E | Executive Chairman | A | Common Stock, par value $.10 | 37096 | $0.00 | 5,680,655.7195 | 0 | 0.66% | 0.00% |
| Nov. 2, 2023 | Murphy Terrence | EVP, Head of Public Markets | A | Common Stock, par value $.10 | 67501 | $23.53 | 106,224.0000 | 0 | 174.32% | 0.00% |
| Nov. 2, 2023 | Nicholls Matthew | EVP, CFO & COO | A | Common Stock, par value $.10 | 114748 | $23.53 | 362,551.0000 | 0 | 46.31% | 0.00% |
| Nov. 2, 2023 | Merchant Thomas C | EVP, General Counsel | A | Common Stock, par value $.10 | 17000 | $23.53 | 49,915.0000 | 0 | 51.65% | 0.00% |
| Nov. 2, 2023 | Merchant Thomas C | EVP, General Counsel | A | Common Stock, par value $.10 | 4461 | $0.00 | 54,376.0000 | 0 | 8.94% | 0.00% |
| Nov. 2, 2023 | Sethi Alok | EVP, Head of Global Operations | A | Common Stock, par value $.10 | 34000 | $23.53 | 120,649.0643 | 0 | 39.24% | 0.00% |
| Nov. 2, 2023 | Shaneyfelt Gwen L | Chief Accounting Officer | A | Common Stock, par value $.10 | 25341 | $23.53 | 100,835.9074 | 0 | 33.57% | 0.00% |
| Nov. 2, 2023 | Spector Adam Benjamin | EVP, Head of Public Markets | A | Common Stock, par value $.10 | 69593 | $23.53 | 318,486.0000 | 0 | 27.96% | 0.00% |
| Nov. 2, 2023 | Spector Adam Benjamin | EVP, Head of Public Markets | A | Common Stock, par value $.10 | 13584 | $0.00 | 332,070.0000 | 0 | 4.27% | 0.00% |
| Nov. 2, 2023 | JOHNSON JENNIFER M | President and CEO | A | Common Stock, par value $.10 | 314493 | $23.53 | 5,778,785.9626 | 0 | 5.76% | 0.00% |
| Nov. 2, 2023 | JOHNSON JENNIFER M | President and CEO | A | Common Stock, par value $.10 | 100246 | $0.00 | 5,879,031.9626 | 0 | 1.73% | 0.00% |
| June 27, 2023 | JOHNSON CHARLES B | TenPercentOwner | J | Common Stock, par value $.10 | 267600 | $0.00 | 93,194,652.4310 | 0 | 0.29% | 0.00% |
| Oct. 10, 2023 | Byerwalter Mariann H | Director | S | Common Stock, par value $.10 | 6011 | $24.01 | 10,494.0000 | 0 | 36.42% | 0.00% |
| Oct. 2, 2023 | YANG GEOFFREY Y | Director | A | Deferred Director's Fees (FRI) | 1435 | $24.21 | 56,484.1692 | 0 | 2.61% | 0.00% |
| Oct. 2, 2023 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1311 | $24.21 | 23,754.0938 | 0 | 5.84% | 0.00% |
| Oct. 2, 2023 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1280 | $24.21 | 31,263.6209 | 0 | 4.27% | 0.00% |
| Aug. 31, 2023 | Merchant Thomas C | EVP, General Counsel | F | Common Stock, par value $.10 | 4415 | $26.74 | 32,915.0000 | 0 | 11.83% | 0.00% |
| Aug. 31, 2023 | Nicholls Matthew | Other | F | Common Stock, par value $.10 | 42504 | $26.74 | 247,803.0000 | 0 | 14.64% | 0.00% |
| Aug. 31, 2023 | JOHNSON GREGORY E | Executive Chairman | F | Common Stock, par value $.10 | 21217 | $26.74 | 5,609,414.1620 | 0 | 0.38% | 0.00% |
| Aug. 31, 2023 | Shaneyfelt Gwen L | Chief Accounting Officer | F | Common Stock, par value $.10 | 4756 | $26.74 | 75,494.9074 | 0 | 5.93% | 0.00% |
| Aug. 31, 2023 | Sethi Alok | EVP, Technology and Operations | F | Common Stock, par value $.10 | 6371 | $26.74 | 86,649.0643 | 0 | 6.85% | 0.00% |
| Aug. 31, 2023 | JOHNSON JENNIFER M | President and CEO | F | Common Stock, par value $.10 | 85949 | $26.74 | 5,454,497.8356 | 0 | 1.55% | 0.00% |
| Aug. 31, 2023 | Spector Adam Benjamin | EVP, Head Global Distribution | F | Common Stock, par value $.10 | 19846 | $26.74 | 248,893.0000 | 0 | 7.38% | 0.00% |
| Aug. 31, 2023 | Murphy Terrence | EVP, Head of Public Markets | F | Common Stock, par value $.10 | 2926 | $26.74 | 38,723.0000 | 0 | 7.03% | 0.00% |
| July 31, 2023 | Spector Adam Benjamin | EVP, Head Global Distribution | F | Common Stock, par value $.10 | 30219 | $29.24 | 268,739.0000 | 0 | 10.11% | 0.00% |
| July 3, 2023 | YANG GEOFFREY Y | Director | A | Deferred Director's Fees (FRI) | 1292 | $26.89 | 54,487.6794 | 0 | 2.43% | 0.00% |
| July 3, 2023 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1153 | $26.89 | 29,682.2157 | 0 | 4.04% | 0.00% |
| July 3, 2023 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1181 | $26.89 | 22,220.7117 | 0 | 5.61% | 0.00% |
| May 30, 2023 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 202 | $24.71 | 21,039.9755 | 0 | 0.97% | 0.00% |
| May 30, 2023 | YANG GEOFFREY Y | Director | A | Deferred Director's Fees (FRI) | 202 | $24.71 | 53,195.3776 | 0 | 0.38% | 0.00% |
| May 30, 2023 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 202 | $24.71 | 28,529.3709 | 0 | 0.71% | 0.00% |
| April 28, 2023 | FRANKLIN RESOURCES INC | Other | P | Advisor Class Shares | 2465483 | $10.14 | 4,955,483.2400 | 0 | 99.02% | 0.00% |
| April 3, 2023 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1151 | $26.93 | 28,025.6274 | 0 | 4.28% | 0.00% |
| April 3, 2023 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1179 | $26.93 | 20,619.6025 | 0 | 6.06% | 0.00% |
| April 3, 2023 | YANG GEOFFREY Y | Director | A | Deferred Director's Fees (FRI) | 1290 | $26.93 | 52,419.6184 | 0 | 2.52% | 0.00% |
| Nov. 21, 2022 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 3070 | $0.00 | 5,531,498.0756 | 0 | 0.06% | 0.00% |
| Nov. 21, 2022 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 614 | $0.00 | 5,530,884.0756 | 0 | 0.01% | 0.00% |
| Nov. 21, 2022 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 3070 | $0.00 | 5,531,498.0756 | 0 | 0.06% | 0.00% |
| Dec. 12, 2022 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 2252 | $0.00 | 5,630,564.4050 | 0 | 0.04% | 0.00% |
| Dec. 12, 2022 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1126 | $0.00 | 5,630,564.4050 | 0 | 0.02% | 0.00% |
| Dec. 12, 2022 | JOHNSON GREGORY E | Executive Chairman | G | Common Stock, par value $.10 | 1126 | $0.00 | 5,630,564.4050 | 0 | 0.02% | 0.00% |
| Dec. 12, 2022 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 5630 | $0.00 | 5,538,231.1045 | 0 | 0.10% | 0.00% |
| Dec. 12, 2022 | JOHNSON JENNIFER M | President and CEO | G | Common Stock, par value $.10 | 1126 | $0.00 | 5,538,231.1045 | 0 | 0.02% | 0.00% |
| Dec. 20, 2022 | JOHNSON CHARLES B | TenPercentOwner | G | Common Stock, par value $.10 | 860000 | $0.00 | 92,926,446.2192 | 0 | 0.92% | 0.00% |
| Dec. 12, 2022 | JOHNSON CHARLES B | TenPercentOwner | G | Common Stock, par value $.10 | 25898 | $0.00 | 93,786,446.2192 | 0 | 0.03% | 0.00% |
| Feb. 7, 2023 | Friedman Alexander S | Director | A | Deferred Director's Fees (FRI) | 4981 | $32.12 | 17,278.0596 | 0 | 40.51% | 0.00% |
| Feb. 7, 2023 | Byerwalter Mariann H | Director | A | Common Stock, par value $.10 | 4982 | $32.12 | 16,505.0000 | 0 | 43.24% | 0.00% |
| Feb. 7, 2023 | Thiel John W | Director | A | Common Stock, par value $.10 | 4982 | $32.12 | 16,505.0000 | 0 | 43.24% | 0.00% |
| Feb. 7, 2023 | Waugh Seth H. | Director | A | Deferred Director's Fees (FRI) | 4981 | $32.12 | 17,278.0596 | 0 | 40.51% | 0.00% |
| Feb. 7, 2023 | YANG GEOFFREY Y | Director | A | Common Stock, par value $.10 | 4982 | $32.12 | 49,777.0000 | 0 | 11.12% | 0.00% |
| Feb. 7, 2023 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 4981 | $32.12 | 26,874.4949 | 0 | 22.75% | 0.00% |
| Feb. 7, 2023 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 4981 | $32.12 | 19,440.6200 | 0 | 34.45% | 0.00% |
| Feb. 7, 2023 | Noto Anthony | Director | A | Common Stock, par value $.10 | 4982 | $32.12 | 22,865.0000 | 0 | 27.86% | 0.00% |
| Feb. 1, 2023 | Sethi Alok | EVP, Technology and Operations | S | Common Stock, par value $.10 | 29503 | $31.09 | 92,132.0000 | 0 | 24.26% | 0.00% |
| Jan. 3, 2023 | YANG GEOFFREY Y | Director | A | Deferred Director's Fees (FRI) | 1281 | $27.12 | 50,636.8299 | 0 | 2.60% | 0.00% |
| Jan. 3, 2023 | King Karen Matsushima | Director | A | Deferred Director's Fees (FRI) | 1171 | $27.12 | 14,328.0333 | 0 | 8.90% | 0.00% |
| Jan. 3, 2023 | Kim John Y | Director | A | Deferred Director's Fees (FRI) | 1143 | $27.12 | 21,689.2151 | 0 | 5.56% | 0.00% |