RAYMOND JAMES FINANCIAL INC (RJF) Insider Transactions

In the last 12 months, insiders at RAYMOND JAMES FINANCIAL INC ($RJF) filed 917 transactions with the SEC: 1 open-market purchases totaling $98,715 and 33 sales totaling $59,576,541. Net insider sentiment: net selling.

RAYMOND JAMES FINANCIAL INC operates in the Security brokers, dealers & flotation companies industry (Finance or office of crypto assets sector).

Most Active Insiders

REILLY PAUL C (Executive Chair) — 24 transactions totaling $37,550,690
REILLY PAUL C (Chair & CEO) — 36 transactions totaling $28,006,246
Allaire Bella Loykhter (Chief Admin Officer) — 36 transactions totaling $7,454,658
Bunn James E (President, Capital Markets) — 36 transactions totaling $6,383,557
Elwyn Tashtego S (President, PCG) — 41 transactions totaling $5,105,346

View all SEC Filings for RAYMOND JAMES FINANCIAL INC (RJF).

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Recent Insider Transactions

Transaction Date	Insider Name	Title	Transaction Type	Security	Shares	Price	Shares Owned Following	Total Shares Outstanding	% of Owned	% of Outstanding
March 19, 2026	Allaire Bella Loykhter	Chief Admin Officer	S	Common Stock	29551	$142.34	54,878.0000	201,400,000	35.00%	0.01%
Feb. 28, 2026	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	600	$0.00	18,356.0000	201,400,000	3.38%	0.00%
Feb. 28, 2026	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	132	$153.08	18,224.0000	201,400,000	0.72%	0.00%
Feb. 28, 2026	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	600	$0.00	600.0000	201,400,000	50.00%	0.00%
Feb. 24, 2026	Edwards Jeffrey N	Director	G	Common Stock	1504	$0.00	31,541.0000	201,400,000	5.01%	0.00%
Feb. 24, 2026	Edwards Jeffrey N	Director	G	Common Stock	1504	$0.00	31,541.0000	201,400,000	4.55%	0.00%
Feb. 19, 2026	MCDANIEL RAYMOND W	Director	A	Common Stock	1303	$0.00	6,113.0000	201,400,000	27.09%	0.00%
Feb. 19, 2026	Gates Anne	Director	A	Common Stock	1303	$0.00	16,848.0000	201,400,000	8.38%	0.00%
Feb. 19, 2026	Begor Mark W	Director	A	Common Stock	1303	$0.00	2,285.0000	201,400,000	132.69%	0.00%
Feb. 19, 2026	Seshadri Raj	Director	A	Common Stock	1303	$0.00	13,782.0000	201,400,000	10.44%	0.00%
Feb. 19, 2026	MCGEARY RODERICK C	Director	A	Common Stock	1303	$0.00	24,354.0000	201,400,000	5.65%	0.00%
Feb. 19, 2026	GARCIA ART A	Director	A	Common Stock	1303	$0.00	6,992.0000	201,400,000	22.90%	0.00%
Feb. 19, 2026	Esty Benjamin	Director	A	Common Stock	1303	$0.00	31,794.0000	201,400,000	4.27%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	A	Common Stock	1303	$0.00	2,489.0000	201,400,000	109.87%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	M	Common Stock	1253	$0.00	3,742.0000	201,400,000	50.34%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	M	Common Stock	250	$0.00	3,992.0000	201,400,000	6.68%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	M	Common Stock	250	$0.00	4,242.0000	201,400,000	6.26%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	A	Restricted Stock Units	248	$0.00	2,001.0000	201,400,000	14.15%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	A	Restricted Stock Units	248	$0.00	2,249.0000	201,400,000	12.39%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	M	Restricted Stock Units	250	$0.00	1,999.0000	201,400,000	11.12%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	M	Restricted Stock Units	250	$0.00	1,749.0000	201,400,000	12.51%	0.00%
Feb. 19, 2026	Mistarz Cecily	Director	M	Restricted Stock Units	1253	$0.00	496.0000	201,400,000	71.64%	0.00%
Feb. 19, 2026	Edwards Jeffrey N	Director	M	Common Stock	1253	$0.00	31,541.0000	201,400,000	4.14%	0.00%
Feb. 19, 2026	Edwards Jeffrey N	Director	A	Restricted Stock Units	1303	$0.00	2,556.0000	201,400,000	103.99%	0.00%
Feb. 19, 2026	Edwards Jeffrey N	Director	M	Restricted Stock Units	1253	$0.00	1,303.0000	201,400,000	49.02%	0.00%
Feb. 19, 2026	DEBEL MARLENE	Director	M	Common Stock	1253	$0.00	8,820.0000	201,400,000	16.56%	0.00%
Feb. 19, 2026	DEBEL MARLENE	Director	A	Restricted Stock Units	1303	$0.00	2,556.0000	201,400,000	103.99%	0.00%
Feb. 19, 2026	DEBEL MARLENE	Director	M	Restricted Stock Units	1253	$0.00	1,303.0000	201,400,000	49.02%	0.00%
Feb. 4, 2026	Santelli Jonathan N	EVP, General Counsel	S	Common Stock	4500	$170.46	27,407.0000	201,400,000	14.10%	0.00%
Jan. 30, 2026	Edwards Jeffrey N	Director	G	Common Stock	20505	$0.00	30,288.0000	201,400,000	40.37%	0.01%
Jan. 30, 2026	Edwards Jeffrey N	Director	G	Common Stock	20505	$0.00	30,288.0000	201,400,000	209.58%	0.01%
Dec. 30, 2025	Helal Tarek	Chief Strategy Officer	G	Common Stock	80	$0.00	25,726.0000	206,600,000	0.31%	0.00%
Dec. 30, 2025	Helal Tarek	Chief Strategy Officer	G	Common Stock	81	$0.00	25,645.0000	206,600,000	0.32%	0.00%
Dec. 30, 2025	Helal Tarek	Chief Strategy Officer	G	Common Stock	81	$0.00	25,645.0000	206,600,000	0.31%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	M	Restricted Stock Units	10428	$0.00	0.0000	206,600,000	100.00%	0.01%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Common Stock	403	$0.00	5,671.0000	206,600,000	7.65%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Common Stock	898	$0.00	5,268.0000	206,600,000	20.55%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	A	Restricted Stock Units	671	$0.00	671.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	A	Restricted Stock Units	4348	$0.00	4,348.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Campagnoli Vincent	EVP, Technology & Operations	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Campagnoli Vincent	EVP, Technology & Operations	A	Restricted Stock Units	2441	$0.00	2,441.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	M	Common Stock	10428	$0.00	107,947.0000	206,600,000	10.69%	0.01%
Dec. 15, 2025	Bunn James E	President, Capital Markets	M	Common Stock	5440	$0.00	113,387.0000	206,600,000	5.04%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	M	Common Stock	3264	$0.00	116,651.0000	206,600,000	2.88%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	F	Common Stock	1284	$163.85	115,367.0000	206,600,000	1.10%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	F	Common Stock	2140	$163.85	113,227.0000	206,600,000	1.85%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	F	Common Stock	4105	$163.85	109,122.0000	206,600,000	3.63%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	F	Common Stock	5312	$163.85	103,810.0000	206,600,000	4.87%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	M	Restricted Stock Units	3264	$0.00	11,243.0000	206,600,000	22.50%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	M	Restricted Stock Units	5440	$0.00	5,803.0000	206,600,000	48.39%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Common Stock	272	$0.00	5,943.0000	206,600,000	4.80%	0.00%
Dec. 15, 2025	Bunn James E	President, Capital Markets	A	Restricted Stock Units	6103	$0.00	6,103.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	3264	$0.00	20,059.0000	206,600,000	19.43%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	589	$0.00	20,648.0000	206,600,000	2.94%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	218	$163.85	20,430.0000	206,600,000	1.06%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	282	$163.85	20,148.0000	206,600,000	1.38%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	1207	$163.85	18,941.0000	206,600,000	5.99%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	G	Common Stock	1223	$0.00	17,718.0000	206,600,000	6.46%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	3264	$0.00	2,176.0000	206,600,000	60.00%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	589	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	A	Restricted Stock Units	19530	$0.00	19,530.0000	206,600,000	9999.99%	0.01%
Dec. 15, 2025	Shoukry Paul M	CEO	M	Restricted Stock Units	5441	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	M	Restricted Stock Units	5440	$0.00	5,803.0000	206,600,000	48.39%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	M	Restricted Stock Units	3264	$0.00	11,243.0000	206,600,000	22.50%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	G	Common Stock	8704	$0.00	41,757.0000	206,600,000	17.25%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	F	Common Stock	2771	$163.85	50,461.0000	206,600,000	5.21%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	F	Common Stock	2142	$163.85	53,232.0000	206,600,000	3.87%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	F	Common Stock	2140	$163.85	55,374.0000	206,600,000	3.72%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	F	Common Stock	1284	$163.85	57,514.0000	206,600,000	2.18%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	M	Common Stock	3264	$0.00	58,798.0000	206,600,000	5.88%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	M	Common Stock	5440	$0.00	55,534.0000	206,600,000	10.86%	0.00%
Dec. 15, 2025	Shoukry Paul M	CEO	M	Common Stock	5441	$0.00	50,094.0000	206,600,000	12.19%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	A	Restricted Stock Units	198	$0.00	198.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Restricted Stock Units	403	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Restricted Stock Units	898	$0.00	779.0000	206,600,000	53.55%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Restricted Stock Units	272	$0.00	1,677.0000	206,600,000	13.96%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	F	Common Stock	307	$163.85	5,405.0000	206,600,000	5.37%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	F	Common Stock	138	$163.85	5,712.0000	206,600,000	2.36%	0.00%
Dec. 15, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	F	Common Stock	93	$163.85	5,850.0000	206,600,000	1.56%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	3264	$0.00	31,367.0000	206,600,000	11.61%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	2720	$0.00	34,087.0000	206,600,000	8.67%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1644	$0.00	35,731.0000	206,600,000	4.82%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	647	$163.85	35,084.0000	206,600,000	1.81%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	837	$163.85	34,247.0000	206,600,000	2.39%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	1070	$163.85	33,177.0000	206,600,000	3.12%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	1284	$163.85	31,893.0000	206,600,000	3.87%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	2720	$0.00	7,253.0000	206,600,000	27.27%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	3264	$0.00	3,989.0000	206,600,000	45.00%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1644	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 15, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Restricted Stock Units	1488	$0.00	1,488.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	M	Common Stock	3264	$0.00	52,874.0000	206,600,000	6.58%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	M	Common Stock	1474	$0.00	54,348.0000	206,600,000	2.79%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	F	Common Stock	547	$163.85	53,801.0000	206,600,000	1.01%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	F	Common Stock	705	$163.85	53,096.0000	206,600,000	1.31%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	F	Common Stock	1207	$163.85	51,889.0000	206,600,000	2.27%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	M	Restricted Stock Units	3264	$0.00	2,176.0000	206,600,000	60.00%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	M	Restricted Stock Units	1474	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 15, 2025	Raney Steven M	Executive Chair RJBank	A	Restricted Stock Units	1488	$0.00	1,488.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Oorlog Jonathan W JR	Chief Financial Officer	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Oorlog Jonathan W JR	Chief Financial Officer	A	Restricted Stock Units	1678	$0.00	1,678.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	M	Common Stock	3287	$0.00	85,122.0000	206,600,000	4.02%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	M	Common Stock	3264	$0.00	88,386.0000	206,600,000	3.83%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	1207	$163.85	87,179.0000	206,600,000	1.37%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	1217	$163.85	85,962.0000	206,600,000	1.40%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	1574	$163.85	84,388.0000	206,600,000	1.83%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	M	Restricted Stock Units	3264	$0.00	2,176.0000	206,600,000	60.00%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	M	Restricted Stock Units	3287	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 15, 2025	Allaire Bella Loykhter	Chief Admin Officer	A	Restricted Stock Units	3357	$0.00	3,357.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Krauss David	Chief Risk Officer	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Krauss David	Chief Risk Officer	A	Restricted Stock Units	671	$0.00	671.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Helal Tarek	Chief Strategy Officer	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Helal Tarek	Chief Strategy Officer	A	Restricted Stock Units	458	$0.00	458.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	M	Common Stock	27203	$0.00	204,536.0000	206,600,000	15.34%	0.01%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	M	Common Stock	4761	$0.00	209,297.0000	206,600,000	2.33%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	M	Common Stock	3264	$0.00	212,561.0000	206,600,000	1.56%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	F	Common Stock	1258	$163.85	211,303.0000	206,600,000	0.59%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	F	Common Stock	1835	$163.85	209,468.0000	206,600,000	0.87%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	F	Common Stock	2375	$163.85	207,093.0000	206,600,000	1.13%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	F	Common Stock	10485	$163.85	196,608.0000	206,600,000	5.06%	0.01%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	3264	$0.00	47,515.0000	206,600,000	6.43%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	27203	$0.00	20,312.0000	206,600,000	57.25%	0.01%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	4761	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	M	Common Stock	4194	$0.00	75,267.0000	206,600,000	5.90%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	F	Common Stock	1651	$163.85	75,596.0000	206,600,000	2.14%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	F	Common Stock	2136	$163.85	73,460.0000	206,600,000	2.83%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	F	Common Stock	10704	$163.85	62,756.0000	206,600,000	14.57%	0.01%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	3264	$0.00	47,515.0000	206,600,000	6.43%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	27203	$0.00	20,312.0000	206,600,000	57.25%	0.01%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	A	Restricted Stock Units	3661	$0.00	3,661.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	4194	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	A	Restricted Stock Units	6103	$0.00	6,103.0000	206,600,000	9999.99%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	F	Common Stock	1284	$163.85	77,247.0000	206,600,000	1.64%	0.00%
Dec. 12, 2025	Elwyn Tashtego S	President, PCG	G	Common Stock	2703	$0.00	43,870.0000	206,600,000	5.80%	0.00%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	M	Common Stock	27203	$0.00	71,073.0000	206,600,000	62.01%	0.01%
Dec. 15, 2025	Elwyn Tashtego S	President, PCG	M	Common Stock	3264	$0.00	78,531.0000	206,600,000	4.34%	0.00%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	F	Common Stock	11570	$163.85	506,228.0000	206,600,000	2.23%	0.01%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	A	Restricted Stock Units	20751	$0.00	20,751.0000	206,600,000	9999.99%	0.01%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	M	Restricted Stock Units	54406	$0.00	0.0000	206,600,000	100.00%	0.03%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	M	Restricted Stock Units	30853	$0.00	54,406.0000	206,600,000	36.19%	0.01%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	M	Restricted Stock Units	7073	$0.00	4,715.0000	206,600,000	60.00%	0.00%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	S	Common Stock	56757	$162.69	262,544.0000	206,600,000	17.78%	0.03%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	S	Common Stock	53660	$163.24	319,301.0000	206,600,000	14.39%	0.03%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	F	Common Stock	39616	$163.85	372,961.0000	206,600,000	9.60%	0.02%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	G	Common Stock	30516	$0.00	412,577.0000	206,600,000	6.89%	0.01%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	F	Common Stock	22466	$163.85	443,093.0000	206,600,000	4.83%	0.01%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	F	Common Stock	20399	$163.85	465,559.0000	206,600,000	4.20%	0.01%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	S	Common Stock	20270	$164.22	485,958.0000	206,600,000	4.00%	0.01%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	F	Common Stock	2652	$163.85	517,798.0000	206,600,000	0.51%	0.00%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	M	Common Stock	7073	$0.00	520,450.0000	206,600,000	1.38%	0.00%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	M	Common Stock	30853	$0.00	513,377.0000	206,600,000	6.39%	0.01%
Dec. 15, 2025	REILLY PAUL C	Executive Chair	M	Common Stock	54406	$0.00	482,524.0000	206,600,000	12.71%	0.03%
Dec. 10, 2025	Campagnoli Vincent	EVP, Technology & Operations	G	Common Stock	60	$0.00	33,887.0000	206,600,000	0.18%	0.00%
Dec. 4, 2025	Curtis Scott A	Chief Operating Officer	G	Common Stock	1022	$0.00	173,143.0000	206,600,000	0.59%	0.00%
Dec. 5, 2025	Larson Katherine H	Chief Accounting Officer	A	Restricted Stock Units	323	$0.00	323.0000	206,600,000	9999.99%	0.00%
Dec. 4, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	G	Common Stock	616	$0.00	4,370.0000	206,600,000	12.35%	0.00%
Dec. 2, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Common Stock	2128	$0.00	28,103.0000	206,600,000	8.19%	0.00%
Dec. 2, 2025	REILLY PAUL C	Executive Chair	A	Common Stock	59916	$0.00	428,118.0000	206,600,000	16.27%	0.03%
Dec. 2, 2025	REILLY PAUL C	Executive Chair	A	Common Stock	105657	$0.00	368,202.0000	206,600,000	40.24%	0.05%
Dec. 2, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	A	Common Stock	763	$0.00	16,795.0000	206,600,000	4.76%	0.00%
Dec. 2, 2025	Bunn James E	President, Capital Markets	A	Common Stock	13501	$0.00	97,519.0000	206,600,000	16.07%	0.01%
Dec. 2, 2025	Shoukry Paul M	CEO	A	Common Stock	7043	$0.00	44,653.0000	206,600,000	18.73%	0.00%
Dec. 2, 2025	Curtis Scott A	Chief Operating Officer	A	Common Stock	6163	$0.00	178,355.0000	206,600,000	3.58%	0.00%
Dec. 2, 2025	Elwyn Tashtego S	President, PCG	A	Common Stock	5429	$0.00	46,573.0000	206,600,000	13.20%	0.00%
Dec. 4, 2025	Curtis Scott A	Chief Operating Officer	G	Common Stock	1021	$0.00	177,334.0000	206,600,000	0.57%	0.00%
Dec. 2, 2025	Allaire Bella Loykhter	Chief Admin Officer	A	Common Stock	4256	$0.00	81,835.0000	206,600,000	5.49%	0.00%
Dec. 2, 2025	Raney Steven M	Executive Chair RJBank	A	Common Stock	1908	$0.00	49,571.0000	206,600,000	4.00%	0.00%
Nov. 30, 2025	Shoukry Paul M	CEO	M	Restricted Stock Units	1500	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Shoukry Paul M	CEO	F	Common Stock	590	$156.54	38,522.0000	206,600,000	1.51%	0.00%
Nov. 30, 2025	Shoukry Paul M	CEO	M	Common Stock	1500	$0.00	39,112.0000	206,600,000	3.99%	0.00%
Nov. 30, 2025	Shoukry Paul M	CEO	M	Common Stock	2318	$0.00	37,612.0000	206,600,000	6.57%	0.00%
Nov. 30, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	695	$0.00	695.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	900	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	219	$156.54	16,032.0000	206,600,000	1.35%	0.00%
Nov. 30, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	169	$156.54	16,251.0000	206,600,000	1.03%	0.00%
Nov. 30, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	695	$0.00	16,420.0000	206,600,000	4.42%	0.00%
Nov. 30, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	900	$0.00	15,725.0000	206,600,000	6.07%	0.00%
Nov. 30, 2025	Bunn James E	President, Capital Markets	M	Restricted Stock Units	4636	$0.00	4,636.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Bunn James E	President, Capital Markets	M	Restricted Stock Units	1500	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Bunn James E	President, Capital Markets	F	Common Stock	1824	$156.54	84,018.0000	206,600,000	2.12%	0.00%
Nov. 30, 2025	Bunn James E	President, Capital Markets	F	Common Stock	590	$156.54	85,842.0000	206,600,000	0.68%	0.00%
Nov. 30, 2025	Bunn James E	President, Capital Markets	M	Common Stock	1500	$0.00	86,432.0000	206,600,000	1.77%	0.00%
Nov. 30, 2025	Bunn James E	President, Capital Markets	M	Common Stock	4636	$0.00	84,932.0000	206,600,000	5.77%	0.00%
Dec. 2, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	631	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	2056	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	510	$0.00	916.0000	206,600,000	35.76%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	408	$0.00	1,426.0000	206,600,000	22.25%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	750	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 2, 2025	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	138	$155.83	24,864.0000	206,600,000	0.55%	0.00%
Dec. 2, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	631	$0.00	25,002.0000	206,600,000	2.59%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	482	$156.54	24,371.0000	206,600,000	1.94%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	178	$156.54	24,853.0000	206,600,000	0.71%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	119	$156.54	25,031.0000	206,600,000	0.47%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	95	$156.54	25,150.0000	206,600,000	0.38%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	408	$0.00	25,245.0000	206,600,000	1.64%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	510	$0.00	24,837.0000	206,600,000	2.10%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	750	$0.00	24,327.0000	206,600,000	3.18%	0.00%
Nov. 30, 2025	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	2056	$0.00	23,577.0000	206,600,000	9.55%	0.00%
Dec. 2, 2025	Larson Katherine H	Chief Accounting Officer	M	Restricted Stock Units	93	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	M	Restricted Stock Units	863	$0.00	576.0000	206,600,000	59.97%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	M	Restricted Stock Units	332	$0.00	332.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	M	Restricted Stock Units	525	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 2, 2025	Larson Katherine H	Chief Accounting Officer	F	Common Stock	22	$155.83	2,661.0000	206,600,000	0.82%	0.00%
Dec. 2, 2025	Larson Katherine H	Chief Accounting Officer	M	Common Stock	93	$0.00	2,683.0000	206,600,000	3.59%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	F	Common Stock	210	$156.54	2,590.0000	206,600,000	7.50%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	F	Common Stock	128	$156.54	2,800.0000	206,600,000	4.37%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	F	Common Stock	80	$156.54	2,928.0000	206,600,000	2.66%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	M	Common Stock	332	$0.00	3,008.0000	206,600,000	12.41%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	M	Common Stock	525	$0.00	2,676.0000	206,600,000	24.41%	0.00%
Nov. 30, 2025	Larson Katherine H	Chief Accounting Officer	M	Common Stock	863	$0.00	2,151.0000	206,600,000	67.00%	0.00%
Dec. 2, 2025	Helal Tarek	Chief Strategy Officer	M	Restricted Stock Units	442	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	M	Restricted Stock Units	1554	$0.00	1,036.0000	206,600,000	60.00%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	M	Restricted Stock Units	611	$0.00	611.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	M	Restricted Stock Units	900	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 2, 2025	Helal Tarek	Chief Strategy Officer	F	Common Stock	107	$155.83	25,725.0000	206,600,000	0.41%	0.00%
Dec. 2, 2025	Helal Tarek	Chief Strategy Officer	M	Common Stock	442	$0.00	25,832.0000	206,600,000	1.74%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	F	Common Stock	378	$156.54	25,390.0000	206,600,000	1.47%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	F	Common Stock	220	$156.54	25,768.0000	206,600,000	0.85%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	F	Common Stock	148	$156.54	25,988.0000	206,600,000	0.57%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	M	Common Stock	611	$0.00	26,136.0000	206,600,000	2.39%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	M	Common Stock	900	$0.00	25,525.0000	206,600,000	3.65%	0.00%
Nov. 30, 2025	Helal Tarek	Chief Strategy Officer	M	Common Stock	1554	$0.00	24,625.0000	206,600,000	6.74%	0.00%
Dec. 2, 2025	Campagnoli Vincent	EVP, Technology & Operations	M	Restricted Stock Units	4662	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	M	Restricted Stock Units	2220	$0.00	1,480.0000	206,600,000	60.00%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	M	Restricted Stock Units	815	$0.00	815.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	M	Restricted Stock Units	1200	$0.00	0.0000	206,600,000	100.00%	0.00%
Dec. 2, 2025	Campagnoli Vincent	EVP, Technology & Operations	F	Common Stock	1443	$155.83	33,947.0000	206,600,000	4.08%	0.00%
Dec. 2, 2025	Campagnoli Vincent	EVP, Technology & Operations	M	Common Stock	4662	$0.00	35,390.0000	206,600,000	15.17%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	F	Common Stock	522	$156.54	30,728.0000	206,600,000	1.67%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	F	Common Stock	283	$156.54	31,250.0000	206,600,000	0.90%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	F	Common Stock	191	$156.54	31,533.0000	206,600,000	0.60%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	M	Common Stock	815	$0.00	31,724.0000	206,600,000	2.64%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	M	Common Stock	1200	$0.00	30,909.0000	206,600,000	4.04%	0.00%
Nov. 30, 2025	Campagnoli Vincent	EVP, Technology & Operations	M	Common Stock	2220	$0.00	29,709.0000	206,600,000	8.08%	0.00%
Nov. 30, 2025	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	1264	$0.00	1,264.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	1500	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Curtis Scott A	Chief Operating Officer	F	Common Stock	482	$156.54	172,192.0000	206,600,000	0.28%	0.00%
Nov. 30, 2025	Curtis Scott A	Chief Operating Officer	F	Common Stock	406	$156.54	172,674.0000	206,600,000	0.23%	0.00%
Nov. 30, 2025	Curtis Scott A	Chief Operating Officer	M	Common Stock	1264	$0.00	173,080.0000	206,600,000	0.74%	0.00%
Nov. 30, 2025	Curtis Scott A	Chief Operating Officer	M	Common Stock	1500	$0.00	171,816.0000	206,600,000	0.88%	0.00%
Nov. 30, 2025	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	1264	$0.00	1,264.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	1500	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Elwyn Tashtego S	President, PCG	F	Common Stock	527	$156.54	41,144.0000	206,600,000	1.26%	0.00%
Nov. 30, 2025	Elwyn Tashtego S	President, PCG	F	Common Stock	443	$156.54	41,671.0000	206,600,000	1.05%	0.00%
Nov. 30, 2025	Elwyn Tashtego S	President, PCG	M	Common Stock	1264	$0.00	42,114.0000	206,600,000	3.09%	0.00%
Nov. 30, 2025	Elwyn Tashtego S	President, PCG	M	Common Stock	1500	$0.00	40,850.0000	206,600,000	3.81%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Restricted Stock Units	495	$0.00	843.0000	206,600,000	37.00%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Restricted Stock Units	347	$0.00	1,338.0000	206,600,000	20.59%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Restricted Stock Units	450	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	F	Common Stock	120	$156.54	4,986.0000	206,600,000	2.35%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	F	Common Stock	110	$156.54	5,106.0000	206,600,000	2.11%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	F	Common Stock	84	$156.54	5,216.0000	206,600,000	1.58%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Common Stock	347	$0.00	5,300.0000	206,600,000	7.01%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Common Stock	450	$0.00	4,953.0000	206,600,000	9.99%	0.00%
Nov. 30, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	M	Common Stock	495	$0.00	4,503.0000	206,600,000	12.35%	0.00%
Nov. 30, 2025	Allaire Bella Loykhter	Chief Admin Officer	M	Restricted Stock Units	1264	$0.00	1,264.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Allaire Bella Loykhter	Chief Admin Officer	M	Restricted Stock Units	1500	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	555	$156.54	77,579.0000	206,600,000	0.71%	0.00%
Nov. 30, 2025	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	467	$156.54	78,134.0000	206,600,000	0.59%	0.00%
Nov. 30, 2025	Allaire Bella Loykhter	Chief Admin Officer	M	Common Stock	1264	$0.00	78,601.0000	206,600,000	1.63%	0.00%
Nov. 30, 2025	Allaire Bella Loykhter	Chief Admin Officer	M	Common Stock	1500	$0.00	77,337.0000	206,600,000	1.98%	0.00%
Nov. 30, 2025	Raney Steven M	Executive Chair RJBank	M	Restricted Stock Units	1264	$0.00	1,264.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Raney Steven M	Executive Chair RJBank	M	Restricted Stock Units	1500	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Raney Steven M	Executive Chair RJBank	F	Common Stock	330	$156.54	47,663.0000	206,600,000	0.69%	0.00%
Nov. 30, 2025	Raney Steven M	Executive Chair RJBank	F	Common Stock	278	$156.54	47,993.0000	206,600,000	0.58%	0.00%
Nov. 30, 2025	Raney Steven M	Executive Chair RJBank	M	Common Stock	1264	$0.00	48,271.0000	206,600,000	2.69%	0.00%
Nov. 30, 2025	Raney Steven M	Executive Chair RJBank	M	Common Stock	1500	$0.00	47,007.0000	206,600,000	3.30%	0.00%
Nov. 30, 2025	REILLY PAUL C	Executive Chair	M	Restricted Stock Units	2740	$0.00	2,739.0000	206,600,000	50.01%	0.00%
Nov. 30, 2025	REILLY PAUL C	Executive Chair	M	Restricted Stock Units	3900	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	REILLY PAUL C	Executive Chair	F	Common Stock	1443	$156.54	262,545.0000	206,600,000	0.55%	0.00%
Nov. 30, 2025	REILLY PAUL C	Executive Chair	F	Common Stock	1013	$156.54	263,988.0000	206,600,000	0.38%	0.00%
Nov. 30, 2025	REILLY PAUL C	Executive Chair	M	Common Stock	2740	$0.00	265,001.0000	206,600,000	1.04%	0.00%
Nov. 30, 2025	REILLY PAUL C	Executive Chair	M	Common Stock	3900	$0.00	262,261.0000	206,600,000	1.51%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1264	$0.00	2,275.0000	206,600,000	35.72%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1011	$0.00	3,539.0000	206,600,000	22.22%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1500	$0.00	0.0000	206,600,000	100.00%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	366	$156.54	25,975.0000	206,600,000	1.39%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	307	$156.54	26,341.0000	206,600,000	1.15%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	246	$156.54	26,648.0000	206,600,000	0.91%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1011	$0.00	26,894.0000	206,600,000	3.91%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1264	$0.00	25,883.0000	206,600,000	5.13%	0.00%
Nov. 30, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1500	$0.00	24,619.0000	206,600,000	6.49%	0.00%
Nov. 30, 2025	Shoukry Paul M	CEO	M	Restricted Stock Units	2318	$0.00	2,318.0000	206,600,000	50.00%	0.00%
Nov. 30, 2025	Shoukry Paul M	CEO	F	Common Stock	912	$156.54	37,610.0000	206,600,000	2.37%	0.00%
Nov. 21, 2025	Larson Katherine H	Chief Accounting Officer	A	Restricted Stock Units	1652	$0.00	1,652.0000	206,600,000	9999.99%	0.00%
Nov. 20, 2025	Raney Steven M	Executive Chair RJBank	G	Common Stock	1611	$0.00	45,507.0000	206,600,000	3.42%	0.00%
Nov. 5, 2025	Campagnoli Vincent	EVP, Technology & Operations	G	Common Stock	949	$0.00	27,489.0000	206,600,000	3.34%	0.00%
Dec. 12, 2018	Curtis Scott A	Chief Operating Officer	G	Common Stock	140	$0.00	61,668.0000	0	0.23%	0.00%
Aug. 18, 2025	Haynes Morgan Tarazeta J	Chief Audit Executive	G	Common Stock	114	$0.00	4,007.0000	207,600,000	2.77%	0.00%
Aug. 12, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	G	Common Stock	300	$0.00	23,118.0000	207,600,000	1.28%	0.00%
May 29, 2025	Allaire Bella Loykhter	Chief Admin Officer	S	Common Stock	6570	$146.61	75,830.0000	209,200,000	7.97%	0.00%
May 21, 2025	Begor Mark W	Director	A	Common Stock	982	$0.00	982.0000	209,200,000	9999.99%	0.00%
May 19, 2025	Elwyn Tashtego S	President, PCG	G	Common Stock	1500	$0.00	39,304.0000	209,200,000	3.68%	0.00%
May 20, 2025	Mistarz Cecily	Director	M	Restricted Stock Units	1186	$0.00	0.0000	209,200,000	100.00%	0.00%
May 20, 2025	Mistarz Cecily	Director	M	Common Stock	1186	$0.00	1,186.0000	209,200,000	9999.99%	0.00%
April 28, 2025	Bunn James E	President, Capital Markets	S	Common Stock	3650	$136.49	80,284.0000	209,200,000	4.35%	0.00%
Feb. 28, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	1800	$0.00	15,254.0000	209,200,000	13.38%	0.00%
Feb. 28, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	1800	$0.00	1,200.0000	209,200,000	60.00%	0.00%
Feb. 28, 2025	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	470	$151.73	14,784.0000	209,200,000	3.08%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	M	Restricted Stock Units	342	$0.00	2,211.0000	209,200,000	13.40%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	A	Restricted Stock Units	250	$0.00	2,895.0000	209,200,000	9.45%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	A	Restricted Stock Units	250	$0.00	2,645.0000	209,200,000	10.44%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	M	Common Stock	342	$0.00	44,290.0000	209,200,000	0.78%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	M	Common Stock	342	$0.00	43,948.0000	209,200,000	0.78%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	A	Common Stock	1253	$0.00	43,606.0000	209,200,000	2.96%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	M	Common Stock	1711	$0.00	42,353.0000	209,200,000	4.21%	0.00%
Feb. 20, 2025	DEBEL MARLENE	Director	M	Restricted Stock Units	1711	$0.00	1,253.0000	209,200,000	57.73%	0.00%
Feb. 20, 2025	DEBEL MARLENE	Director	A	Restricted Stock Units	1253	$0.00	2,964.0000	209,200,000	73.23%	0.00%
Feb. 20, 2025	Edwards Jeffrey N	Director	M	Restricted Stock Units	1711	$0.00	1,253.0000	209,200,000	57.73%	0.00%
Feb. 20, 2025	DEBEL MARLENE	Director	M	Common Stock	1711	$0.00	7,567.0000	209,200,000	29.22%	0.00%
Feb. 20, 2025	Esty Benjamin	Director	M	Common Stock	1711	$0.00	29,238.0000	209,200,000	6.22%	0.00%
Feb. 20, 2025	Esty Benjamin	Director	M	Restricted Stock Units	1711	$0.00	0.0000	209,200,000	100.00%	0.00%
Feb. 20, 2025	Mistarz Cecily	Director	A	Restricted Stock Units	1253	$0.00	1,253.0000	209,200,000	9999.99%	0.00%
Feb. 20, 2025	Mistarz Cecily	Director	A	Restricted Stock Units	250	$0.00	1,503.0000	209,200,000	19.95%	0.00%
Feb. 20, 2025	Mistarz Cecily	Director	A	Restricted Stock Units	250	$0.00	1,753.0000	209,200,000	16.63%	0.00%
Feb. 20, 2025	Edwards Jeffrey N	Director	M	Common Stock	1711	$0.00	30,288.0000	209,200,000	5.99%	0.00%
Feb. 20, 2025	Edwards Jeffrey N	Director	A	Restricted Stock Units	1253	$0.00	2,964.0000	209,200,000	73.23%	0.00%
Feb. 20, 2025	MCDANIEL RAYMOND W	Director	M	Restricted Stock Units	1711	$0.00	0.0000	209,200,000	100.00%	0.00%
Feb. 20, 2025	MCDANIEL RAYMOND W	Director	A	Common Stock	1253	$0.00	4,810.0000	209,200,000	35.23%	0.00%
Feb. 20, 2025	MCDANIEL RAYMOND W	Director	M	Common Stock	1711	$0.00	3,557.0000	209,200,000	92.69%	0.00%
Feb. 20, 2025	MCGEARY RODERICK C	Director	M	Restricted Stock Units	1711	$0.00	0.0000	209,200,000	100.00%	0.00%
Feb. 20, 2025	MCGEARY RODERICK C	Director	A	Common Stock	1253	$0.00	23,051.0000	209,200,000	5.75%	0.00%
Feb. 20, 2025	MCGEARY RODERICK C	Director	M	Common Stock	1711	$0.00	21,798.0000	209,200,000	8.52%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	M	Restricted Stock Units	1711	$0.00	500.0000	209,200,000	77.39%	0.00%
Feb. 20, 2025	Johnson Gordon L	Director	M	Restricted Stock Units	342	$0.00	2,553.0000	209,200,000	11.81%	0.00%
Feb. 20, 2025	Seshadri Raj	Director	A	Common Stock	1253	$0.00	12,479.0000	209,200,000	11.16%	0.00%
Feb. 20, 2025	Seshadri Raj	Director	M	Restricted Stock Units	1711	$0.00	0.0000	209,200,000	100.00%	0.00%
Feb. 20, 2025	Gates Anne	Director	M	Common Stock	1711	$0.00	14,292.0000	209,200,000	13.60%	0.00%
Feb. 20, 2025	Gates Anne	Director	A	Common Stock	1253	$0.00	15,545.0000	209,200,000	8.77%	0.00%
Feb. 20, 2025	Gates Anne	Director	M	Restricted Stock Units	1711	$0.00	0.0000	209,200,000	100.00%	0.00%
Feb. 20, 2025	GARCIA ART A	Director	M	Common Stock	1711	$0.00	4,436.0000	209,200,000	62.79%	0.00%
Feb. 20, 2025	GARCIA ART A	Director	A	Common Stock	1253	$0.00	5,689.0000	209,200,000	28.25%	0.00%
Feb. 20, 2025	GARCIA ART A	Director	M	Restricted Stock Units	1711	$0.00	0.0000	209,200,000	100.00%	0.00%
Feb. 20, 2025	Esty Benjamin	Director	A	Common Stock	1253	$0.00	30,491.0000	209,200,000	4.29%	0.00%
Feb. 20, 2025	Shoukry Paul M	CEO	A	Restricted Stock Units	15666	$0.00	15,666.0000	209,200,000	9999.99%	0.01%
Feb. 20, 2025	Seshadri Raj	Director	M	Common Stock	1711	$0.00	11,226.0000	209,200,000	17.98%	0.00%
Jan. 31, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	S	Common Stock	4160	$168.25	23,376.0000	209,200,000	15.11%	0.00%
Jan. 2, 2025	REILLY PAUL C	Chair & CEO	F	Common Stock	26748	$155.33	258,293.0000	209,200,000	9.38%	0.01%
Jan. 2, 2025	Shoukry Paul M	President	F	Common Stock	2033	$155.33	35,234.0000	209,200,000	5.46%	0.00%
Jan. 2, 2025	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	593	$155.33	27,530.0000	209,200,000	2.11%	0.00%
Jan. 2, 2025	Raney Steven M	Executive Chair RJBank	F	Common Stock	541	$155.33	46,917.0000	209,200,000	1.14%	0.00%
Jan. 2, 2025	Elwyn Tashtego S	President, PCG	F	Common Stock	1289	$155.33	40,712.0000	209,200,000	3.07%	0.00%
Jan. 2, 2025	Curtis Scott A	Chief Operating Officer	F	Common Stock	1160	$155.33	192,234.0000	209,200,000	0.60%	0.00%
Jan. 2, 2025	Bunn James E	President, Capital Markets	F	Common Stock	8779	$155.33	83,878.0000	209,200,000	9.47%	0.00%
Jan. 2, 2025	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	1063	$155.33	82,349.0000	209,200,000	1.27%	0.00%
Dec. 13, 2024	Raney Steven M	Executive Chair RJBank	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Coulter James Robert Edward	Director & CEO, RJ Ltd.	A	Restricted Stock Units	723	$0.00	723.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Coulter James Robert Edward	Director & CEO, RJ Ltd.	A	Restricted Stock Units	3312	$0.00	3,312.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1297	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 13, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Restricted Stock Units	1403	$0.00	1,403.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	510	$160.49	28,123.0000	212,300,000	1.78%	0.00%
Dec. 15, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1297	$0.00	28,633.0000	212,300,000	4.74%	0.00%
Dec. 15, 2024	Allaire Bella Loykhter	Chief Admin Officer	M	Restricted Stock Units	2853	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 13, 2024	Allaire Bella Loykhter	Chief Admin Officer	A	Restricted Stock Units	3118	$0.00	3,118.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Allaire Bella Loykhter	Chief Admin Officer	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	1055	$160.49	83,412.0000	212,300,000	1.25%	0.00%
Dec. 15, 2024	Allaire Bella Loykhter	Chief Admin Officer	M	Common Stock	2853	$0.00	84,467.0000	212,300,000	3.50%	0.00%
Dec. 15, 2024	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	3112	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 13, 2024	Curtis Scott A	Chief Operating Officer	A	Restricted Stock Units	4053	$0.00	4,053.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Curtis Scott A	Chief Operating Officer	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Curtis Scott A	Chief Operating Officer	F	Common Stock	1151	$160.49	193,394.0000	212,300,000	0.59%	0.00%
Dec. 15, 2024	Curtis Scott A	Chief Operating Officer	M	Common Stock	3112	$0.00	194,545.0000	212,300,000	1.63%	0.00%
Dec. 15, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	850	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 13, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	A	Restricted Stock Units	624	$0.00	624.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	334	$160.49	13,443.0000	212,300,000	2.42%	0.00%
Dec. 15, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	850	$0.00	13,777.0000	212,300,000	6.58%	0.00%
Dec. 15, 2024	Raney Steven M	Executive Chair RJBank	M	Restricted Stock Units	1452	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 13, 2024	Raney Steven M	Executive Chair RJBank	A	Restricted Stock Units	1325	$0.00	1,325.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Raney Steven M	Executive Chair RJBank	F	Common Stock	537	$160.49	47,458.0000	212,300,000	1.12%	0.00%
Dec. 15, 2024	Raney Steven M	Executive Chair RJBank	M	Common Stock	1452	$0.00	47,995.0000	212,300,000	3.12%	0.00%
Dec. 15, 2024	REILLY PAUL C	Chair & CEO	M	Restricted Stock Units	29460	$0.00	0.0000	212,300,000	100.00%	0.01%
Dec. 13, 2024	REILLY PAUL C	Chair & CEO	A	Restricted Stock Units	29058	$0.00	29,058.0000	212,300,000	9999.99%	0.01%
Dec. 15, 2024	REILLY PAUL C	Chair & CEO	F	Common Stock	10900	$160.49	285,041.0000	212,300,000	3.68%	0.01%
Dec. 15, 2024	REILLY PAUL C	Chair & CEO	M	Common Stock	29460	$0.00	295,941.0000	212,300,000	11.06%	0.01%
Dec. 13, 2024	Reid Shannon B	President, ICD	A	Restricted Stock Units	265	$0.00	265.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Reid Shannon B	President, ICD	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Elwyn Tashtego S	President, PCG	S	Common Stock	10000	$159.47	40,192.0000	212,300,000	19.92%	0.00%
Dec. 15, 2024	Elwyn Tashtego S	President, PCG	M	Common Stock	2982	$0.00	43,174.0000	212,300,000	7.42%	0.00%
Dec. 15, 2024	Elwyn Tashtego S	President, PCG	F	Common Stock	1173	$160.49	42,001.0000	212,300,000	2.72%	0.00%
Dec. 13, 2024	Elwyn Tashtego S	President, PCG	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Elwyn Tashtego S	President, PCG	A	Restricted Stock Units	4053	$0.00	4,053.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	2982	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 13, 2024	Carter Horace	President, Fixed Income	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Carter Horace	President, Fixed Income	A	Restricted Stock Units	935	$0.00	935.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Bunn James E	President, Capital Markets	M	Common Stock	14523	$0.00	98,371.0000	212,300,000	17.32%	0.01%
Dec. 15, 2024	Bunn James E	President, Capital Markets	F	Common Stock	5714	$160.49	92,657.0000	212,300,000	5.81%	0.00%
Dec. 13, 2024	Bunn James E	President, Capital Markets	A	Restricted Stock Units	3741	$0.00	3,741.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Bunn James E	President, Capital Markets	A	Restricted Stock Units	1715	$0.00	1,715.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Bunn James E	President, Capital Markets	M	Restricted Stock Units	14523	$0.00	0.0000	212,300,000	100.00%	0.01%
Dec. 12, 2024	Shoukry Paul M	President	M	Common Stock	900	$0.00	34,946.0000	212,300,000	2.64%	0.00%
Dec. 12, 2024	Shoukry Paul M	President	F	Common Stock	354	$161.51	34,592.0000	212,300,000	1.01%	0.00%
Dec. 15, 2024	Shoukry Paul M	President	M	Common Stock	4409	$0.00	39,001.0000	212,300,000	12.75%	0.00%
Dec. 15, 2024	Shoukry Paul M	President	F	Common Stock	1734	$160.49	37,267.0000	212,300,000	4.45%	0.00%
Dec. 12, 2024	Shoukry Paul M	President	M	Restricted Stock Units	900	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 13, 2024	Shoukry Paul M	President	A	Restricted Stock Units	6235	$0.00	6,235.0000	212,300,000	9999.99%	0.00%
Dec. 13, 2024	Shoukry Paul M	President	A	Restricted Stock Units	7950	$0.00	7,950.0000	212,300,000	9999.99%	0.00%
Dec. 15, 2024	Shoukry Paul M	President	M	Restricted Stock Units	4409	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 11, 2024	REILLY PAUL C	Chair & CEO	G	Common Stock	18559	$0.00	266,481.0000	212,300,000	6.51%	0.01%
Dec. 10, 2024	Coulter James Robert Edward	Director & CEO, RJ Ltd.	M	Common Stock	488	$0.00	18,463.0000	212,300,000	2.71%	0.00%
Dec. 10, 2024	Coulter James Robert Edward	Director & CEO, RJ Ltd.	M	Restricted Stock Units	488	$0.00	0.0000	212,300,000	100.00%	0.00%
Dec. 9, 2024	Elwyn Tashtego S	President, PCG	G	Common Stock	325	$0.00	50,192.0000	212,300,000	0.64%	0.00%
Dec. 9, 2024	Shoukry Paul M	President	G	Common Stock	1500	$0.00	34,046.0000	212,300,000	4.22%	0.00%
Dec. 6, 2024	Krauss David	Chief Risk Officer	A	Restricted Stock Units	679	$0.00	679.0000	212,300,000	9999.99%	0.00%
Dec. 6, 2024	Larson Katherine H	Chief Accounting Officer	A	Restricted Stock Units	122	$0.00	122.0000	212,300,000	9999.99%	0.00%
Dec. 6, 2024	Oorlog Jonathan W JR	Chief Financial Officer	A	Restricted Stock Units	577	$0.00	577.0000	212,300,000	9999.99%	0.00%
Dec. 4, 2024	Reid Shannon B	President, ICD	S	Common Stock	1241	$165.30	9,156.0000	212,300,000	11.94%	0.00%
Dec. 4, 2024	Reid Shannon B	President, ICD	G	Common Stock	315	$0.00	10,397.0000	212,300,000	2.94%	0.00%
Dec. 5, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	S	Common Stock	3100	$165.59	27,336.0000	212,300,000	10.19%	0.00%
Dec. 4, 2024	Carter Horace	President, Fixed Income	S	Common Stock	5000	$165.03	35,935.0000	212,300,000	12.21%	0.00%
Dec. 3, 2024	Elwyn Tashtego S	President, PCG	G	Common Stock	225	$0.00	50,517.0000	212,300,000	0.44%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	1298	$169.28	30,436.0000	212,300,000	4.09%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1500	$0.00	1,500.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	3032	$0.00	8,343.0000	212,300,000	26.65%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	3793	$0.00	4,550.0000	212,300,000	45.46%	0.00%
Nov. 29, 2024	Raney Steven M	Executive Chair RJBank	S	Common Stock	671	$170.10	57,147.0000	212,300,000	1.16%	0.00%
Nov. 29, 2024	Raney Steven M	Executive Chair RJBank	G	Common Stock	1176	$0.00	55,971.0000	212,300,000	2.06%	0.00%
Nov. 29, 2024	Raney Steven M	Executive Chair RJBank	S	Common Stock	9465	$169.59	46,506.0000	212,300,000	16.91%	0.00%
Nov. 30, 2024	Raney Steven M	Executive Chair RJBank	M	Common Stock	3793	$0.00	50,299.0000	212,300,000	8.16%	0.00%
Nov. 30, 2024	Raney Steven M	Executive Chair RJBank	M	Common Stock	1500	$0.00	51,799.0000	212,300,000	2.98%	0.00%
Nov. 30, 2024	Raney Steven M	Executive Chair RJBank	F	Common Stock	449	$169.28	51,350.0000	212,300,000	0.87%	0.00%
Nov. 30, 2024	Raney Steven M	Executive Chair RJBank	F	Common Stock	1135	$169.28	50,215.0000	212,300,000	2.21%	0.00%
Dec. 2, 2024	Raney Steven M	Executive Chair RJBank	S	Common Stock	3709	$167.39	46,506.0000	212,300,000	7.39%	0.00%
Nov. 30, 2024	Raney Steven M	Executive Chair RJBank	M	Restricted Stock Units	1500	$0.00	1,500.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Raney Steven M	Executive Chair RJBank	M	Restricted Stock Units	3793	$0.00	2,528.0000	212,300,000	60.01%	0.00%
Nov. 30, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	2086	$0.00	12,754.0000	212,300,000	19.55%	0.00%
Nov. 30, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	900	$0.00	13,654.0000	212,300,000	7.06%	0.00%
Nov. 30, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	219	$169.28	13,435.0000	212,300,000	1.60%	0.00%
Nov. 30, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	508	$169.28	12,927.0000	212,300,000	3.78%	0.00%
Nov. 30, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	900	$0.00	900.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	2086	$0.00	1,390.0000	212,300,000	60.01%	0.00%
Nov. 30, 2024	Bunn James E	President, Capital Markets	M	Common Stock	13907	$0.00	88,410.0000	212,300,000	18.67%	0.01%
Nov. 30, 2024	Bunn James E	President, Capital Markets	M	Common Stock	1500	$0.00	89,910.0000	212,300,000	1.70%	0.00%
Nov. 30, 2024	Bunn James E	President, Capital Markets	F	Common Stock	590	$169.28	89,320.0000	212,300,000	0.66%	0.00%
Nov. 30, 2024	Bunn James E	President, Capital Markets	F	Common Stock	5472	$169.28	83,848.0000	212,300,000	6.13%	0.00%
Nov. 30, 2024	Bunn James E	President, Capital Markets	M	Restricted Stock Units	1500	$0.00	1,500.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Bunn James E	President, Capital Markets	M	Restricted Stock Units	13907	$0.00	9,272.0000	212,300,000	60.00%	0.01%
Nov. 30, 2024	Carter Horace	President, Fixed Income	M	Common Stock	3668	$0.00	36,000.0000	212,300,000	11.34%	0.00%
Nov. 30, 2024	Carter Horace	President, Fixed Income	M	Common Stock	1500	$0.00	37,500.0000	212,300,000	4.17%	0.00%
Nov. 30, 2024	Carter Horace	President, Fixed Income	F	Common Stock	383	$169.28	37,117.0000	212,300,000	1.02%	0.00%
Nov. 30, 2024	Carter Horace	President, Fixed Income	F	Common Stock	935	$169.28	36,182.0000	212,300,000	2.52%	0.00%
Dec. 3, 2024	Carter Horace	President, Fixed Income	M	Common Stock	7836	$0.00	44,018.0000	212,300,000	21.66%	0.00%
Nov. 29, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	G	Common Stock	355	$0.00	24,959.0000	212,300,000	1.40%	0.00%
Nov. 30, 2024	Shoukry Paul M	President	M	Restricted Stock Units	6953	$0.00	4,636.0000	212,300,000	60.00%	0.00%
Nov. 30, 2024	Shoukry Paul M	President	M	Restricted Stock Units	1500	$0.00	1,500.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Shoukry Paul M	President	F	Common Stock	2466	$169.28	35,546.0000	212,300,000	6.49%	0.00%
Nov. 30, 2024	Shoukry Paul M	President	F	Common Stock	532	$169.28	38,012.0000	212,300,000	1.38%	0.00%
Nov. 30, 2024	Shoukry Paul M	President	M	Common Stock	1500	$0.00	38,544.0000	212,300,000	4.05%	0.00%
Nov. 30, 2024	Shoukry Paul M	President	M	Common Stock	6953	$0.00	37,044.0000	212,300,000	23.11%	0.00%
Nov. 30, 2024	REILLY PAUL C	Chair & CEO	M	Restricted Stock Units	8218	$0.00	5,479.0000	212,300,000	60.00%	0.00%
Nov. 30, 2024	REILLY PAUL C	Chair & CEO	M	Restricted Stock Units	3900	$0.00	3,900.0000	212,300,000	50.00%	0.00%
Dec. 2, 2024	REILLY PAUL C	Chair & CEO	S	Common Stock	50000	$167.30	285,040.0000	212,300,000	14.92%	0.02%
Nov. 30, 2024	REILLY PAUL C	Chair & CEO	F	Common Stock	3040	$169.28	335,040.0000	212,300,000	0.90%	0.00%
Nov. 30, 2024	REILLY PAUL C	Chair & CEO	F	Common Stock	1443	$169.28	338,080.0000	212,300,000	0.43%	0.00%
Nov. 30, 2024	REILLY PAUL C	Chair & CEO	M	Common Stock	3900	$0.00	339,523.0000	212,300,000	1.16%	0.00%
Nov. 30, 2024	REILLY PAUL C	Chair & CEO	M	Common Stock	8218	$0.00	335,623.0000	212,300,000	2.51%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	3793	$0.00	28,752.0000	212,300,000	15.20%	0.00%
Nov. 30, 2024	Curtis Scott A	Chief Operating Officer	F	Common Stock	1328	$169.28	192,433.0000	212,300,000	0.69%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	3032	$0.00	31,784.0000	212,300,000	10.55%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1500	$0.00	33,284.0000	212,300,000	4.72%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	513	$169.28	32,771.0000	212,300,000	1.54%	0.00%
Nov. 30, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	1037	$169.28	31,734.0000	212,300,000	3.16%	0.00%
Nov. 30, 2024	Larson Katherine H	Chief Accounting Officer	M	Common Stock	525	$0.00	3,130.0000	212,300,000	20.15%	0.00%
Nov. 30, 2024	Larson Katherine H	Chief Accounting Officer	F	Common Stock	128	$169.28	3,002.0000	212,300,000	4.09%	0.00%
Nov. 30, 2024	Larson Katherine H	Chief Accounting Officer	F	Common Stock	242	$169.28	2,760.0000	212,300,000	8.06%	0.00%
Dec. 3, 2024	Larson Katherine H	Chief Accounting Officer	G	Common Stock	60	$0.00	2,700.0000	212,300,000	2.17%	0.00%
Dec. 3, 2024	Larson Katherine H	Chief Accounting Officer	S	Common Stock	1492	$166.01	1,208.0000	212,300,000	55.26%	0.00%
Nov. 30, 2024	Larson Katherine H	Chief Accounting Officer	M	Restricted Stock Units	525	$0.00	525.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Larson Katherine H	Chief Accounting Officer	M	Restricted Stock Units	996	$0.00	664.0000	212,300,000	60.00%	0.00%
Dec. 3, 2024	Carter Horace	President, Fixed Income	F	Common Stock	3083	$166.95	40,935.0000	212,300,000	7.00%	0.00%
Nov. 30, 2024	Carter Horace	President, Fixed Income	M	Restricted Stock Units	1500	$0.00	1,500.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Carter Horace	President, Fixed Income	M	Restricted Stock Units	3668	$0.00	2,445.0000	212,300,000	60.00%	0.00%
Dec. 3, 2024	Carter Horace	President, Fixed Income	M	Restricted Stock Units	7836	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 30, 2024	Reid Shannon B	President, ICD	M	Common Stock	709	$0.00	10,444.0000	212,300,000	7.28%	0.00%
Nov. 30, 2024	Reid Shannon B	President, ICD	M	Common Stock	375	$0.00	10,819.0000	212,300,000	3.59%	0.00%
Nov. 30, 2024	Reid Shannon B	President, ICD	F	Common Stock	91	$169.28	10,728.0000	212,300,000	0.84%	0.00%
Nov. 30, 2024	Reid Shannon B	President, ICD	F	Common Stock	172	$169.28	10,556.0000	212,300,000	1.60%	0.00%
Dec. 3, 2024	Reid Shannon B	President, ICD	M	Common Stock	179	$0.00	10,735.0000	212,300,000	1.70%	0.00%
Dec. 3, 2024	Reid Shannon B	President, ICD	F	Common Stock	43	$166.95	10,692.0000	212,300,000	0.40%	0.00%
Nov. 30, 2024	Reid Shannon B	President, ICD	M	Restricted Stock Units	375	$0.00	375.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Reid Shannon B	President, ICD	M	Restricted Stock Units	709	$0.00	472.0000	212,300,000	60.03%	0.00%
Dec. 3, 2024	Reid Shannon B	President, ICD	M	Restricted Stock Units	179	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 29, 2024	Allaire Bella Loykhter	Chief Admin Officer	S	Common Stock	1170	$169.43	81,614.0000	212,300,000	1.41%	0.00%
Nov. 30, 2024	Allaire Bella Loykhter	Chief Admin Officer	M	Common Stock	3793	$0.00	85,407.0000	212,300,000	4.65%	0.00%
Nov. 30, 2024	Allaire Bella Loykhter	Chief Admin Officer	M	Common Stock	1500	$0.00	86,907.0000	212,300,000	1.76%	0.00%
Nov. 30, 2024	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	522	$169.28	86,385.0000	212,300,000	0.60%	0.00%
Nov. 30, 2024	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	1320	$169.28	85,065.0000	212,300,000	1.53%	0.00%
Dec. 3, 2024	Allaire Bella Loykhter	Chief Admin Officer	S	Common Stock	3451	$165.62	81,614.0000	212,300,000	4.06%	0.00%
Nov. 30, 2024	Allaire Bella Loykhter	Chief Admin Officer	M	Restricted Stock Units	1500	$0.00	1,500.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Allaire Bella Loykhter	Chief Admin Officer	M	Restricted Stock Units	3793	$0.00	2,528.0000	212,300,000	60.01%	0.00%
Nov. 30, 2024	Curtis Scott A	Chief Operating Officer	M	Common Stock	3793	$0.00	192,786.0000	212,300,000	2.01%	0.00%
Nov. 30, 2024	Curtis Scott A	Chief Operating Officer	M	Common Stock	1500	$0.00	194,286.0000	212,300,000	0.78%	0.00%
Nov. 30, 2024	Curtis Scott A	Chief Operating Officer	F	Common Stock	525	$169.28	193,761.0000	212,300,000	0.27%	0.00%
Dec. 3, 2024	Curtis Scott A	Chief Operating Officer	G	Common Stock	1000	$0.00	191,433.0000	212,300,000	0.52%	0.00%
Nov. 30, 2024	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	1500	$0.00	1,500.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	3793	$0.00	2,528.0000	212,300,000	60.01%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	1528	$0.00	20,175.0000	212,300,000	8.19%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	1222	$0.00	21,397.0000	212,300,000	6.06%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	750	$0.00	22,147.0000	212,300,000	3.51%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	174	$169.28	21,973.0000	212,300,000	0.79%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	282	$169.28	21,691.0000	212,300,000	1.28%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	353	$169.28	21,338.0000	212,300,000	1.63%	0.00%
Dec. 3, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	139	$0.00	21,477.0000	212,300,000	0.65%	0.00%
Dec. 3, 2024	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	30	$166.95	21,447.0000	212,300,000	0.14%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	750	$0.00	750.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	1222	$0.00	3,362.0000	212,300,000	26.66%	0.00%
Nov. 30, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	1528	$0.00	1,834.0000	212,300,000	45.45%	0.00%
Dec. 3, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	139	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 30, 2024	Larson Katherine H	Chief Accounting Officer	M	Common Stock	996	$0.00	2,605.0000	212,300,000	61.90%	0.00%
Nov. 30, 2024	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	3793	$0.00	2,528.0000	212,300,000	60.01%	0.00%
Nov. 30, 2024	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	1500	$0.00	1,500.0000	212,300,000	50.00%	0.00%
Nov. 30, 2024	Elwyn Tashtego S	President, PCG	F	Common Stock	1380	$169.28	50,742.0000	212,300,000	2.65%	0.00%
Nov. 30, 2024	Elwyn Tashtego S	President, PCG	M	Common Stock	1500	$0.00	52,667.0000	212,300,000	2.93%	0.00%
Nov. 29, 2024	Elwyn Tashtego S	President, PCG	G	Common Stock	1700	$0.00	47,374.0000	212,300,000	3.46%	0.00%
Nov. 30, 2024	Elwyn Tashtego S	President, PCG	F	Common Stock	545	$169.28	52,122.0000	212,300,000	1.03%	0.00%
Nov. 30, 2024	Elwyn Tashtego S	President, PCG	M	Common Stock	3793	$0.00	51,167.0000	212,300,000	8.01%	0.00%
Nov. 22, 2024	Elwyn Tashtego S	President, PCG	F	Common Stock	365	$163.78	44,019.0000	212,300,000	0.82%	0.00%
Nov. 22, 2024	Curtis Scott A	Chief Operating Officer	M	Common Stock	1500	$0.00	184,048.0000	212,300,000	0.82%	0.00%
Nov. 22, 2024	Curtis Scott A	Chief Operating Officer	F	Common Stock	330	$163.78	183,718.0000	212,300,000	0.18%	0.00%
Nov. 25, 2024	Curtis Scott A	Chief Operating Officer	A	Common Stock	5275	$0.00	188,993.0000	212,300,000	2.87%	0.00%
Nov. 22, 2024	Curtis Scott A	Chief Operating Officer	M	Restricted Stock Units	1500	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	Reid Shannon B	President, ICD	M	Common Stock	375	$0.00	9,826.0000	212,300,000	3.97%	0.00%
Nov. 22, 2024	Reid Shannon B	President, ICD	F	Common Stock	91	$163.78	9,735.0000	212,300,000	0.93%	0.00%
Nov. 22, 2024	Reid Shannon B	President, ICD	M	Restricted Stock Units	375	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	900	$0.00	10,887.0000	212,300,000	9.01%	0.00%
Nov. 22, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	219	$163.78	10,668.0000	212,300,000	2.01%	0.00%
Nov. 22, 2024	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	900	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	REILLY PAUL C	Chair & CEO	M	Common Stock	3750	$0.00	253,888.0000	212,300,000	1.50%	0.00%
Nov. 22, 2024	REILLY PAUL C	Chair & CEO	F	Common Stock	1387	$163.78	252,501.0000	212,300,000	0.55%	0.00%
Nov. 25, 2024	REILLY PAUL C	Chair & CEO	A	Common Stock	74904	$0.00	327,405.0000	212,300,000	29.66%	0.04%
Nov. 22, 2024	REILLY PAUL C	Chair & CEO	M	Restricted Stock Units	3750	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	Larson Katherine H	Chief Accounting Officer	M	Common Stock	450	$0.00	1,718.0000	212,300,000	35.49%	0.00%
Nov. 22, 2024	Larson Katherine H	Chief Accounting Officer	F	Common Stock	109	$163.78	1,609.0000	212,300,000	6.34%	0.00%
Nov. 22, 2024	Larson Katherine H	Chief Accounting Officer	M	Restricted Stock Units	450	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 25, 2024	Larson Katherine H	Chief Accounting Officer	A	Restricted Stock Units	1392	$0.00	1,392.0000	212,300,000	9999.99%	0.00%
Nov. 22, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Common Stock	600	$0.00	18,793.0000	212,300,000	3.30%	0.00%
Nov. 22, 2024	Oorlog Jonathan W JR	Chief Financial Officer	F	Common Stock	146	$163.78	18,647.0000	212,300,000	0.78%	0.00%
Nov. 22, 2024	Oorlog Jonathan W JR	Chief Financial Officer	M	Restricted Stock Units	600	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 25, 2024	Oorlog Jonathan W JR	Chief Financial Officer	A	Restricted Stock Units	1513	$0.00	1,513.0000	212,300,000	9999.99%	0.00%
Nov. 22, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1500	$0.00	23,482.0000	212,300,000	6.82%	0.00%
Nov. 22, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	365	$163.78	23,117.0000	212,300,000	1.55%	0.00%
Nov. 25, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Common Stock	2197	$0.00	25,314.0000	212,300,000	9.50%	0.00%
Nov. 22, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1500	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	Raney Steven M	Executive Chair RJBank	M	Common Stock	1500	$0.00	55,686.0000	212,300,000	2.77%	0.00%
Nov. 22, 2024	Raney Steven M	Executive Chair RJBank	F	Common Stock	330	$163.78	55,356.0000	212,300,000	0.59%	0.00%
Nov. 25, 2024	Raney Steven M	Executive Chair RJBank	A	Common Stock	2462	$0.00	57,818.0000	212,300,000	4.45%	0.00%
Nov. 22, 2024	Raney Steven M	Executive Chair RJBank	M	Restricted Stock Units	1500	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	Elwyn Tashtego S	President, PCG	M	Common Stock	1500	$0.00	44,384.0000	212,300,000	3.50%	0.00%
Nov. 25, 2024	Elwyn Tashtego S	President, PCG	A	Common Stock	5055	$0.00	49,074.0000	212,300,000	11.48%	0.00%
Nov. 22, 2024	Elwyn Tashtego S	President, PCG	M	Restricted Stock Units	1500	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	Bunn James E	President, Capital Markets	M	Common Stock	1500	$0.00	50,478.0000	212,300,000	3.06%	0.00%
Nov. 22, 2024	Bunn James E	President, Capital Markets	F	Common Stock	590	$163.78	49,888.0000	212,300,000	1.17%	0.00%
Nov. 25, 2024	Bunn James E	President, Capital Markets	A	Common Stock	24615	$0.00	74,503.0000	212,300,000	49.34%	0.01%
Nov. 22, 2024	Bunn James E	President, Capital Markets	M	Restricted Stock Units	1500	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	Allaire Bella Loykhter	Chief Admin Officer	M	Common Stock	1500	$0.00	78,279.0000	212,300,000	1.95%	0.00%
Nov. 22, 2024	Allaire Bella Loykhter	Chief Admin Officer	F	Common Stock	330	$163.78	77,949.0000	212,300,000	0.42%	0.00%
Nov. 25, 2024	Allaire Bella Loykhter	Chief Admin Officer	A	Common Stock	4835	$0.00	82,784.0000	212,300,000	6.20%	0.00%
Nov. 22, 2024	Allaire Bella Loykhter	Chief Admin Officer	M	Restricted Stock Units	1500	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 22, 2024	Carter Horace	President, Fixed Income	M	Common Stock	750	$0.00	32,514.0000	212,300,000	2.36%	0.00%
Nov. 22, 2024	Carter Horace	President, Fixed Income	F	Common Stock	182	$163.78	32,332.0000	212,300,000	0.56%	0.00%
Nov. 22, 2024	Carter Horace	President, Fixed Income	M	Restricted Stock Units	750	$0.00	0.0000	212,300,000	100.00%	0.00%
Nov. 25, 2024	Krauss David	Chief Risk Officer	A	Restricted Stock Units	2421	$0.00	2,421.0000	212,300,000	9999.99%	0.00%
Nov. 22, 2024	Shoukry Paul M	President	M	Common Stock	1500	$0.00	22,984.0000	212,300,000	6.98%	0.00%
Nov. 22, 2024	Shoukry Paul M	President	F	Common Stock	365	$163.78	22,619.0000	212,300,000	1.59%	0.00%
Nov. 25, 2024	Shoukry Paul M	President	A	Common Stock	7472	$0.00	30,091.0000	212,300,000	33.03%	0.00%
Nov. 22, 2024	Shoukry Paul M	President	M	Restricted Stock Units	1500	$0.00	0.0000	212,300,000	100.00%	0.00%
Sept. 30, 2024	Coulter James Robert Edward	Director & CEO, RJ Ltd.	M	Common Stock	2058	$0.00	17,975.0000	213,100,000	12.93%	0.00%
Sept. 30, 2024	Coulter James Robert Edward	Director & CEO, RJ Ltd.	M	Restricted Stock Units	2058	$0.00	0.0000	213,100,000	100.00%	0.00%
Sept. 4, 2024	Curtis Scott A	President, PCG	G	Common Stock	1000	$0.00	182,534.0000	213,100,000	0.54%	0.00%
Aug. 12, 2024	Elwyn Tashtego S	CEO & President - RJA	S	Common Stock	31277	$109.64	42,860.0000	213,100,000	42.19%	0.01%
July 31, 2024	Allaire Bella Loykhter	Executive Vice President-RJA	S	Common Stock	17363	$115.00	76,775.0000	213,100,000	18.44%	0.01%
July 31, 2024	Shoukry Paul M	President & CFO	G	Common Stock	2500	$0.00	21,480.0000	213,100,000	10.43%	0.00%
May 20, 2024	Bunn James E	Pres-GlobEq&Inv Banking-RJA	A	Restricted Stock Units	19775	$0.00	19,775.0000	216,900,000	9999.99%	0.01%
May 20, 2024	Mistarz Cecily	Director	A	Restricted Stock Units	1186	$0.00	1,186.0000	216,900,000	9999.99%	0.00%
May 3, 2024	Bunn James E	Pres-GlobEq&Inv Banking-RJA	S	Common Stock	11095	$124.44	48,938.0000	216,900,000	18.48%	0.01%
April 29, 2024	Allaire Bella Loykhter	Executive Vice President-RJA	G	Common Stock	100	$0.00	94,108.0000	216,900,000	0.11%	0.00%
April 26, 2024	Raney Steven M	President & CEO RJBank	S	Common Stock	4174	$121.01	54,035.0000	216,900,000	7.17%	0.00%
April 10, 2024	MCDANIEL RAYMOND W	Director	M	Restricted Stock Units	1846	$0.00	0.0000	216,900,000	100.00%	0.00%
April 10, 2024	GARCIA ART A	Director	M	Common Stock	1846	$0.00	2,725.0000	216,900,000	210.01%	0.00%
April 10, 2024	GARCIA ART A	Director	M	Restricted Stock Units	1846	$0.00	0.0000	216,900,000	100.00%	0.00%
April 10, 2024	MCDANIEL RAYMOND W	Director	M	Common Stock	1846	$0.00	1,846.0000	216,900,000	9999.99%	0.00%
March 5, 2024	Reid Shannon B	President, ICD for RJFS	G	Common Stock	10	$0.00	9,340.0000	216,900,000	0.11%	0.00%
Feb. 22, 2024	DEBEL MARLENE	Director	A	Restricted Stock Units	1711	$0.00	3,354.0000	216,900,000	104.14%	0.00%
Feb. 22, 2024	Esty Benjamin	Director	A	Restricted Stock Units	1711	$0.00	3,354.0000	216,900,000	104.14%	0.00%
Feb. 22, 2024	Esty Benjamin	Director	M	Restricted Stock Units	1643	$0.00	1,711.0000	216,900,000	48.99%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	M	Common Stock	1643	$0.00	40,004.0000	216,900,000	4.28%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	M	Common Stock	319	$0.00	40,323.0000	216,900,000	0.80%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	M	Common Stock	319	$0.00	40,642.0000	216,900,000	0.79%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	A	Restricted Stock Units	1711	$0.00	3,992.0000	216,900,000	75.01%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	A	Restricted Stock Units	342	$0.00	4,334.0000	216,900,000	8.57%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	M	Restricted Stock Units	319	$0.00	4,038.0000	216,900,000	7.32%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	M	Restricted Stock Units	319	$0.00	4,357.0000	216,900,000	6.82%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	M	Restricted Stock Units	1643	$0.00	2,395.0000	216,900,000	40.69%	0.00%
Feb. 22, 2024	MCDANIEL RAYMOND W	Director	A	Restricted Stock Units	1711	$0.00	1,711.0000	216,900,000	9999.99%	0.00%
Feb. 22, 2024	Reid Shannon B	President, ICD for RJFS	A	Restricted Stock Units	3000	$0.00	3,000.0000	216,900,000	9999.99%	0.00%
Feb. 22, 2024	DEBEL MARLENE	Director	M	Common Stock	1643	$0.00	5,856.0000	216,900,000	39.00%	0.00%
Feb. 22, 2024	DEBEL MARLENE	Director	M	Restricted Stock Units	1643	$0.00	1,711.0000	216,900,000	48.99%	0.00%
Feb. 22, 2024	DUTKOWSKY ROBERT M	Director	M	Common Stock	1643	$0.00	11,149.0000	216,900,000	17.28%	0.00%
Feb. 22, 2024	DUTKOWSKY ROBERT M	Director	A	Restricted Stock Units	1711	$0.00	3,354.0000	216,900,000	104.14%	0.00%
Feb. 22, 2024	DUTKOWSKY ROBERT M	Director	M	Restricted Stock Units	1643	$0.00	1,711.0000	216,900,000	48.99%	0.00%
Feb. 22, 2024	MCGEARY RODERICK C	Director	M	Common Stock	1643	$0.00	20,087.0000	216,900,000	8.91%	0.00%
Feb. 22, 2024	MCGEARY RODERICK C	Director	A	Restricted Stock Units	1711	$0.00	3,354.0000	216,900,000	104.14%	0.00%
Feb. 22, 2024	MCGEARY RODERICK C	Director	M	Restricted Stock Units	1643	$0.00	1,711.0000	216,900,000	48.99%	0.00%
Feb. 22, 2024	Elwyn Tashtego S	CEO & President - RJA	G	Common Stock	1196	$0.00	74,048.0000	216,900,000	1.59%	0.00%
Feb. 22, 2024	Edwards Jeffrey N	Director	M	Common Stock	1643	$0.00	28,577.0000	216,900,000	6.10%	0.00%
Feb. 22, 2024	Edwards Jeffrey N	Director	A	Restricted Stock Units	1711	$0.00	3,354.0000	216,900,000	104.14%	0.00%
Feb. 22, 2024	Edwards Jeffrey N	Director	M	Restricted Stock Units	1643	$0.00	1,711.0000	216,900,000	48.99%	0.00%
Feb. 22, 2024	GARCIA ART A	Director	A	Restricted Stock Units	1711	$0.00	1,711.0000	216,900,000	9999.99%	0.00%
Feb. 22, 2024	Seshadri Raj	Director	M	Common Stock	1643	$0.00	9,515.0000	216,900,000	20.87%	0.00%
Feb. 22, 2024	Seshadri Raj	Director	A	Restricted Stock Units	1711	$0.00	3,354.0000	216,900,000	104.14%	0.00%
Feb. 22, 2024	Seshadri Raj	Director	M	Restricted Stock Units	1643	$0.00	1,711.0000	216,900,000	48.99%	0.00%
Feb. 22, 2024	Johnson Gordon L	Director	A	Restricted Stock Units	342	$0.00	4,676.0000	216,900,000	7.89%	0.00%
Feb. 22, 2024	Gates Anne	Director	M	Common Stock	1643	$0.00	12,581.0000	216,900,000	15.02%	0.00%
Feb. 22, 2024	Gates Anne	Director	A	Restricted Stock Units	1711	$0.00	3,354.0000	216,900,000	104.14%	0.00%
Feb. 22, 2024	Gates Anne	Director	M	Restricted Stock Units	1643	$0.00	1,711.0000	216,900,000	48.99%	0.00%
Feb. 22, 2024	Esty Benjamin	Director	M	Common Stock	1643	$0.00	27,527.0000	216,900,000	6.35%	0.00%
Feb. 9, 2024	GARCIA ART A	Director	P	Common Stock	879	$112.30	879.0000	216,900,000	9999.99%	0.00%
Jan. 29, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	S	Common Stock	918	$111.84	22,909.0000	216,900,000	3.85%	0.00%
Jan. 29, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	S	Common Stock	973	$111.98	21,936.0000	216,900,000	4.25%	0.00%
Jan. 2, 2024	Elwyn Tashtego S	CEO & President - RJA	F	Common Stock	1088	$111.50	75,203.0000	216,900,000	1.43%	0.00%
Jan. 2, 2024	Shoukry Paul M	Chief Financial Officer	F	Common Stock	736	$111.50	23,919.0000	216,900,000	2.99%	0.00%
Jan. 2, 2024	Curtis Scott A	President, PCG	F	Common Stock	1014	$111.50	183,442.0000	216,900,000	0.55%	0.00%
Jan. 2, 2024	Bunn James E	Pres-GlobEq&Inv Banking-RJA	F	Common Stock	2967	$111.50	59,997.0000	216,900,000	4.71%	0.00%
Jan. 2, 2024	Allaire Bella Loykhter	Executive Vice President-RJA	F	Common Stock	1048	$111.50	94,179.0000	216,900,000	1.10%	0.00%
Jan. 2, 2024	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	497	$111.50	23,820.0000	216,900,000	2.04%	0.00%
Jan. 2, 2024	REILLY PAUL C	Chair & CEO	F	Common Stock	24323	$111.50	250,063.0000	216,900,000	8.86%	0.01%
Jan. 2, 2024	Catanese George	Chief Risk Officer	F	Common Stock	250	$111.50	12,209.0000	216,900,000	2.01%	0.00%
Jan. 2, 2024	Perry Jodi	President, ICD for RJFS	F	Common Stock	200	$111.50	19,258.0000	216,900,000	1.03%	0.00%
Jan. 2, 2024	Raney Steven M	President & CEO RJBank	F	Common Stock	487	$111.50	58,113.0000	216,900,000	0.83%	0.00%
Jan. 2, 2024	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	F	Common Stock	913	$111.50	66,518.0000	216,900,000	1.35%	0.00%
Dec. 15, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	A	Restricted Stock Units	3946	$0.00	3,946.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	M	Restricted Stock Units	2768	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	F	Common Stock	1024	$110.88	67,431.0000	216,900,000	1.50%	0.00%
Dec. 15, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	M	Common Stock	2768	$0.00	68,455.0000	216,900,000	4.21%	0.00%
Dec. 15, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	M	Common Stock	3177	$0.00	96,402.0000	216,900,000	3.41%	0.00%
Dec. 15, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	F	Common Stock	1175	$110.88	95,227.0000	216,900,000	1.22%	0.00%
Dec. 15, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	M	Restricted Stock Units	3177	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	A	Restricted Stock Units	3044	$0.00	3,044.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Perry Jodi	President, ICD for RJFS	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	JAMES THOMAS A	Chairman Emeritus	M	Common Stock	821	$0.00	19,320,698.0000	216,900,000	0.00%	0.00%
Dec. 15, 2023	JAMES THOMAS A	Chairman Emeritus	M	Restricted Stock Units	821	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	JAMES THOMAS A	Chairman Emeritus	A	Restricted Stock Units	1353	$0.00	1,353.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Raney Steven M	President & CEO RJBank	M	Restricted Stock Units	1476	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Raney Steven M	President & CEO RJBank	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Raney Steven M	President & CEO RJBank	S	Common Stock	930	$110.42	58,600.0000	216,900,000	1.56%	0.00%
Dec. 15, 2023	Raney Steven M	President & CEO RJBank	F	Common Stock	546	$110.88	59,530.0000	216,900,000	0.91%	0.00%
Dec. 15, 2023	Raney Steven M	President & CEO RJBank	M	Common Stock	1476	$0.00	60,076.0000	216,900,000	2.52%	0.00%
Dec. 15, 2023	Curtis Scott A	President, PCG	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Curtis Scott A	President, PCG	M	Restricted Stock Units	3075	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Curtis Scott A	President, PCG	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Curtis Scott A	President, PCG	F	Common Stock	1137	$110.88	184,456.0000	216,900,000	0.61%	0.00%
Dec. 15, 2023	Curtis Scott A	President, PCG	M	Common Stock	3075	$0.00	185,593.0000	216,900,000	1.68%	0.00%
Dec. 15, 2023	Coulter James Robert Edward	Director & CEO, RJ Ltd.	A	Restricted Stock Units	1010	$0.00	1,010.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Coulter James Robert Edward	Director & CEO, RJ Ltd.	A	Restricted Stock Units	5185	$0.00	5,185.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Shoukry Paul M	Chief Financial Officer	A	Restricted Stock Units	6313	$0.00	6,313.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Shoukry Paul M	Chief Financial Officer	M	Restricted Stock Units	1805	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Shoukry Paul M	Chief Financial Officer	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Shoukry Paul M	Chief Financial Officer	F	Common Stock	710	$110.88	24,655.0000	216,900,000	2.80%	0.00%
Dec. 15, 2023	Shoukry Paul M	Chief Financial Officer	M	Common Stock	1805	$0.00	25,365.0000	216,900,000	7.66%	0.00%
Dec. 15, 2023	Carter Horace	President, Fixed Income	A	Restricted Stock Units	1037	$0.00	1,037.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Carter Horace	President, Fixed Income	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	REILLY PAUL C	Chair & CEO	A	Restricted Stock Units	33369	$0.00	33,369.0000	216,900,000	9999.99%	0.02%
Dec. 15, 2023	REILLY PAUL C	Chair & CEO	M	Restricted Stock Units	30833	$0.00	0.0000	216,900,000	100.00%	0.01%
Dec. 15, 2023	REILLY PAUL C	Chair & CEO	A	Restricted Stock Units	11724	$0.00	11,724.0000	216,900,000	9999.99%	0.01%
Dec. 15, 2023	REILLY PAUL C	Chair & CEO	F	Common Stock	11408	$110.88	274,386.0000	216,900,000	3.99%	0.01%
Dec. 15, 2023	REILLY PAUL C	Chair & CEO	M	Common Stock	30833	$0.00	285,794.0000	216,900,000	12.09%	0.01%
Dec. 14, 2023	REILLY PAUL C	Chair & CEO	G	Common Stock	19116	$0.00	254,961.0000	216,900,000	6.97%	0.01%
Dec. 15, 2023	Catanese George	Chief Risk Officer	A	Restricted Stock Units	947	$0.00	947.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Catanese George	Chief Risk Officer	M	Restricted Stock Units	759	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Catanese George	Chief Risk Officer	A	Restricted Stock Units	2976	$0.00	2,976.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Catanese George	Chief Risk Officer	F	Common Stock	280	$110.88	12,459.0000	216,900,000	2.20%	0.00%
Dec. 15, 2023	Catanese George	Chief Risk Officer	M	Common Stock	759	$0.00	12,739.0000	216,900,000	6.34%	0.00%
Dec. 15, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Restricted Stock Units	1860	$0.00	1,860.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1148	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	451	$110.88	24,317.0000	216,900,000	1.82%	0.00%
Dec. 15, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1148	$0.00	24,768.0000	216,900,000	4.86%	0.00%
Dec. 15, 2023	Perry Jodi	President, ICD for RJFS	A	Restricted Stock Units	1082	$0.00	1,082.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Perry Jodi	President, ICD for RJFS	M	Restricted Stock Units	452	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Raney Steven M	President & CEO RJBank	A	Restricted Stock Units	1691	$0.00	1,691.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Perry Jodi	President, ICD for RJFS	F	Common Stock	177	$110.88	19,458.0000	216,900,000	0.90%	0.00%
Dec. 15, 2023	Perry Jodi	President, ICD for RJFS	M	Common Stock	452	$0.00	19,635.0000	216,900,000	2.36%	0.00%
Dec. 15, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	A	Restricted Stock Units	722	$0.00	722.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	591	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	232	$110.88	9,932.0000	216,900,000	2.28%	0.00%
Dec. 15, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	591	$0.00	10,164.0000	216,900,000	6.17%	0.00%
Dec. 15, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	A	Restricted Stock Units	1353	$0.00	1,353.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	M	Restricted Stock Units	7176	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	F	Common Stock	2823	$110.88	62,964.0000	216,900,000	4.29%	0.00%
Dec. 15, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	M	Common Stock	7176	$0.00	65,787.0000	216,900,000	12.24%	0.00%
Dec. 15, 2023	Elwyn Tashtego S	CEO & President - RJA	A	Restricted Stock Units	4735	$0.00	4,735.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Elwyn Tashtego S	CEO & President - RJA	M	Restricted Stock Units	2768	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 15, 2023	Elwyn Tashtego S	CEO & President - RJA	A	Restricted Stock Units	5411	$0.00	5,411.0000	216,900,000	9999.99%	0.00%
Dec. 15, 2023	Elwyn Tashtego S	CEO & President - RJA	F	Common Stock	1089	$110.88	76,291.0000	216,900,000	1.41%	0.00%
Dec. 15, 2023	Elwyn Tashtego S	CEO & President - RJA	M	Common Stock	2768	$0.00	77,380.0000	216,900,000	3.71%	0.00%
Dec. 12, 2023	Elwyn Tashtego S	CEO & President - RJA	G	Common Stock	737	$0.00	75,777.0000	216,900,000	0.96%	0.00%
Dec. 13, 2023	Elwyn Tashtego S	CEO & President - RJA	G	Common Stock	1165	$0.00	74,612.0000	216,900,000	1.54%	0.00%
Dec. 12, 2023	Curtis Scott A	President, PCG	G	Common Stock	500	$0.00	182,518.0000	216,900,000	0.27%	0.00%
Dec. 12, 2023	Shoukry Paul M	Chief Financial Officer	M	Restricted Stock Units	900	$0.00	900.0000	216,900,000	50.00%	0.00%
Dec. 12, 2023	Perry Jodi	President, ICD for RJFS	M	Common Stock	900	$0.00	19,402.0000	216,900,000	4.86%	0.00%
Dec. 12, 2023	Perry Jodi	President, ICD for RJFS	M	Restricted Stock Units	900	$0.00	900.0000	216,900,000	50.00%	0.00%
Dec. 12, 2023	Perry Jodi	President, ICD for RJFS	F	Common Stock	219	$108.04	19,183.0000	216,900,000	1.13%	0.00%
Dec. 12, 2023	Shoukry Paul M	Chief Financial Officer	M	Common Stock	900	$0.00	23,779.0000	216,900,000	3.93%	0.00%
Dec. 12, 2023	Shoukry Paul M	Chief Financial Officer	F	Common Stock	219	$108.04	23,560.0000	216,900,000	0.92%	0.00%
Dec. 11, 2023	Coulter James Robert Edward	Director & CEO, RJ Ltd.	M	Common Stock	407	$0.00	15,917.0000	216,900,000	2.62%	0.00%
Dec. 11, 2023	Coulter James Robert Edward	Director & CEO, RJ Ltd.	M	Restricted Stock Units	407	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 4, 2023	Carter Horace	President, Fixed Income	M	Restricted Stock Units	5217	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 4, 2023	Raney Steven M	President & CEO RJBank	G	Common Stock	1404	$0.00	58,542.0000	216,900,000	2.34%	0.00%
Dec. 4, 2023	Catanese George	Chief Risk Officer	G	Common Stock	150	$0.00	15,846.0000	216,900,000	0.94%	0.00%
Dec. 4, 2023	Catanese George	Chief Risk Officer	S	Common Stock	3866	$106.75	11,980.0000	216,900,000	24.40%	0.00%
Dec. 4, 2023	Shoukry Paul M	Chief Financial Officer	G	Common Stock	2000	$0.00	22,879.0000	216,900,000	8.04%	0.00%
Dec. 4, 2023	Carter Horace	President, Fixed Income	M	Common Stock	5217	$0.00	31,699.0000	216,900,000	19.70%	0.00%
Dec. 1, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	A	Restricted Stock Units	782	$0.00	782.0000	216,900,000	9999.99%	0.00%
Nov. 29, 2023	REILLY PAUL C	Chair & CEO	M	Common Stock	3750	$0.00	318,093.0000	216,900,000	1.19%	0.00%
Nov. 30, 2023	Carter Horace	President, Fixed Income	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Carter Horace	President, Fixed Income	M	Restricted Stock Units	450	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Carter Horace	President, Fixed Income	M	Common Stock	4500	$0.00	26,482.0000	216,900,000	20.47%	0.00%
Nov. 29, 2023	Carter Horace	President, Fixed Income	M	Common Stock	450	$0.00	21,982.0000	216,900,000	2.09%	0.00%
Nov. 30, 2023	Elwyn Tashtego S	CEO & President - RJA	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Elwyn Tashtego S	CEO & President - RJA	M	Restricted Stock Units	1500	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Elwyn Tashtego S	CEO & President - RJA	F	Common Stock	1513	$103.75	76,514.0000	216,900,000	1.94%	0.00%
Nov. 30, 2023	Elwyn Tashtego S	CEO & President - RJA	M	Common Stock	4500	$0.00	78,027.0000	216,900,000	6.12%	0.00%
Nov. 29, 2023	Elwyn Tashtego S	CEO & President - RJA	F	Common Stock	365	$102.73	73,527.0000	216,900,000	0.49%	0.00%
Nov. 29, 2023	Elwyn Tashtego S	CEO & President - RJA	M	Common Stock	1500	$0.00	73,892.0000	216,900,000	2.07%	0.00%
Nov. 20, 2023	Elwyn Tashtego S	CEO & President - RJA	A	Common Stock	4152	$0.00	71,257.0000	216,900,000	6.19%	0.00%
Nov. 30, 2023	Shoukry Paul M	Chief Financial Officer	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Shoukry Paul M	Chief Financial Officer	M	Restricted Stock Units	900	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Shoukry Paul M	Chief Financial Officer	F	Common Stock	1095	$103.75	24,879.0000	216,900,000	4.22%	0.00%
Nov. 30, 2023	Shoukry Paul M	Chief Financial Officer	M	Common Stock	4500	$0.00	25,974.0000	216,900,000	20.96%	0.00%
Nov. 29, 2023	Shoukry Paul M	Chief Financial Officer	F	Common Stock	219	$102.73	21,474.0000	216,900,000	1.01%	0.00%
Nov. 29, 2023	Shoukry Paul M	Chief Financial Officer	M	Common Stock	900	$0.00	21,693.0000	216,900,000	4.33%	0.00%
Nov. 20, 2023	Shoukry Paul M	Chief Financial Officer	A	Common Stock	2705	$0.00	19,658.0000	216,900,000	15.96%	0.00%
Nov. 30, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	M	Restricted Stock Units	1500	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	F	Common Stock	1585	$103.75	93,225.0000	216,900,000	1.67%	0.00%
Nov. 30, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	M	Common Stock	4500	$0.00	94,810.0000	216,900,000	4.98%	0.00%
Nov. 29, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	F	Common Stock	330	$102.73	90,310.0000	216,900,000	0.36%	0.00%
Nov. 29, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	M	Common Stock	1500	$0.00	90,640.0000	216,900,000	1.68%	0.00%
Nov. 20, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	A	Common Stock	4766	$0.00	87,970.0000	216,900,000	5.73%	0.00%
Nov. 30, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	M	Restricted Stock Units	1500	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	F	Common Stock	1770	$103.75	58,611.0000	216,900,000	2.93%	0.00%
Nov. 30, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	M	Common Stock	4500	$0.00	60,381.0000	216,900,000	8.05%	0.00%
Nov. 29, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	F	Common Stock	603	$102.73	55,881.0000	216,900,000	1.07%	0.00%
Nov. 29, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	M	Common Stock	1500	$0.00	56,484.0000	216,900,000	2.73%	0.00%
Nov. 20, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	A	Common Stock	10763	$0.00	54,074.0000	216,900,000	24.85%	0.00%
Nov. 30, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	2700	$0.00	1,800.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	450	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	657	$103.75	9,573.0000	216,900,000	6.42%	0.00%
Nov. 30, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	2700	$0.00	10,230.0000	216,900,000	35.86%	0.00%
Nov. 29, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	109	$102.73	7,530.0000	216,900,000	1.43%	0.00%
Nov. 29, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	450	$0.00	7,639.0000	216,900,000	6.26%	0.00%
Nov. 30, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	M	Restricted Stock Units	2250	$0.00	1,500.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	M	Restricted Stock Units	450	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 20, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	A	Restricted Stock Units	2396	$0.00	2,396.0000	216,900,000	9999.99%	0.00%
Nov. 30, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	F	Common Stock	601	$103.75	18,111.0000	216,900,000	3.21%	0.00%
Nov. 30, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	M	Common Stock	2250	$0.00	18,712.0000	216,900,000	13.67%	0.00%
Nov. 29, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	F	Common Stock	109	$102.73	16,462.0000	216,900,000	0.66%	0.00%
Nov. 29, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	M	Common Stock	450	$0.00	16,571.0000	216,900,000	2.79%	0.00%
Nov. 30, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1500	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	1130	$103.75	23,620.0000	216,900,000	4.57%	0.00%
Nov. 30, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	4500	$0.00	24,750.0000	216,900,000	22.22%	0.00%
Nov. 29, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	365	$102.73	20,250.0000	216,900,000	1.77%	0.00%
Nov. 29, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1500	$0.00	20,615.0000	216,900,000	7.85%	0.00%
Nov. 20, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	A	Common Stock	1722	$0.00	17,980.0000	216,900,000	10.59%	0.00%
Nov. 30, 2023	Perry Jodi	President, ICD for RJFS	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Perry Jodi	President, ICD for RJFS	M	Restricted Stock Units	1500	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Perry Jodi	President, ICD for RJFS	F	Common Stock	1095	$103.75	18,502.0000	216,900,000	5.59%	0.00%
Nov. 30, 2023	Perry Jodi	President, ICD for RJFS	M	Common Stock	4500	$0.00	19,597.0000	216,900,000	29.81%	0.00%
Nov. 29, 2023	Perry Jodi	President, ICD for RJFS	F	Common Stock	365	$102.73	15,097.0000	216,900,000	2.36%	0.00%
Nov. 29, 2023	Perry Jodi	President, ICD for RJFS	M	Common Stock	1500	$0.00	15,462.0000	216,900,000	10.74%	0.00%
Nov. 20, 2023	Perry Jodi	President, ICD for RJFS	A	Common Stock	675	$0.00	12,827.0000	216,900,000	5.55%	0.00%
Nov. 20, 2023	JAMES THOMAS A	Chairman Emeritus	A	Common Stock	1229	$0.00	19,319,915.0000	216,900,000	0.01%	0.00%
Nov. 30, 2023	Catanese George	Chief Risk Officer	M	Restricted Stock Units	2700	$0.00	1,800.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Catanese George	Chief Risk Officer	M	Restricted Stock Units	900	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Catanese George	Chief Risk Officer	F	Common Stock	594	$103.75	15,996.0000	216,900,000	3.58%	0.00%
Nov. 30, 2023	Catanese George	Chief Risk Officer	M	Common Stock	2700	$0.00	16,590.0000	216,900,000	19.44%	0.00%
Nov. 29, 2023	Catanese George	Chief Risk Officer	F	Common Stock	198	$102.73	13,890.0000	216,900,000	1.41%	0.00%
Nov. 29, 2023	Catanese George	Chief Risk Officer	M	Common Stock	900	$0.00	14,088.0000	216,900,000	6.82%	0.00%
Nov. 20, 2023	Catanese George	Chief Risk Officer	A	Common Stock	1137	$0.00	13,486.0000	216,900,000	9.21%	0.00%
Nov. 30, 2023	Raney Steven M	President & CEO RJBank	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Raney Steven M	President & CEO RJBank	M	Restricted Stock Units	1500	$0.00	0.0000	216,900,000	100.00%	0.00%
Dec. 1, 2023	Raney Steven M	President & CEO RJBank	S	Common Stock	5531	$106.84	59,946.0000	216,900,000	8.45%	0.00%
Nov. 30, 2023	Raney Steven M	President & CEO RJBank	F	Common Stock	1274	$103.75	65,477.0000	216,900,000	1.91%	0.00%
Nov. 30, 2023	Raney Steven M	President & CEO RJBank	M	Common Stock	4500	$0.00	66,751.0000	216,900,000	7.23%	0.00%
Nov. 29, 2023	Raney Steven M	President & CEO RJBank	F	Common Stock	365	$102.73	62,251.0000	216,900,000	0.58%	0.00%
Nov. 29, 2023	Raney Steven M	President & CEO RJBank	M	Common Stock	1500	$0.00	62,616.0000	216,900,000	2.45%	0.00%
Nov. 20, 2023	Raney Steven M	President & CEO RJBank	A	Common Stock	2214	$0.00	59,946.0000	216,900,000	3.83%	0.00%
Nov. 30, 2023	Curtis Scott A	President, PCG	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Curtis Scott A	President, PCG	M	Restricted Stock Units	1500	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Curtis Scott A	President, PCG	F	Common Stock	1514	$103.75	183,018.0000	216,900,000	0.82%	0.00%
Nov. 30, 2023	Curtis Scott A	President, PCG	M	Common Stock	4500	$0.00	184,532.0000	216,900,000	2.50%	0.00%
Nov. 29, 2023	Curtis Scott A	President, PCG	F	Common Stock	330	$102.73	180,032.0000	216,900,000	0.18%	0.00%
Nov. 29, 2023	Curtis Scott A	President, PCG	M	Common Stock	1500	$0.00	180,362.0000	216,900,000	0.84%	0.00%
Nov. 20, 2023	Curtis Scott A	President, PCG	A	Common Stock	4613	$0.00	177,692.0000	216,900,000	2.67%	0.00%
Nov. 30, 2023	REILLY PAUL C	Chair & CEO	M	Restricted Stock Units	11700	$0.00	7,800.0000	216,900,000	60.00%	0.01%
Nov. 29, 2023	REILLY PAUL C	Chair & CEO	M	Restricted Stock Units	3750	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	REILLY PAUL C	Chair & CEO	F	Common Stock	4329	$103.75	274,077.0000	216,900,000	1.55%	0.00%
Nov. 30, 2023	REILLY PAUL C	Chair & CEO	M	Common Stock	11700	$0.00	278,406.0000	216,900,000	4.39%	0.01%
Nov. 29, 2023	REILLY PAUL C	Chair & CEO	S	Common Stock	50000	$103.99	266,706.0000	216,900,000	15.79%	0.02%
Nov. 29, 2023	REILLY PAUL C	Chair & CEO	F	Common Stock	1387	$102.73	316,706.0000	216,900,000	0.44%	0.00%
Nov. 20, 2023	REILLY PAUL C	Chair & CEO	A	Common Stock	69375	$0.00	311,980.0000	216,900,000	28.60%	0.03%
Nov. 30, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	M	Restricted Stock Units	4500	$0.00	3,000.0000	216,900,000	60.00%	0.00%
Nov. 29, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	M	Restricted Stock Units	1500	$0.00	0.0000	216,900,000	100.00%	0.00%
Nov. 30, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	F	Common Stock	1497	$103.75	65,454.0000	216,900,000	2.24%	0.00%
Nov. 30, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	M	Common Stock	4500	$0.00	66,951.0000	216,900,000	7.21%	0.00%
Nov. 29, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	F	Common Stock	330	$102.73	62,451.0000	216,900,000	0.53%	0.00%
Nov. 29, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	M	Common Stock	1500	$0.00	62,781.0000	216,900,000	2.45%	0.00%
Nov. 20, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	A	Common Stock	4152	$0.00	60,111.0000	216,900,000	7.42%	0.00%
Nov. 22, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	F	Common Stock	590	$104.27	44,221.0000	216,900,000	1.32%	0.00%
Nov. 22, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	M	Common Stock	1500	$0.00	44,811.0000	216,900,000	3.46%	0.00%
Nov. 22, 2023	Catanese George	Chief Risk Officer	M	Restricted Stock Units	900	$0.00	900.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Catanese George	Chief Risk Officer	G	Common Stock	1000	$0.00	12,051.0000	216,900,000	7.66%	0.00%
Nov. 22, 2023	Catanese George	Chief Risk Officer	F	Common Stock	198	$104.27	13,051.0000	216,900,000	1.49%	0.00%
Nov. 22, 2023	Catanese George	Chief Risk Officer	M	Common Stock	900	$0.00	13,249.0000	216,900,000	7.29%	0.00%
Nov. 22, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	F	Common Stock	330	$104.27	57,129.0000	216,900,000	0.57%	0.00%
Nov. 22, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	M	Common Stock	1500	$0.00	57,459.0000	216,900,000	2.68%	0.00%
Nov. 22, 2023	Curtis Scott A	President, PCG	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Curtis Scott A	President, PCG	F	Common Stock	330	$104.27	174,249.0000	216,900,000	0.19%	0.00%
Nov. 22, 2023	Curtis Scott A	President, PCG	M	Common Stock	1500	$0.00	174,579.0000	216,900,000	0.87%	0.00%
Nov. 22, 2023	Perry Jodi	President, ICD for RJFS	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Perry Jodi	President, ICD for RJFS	F	Common Stock	365	$104.27	13,287.0000	216,900,000	2.67%	0.00%
Nov. 22, 2023	Perry Jodi	President, ICD for RJFS	M	Common Stock	1500	$0.00	13,652.0000	216,900,000	12.34%	0.00%
Nov. 22, 2023	REILLY PAUL C	Chair & CEO	M	Restricted Stock Units	3750	$0.00	3,750.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	REILLY PAUL C	Chair & CEO	F	Common Stock	1387	$104.27	244,968.0000	216,900,000	0.56%	0.00%
Nov. 22, 2023	REILLY PAUL C	Chair & CEO	M	Common Stock	3750	$0.00	246,355.0000	216,900,000	1.55%	0.00%
Nov. 22, 2023	Shoukry Paul M	Chief Financial Officer	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Shoukry Paul M	Chief Financial Officer	F	Common Stock	365	$104.27	18,088.0000	216,900,000	1.98%	0.00%
Nov. 22, 2023	Shoukry Paul M	Chief Financial Officer	M	Common Stock	1500	$0.00	18,453.0000	216,900,000	8.85%	0.00%
Nov. 22, 2023	Raney Steven M	President & CEO RJBank	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Raney Steven M	President & CEO RJBank	F	Common Stock	330	$104.27	58,902.0000	216,900,000	0.56%	0.00%
Nov. 22, 2023	Raney Steven M	President & CEO RJBank	M	Common Stock	1500	$0.00	59,232.0000	216,900,000	2.60%	0.00%
Nov. 22, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	M	Common Stock	900	$0.00	7,408.0000	216,900,000	13.83%	0.00%
Nov. 22, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	F	Common Stock	219	$104.27	7,189.0000	216,900,000	2.96%	0.00%
Nov. 22, 2023	Aisenbrey Christopher S	Chief Human Resources Officer	M	Restricted Stock Units	900	$0.00	900.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	F	Common Stock	330	$104.27	84,374.0000	216,900,000	0.39%	0.00%
Nov. 22, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	365	$104.27	17,393.0000	216,900,000	2.06%	0.00%
Nov. 22, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	M	Common Stock	1500	$0.00	17,758.0000	216,900,000	9.23%	0.00%
Nov. 22, 2023	Elwyn Tashtego S	CEO & President - RJA	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Elwyn Tashtego S	CEO & President - RJA	F	Common Stock	365	$104.27	68,240.0000	216,900,000	0.53%	0.00%
Nov. 22, 2023	Elwyn Tashtego S	CEO & President - RJA	M	Common Stock	1500	$0.00	68,605.0000	216,900,000	2.24%	0.00%
Nov. 22, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	M	Restricted Stock Units	1500	$0.00	1,500.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	M	Common Stock	1500	$0.00	84,704.0000	216,900,000	1.80%	0.00%
Nov. 22, 2023	Carter Horace	President, Fixed Income	M	Restricted Stock Units	750	$0.00	750.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Carter Horace	President, Fixed Income	M	Common Stock	750	$0.00	21,532.0000	216,900,000	3.61%	0.00%
Nov. 22, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	M	Restricted Stock Units	600	$0.00	600.0000	216,900,000	50.00%	0.00%
Nov. 22, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	F	Common Stock	146	$104.27	16,121.0000	216,900,000	0.90%	0.00%
Nov. 22, 2023	Oorlog Jonathan W JR	SVP & Chief Accounting Officer	M	Common Stock	600	$0.00	16,267.0000	216,900,000	3.83%	0.00%
Nov. 8, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	S	Common Stock	8044	$99.41	55,959.0000	216,900,000	12.57%	0.00%
Nov. 3, 2023	Shoukry Paul M	Chief Financial Officer	G	Common Stock	1000	$0.00	16,953.0000	216,900,000	5.57%	0.00%
Sept. 30, 2023	Coulter James Robert Edward	Director & CEO, RJ Ltd.	M	Restricted Stock Units	3203	$0.00	0.0000	0	100.00%	0.00%
Sept. 30, 2023	Coulter James Robert Edward	Director & CEO, RJ Ltd.	M	Common Stock	3203	$0.00	15,510.0000	0	26.03%	0.00%
Aug. 1, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	G	Common Stock	500	$0.00	16,256.0000	0	2.98%	0.00%
July 31, 2023	Carter Horace	President, Fixed Income	S	Common Stock	3753	$109.12	20,777.0000	0	15.30%	0.00%
June 12, 2023	Carter Horace	President, Fixed Income	G	Common Stock	105	$0.00	24,525.0000	0	0.43%	0.00%
June 7, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	S	Common Stock	5281	$96.36	63,895.0000	0	7.63%	0.00%
April 10, 2023	MCDANIEL RAYMOND W	Director	A	Restricted Stock Units	1846	$0.00	1,846.0000	0	9999.99%	0.00%
April 10, 2023	GARCIA ART A	Director	A	Restricted Stock Units	1846	$0.00	1,846.0000	0	9999.99%	0.00%
Feb. 23, 2023	DEBEL MARLENE	Director	M	Common Stock	1683	$0.00	4,213.0000	0	66.52%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	M	Restricted Stock Units	1683	$0.00	2,281.0000	0	42.46%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	M	Restricted Stock Units	327	$0.00	3,964.0000	0	7.62%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	M	Restricted Stock Units	164	$0.00	4,291.0000	0	3.68%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	A	Restricted Stock Units	319	$0.00	4,455.0000	0	7.71%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	A	Restricted Stock Units	319	$0.00	4,136.0000	0	8.36%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	A	Restricted Stock Units	1643	$0.00	3,817.0000	0	75.57%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	M	Common Stock	164	$0.00	38,361.0000	0	0.43%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	M	Common Stock	327	$0.00	38,197.0000	0	0.86%	0.00%
Feb. 23, 2023	Johnson Gordon L	Director	M	Common Stock	1683	$0.00	37,870.0000	0	4.65%	0.00%
Feb. 23, 2023	Esty Benjamin	Director	M	Restricted Stock Units	1683	$0.00	1,643.0000	0	50.60%	0.00%
Feb. 23, 2023	Esty Benjamin	Director	A	Restricted Stock Units	1643	$0.00	3,326.0000	0	97.62%	0.00%
Feb. 23, 2023	Esty Benjamin	Director	M	Common Stock	1683	$0.00	25,884.0000	0	6.95%	0.00%
Feb. 23, 2023	MCGEARY RODERICK C	Director	M	Restricted Stock Units	1683	$0.00	1,643.0000	0	50.60%	0.00%
Feb. 23, 2023	MCGEARY RODERICK C	Director	A	Restricted Stock Units	1643	$0.00	3,326.0000	0	97.62%	0.00%
Feb. 23, 2023	MCGEARY RODERICK C	Director	M	Common Stock	1683	$0.00	18,444.0000	0	10.04%	0.00%
Feb. 23, 2023	DUTKOWSKY ROBERT M	Director	M	Restricted Stock Units	1683	$0.00	1,643.0000	0	50.60%	0.00%
Feb. 23, 2023	DUTKOWSKY ROBERT M	Director	A	Restricted Stock Units	1643	$0.00	3,326.0000	0	97.62%	0.00%
Feb. 23, 2023	DUTKOWSKY ROBERT M	Director	M	Common Stock	1683	$0.00	9,506.0000	0	21.51%	0.00%
Feb. 23, 2023	Edwards Jeffrey N	Director	M	Restricted Stock Units	1683	$0.00	1,643.0000	0	50.60%	0.00%
Feb. 23, 2023	Edwards Jeffrey N	Director	A	Restricted Stock Units	1643	$0.00	3,326.0000	0	97.62%	0.00%
Feb. 23, 2023	Edwards Jeffrey N	Director	M	Common Stock	1683	$0.00	26,934.0000	0	6.67%	0.00%
Feb. 23, 2023	Seshadri Raj	Director	M	Restricted Stock Units	1683	$0.00	1,643.0000	0	50.60%	0.00%
Feb. 23, 2023	Seshadri Raj	Director	A	Restricted Stock Units	1643	$0.00	3,326.0000	0	97.62%	0.00%
Feb. 23, 2023	Seshadri Raj	Director	M	Common Stock	1683	$0.00	7,872.0000	0	27.19%	0.00%
Feb. 23, 2023	STORY SUSAN N	Director	M	Restricted Stock Units	1683	$0.00	0.0000	0	100.00%	0.00%
Feb. 23, 2023	Gates Anne	Director	M	Common Stock	1683	$0.00	10,938.0000	0	18.18%	0.00%
Feb. 23, 2023	Gates Anne	Director	A	Restricted Stock Units	1643	$0.00	3,326.0000	0	97.62%	0.00%
Feb. 23, 2023	Gates Anne	Director	M	Restricted Stock Units	1683	$0.00	1,643.0000	0	50.60%	0.00%
Feb. 23, 2023	STORY SUSAN N	Director	M	Common Stock	1683	$0.00	46,220.5320	0	3.78%	0.00%
Feb. 23, 2023	DEBEL MARLENE	Director	A	Restricted Stock Units	1643	$0.00	3,326.0000	0	97.62%	0.00%
Feb. 23, 2023	DEBEL MARLENE	Director	M	Restricted Stock Units	1683	$0.00	1,643.0000	0	50.60%	0.00%
Feb. 6, 2023	Perry Jodi	President, ICD for RJFS	S	Common Stock	6343	$112.30	12,042.0000	0	34.50%	0.00%
Jan. 3, 2023	Catanese George	Chief Risk Officer	F	Common Stock	296	$106.11	12,292.0000	0	2.35%	0.00%
Dec. 28, 2022	Curtis Scott A	President, PCG	G	Common Stock	500	$0.00	174,001.0000	0	0.29%	0.00%
Jan. 3, 2023	Curtis Scott A	President, PCG	F	Common Stock	1039	$106.11	172,962.0000	0	0.60%	0.00%
Jan. 3, 2023	Bunn James E	Pres-GlobEq&Inv Banking-RJA	F	Common Stock	3761	$106.11	43,228.0000	0	8.00%	0.00%
Jan. 3, 2023	Allaire Bella Loykhter	Executive Vice President-RJA	F	Common Stock	1157	$106.11	83,133.0000	0	1.37%	0.00%
Jan. 3, 2023	Santelli Jonathan N	EVP, Gen Counsel, Secy	F	Common Stock	498	$106.11	16,698.0000	0	2.90%	0.00%
Jan. 3, 2023	REILLY PAUL C	Chair & CEO	F	Common Stock	26749	$106.11	242,523.0000	0	9.93%	0.00%
Jan. 3, 2023	Dowdle Jeffrey A	COO & Head of Asset Mgmt.	F	Common Stock	1039	$106.11	69,017.0000	0	1.48%	0.00%
Jan. 3, 2023	Raney Steven M	President & CEO RJBank	F	Common Stock	569	$106.11	57,448.0000	0	0.98%	0.00%
Jan. 3, 2023	Perry Jodi	President, ICD for RJFS	F	Common Stock	176	$106.11	18,362.0000	0	0.95%	0.00%
Jan. 3, 2023	Elwyn Tashtego S	CEO & President - RJA	F	Common Stock	1062	$106.11	66,938.0000	0	1.56%	0.00%

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