In the last 12 months, insiders at NORTHERN TRUST CORP ($NTRS) filed 571 transactions with the SEC: 37 open-market purchases totaling $2,507,710 and 61 sales totaling $34,225,915. Net insider sentiment: net selling.
NORTHERN TRUST CORP operates in the State commercial banks industry (Finance sector).
Most Active Insiders
- O'Grady Michael (Chairman and CEO) — 31 transactions totaling $31,570,596
- Cherecwich Peter (Chief Operating Officer) — 15 transactions totaling $14,798,161
- Levy Susan Cohen (EVP and General Counsel) — 27 transactions totaling $12,666,595
- FRADKIN STEVEN L (Vice Chairman) — 18 transactions totaling $12,117,754
- FRADKIN STEVEN L (President/Wealth Management) — 15 transactions totaling $6,802,549
View all SEC Filings for NORTHERN TRUST CORP (NTRS).
Set Up your own filters →Recent Insider Transactions
| Transaction Date | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|
| April 1, 2026 | CROWN SUSAN | Director | A | Common Stock Units | 83 | $141.41 | 37,660.2500 | 193,481,369 | 0.22% | 0.00% |
| April 1, 2026 | Dhandapani Chandra | Director | A | Common Stock | 20 | $141.41 | 5,658.3000 | 193,481,369 | 0.35% | 0.00% |
| March 31, 2026 | Dhandapani Chandra | Director | A | Common Stock | 251 | $139.57 | 5,638.5800 | 193,481,369 | 4.65% | 0.00% |
| April 1, 2026 | Harrison Dean M | Director | A | Common Stock | 149 | $141.41 | 34,537.9800 | 193,481,369 | 0.43% | 0.00% |
| March 31, 2026 | Harrison Dean M | Director | A | Common Stock | 322 | $139.57 | 34,388.9500 | 193,481,369 | 0.95% | 0.00% |
| April 1, 2026 | Klevorn Marcy S | Director | A | Common Stock | 60 | $141.41 | 12,478.8900 | 193,481,369 | 0.48% | 0.00% |
| April 1, 2026 | Mehta Siddharth N | Director | A | Common Stock | 22 | $141.41 | 11,436.8600 | 193,481,369 | 0.20% | 0.00% |
| April 1, 2026 | Petrino Richard | Director | A | Common Stock | 2 | $141.41 | 3,334.5200 | 193,481,369 | 0.07% | 0.00% |
| April 1, 2026 | SLARK MARTIN P | Director | A | Common Stock | 65 | $141.41 | 26,080.5800 | 193,481,369 | 0.25% | 0.00% |
| April 1, 2026 | Tribbett Charles A | Director | A | Common Stock | 86 | $141.41 | 39,533.5800 | 193,481,369 | 0.22% | 0.00% |
| April 1, 2026 | Thompson Donald | Director | A | Common Stock | 143 | $141.41 | 32,055.8500 | 193,481,369 | 0.45% | 0.00% |
| March 31, 2026 | Thompson Donald | Director | A | Common Stock | 269 | $139.57 | 31,913.0000 | 193,481,369 | 0.85% | 0.00% |
| March 5, 2026 | Gibson Guy | Co-President Asset Servicing | S | Common Stock | 3009 | $142.39 | 29,332.0000 | 193,481,369 | 9.30% | 0.00% |
| March 4, 2026 | Fox David W Jr | EVP & Chief Financial Officer | S | Common Stock | 3255 | $143.89 | 58,138.0000 | 193,481,369 | 5.30% | 0.00% |
| March 1, 2026 | Bellows Clive | Co-President Asset Servicing | F | Common Stock | 2454 | $143.15 | 31,017.0000 | 193,481,369 | 7.33% | 0.00% |
| March 1, 2026 | Bellows Clive | Co-President Asset Servicing | F | Common Stock | 662 | $143.15 | 33,471.0000 | 193,481,369 | 1.94% | 0.00% |
| March 1, 2026 | Cherecwich Peter | Chief Operating Officer | F | Common Stock | 4157 | $143.15 | 73,033.0000 | 193,481,369 | 5.39% | 0.00% |
| March 1, 2026 | Gibson Guy | Co-President Asset Servicing | F | Common Stock | 2672 | $143.15 | 32,341.0000 | 193,481,369 | 7.63% | 0.00% |
| March 1, 2026 | Hunstad Michael | President/Asset Management | F | Common Stock | 3867 | $143.15 | 25,845.0000 | 193,481,369 | 13.01% | 0.00% |
| March 1, 2026 | Landers John | Controller | F | Common Stock | 300 | $143.15 | 7,814.0000 | 193,481,369 | 3.70% | 0.00% |
| March 1, 2026 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 2671 | $143.15 | 132,816.0000 | 193,481,369 | 1.97% | 0.00% |
| March 1, 2026 | O'Grady Michael | Chairman and CEO | F | Common Stock | 11129 | $143.15 | 495,451.9900 | 193,481,369 | 2.20% | 0.01% |
| March 1, 2026 | South Thomas A | Executive Vice President | F | Common Stock | 2544 | $143.15 | 96,337.0000 | 193,481,369 | 2.57% | 0.00% |
| March 1, 2026 | Taylor Alexandria | Chief Administrative Officer | F | Common Stock | 1868 | $143.15 | 47,451.5360 | 193,481,369 | 3.79% | 0.00% |
| March 1, 2026 | Tyler Jason J. | President/Wealth Management | F | Common Stock | 3837 | $143.15 | 89,395.0000 | 193,481,369 | 4.12% | 0.00% |
| March 1, 2026 | Fox David W Jr | EVP & Chief Financial Officer | F | Common Stock | 2355 | $143.15 | 61,393.0000 | 193,481,369 | 3.69% | 0.00% |
| Feb. 25, 2026 | Fox David W Jr | EVP & Chief Financial Officer | S | Common Stock | 1450 | $144.05 | 63,748.0000 | 193,481,369 | 2.22% | 0.00% |
| Feb. 17, 2026 | Tyler Jason J. | President/Wealth Management | A | Common Stock | 21537 | $0.00 | 102,773.0000 | 193,481,369 | 26.51% | 0.01% |
| Feb. 17, 2026 | Taylor Alexandria | Chief Administrative Officer | A | Common Stock | 6410 | $0.00 | 52,159.5360 | 193,481,369 | 14.01% | 0.00% |
| Feb. 17, 2026 | Taylor Alexandria | Chief Administrative Officer | F | Common Stock | 2840 | $147.24 | 49,319.5360 | 193,481,369 | 5.44% | 0.00% |
| Feb. 17, 2026 | Cherecwich Peter | Chief Operating Officer | A | Common Stock | 26322 | $0.00 | 103,512.0000 | 193,481,369 | 34.10% | 0.01% |
| Feb. 17, 2026 | Cherecwich Peter | Chief Operating Officer | F | Common Stock | 11661 | $147.24 | 77,190.0000 | 193,481,369 | 13.12% | 0.01% |
| Feb. 17, 2026 | O'Grady Michael | Chairman and CEO | A | Common Stock | 72642 | $0.00 | 579,222.9900 | 193,481,369 | 14.34% | 0.04% |
| Feb. 17, 2026 | O'Grady Michael | Chairman and CEO | F | Common Stock | 32181 | $147.24 | 506,580.9900 | 193,481,369 | 5.97% | 0.02% |
| Feb. 17, 2026 | Tyler Jason J. | President/Wealth Management | F | Common Stock | 9541 | $147.24 | 93,232.0000 | 193,481,369 | 9.28% | 0.00% |
| Feb. 17, 2026 | South Thomas A | Executive Vice President | A | Common Stock | 19892 | $0.00 | 111,654.5500 | 193,481,369 | 21.68% | 0.01% |
| Feb. 17, 2026 | South Thomas A | Executive Vice President | F | Common Stock | 8606 | $147.24 | 103,048.5500 | 193,481,369 | 7.71% | 0.00% |
| Feb. 17, 2026 | Fox David W Jr | EVP & Chief Financial Officer | A | Common Stock | 2604 | $0.00 | 66,352.0000 | 193,481,369 | 4.08% | 0.00% |
| Feb. 17, 2026 | Fox David W Jr | EVP & Chief Financial Officer | F | Common Stock | 1154 | $147.24 | 65,198.0000 | 193,481,369 | 1.74% | 0.00% |
| Feb. 17, 2026 | Levy Susan Cohen | EVP and General Counsel | A | Common Stock | 16452 | $0.00 | 142,617.0000 | 193,481,369 | 13.04% | 0.01% |
| Feb. 17, 2026 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 7130 | $147.24 | 135,487.0000 | 193,481,369 | 5.00% | 0.00% |
| Feb. 13, 2026 | Tyler Jason J. | President/Wealth Management | M | Employee Stock Option (right-to-buy) | 4599 | $0.00 | 0.0000 | 193,481,369 | 100.00% | 0.00% |
| Feb. 13, 2026 | Tyler Jason J. | President/Wealth Management | F | Common Stock | 3057 | $146.38 | 81,236.0000 | 193,481,369 | 3.63% | 0.00% |
| Feb. 13, 2026 | Tyler Jason J. | President/Wealth Management | M | Common Stock | 4599 | $58.25 | 84,293.0000 | 193,481,369 | 5.77% | 0.00% |
| Feb. 12, 2026 | Bellows Clive | Co-President Asset Servicing | S | Common Stock | 1148 | $145.26 | 34,133.0000 | 193,481,369 | 3.25% | 0.00% |
| Feb. 12, 2026 | Gibson Guy | Co-President Asset Servicing | S | Common Stock | 1043 | $147.43 | 35,013.0000 | 193,481,369 | 2.89% | 0.00% |
| Feb. 5, 2026 | South Thomas A | Executive Vice President | F | Common Stock | 1063 | $148.88 | 91,762.5500 | 193,481,369 | 1.15% | 0.00% |
| Feb. 5, 2026 | South Thomas A | Executive Vice President | A | Common Stock | 16850 | $0.00 | 92,825.5500 | 193,481,369 | 22.18% | 0.01% |
| Feb. 5, 2026 | Cherecwich Peter | Chief Operating Officer | A | Common Stock | 8016 | $0.00 | 62,529.0000 | 193,481,369 | 14.70% | 0.00% |
| Feb. 5, 2026 | Fox David W Jr | EVP & Chief Financial Officer | A | Common Stock | 6355 | $0.00 | 63,748.0000 | 193,481,369 | 11.07% | 0.00% |
| Feb. 5, 2026 | Hallinan Aengus | Executive Vice President | A | Common Stock | 4029 | $0.00 | 15,836.0000 | 193,481,369 | 34.12% | 0.00% |
| Feb. 5, 2026 | Hunstad Michael | President/Asset Management | A | Common Stock | 4527 | $0.00 | 29,712.0000 | 193,481,369 | 17.97% | 0.00% |
| Feb. 5, 2026 | Landers John | Controller | A | Common Stock | 801 | $0.00 | 8,114.0000 | 193,481,369 | 10.95% | 0.00% |
| Feb. 5, 2026 | Levy Susan Cohen | EVP and General Counsel | A | Common Stock | 4694 | $0.00 | 126,165.0000 | 193,481,369 | 3.86% | 0.00% |
| Feb. 5, 2026 | Gibson Guy | Co-President Asset Servicing | F | Common Stock | 925 | $148.88 | 36,056.0000 | 193,481,369 | 2.50% | 0.00% |
| Feb. 5, 2026 | Gibson Guy | Co-President Asset Servicing | A | Common Stock | 6449 | $0.00 | 36,981.0000 | 193,481,369 | 21.12% | 0.00% |
| Feb. 5, 2026 | Bellows Clive | Co-President Asset Servicing | F | Common Stock | 1044 | $112.39 | 35,281.0000 | 193,481,369 | 2.87% | 0.00% |
| Feb. 5, 2026 | Bellows Clive | Co-President Asset Servicing | A | Common Stock | 7758 | $0.00 | 36,325.0000 | 193,481,369 | 27.16% | 0.00% |
| Feb. 5, 2026 | O'Grady Michael | Chairman and CEO | A | Common Stock | 19437 | $0.00 | 466,119.9900 | 193,481,369 | 4.35% | 0.01% |
| Feb. 5, 2026 | Tyler Jason J. | President/Wealth Management | A | Common Stock | 7185 | $0.00 | 79,694.0000 | 193,481,369 | 9.91% | 0.00% |
| Feb. 5, 2026 | Taylor Alexandria | Chief Administrative Officer | A | Common Stock | 5690 | $0.00 | 45,749.5360 | 193,481,369 | 14.20% | 0.00% |
| Feb. 5, 2026 | Petrino Richard | Director | P | Common Stock | 1000 | $148.91 | 3,332.0900 | 193,481,369 | 42.88% | 0.00% |
| Feb. 2, 2026 | Moritz Robert Edward Jr. | Director | P | Common Stock | 245 | $151.85 | 6,931.0000 | 193,481,369 | 3.66% | 0.00% |
| Jan. 29, 2026 | O'Grady Michael | Chairman and CEO | M | Common Stock | 34489 | $58.25 | 468,421.9900 | 193,481,369 | 7.95% | 0.02% |
| Jan. 30, 2026 | SMITH DAVID BYRON JR | Director | G | Common Stock | 1340 | $0.00 | 1,095,076.0000 | 193,481,369 | 0.12% | 0.00% |
| Jan. 29, 2026 | O'Grady Michael | Chairman and CEO | M | Employee Stock Option (right-to-buy) | 34489 | $0.00 | 0.0000 | 193,481,369 | 100.00% | 0.02% |
| Jan. 29, 2026 | O'Grady Michael | Chairman and CEO | F | Common Stock | 21739 | $150.78 | 446,682.9900 | 193,481,369 | 4.64% | 0.01% |
| Jan. 26, 2026 | Cherecwich Peter | Chief Operating Officer | S | Common Stock | 25000 | $149.62 | 54,513.0000 | 193,481,369 | 31.44% | 0.01% |
| Jan. 1, 2026 | CROWN SUSAN | Director | A | Common Stock Units | 85 | $136.59 | 37,577.6000 | 193,481,369 | 0.23% | 0.00% |
| Jan. 1, 2026 | Tribbett Charles A | Director | A | Common Stock | 89 | $136.59 | 39,447.2700 | 193,481,369 | 0.23% | 0.00% |
| Jan. 1, 2026 | SLARK MARTIN P | Director | A | Common Stock | 67 | $136.59 | 26,015.4100 | 193,481,369 | 0.26% | 0.00% |
| Jan. 1, 2026 | Petrino Richard | Director | A | Common Stock | 3 | $136.59 | 2,332.0900 | 193,481,369 | 0.11% | 0.00% |
| Jan. 1, 2026 | Mehta Siddharth N | Director | A | Common Stock | 23 | $136.59 | 11,414.5700 | 193,481,369 | 0.20% | 0.00% |
| Jan. 1, 2026 | Klevorn Marcy S | Director | A | Common Stock | 61 | $136.59 | 12,419.3900 | 193,481,369 | 0.50% | 0.00% |
| Jan. 1, 2026 | Thompson Donald | Director | A | Common Stock | 145 | $136.59 | 31,644.3200 | 193,481,369 | 0.46% | 0.00% |
| Dec. 31, 2025 | Thompson Donald | Director | A | Common Stock | 275 | $136.59 | 31,498.8400 | 193,481,369 | 0.88% | 0.00% |
| Jan. 1, 2026 | Dhandapani Chandra | Director | A | Common Stock | 19 | $136.59 | 5,387.8100 | 193,481,369 | 0.35% | 0.00% |
| Dec. 31, 2025 | Dhandapani Chandra | Director | A | Common Stock | 256 | $136.59 | 5,369.0100 | 193,481,369 | 5.01% | 0.00% |
| Jan. 1, 2026 | Harrison Dean M | Director | A | Common Stock | 152 | $136.59 | 34,066.5300 | 193,481,369 | 0.45% | 0.00% |
| Dec. 31, 2025 | Harrison Dean M | Director | A | Common Stock | 329 | $136.59 | 33,915.0100 | 193,481,369 | 0.98% | 0.00% |
| Dec. 11, 2025 | South Thomas A | Executive Vice President | S | Common Stock | 5000 | $139.03 | 76,031.1400 | 193,481,369 | 6.17% | 0.00% |
| Dec. 11, 2025 | South Thomas A | Executive Vice President | G | Common Stock | 80 | $0.00 | 75,951.1400 | 193,481,369 | 0.11% | 0.00% |
| Dec. 10, 2025 | Fox David W Jr | EVP & Chief Financial Officer | G | Common Stock | 1870 | $0.00 | 57,393.0000 | 193,481,369 | 3.16% | 0.00% |
| Dec. 3, 2025 | Cherecwich Peter | Chief Operating Officer | F | Common Stock | 314 | $131.32 | 79,513.0000 | 193,481,369 | 0.39% | 0.00% |
| Dec. 3, 2025 | FRADKIN STEVEN L | Vice Chairman | F | Common Stock | 336 | $131.32 | 249,773.1200 | 193,481,369 | 0.13% | 0.00% |
| Dec. 3, 2025 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 224 | $131.32 | 121,471.0000 | 193,481,369 | 0.18% | 0.00% |
| Dec. 3, 2025 | O'Grady Michael | Chairman and CEO | F | Common Stock | 770 | $131.32 | 428,517.8700 | 193,481,369 | 0.18% | 0.00% |
| Dec. 3, 2025 | South Thomas A | Executive Vice President | F | Common Stock | 1048 | $131.32 | 81,031.1400 | 193,481,369 | 1.28% | 0.00% |
| Dec. 3, 2025 | Fox David W Jr | EVP & Chief Financial Officer | F | Common Stock | 192 | $131.32 | 59,263.0000 | 193,481,369 | 0.32% | 0.00% |
| Dec. 1, 2025 | Bellows Clive | Executive Vice President | F | Common Stock | 169 | $131.01 | 28,567.0000 | 193,481,369 | 0.59% | 0.00% |
| Nov. 17, 2025 | Landers John | Controller | S | Common Stock | 766 | $124.35 | 7,313.0000 | 193,481,369 | 9.48% | 0.00% |
| Nov. 6, 2025 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 4688 | $128.00 | 250,109.1200 | 193,481,369 | 1.84% | 0.00% |
| Nov. 6, 2025 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 4688 | $128.00 | 250,109.1200 | 193,481,369 | 1.84% | 0.00% |
| Nov. 4, 2025 | Levy Susan Cohen | EVP and General Counsel | S | Common Stock | 20414 | $127.92 | 128,872.0000 | 193,481,369 | 13.67% | 0.01% |
| Nov. 4, 2025 | Levy Susan Cohen | EVP and General Counsel | M | Common Stock | 27591 | $58.25 | 149,286.0000 | 193,481,369 | 22.67% | 0.01% |
| Nov. 4, 2025 | Moritz Robert Edward Jr. | Director | P | Common Stock | 3891 | $128.57 | 6,686.0000 | 193,481,369 | 139.21% | 0.00% |
| Nov. 4, 2025 | Levy Susan Cohen | EVP and General Counsel | S | Common Stock | 7177 | $128.74 | 121,695.0000 | 193,481,369 | 5.57% | 0.00% |
| Nov. 4, 2025 | Levy Susan Cohen | EVP and General Counsel | M | Employee Stock Option (right-to-buy) | 27591 | $0.00 | 0.0000 | 193,481,369 | 100.00% | 0.01% |
| Oct. 31, 2025 | SMITH DAVID BYRON JR | Director | G | Common Stock | 1580 | $0.00 | 1,104,456.0000 | 193,481,369 | 0.14% | 0.00% |
| Oct. 27, 2025 | Moritz Robert Edward Jr. | Director | P | Common Stock | 270 | $126.66 | 2,795.0000 | 193,481,369 | 10.69% | 0.00% |
| Oct. 17, 2025 | Taylor Alexandria | Chief Administrative Officer | F | Common Stock | 3823 | $123.43 | 40,059.5360 | 193,481,369 | 8.71% | 0.00% |
| Oct. 1, 2025 | Dhandapani Chandra | Director | A | Common Stock | 18 | $131.20 | 5,112.7700 | 193,481,369 | 0.35% | 0.00% |
| Oct. 1, 2025 | SLARK MARTIN P | Director | A | Common Stock | 69 | $131.20 | 25,948.3300 | 193,481,369 | 0.27% | 0.00% |
| Oct. 1, 2025 | Klevorn Marcy S | Director | A | Common Stock | 63 | $131.20 | 12,358.1500 | 193,481,369 | 0.52% | 0.00% |
| Oct. 1, 2025 | CROWN SUSAN | Director | A | Common Stock Units | 88 | $131.20 | 37,492.5400 | 193,481,369 | 0.24% | 0.00% |
| Oct. 1, 2025 | Thompson Donald | Director | A | Common Stock | 149 | $131.20 | 31,224.3000 | 193,481,369 | 0.48% | 0.00% |
| Sept. 30, 2025 | Dhandapani Chandra | Director | A | Common Stock | 260 | $134.60 | 5,094.8800 | 201,870,105 | 5.38% | 0.00% |
| Oct. 1, 2025 | Harrison Dean M | Director | A | Common Stock | 155 | $131.20 | 33,585.5600 | 193,481,369 | 0.46% | 0.00% |
| Sept. 30, 2025 | Harrison Dean M | Director | A | Common Stock | 334 | $134.60 | 33,430.8400 | 201,870,105 | 1.01% | 0.00% |
| Oct. 1, 2025 | Mehta Siddharth N | Director | A | Common Stock | 24 | $131.20 | 11,391.6200 | 193,481,369 | 0.21% | 0.00% |
| Oct. 1, 2025 | Petrino Richard | Director | A | Common Stock | 3 | $131.20 | 2,329.5900 | 193,481,369 | 0.11% | 0.00% |
| Oct. 1, 2025 | Tribbett Charles A | Director | A | Common Stock | 92 | $131.20 | 39,358.4300 | 193,481,369 | 0.23% | 0.00% |
| Sept. 30, 2025 | Thompson Donald | Director | A | Common Stock | 279 | $134.60 | 31,075.4600 | 201,870,105 | 0.90% | 0.00% |
| Sept. 9, 2025 | South Thomas A | Executive Vice President | G | Common Stock | 155 | $0.00 | 82,057.3200 | 201,870,105 | 0.19% | 0.00% |
| Aug. 25, 2025 | Fox David W Jr | EVP & Chief Financial Officer | G | Common Stock | 191 | $0.00 | 59,455.0000 | 201,870,105 | 0.32% | 0.00% |
| Aug. 13, 2025 | Moritz Robert Edward Jr. | Director | P | Common Stock | 256 | $126.34 | 2,525.0000 | 201,870,105 | 11.28% | 0.00% |
| July 31, 2025 | Parker Teresa | President/Asset Servicing | S | Common Stock | 7602 | $131.21 | 82,144.4800 | 201,870,105 | 8.47% | 0.00% |
| July 31, 2025 | SMITH DAVID BYRON JR | Director | G | Common Stock | 1520 | $0.00 | 1,115,516.0000 | 201,870,105 | 0.14% | 0.00% |
| July 28, 2025 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 8775 | $129.52 | 268,872.7900 | 201,870,105 | 3.16% | 0.00% |
| July 29, 2025 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 5680 | $132.11 | 263,192.7900 | 201,870,105 | 2.11% | 0.00% |
| July 30, 2025 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 3775 | $132.50 | 259,417.7900 | 201,870,105 | 1.43% | 0.00% |
| July 28, 2025 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 3450 | $129.37 | 259,417.7900 | 201,870,105 | 1.31% | 0.00% |
| July 1, 2025 | Dhandapani Chandra | Director | A | Common Stock | 16 | $127.99 | 4,834.8500 | 201,870,105 | 0.32% | 0.00% |
| July 1, 2025 | CROWN SUSAN | Director | A | Common Stock Units | 84 | $127.99 | 37,404.5200 | 201,870,105 | 0.23% | 0.00% |
| July 1, 2025 | Tribbett Charles A | Director | A | Common Stock | 88 | $127.99 | 39,266.5000 | 201,870,105 | 0.22% | 0.00% |
| July 1, 2025 | SLARK MARTIN P | Director | A | Common Stock | 66 | $127.99 | 25,878.9200 | 201,870,105 | 0.26% | 0.00% |
| July 1, 2025 | Mehta Siddharth N | Director | A | Common Stock | 23 | $127.99 | 11,367.8800 | 201,870,105 | 0.20% | 0.00% |
| July 1, 2025 | Klevorn Marcy S | Director | A | Common Stock | 61 | $127.99 | 12,294.7800 | 201,870,105 | 0.49% | 0.00% |
| June 30, 2025 | Thompson Donald | Director | A | Common Stock | 293 | $126.79 | 30,656.3700 | 201,870,105 | 0.97% | 0.00% |
| July 1, 2025 | Petrino Richard | Director | A | Common Stock | 2 | $127.99 | 2,327.0000 | 201,870,105 | 0.11% | 0.00% |
| July 1, 2025 | Thompson Donald | Director | A | Common Stock | 140 | $127.99 | 30,796.8600 | 201,870,105 | 0.46% | 0.00% |
| June 30, 2025 | Harrison Dean M | Director | A | Common Stock | 348 | $126.79 | 32,947.6100 | 201,870,105 | 1.07% | 0.00% |
| July 1, 2025 | Harrison Dean M | Director | A | Common Stock | 146 | $127.99 | 33,093.4100 | 201,870,105 | 0.44% | 0.00% |
| June 30, 2025 | Dhandapani Chandra | Director | A | Common Stock | 267 | $126.79 | 4,819.3200 | 201,870,105 | 5.86% | 0.00% |
| May 19, 2025 | Hallinan Aengus | Executive Vice President | A | Common Stock | 11807 | $0.00 | 11,812.0400 | 201,870,105 | 9999.99% | 0.01% |
| May 22, 2025 | Hallinan Aengus | Executive Vice President | S | Common Stock | 5 | $104.84 | 11,807.0000 | 201,870,105 | 0.04% | 0.00% |
| May 22, 2025 | South Thomas A | Executive Vice President | G | Common Stock | 500 | $0.00 | 82,093.5000 | 201,870,105 | 0.61% | 0.00% |
| May 12, 2025 | Fox David W Jr | EVP & Chief Financial Officer | S | Common Stock | 5076 | $105.55 | 59,646.0000 | 201,870,105 | 7.84% | 0.00% |
| May 12, 2025 | Conway Kelley | Executive Vice President | S | Common Stock | 500 | $105.28 | 12,213.0000 | 201,870,105 | 3.93% | 0.00% |
| May 8, 2025 | Bellows Clive | Executive Vice President | S | Common Stock | 3300 | $99.95 | 28,736.0000 | 201,870,105 | 10.30% | 0.00% |
| May 9, 2025 | Parker Teresa | President/Asset Servicing | S | Common Stock | 6467 | $100.62 | 89,697.3800 | 201,870,105 | 6.72% | 0.00% |
| April 30, 2025 | SMITH DAVID BYRON JR | Director | G | Common Stock | 2160 | $0.00 | 1,126,156.0000 | 201,870,105 | 0.19% | 0.00% |
| April 22, 2025 | Moritz Robert Edward Jr. | Director | A | Common Stock | 1902 | $0.00 | 2,157.0000 | 201,870,105 | 745.88% | 0.00% |
| April 24, 2025 | Moritz Robert Edward Jr. | Director | P | Common Stock | 112 | $91.62 | 2,269.0000 | 201,870,105 | 5.19% | 0.00% |
| April 22, 2025 | Henderson Jay L | Director | A | Common Stock | 1902 | $0.00 | 18,318.0000 | 201,870,105 | 11.59% | 0.00% |
| Oct. 1, 2024 | Dhandapani Chandra | Director | A | Common Stock | 1 | $88.72 | 2,300.4900 | 203,131,400 | 0.04% | 0.00% |
| Jan. 1, 2025 | Dhandapani Chandra | Director | A | Common Stock | 3 | $102.50 | 2,303.6000 | 201,870,105 | 0.14% | 0.00% |
| March 31, 2025 | Dhandapani Chandra | Director | A | Common Stock | 287 | $98.65 | 2,591.0900 | 201,870,105 | 12.48% | 0.00% |
| April 1, 2025 | Dhandapani Chandra | Director | A | Common Stock | 5 | $97.95 | 2,596.4200 | 201,870,105 | 0.21% | 0.00% |
| April 22, 2025 | Dhandapani Chandra | Director | A | Common Stock | 54 | $89.36 | 2,650.3700 | 201,870,105 | 2.08% | 0.00% |
| April 22, 2025 | Dhandapani Chandra | Director | A | Common Stock | 1902 | $0.00 | 4,552.3700 | 201,870,105 | 71.76% | 0.00% |
| March 31, 2025 | Harrison Dean M | Director | A | Common Stock | 418 | $98.65 | 30,467.8600 | 201,870,105 | 1.39% | 0.00% |
| April 1, 2025 | Harrison Dean M | Director | A | Common Stock | 168 | $97.95 | 30,636.3500 | 201,870,105 | 0.55% | 0.00% |
| April 22, 2025 | Harrison Dean M | Director | A | Common Stock | 1902 | $0.00 | 32,599.5200 | 201,870,105 | 6.20% | 0.00% |
| March 31, 2025 | Thompson Donald | Director | A | Common Stock | 367 | $98.65 | 28,234.6400 | 201,870,105 | 1.32% | 0.00% |
| April 1, 2025 | Thompson Donald | Director | A | Common Stock | 165 | $97.95 | 28,399.7100 | 201,870,105 | 0.58% | 0.00% |
| April 22, 2025 | Thompson Donald | Director | A | Common Stock | 61 | $89.36 | 28,460.8800 | 201,870,105 | 0.22% | 0.00% |
| April 22, 2025 | Thompson Donald | Director | A | Common Stock | 1902 | $0.00 | 30,362.8800 | 201,870,105 | 6.68% | 0.00% |
| April 1, 2025 | SLARK MARTIN P | Director | A | Common Stock | 72 | $97.95 | 23,849.4300 | 201,870,105 | 0.30% | 0.00% |
| April 22, 2025 | SLARK MARTIN P | Director | A | Common Stock | 61 | $89.36 | 23,910.6000 | 201,870,105 | 0.26% | 0.00% |
| April 22, 2025 | SLARK MARTIN P | Director | A | Common Stock | 1902 | $0.00 | 25,812.6000 | 201,870,105 | 7.95% | 0.00% |
| April 1, 2025 | Mehta Siddharth N | Director | A | Common Stock | 15 | $97.95 | 9,382.0300 | 201,870,105 | 0.16% | 0.00% |
| April 22, 2025 | Mehta Siddharth N | Director | A | Common Stock | 61 | $89.36 | 9,443.2000 | 201,870,105 | 0.65% | 0.00% |
| April 22, 2025 | Mehta Siddharth N | Director | A | Common Stock | 1902 | $0.00 | 11,345.2000 | 201,870,105 | 20.14% | 0.00% |
| April 1, 2025 | Klevorn Marcy S | Director | A | Common Stock | 64 | $97.95 | 10,271.0600 | 201,870,105 | 0.63% | 0.00% |
| April 22, 2025 | Klevorn Marcy S | Director | A | Common Stock | 61 | $89.36 | 10,332.2300 | 201,870,105 | 0.60% | 0.00% |
| April 22, 2025 | Klevorn Marcy S | Director | A | Common Stock | 1902 | $0.00 | 12,234.2300 | 201,870,105 | 18.41% | 0.00% |
| April 1, 2025 | BYNOE LINDA | Director | A | Common Stock | 84 | $97.95 | 32,964.3500 | 201,870,105 | 0.25% | 0.00% |
| April 22, 2025 | CROWN SUSAN | Director | A | Common Stock Units | 1902 | $89.36 | 37,320.4100 | 201,870,105 | 5.37% | 0.00% |
| April 22, 2025 | Harrison Dean M | Director | A | Common Stock | 61 | $89.36 | 30,697.5200 | 201,870,105 | 0.20% | 0.00% |
| April 1, 2025 | Tribbett Charles A | Director | A | Common Stock | 114 | $97.95 | 39,098.6700 | 201,870,105 | 0.29% | 0.00% |
| April 22, 2025 | Tribbett Charles A | Director | A | Common Stock | 1902 | $0.00 | 39,178.6700 | 201,870,105 | 5.10% | 0.00% |
| April 22, 2025 | SMITH DAVID BYRON JR | Director | A | Common Stock | 1902 | $0.00 | 1,141,276.0000 | 201,870,105 | 0.17% | 0.00% |
| April 22, 2025 | Petrino Richard | Director | A | Common Stock | 4 | $89.36 | 422.5200 | 201,870,105 | 0.84% | 0.00% |
| April 22, 2025 | Petrino Richard | Director | A | Common Stock | 1902 | $0.00 | 2,324.5200 | 201,870,105 | 450.16% | 0.00% |
| April 3, 2025 | Gamba Daniel | President / Asset Management | F | Common Stock | 6061 | $92.33 | 61,848.0000 | 201,870,105 | 8.93% | 0.00% |
| March 1, 2025 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 2748 | $110.27 | 121,695.0000 | 201,870,105 | 2.21% | 0.00% |
| Feb. 18, 2025 | Conway Kelley | Executive Vice President | A | Common Stock | 828 | $0.00 | 13,963.0000 | 201,870,105 | 6.30% | 0.00% |
| Feb. 18, 2025 | Conway Kelley | Executive Vice President | F | Common Stock | 243 | $112.69 | 13,720.0000 | 201,870,105 | 1.74% | 0.00% |
| March 1, 2025 | Conway Kelley | Executive Vice President | F | Common Stock | 1007 | $110.27 | 12,713.0000 | 201,870,105 | 7.34% | 0.00% |
| March 1, 2025 | Bellows Clive | Executive Vice President | F | Common Stock | 662 | $110.27 | 33,811.0000 | 201,870,105 | 1.92% | 0.00% |
| March 1, 2025 | Bellows Clive | Executive Vice President | F | Common Stock | 1775 | $81.90 | 32,036.0000 | 201,870,105 | 5.25% | 0.00% |
| March 1, 2025 | Tyler Jason J. | President/Wealth Management | F | Common Stock | 3718 | $110.27 | 72,509.0000 | 201,870,105 | 4.88% | 0.00% |
| March 1, 2025 | Taylor Alexandria | Chief Administrative Officer | F | Common Stock | 1001 | $110.27 | 43,882.5360 | 201,870,105 | 2.23% | 0.00% |
| March 1, 2025 | South Thomas A | Executive Vice President | F | Common Stock | 3203 | $110.27 | 82,465.3300 | 201,870,105 | 3.74% | 0.00% |
| March 1, 2025 | Parker Teresa | President/Asset Servicing | F | Common Stock | 3592 | $110.27 | 96,085.2700 | 201,870,105 | 3.60% | 0.00% |
| March 1, 2025 | O'Grady Michael | Chairman and CEO | F | Common Stock | 11684 | $110.27 | 434,703.0000 | 201,870,105 | 2.62% | 0.01% |
| March 1, 2025 | Landers John | Controller | F | Common Stock | 315 | $110.27 | 8,079.0000 | 201,870,105 | 3.75% | 0.00% |
| March 1, 2025 | Karpinski Jane | Executive Vice President | F | Common Stock | 1168 | $110.27 | 27,998.0000 | 201,870,105 | 4.00% | 0.00% |
| March 1, 2025 | Gossett Mark C | Executive Vice President | F | Common Stock | 2667 | $110.27 | 42,658.4000 | 201,870,105 | 5.88% | 0.00% |
| March 1, 2025 | Gamba Daniel | President / Asset Management | F | Common Stock | 1300 | $110.27 | 67,909.0000 | 201,870,105 | 1.88% | 0.00% |
| March 1, 2025 | Fox David W Jr | EVP & Chief Financial Officer | F | Common Stock | 2318 | $110.27 | 64,722.0000 | 201,870,105 | 3.46% | 0.00% |
| March 1, 2025 | FRADKIN STEVEN L | Vice Chairman | F | Common Stock | 4318 | $110.27 | 280,944.6900 | 201,870,105 | 1.51% | 0.00% |
| March 1, 2025 | Cherecwich Peter | Chief Operating Officer | F | Common Stock | 4264 | $110.27 | 79,827.0000 | 201,870,105 | 5.07% | 0.00% |
| March 1, 2025 | Moritz Robert Edward Jr. | Director | A | Common Stock | 255 | $0.00 | 255.0000 | 201,870,105 | 9999.99% | 0.00% |
| Feb. 21, 2025 | Parker Teresa | President/Asset Servicing | F | Common Stock | 1757 | $113.16 | 99,677.2700 | 201,870,105 | 1.73% | 0.00% |
| Feb. 21, 2025 | Karpinski Jane | Executive Vice President | F | Common Stock | 1192 | $113.16 | 29,166.0000 | 201,870,105 | 3.93% | 0.00% |
| Feb. 21, 2025 | Bellows Clive | Executive Vice President | F | Common Stock | 1007 | $79.71 | 34,473.0000 | 201,870,105 | 2.84% | 0.00% |
| Feb. 18, 2025 | Gossett Mark C | Executive Vice President | A | Common Stock | 15592 | $0.00 | 51,820.4000 | 201,870,105 | 43.04% | 0.01% |
| Feb. 18, 2025 | Cherecwich Peter | Chief Operating Officer | F | Common Stock | 11052 | $112.69 | 84,091.0000 | 201,870,105 | 11.62% | 0.01% |
| Feb. 18, 2025 | Cherecwich Peter | Chief Operating Officer | A | Common Stock | 24946 | $0.00 | 109,037.0000 | 201,870,105 | 29.67% | 0.01% |
| Feb. 18, 2025 | Tyler Jason J. | President/Wealth Management | F | Common Stock | 8289 | $112.69 | 76,227.0000 | 201,870,105 | 9.81% | 0.00% |
| Feb. 18, 2025 | Tyler Jason J. | President/Wealth Management | A | Common Stock | 18709 | $0.00 | 84,516.0000 | 201,870,105 | 28.43% | 0.01% |
| Feb. 18, 2025 | O'Grady Michael | Chairman and CEO | F | Common Stock | 27957 | $112.69 | 446,387.0000 | 201,870,105 | 5.89% | 0.01% |
| Feb. 18, 2025 | O'Grady Michael | Chairman and CEO | A | Common Stock | 63107 | $0.00 | 509,494.0000 | 201,870,105 | 14.14% | 0.03% |
| Feb. 18, 2025 | Karpinski Jane | Executive Vice President | F | Common Stock | 555 | $112.69 | 30,358.0000 | 201,870,105 | 1.80% | 0.00% |
| Feb. 18, 2025 | Karpinski Jane | Executive Vice President | A | Common Stock | 1179 | $0.00 | 30,913.0000 | 201,870,105 | 3.97% | 0.00% |
| Feb. 18, 2025 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 6595 | $112.69 | 124,443.0000 | 201,870,105 | 5.03% | 0.00% |
| Feb. 18, 2025 | Levy Susan Cohen | EVP and General Counsel | A | Common Stock | 15592 | $0.00 | 131,038.0000 | 201,870,105 | 13.51% | 0.01% |
| Feb. 18, 2025 | FRADKIN STEVEN L | Vice Chairman | F | Common Stock | 11052 | $112.69 | 285,262.6900 | 201,870,105 | 3.73% | 0.01% |
| Feb. 18, 2025 | FRADKIN STEVEN L | Vice Chairman | A | Common Stock | 24946 | $0.00 | 310,208.6900 | 201,870,105 | 8.74% | 0.01% |
| Feb. 18, 2025 | Fox David W Jr | EVP & Chief Financial Officer | F | Common Stock | 698 | $112.69 | 67,040.0000 | 201,870,105 | 1.03% | 0.00% |
| Feb. 18, 2025 | Fox David W Jr | EVP & Chief Financial Officer | A | Common Stock | 2382 | $0.00 | 67,738.0000 | 201,870,105 | 3.64% | 0.00% |
| Feb. 18, 2025 | South Thomas A | Executive Vice President | F | Common Stock | 7347 | $112.69 | 89,472.3300 | 201,870,105 | 7.59% | 0.00% |
| Feb. 19, 2025 | South Thomas A | Executive Vice President | S | Common Stock | 3804 | $113.00 | 85,668.3300 | 201,870,105 | 4.25% | 0.00% |
| Feb. 18, 2025 | South Thomas A | Executive Vice President | A | Common Stock | 18190 | $0.00 | 96,819.3300 | 201,870,105 | 23.13% | 0.01% |
| Feb. 18, 2025 | Gossett Mark C | Executive Vice President | F | Common Stock | 6495 | $112.69 | 45,325.4000 | 201,870,105 | 12.53% | 0.00% |
| Feb. 5, 2025 | Levy Susan Cohen | EVP and General Counsel | A | Common Stock | 5519 | $0.00 | 115,446.0000 | 201,870,105 | 5.02% | 0.00% |
| Feb. 5, 2025 | O'Grady Michael | Chairman and CEO | A | Common Stock | 19012 | $0.00 | 411,237.0000 | 201,870,105 | 4.85% | 0.01% |
| Feb. 5, 2025 | Gossett Mark C | Executive Vice President | A | Common Stock | 4978 | $0.00 | 36,228.4000 | 201,870,105 | 15.93% | 0.00% |
| Feb. 5, 2025 | Conway Kelley | Executive Vice President | A | Common Stock | 2783 | $0.00 | 13,135.0000 | 201,870,105 | 26.88% | 0.00% |
| Feb. 5, 2025 | Landers John | Controller | A | Common Stock | 754 | $0.00 | 8,394.0000 | 201,870,105 | 9.87% | 0.00% |
| Feb. 5, 2025 | Tyler Jason J. | President/Wealth Management | A | Common Stock | 7358 | $0.00 | 65,807.0000 | 201,870,105 | 12.59% | 0.00% |
| Feb. 5, 2025 | Fox David W Jr | EVP & Chief Financial Officer | A | Common Stock | 4740 | $0.00 | 65,356.0000 | 201,870,105 | 7.82% | 0.00% |
| Feb. 5, 2025 | Gamba Daniel | President / Asset Management | A | Common Stock | 8819 | $0.00 | 69,209.0000 | 201,870,105 | 14.60% | 0.00% |
| Feb. 5, 2025 | Taylor Alexandria | Chief Administrative Officer | A | Common Stock | 6384 | $0.00 | 44,883.5360 | 201,870,105 | 16.58% | 0.00% |
| Feb. 5, 2025 | South Thomas A | Executive Vice President | A | Common Stock | 25850 | $0.00 | 78,629.3300 | 201,870,105 | 48.98% | 0.01% |
| Feb. 5, 2025 | Parker Teresa | President/Asset Servicing | A | Common Stock | 12640 | $0.00 | 101,434.2700 | 201,870,105 | 14.24% | 0.01% |
| Feb. 5, 2025 | Karpinski Jane | Executive Vice President | A | Common Stock | 12411 | $0.00 | 29,734.0000 | 201,870,105 | 71.64% | 0.01% |
| Feb. 5, 2025 | Bellows Clive | Executive Vice President | A | Common Stock | 8814 | $0.00 | 35,480.0000 | 201,870,105 | 33.05% | 0.00% |
| Feb. 5, 2025 | Cherecwich Peter | Chief Operating Officer | A | Common Stock | 7737 | $0.00 | 70,197.0000 | 201,870,105 | 12.39% | 0.00% |
| Feb. 5, 2025 | FRADKIN STEVEN L | Vice Chairman | A | Common Stock | 8278 | $0.00 | 271,368.6900 | 201,870,105 | 3.15% | 0.00% |
| Feb. 4, 2025 | Landers John | Controller | S | Common Stock | 900 | $111.44 | 7,640.0000 | 201,870,105 | 10.54% | 0.00% |
| Feb. 3, 2025 | Karpinski Jane | Executive Vice President | S | Common Stock | 2262 | $111.33 | 17,323.0000 | 201,870,105 | 11.55% | 0.00% |
| Jan. 31, 2025 | SMITH DAVID BYRON JR | Director | G | Common Stock | 1780 | $0.00 | 1,139,374.0000 | 201,870,105 | 0.16% | 0.00% |
| Jan. 30, 2025 | O'Grady Michael | Chairman and CEO | M | Employee Stock Option (right-to-buy) | 23739 | $0.00 | 0.0000 | 201,870,105 | 100.00% | 0.01% |
| Jan. 30, 2025 | O'Grady Michael | Chairman and CEO | F | Common Stock | 17432 | $113.21 | 392,225.0000 | 201,870,105 | 4.26% | 0.01% |
| Jan. 30, 2025 | O'Grady Michael | Chairman and CEO | M | Common Stock | 23739 | $70.21 | 409,657.0000 | 201,870,105 | 6.15% | 0.01% |
| Jan. 29, 2025 | Cherecwich Peter | Chief Operating Officer | M | Employee Stock Option (right-to-buy) | 26132 | $0.00 | 0.0000 | 201,870,105 | 100.00% | 0.01% |
| Jan. 29, 2025 | Cherecwich Peter | Chief Operating Officer | S | Common Stock | 26132 | $112.36 | 62,460.0000 | 201,870,105 | 29.50% | 0.01% |
| Jan. 29, 2025 | Cherecwich Peter | Chief Operating Officer | M | Common Stock | 26132 | $88.06 | 88,592.0000 | 201,870,105 | 41.84% | 0.01% |
| Jan. 30, 2025 | Tyler Jason J. | President/Wealth Management | M | Employee Stock Option (right-to-buy) | 2968 | $0.00 | 0.0000 | 201,870,105 | 100.00% | 0.00% |
| Jan. 30, 2025 | Tyler Jason J. | President/Wealth Management | S | Common Stock | 2237 | $112.67 | 58,449.0000 | 201,870,105 | 3.69% | 0.00% |
| Jan. 30, 2025 | Tyler Jason J. | President/Wealth Management | M | Common Stock | 2968 | $70.21 | 60,686.0000 | 201,870,105 | 5.14% | 0.00% |
| Jan. 22, 2025 | Petrino Richard | Director | A | Common Stock | 419 | $0.00 | 419.0000 | 201,870,105 | 9999.99% | 0.00% |
| Jan. 1, 2025 | BYNOE LINDA | Director | A | Common Stock | 79 | $102.50 | 32,880.6600 | 201,870,105 | 0.24% | 0.00% |
| Jan. 1, 2025 | Klevorn Marcy S | Director | A | Common Stock | 61 | $102.50 | 10,206.8500 | 201,870,105 | 0.60% | 0.00% |
| Dec. 31, 2024 | Harrison Dean M | Director | A | Common Stock | 402 | $102.50 | 29,889.8900 | 203,131,400 | 1.36% | 0.00% |
| Jan. 1, 2025 | Harrison Dean M | Director | A | Common Stock | 160 | $102.50 | 30,049.7200 | 201,870,105 | 0.53% | 0.00% |
| Dec. 31, 2024 | Thompson Donald | Director | A | Common Stock | 354 | $102.50 | 27,713.1600 | 203,131,400 | 1.29% | 0.00% |
| Jan. 1, 2025 | Thompson Donald | Director | A | Common Stock | 154 | $102.50 | 27,867.1800 | 201,870,105 | 0.56% | 0.00% |
| Dec. 31, 2024 | Dhandapani Chandra | Director | A | Common Stock | 268 | $102.50 | 2,299.4900 | 203,131,400 | 13.21% | 0.00% |
| Jan. 1, 2025 | CROWN SUSAN | Director | A | Common Stock Units | 90 | $102.50 | 35,262.4900 | 201,870,105 | 0.26% | 0.00% |
| Jan. 1, 2025 | Tribbett Charles A | Director | A | Common Stock | 108 | $102.50 | 37,162.7700 | 201,870,105 | 0.29% | 0.00% |
| Jan. 1, 2025 | SLARK MARTIN P | Director | A | Common Stock | 68 | $102.50 | 23,777.7400 | 201,870,105 | 0.29% | 0.00% |
| Jan. 1, 2025 | Mehta Siddharth N | Director | A | Common Stock | 14 | $102.50 | 9,366.9200 | 201,870,105 | 0.15% | 0.00% |
| Dec. 3, 2024 | Gossett Mark C | Executive Vice President | F | Common Stock | 298 | $110.31 | 31,250.5400 | 203,131,400 | 0.94% | 0.00% |
| Dec. 3, 2024 | Cherecwich Peter | Chief Operating Officer | F | Common Stock | 475 | $110.31 | 62,460.0000 | 203,131,400 | 0.75% | 0.00% |
| Dec. 3, 2024 | FRADKIN STEVEN L | Vice Chairman | F | Common Stock | 475 | $110.31 | 263,024.2500 | 203,131,400 | 0.18% | 0.00% |
| Dec. 3, 2024 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 298 | $110.31 | 109,927.0000 | 203,131,400 | 0.27% | 0.00% |
| Dec. 3, 2024 | O'Grady Michael | Chairman and CEO | F | Common Stock | 1366 | $110.31 | 385,918.0000 | 203,131,400 | 0.35% | 0.00% |
| Dec. 3, 2024 | South Thomas A | Executive Vice President | F | Common Stock | 851 | $110.31 | 52,753.3900 | 203,131,400 | 1.59% | 0.00% |
| Dec. 3, 2024 | Fox David W Jr | EVP & Chief Financial Officer | F | Common Stock | 276 | $110.31 | 60,616.0000 | 203,131,400 | 0.45% | 0.00% |
| Dec. 3, 2024 | Parker Teresa | President/Asset Servicing | F | Common Stock | 759 | $110.31 | 88,738.3700 | 203,131,400 | 0.85% | 0.00% |
| Dec. 2, 2024 | Bellows Clive | Executive Vice President | F | Common Stock | 168 | $110.64 | 26,666.0000 | 203,131,400 | 0.63% | 0.00% |
| Nov. 29, 2024 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 4550 | $111.01 | 263,499.2500 | 203,131,400 | 1.70% | 0.00% |
| Nov. 29, 2024 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 4550 | $111.00 | 263,499.2500 | 203,131,400 | 1.70% | 0.00% |
| Nov. 7, 2024 | South Thomas A | Executive Vice President | S | Common Stock | 5000 | $105.80 | 53,604.3900 | 203,131,400 | 8.53% | 0.00% |
| Nov. 7, 2024 | Cherecwich Peter | Chief Operating Officer | S | Common Stock | 16153 | $105.18 | 62,935.0000 | 203,131,400 | 20.42% | 0.01% |
| Oct. 31, 2024 | SMITH DAVID BYRON JR | Director | G | Common Stock | 1990 | $0.00 | 1,151,834.0000 | 203,131,400 | 0.17% | 0.00% |
| Oct. 25, 2024 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 27563 | $100.50 | 272,910.2500 | 203,131,400 | 9.17% | 0.01% |
| Oct. 25, 2024 | FRADKIN STEVEN L | Vice Chairman | M | Common Stock | 27874 | $88.06 | 300,473.2500 | 203,131,400 | 10.23% | 0.01% |
| Oct. 25, 2024 | Levy Susan Cohen | EVP and General Counsel | M | Employee Stock Option (right-to-buy) | 19585 | $0.00 | 0.0000 | 203,131,400 | 100.00% | 0.01% |
| Oct. 25, 2024 | Levy Susan Cohen | EVP and General Counsel | S | Common Stock | 19585 | $102.26 | 110,225.0000 | 203,131,400 | 15.09% | 0.01% |
| Oct. 25, 2024 | Levy Susan Cohen | EVP and General Counsel | M | Common Stock | 19585 | $70.21 | 129,810.0000 | 203,131,400 | 17.77% | 0.01% |
| Oct. 28, 2024 | South Thomas A | Executive Vice President | G | Common Stock | 500 | $0.00 | 58,604.3900 | 203,131,400 | 0.85% | 0.00% |
| Oct. 25, 2024 | Parker Teresa | President/Asset Servicing | S | Common Stock | 4439 | $100.86 | 89,497.3700 | 203,131,400 | 4.73% | 0.00% |
| Oct. 25, 2024 | Karpinski Jane | Executive Vice President | S | Common Stock | 4338 | $100.96 | 19,579.0000 | 203,131,400 | 18.14% | 0.00% |
| Oct. 25, 2024 | FRADKIN STEVEN L | Vice Chairman | M | Employee Stock Option (right-to-buy) | 27874 | $0.00 | 0.0000 | 203,131,400 | 100.00% | 0.01% |
| Oct. 25, 2024 | FRADKIN STEVEN L | Vice Chairman | S | Common Stock | 311 | $100.52 | 272,599.2500 | 203,131,400 | 0.11% | 0.00% |
| Oct. 17, 2024 | Taylor Alexandria | Chief Administrative Officer | F | Common Stock | 3523 | $96.38 | 38,499.5360 | 203,131,400 | 8.38% | 0.00% |
| Oct. 1, 2024 | CROWN SUSAN | Director | A | Common Stock Units | 103 | $88.72 | 35,172.6100 | 203,131,400 | 0.29% | 0.00% |
| Sept. 30, 2024 | Harrison Dean M | Director | A | Common Stock | 458 | $90.03 | 29,308.1600 | 207,563,746 | 1.59% | 0.00% |
| Oct. 1, 2024 | Tribbett Charles A | Director | A | Common Stock | 124 | $88.72 | 37,054.7300 | 203,131,400 | 0.34% | 0.00% |
| Oct. 1, 2024 | Mehta Siddharth N | Director | A | Common Stock | 16 | $88.72 | 9,352.5900 | 203,131,400 | 0.18% | 0.00% |
| Oct. 1, 2024 | Harrison Dean M | Director | A | Common Stock | 179 | $88.72 | 29,487.4500 | 203,131,400 | 0.61% | 0.00% |
| Sept. 30, 2024 | Dhandapani Chandra | Director | A | Common Stock | 305 | $90.03 | 2,031.2000 | 207,563,746 | 17.70% | 0.00% |
| Oct. 1, 2024 | Klevorn Marcy S | Director | A | Common Stock | 70 | $88.72 | 10,145.9400 | 203,131,400 | 0.69% | 0.00% |
| Oct. 1, 2024 | BYNOE LINDA | Director | A | Common Stock | 91 | $88.72 | 32,801.2800 | 203,131,400 | 0.28% | 0.00% |
| Oct. 1, 2024 | Thompson Donald | Director | A | Common Stock | 173 | $88.72 | 27,359.5000 | 203,131,400 | 0.64% | 0.00% |
| Sept. 30, 2024 | Thompson Donald | Director | A | Common Stock | 403 | $90.03 | 27,186.4200 | 207,563,746 | 1.50% | 0.00% |
| Oct. 1, 2024 | SLARK MARTIN P | Director | A | Common Stock | 78 | $88.72 | 23,709.7400 | 203,131,400 | 0.33% | 0.00% |
| Sept. 13, 2024 | Tribbett Charles A | Director | S | Common Stock | 1855 | $88.12 | 36,930.9600 | 207,563,746 | 4.78% | 0.00% |
| Aug. 27, 2024 | Gossett Mark C | Executive Vice President | S | Common Stock | 6000 | $88.90 | 31,543.1700 | 207,563,746 | 15.98% | 0.00% |
| Aug. 9, 2024 | Parker Teresa | Executive Vice President | S | Common Stock | 5883 | $84.06 | 93,860.1500 | 207,563,746 | 5.90% | 0.00% |
| July 31, 2024 | SMITH DAVID BYRON JR | Director | G | Common Stock | 2250 | $0.00 | 1,165,764.0000 | 207,563,746 | 0.19% | 0.00% |
| July 1, 2024 | Thompson Donald | Director | A | Common Stock | 178 | $83.83 | 26,783.7800 | 207,563,746 | 0.67% | 0.00% |
| July 1, 2024 | CROWN SUSAN | Director | A | Common Stock Units | 108 | $83.83 | 35,069.6400 | 207,563,746 | 0.31% | 0.00% |
| July 1, 2024 | Tribbett Charles A | Director | A | Common Stock | 130 | $83.83 | 38,785.9600 | 207,563,746 | 0.34% | 0.00% |
| June 30, 2024 | Thompson Donald | Director | A | Common Stock | 432 | $83.98 | 26,606.0700 | 207,563,746 | 1.65% | 0.00% |
| July 1, 2024 | Klevorn Marcy S | Director | A | Common Stock | 73 | $83.83 | 10,076.1700 | 207,563,746 | 0.73% | 0.00% |
| July 1, 2024 | Mehta Siddharth N | Director | A | Common Stock | 17 | $83.83 | 9,336.1700 | 207,563,746 | 0.18% | 0.00% |
| July 1, 2024 | SLARK MARTIN P | Director | A | Common Stock | 82 | $83.83 | 23,631.8400 | 207,563,746 | 0.35% | 0.00% |
| June 30, 2024 | Dhandapani Chandra | Director | A | Common Stock | 119 | $83.98 | 1,725.7500 | 207,563,746 | 7.39% | 0.00% |
| July 1, 2024 | BYNOE LINDA | Director | A | Common Stock | 95 | $83.83 | 32,710.3400 | 207,563,746 | 0.29% | 0.00% |
| July 1, 2024 | Harrison Dean M | Director | A | Common Stock | 184 | $83.83 | 28,849.9800 | 207,563,746 | 0.64% | 0.00% |
| June 30, 2024 | Harrison Dean M | Director | A | Common Stock | 491 | $83.98 | 28,666.2600 | 207,563,746 | 1.74% | 0.00% |
| May 29, 2024 | Dhandapani Chandra | Director | A | Common Stock | 1607 | $0.00 | 1,607.0000 | 207,563,746 | 9999.99% | 0.00% |
| May 15, 2024 | Cherecwich Peter | President/Asset Servicing | S | Common Stock | 12000 | $87.09 | 79,088.0000 | 207,563,746 | 13.17% | 0.01% |
| May 1, 2024 | FRADKIN STEVEN L | President/Wealth Management | S | Common Stock | 4097 | $82.56 | 272,393.0000 | 207,563,746 | 1.48% | 0.00% |
| May 1, 2024 | FRADKIN STEVEN L | President/Wealth Management | M | Common Stock | 4097 | $58.25 | 276,490.0000 | 207,563,746 | 1.50% | 0.00% |
| May 1, 2024 | FRADKIN STEVEN L | President/Wealth Management | M | Employee Stock Option (right-to-buy) | 4097 | $0.00 | 0.0000 | 207,563,746 | 100.00% | 0.00% |
| April 30, 2024 | SMITH DAVID BYRON JR | Director | G | Common Stock | 2400 | $0.00 | 1,181,514.0000 | 207,563,746 | 0.20% | 0.00% |
| April 23, 2024 | South Thomas A | Executive Vice President | G | Common Stock | 600 | $0.00 | 58,554.7500 | 207,563,746 | 1.01% | 0.00% |
| April 16, 2024 | BYNOE LINDA | Director | A | Common Stock | 1822 | $0.00 | 32,614.9400 | 207,563,746 | 5.92% | 0.00% |
| April 16, 2024 | BYNOE LINDA | Director | A | Common Stock | 70 | $79.56 | 30,792.9400 | 207,563,746 | 0.23% | 0.00% |
| April 16, 2024 | SMITH DAVID BYRON JR | Director | A | Common Stock | 1822 | $0.00 | 1,198,314.0000 | 207,563,746 | 0.15% | 0.00% |
| April 16, 2024 | Tribbett Charles A | Director | A | Common Stock | 1822 | $0.00 | 38,656.1100 | 207,563,746 | 4.95% | 0.00% |
| April 16, 2024 | Klevorn Marcy S | Director | A | Common Stock | 1822 | $0.00 | 10,002.9800 | 207,563,746 | 22.27% | 0.00% |
| April 16, 2024 | Klevorn Marcy S | Director | A | Common Stock | 70 | $79.56 | 8,180.9800 | 207,563,746 | 0.86% | 0.00% |
| April 16, 2024 | POWELL CHARLES D | Other | A | Stock Units | 1822 | $0.00 | 1,822.0000 | 207,563,746 | 9999.99% | 0.00% |
| April 16, 2024 | POWELL CHARLES D | Other | M | Stock Units | 1855 | $0.00 | 0.0000 | 207,563,746 | 100.00% | 0.00% |
| April 16, 2024 | POWELL CHARLES D | Other | D | Common Stock | 1855 | $81.82 | 0.0000 | 207,563,746 | 100.00% | 0.00% |
| April 16, 2024 | POWELL CHARLES D | Other | M | Common Stock | 1855 | $0.00 | 1,855.0000 | 207,563,746 | 9999.99% | 0.00% |
| April 16, 2024 | CROWN SUSAN | Director | A | Common Stock Units | 1822 | $79.56 | 34,961.6200 | 207,563,746 | 5.50% | 0.00% |
| April 16, 2024 | Harrison Dean M | Director | A | Common Stock | 1822 | $0.00 | 28,175.0700 | 207,563,746 | 6.91% | 0.00% |
| April 16, 2024 | Harrison Dean M | Director | A | Common Stock | 70 | $79.56 | 26,353.0700 | 207,563,746 | 0.27% | 0.00% |
| April 16, 2024 | Mehta Siddharth N | Director | A | Common Stock | 1822 | $0.00 | 9,318.9500 | 207,563,746 | 24.30% | 0.00% |
| April 16, 2024 | Mehta Siddharth N | Director | A | Common Stock | 70 | $79.56 | 7,496.9500 | 207,563,746 | 0.94% | 0.00% |
| April 16, 2024 | SLARK MARTIN P | Director | A | Common Stock | 1822 | $0.00 | 23,550.1200 | 207,563,746 | 8.39% | 0.00% |
| April 16, 2024 | SLARK MARTIN P | Director | A | Common Stock | 70 | $79.56 | 21,728.1200 | 207,563,746 | 0.32% | 0.00% |
| April 16, 2024 | Henderson Jay L | Director | A | Common Stock | 1822 | $0.00 | 16,416.0000 | 207,563,746 | 12.48% | 0.00% |
| April 16, 2024 | Thompson Donald | Director | A | Common Stock | 1822 | $0.00 | 26,174.4200 | 207,563,746 | 7.48% | 0.00% |
| April 16, 2024 | Thompson Donald | Director | A | Common Stock | 70 | $79.56 | 24,352.4200 | 207,563,746 | 0.29% | 0.00% |
| April 3, 2024 | Gamba Daniel | President / Asset Management | F | Common Stock | 6061 | $87.77 | 60,390.0000 | 207,563,746 | 9.12% | 0.00% |
| April 1, 2024 | CROWN SUSAN | Director | A | Common Stock Units | 85 | $88.44 | 33,069.6700 | 207,563,746 | 0.26% | 0.00% |
| March 31, 2024 | Thompson Donald | Director | A | Common Stock | 408 | $88.92 | 24,135.0500 | 207,563,746 | 1.72% | 0.00% |
| April 1, 2024 | BYNOE LINDA | Director | A | Common Stock | 73 | $88.44 | 30,722.9900 | 207,563,746 | 0.24% | 0.00% |
| April 1, 2024 | Klevorn Marcy S | Director | A | Common Stock | 53 | $88.44 | 8,111.0300 | 207,563,746 | 0.65% | 0.00% |
| April 1, 2024 | SLARK MARTIN P | Director | A | Common Stock | 61 | $88.44 | 21,658.1700 | 207,563,746 | 0.28% | 0.00% |
| April 1, 2024 | Tribbett Charles A | Director | A | Common Stock | 122 | $88.44 | 36,834.1100 | 207,563,746 | 0.33% | 0.00% |
| April 1, 2024 | Harrison Dean M | Director | A | Common Stock | 153 | $88.44 | 26,283.1200 | 207,563,746 | 0.58% | 0.00% |
| April 1, 2024 | Prado Becerra Jose Luis | Director | A | Common Stock | 117 | $88.44 | 25,529.1500 | 207,563,746 | 0.46% | 0.00% |
| March 31, 2024 | Harrison Dean M | Director | A | Common Stock | 464 | $88.92 | 26,130.5400 | 207,563,746 | 1.81% | 0.00% |
| April 1, 2024 | Thompson Donald | Director | A | Common Stock | 147 | $88.44 | 24,282.4700 | 207,563,746 | 0.61% | 0.00% |
| March 1, 2024 | Karpinski Jane | Executive Vice President | F | Common Stock | 1517 | $81.90 | 23,896.0000 | 207,563,746 | 5.97% | 0.00% |
| March 1, 2024 | Landers John | Controller | F | Common Stock | 306 | $81.90 | 8,540.0000 | 207,563,746 | 3.46% | 0.00% |
| March 1, 2024 | Parker Teresa | Executive Vice President | F | Common Stock | 3120 | $81.90 | 99,563.3800 | 207,563,746 | 3.04% | 0.00% |
| Feb. 21, 2024 | Karpinski Jane | Executive Vice President | A | Common Stock | 10140 | $0.00 | 25,353.0000 | 207,563,746 | 66.65% | 0.00% |
| March 1, 2024 | Gossett Mark C | Executive Vice President | F | Common Stock | 2092 | $81.90 | 37,479.4300 | 207,563,746 | 5.29% | 0.00% |
| March 1, 2024 | South Thomas A | Executive Vice President | F | Common Stock | 3169 | $81.90 | 59,367.2400 | 207,563,746 | 5.07% | 0.00% |
| March 1, 2024 | Tyler Jason J. | EVP & Chief Financial Officer | F | Common Stock | 2827 | $81.90 | 57,718.0000 | 207,563,746 | 4.67% | 0.00% |
| March 1, 2024 | Cherecwich Peter | President/Asset Servicing | F | Common Stock | 3939 | $81.90 | 91,088.0000 | 207,563,746 | 4.15% | 0.00% |
| March 1, 2024 | O'Grady Michael | Chairman and CEO | F | Common Stock | 10673 | $81.90 | 387,284.0000 | 207,563,746 | 2.68% | 0.01% |
| March 1, 2024 | Taylor Alexandria | Chief Human Resources Officer | F | Common Stock | 205 | $81.90 | 42,022.5360 | 207,563,746 | 0.49% | 0.00% |
| March 1, 2024 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 2642 | $81.90 | 110,225.0000 | 207,563,746 | 2.34% | 0.00% |
| March 1, 2024 | FRADKIN STEVEN L | President/Wealth Management | F | Common Stock | 4042 | $81.90 | 272,293.7000 | 207,563,746 | 1.46% | 0.00% |
| Feb. 22, 2024 | Parker Teresa | Executive Vice President | F | Common Stock | 1715 | $80.15 | 102,683.3800 | 207,563,746 | 1.64% | 0.00% |
| Feb. 21, 2024 | Taylor Alexandria | Chief Human Resources Officer | A | Common Stock | 7667 | $0.00 | 42,227.5360 | 207,563,746 | 22.18% | 0.00% |
| Feb. 21, 2024 | Parker Teresa | Executive Vice President | A | Common Stock | 18731 | $0.00 | 104,398.3800 | 207,563,746 | 21.86% | 0.01% |
| Feb. 21, 2024 | South Thomas A | Executive Vice President | A | Common Stock | 9047 | $0.00 | 62,536.2400 | 207,563,746 | 16.91% | 0.00% |
| Feb. 21, 2024 | Landers John | Controller | A | Common Stock | 1183 | $0.00 | 8,846.0000 | 207,563,746 | 15.44% | 0.00% |
| Feb. 21, 2024 | Tyler Jason J. | EVP & Chief Financial Officer | A | Common Stock | 10121 | $0.00 | 60,545.0000 | 207,563,746 | 20.07% | 0.00% |
| Feb. 21, 2024 | FRADKIN STEVEN L | President/Wealth Management | A | Common Stock | 11731 | $0.00 | 276,335.7000 | 207,563,746 | 4.43% | 0.01% |
| Feb. 22, 2024 | FRADKIN STEVEN L | President/Wealth Management | M | Common Stock | 30392 | $58.25 | 306,727.7000 | 207,563,746 | 11.00% | 0.01% |
| Feb. 22, 2024 | FRADKIN STEVEN L | President/Wealth Management | S | Common Stock | 30392 | $80.11 | 276,335.7000 | 207,563,746 | 9.91% | 0.01% |
| Feb. 22, 2024 | FRADKIN STEVEN L | President/Wealth Management | M | Employee Stock Option (right-to-buy) | 30392 | $0.00 | 4,097.0000 | 207,563,746 | 88.12% | 0.01% |
| Feb. 21, 2024 | Gamba Daniel | President / Asset Management | A | Common Stock | 11731 | $0.00 | 66,451.0000 | 207,563,746 | 21.44% | 0.01% |
| Feb. 21, 2024 | Cherecwich Peter | President/Asset Servicing | A | Common Stock | 11731 | $0.00 | 95,027.0000 | 207,563,746 | 14.08% | 0.01% |
| Feb. 21, 2024 | Gossett Mark C | Executive Vice President | A | Common Stock | 7361 | $0.00 | 39,571.4300 | 207,563,746 | 22.85% | 0.00% |
| Feb. 21, 2024 | Levy Susan Cohen | EVP and General Counsel | A | Common Stock | 7361 | $0.00 | 112,867.0000 | 207,563,746 | 6.98% | 0.00% |
| Feb. 21, 2024 | O'Grady Michael | Chairman and CEO | A | Common Stock | 33734 | $0.00 | 397,957.0000 | 207,563,746 | 9.26% | 0.02% |
| Feb. 21, 2024 | Karpinski Jane | Executive Vice President | A | Common Stock | 11672 | $0.00 | 26,945.0000 | 207,563,746 | 76.42% | 0.01% |
| Feb. 20, 2024 | South Thomas A | Executive Vice President | A | Common Stock | 16067 | $0.00 | 60,390.2400 | 207,563,746 | 36.25% | 0.01% |
| Feb. 20, 2024 | Gossett Mark C | Executive Vice President | A | Common Stock | 13426 | $0.00 | 37,630.4300 | 207,563,746 | 55.47% | 0.01% |
| Feb. 20, 2024 | FRADKIN STEVEN L | President/Wealth Management | F | Common Stock | 10141 | $79.51 | 264,604.7000 | 207,563,746 | 3.69% | 0.00% |
| Feb. 20, 2024 | FRADKIN STEVEN L | President/Wealth Management | A | Common Stock | 22890 | $0.00 | 287,494.7000 | 207,563,746 | 8.65% | 0.01% |
| Feb. 20, 2024 | South Thomas A | Executive Vice President | F | Common Stock | 6901 | $79.51 | 53,489.2400 | 207,563,746 | 11.43% | 0.00% |
| Feb. 20, 2024 | Karpinski Jane | Executive Vice President | F | Common Stock | 402 | $79.51 | 15,273.0000 | 207,563,746 | 2.56% | 0.00% |
| Feb. 20, 2024 | Cherecwich Peter | President/Asset Servicing | F | Common Stock | 9556 | $79.51 | 83,296.0000 | 207,563,746 | 10.29% | 0.00% |
| Feb. 20, 2024 | Cherecwich Peter | President/Asset Servicing | A | Common Stock | 21570 | $0.00 | 104,866.0000 | 207,563,746 | 25.90% | 0.01% |
| Feb. 20, 2024 | Tyler Jason J. | EVP & Chief Financial Officer | F | Common Stock | 6826 | $79.51 | 50,424.0000 | 207,563,746 | 11.92% | 0.00% |
| Feb. 20, 2024 | Tyler Jason J. | EVP & Chief Financial Officer | A | Common Stock | 15407 | $0.00 | 57,250.0000 | 207,563,746 | 36.82% | 0.01% |
| Feb. 20, 2024 | Karpinski Jane | Executive Vice President | A | Common Stock | 880 | $0.00 | 15,675.0000 | 207,563,746 | 5.95% | 0.00% |
| Feb. 20, 2024 | O'Grady Michael | Chairman and CEO | F | Common Stock | 26618 | $79.51 | 364,223.0000 | 207,563,746 | 6.81% | 0.01% |
| Feb. 20, 2024 | O'Grady Michael | Chairman and CEO | A | Common Stock | 60085 | $0.00 | 424,308.0000 | 207,563,746 | 16.50% | 0.03% |
| Feb. 20, 2024 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 6298 | $79.51 | 105,506.0000 | 207,563,746 | 5.63% | 0.00% |
| Feb. 20, 2024 | Levy Susan Cohen | EVP and General Counsel | A | Common Stock | 15407 | $0.00 | 111,804.0000 | 207,563,746 | 15.98% | 0.01% |
| Feb. 20, 2024 | Gossett Mark C | Executive Vice President | F | Common Stock | 5420 | $79.51 | 32,210.4300 | 207,563,746 | 14.40% | 0.00% |
| Dec. 28, 2023 | Taylor Alexandria | Chief Human Resources Officer | L | Common Stock | 52 | $84.83 | 34,560.5360 | 208,867,264 | 0.15% | 0.00% |
| Feb. 6, 2024 | Tyler Jason J. | EVP & Chief Financial Officer | M | Employee Stock Option (right-to-buy) | 2466 | $0.00 | 0.0000 | 207,563,746 | 100.00% | 0.00% |
| Feb. 6, 2024 | Tyler Jason J. | EVP & Chief Financial Officer | F | Common Stock | 2100 | $78.61 | 41,843.0000 | 207,563,746 | 4.78% | 0.00% |
| Feb. 6, 2024 | Tyler Jason J. | EVP & Chief Financial Officer | M | Common Stock | 2466 | $60.85 | 43,943.0000 | 207,563,746 | 5.95% | 0.00% |
| Jan. 31, 2024 | SMITH DAVID BYRON JR | Director | G | Common Stock | 2500 | $0.00 | 1,196,492.0000 | 207,563,746 | 0.21% | 0.00% |
| Jan. 24, 2024 | O'Grady Michael | Chairman and CEO | F | Common Stock | 20333 | $81.38 | 330,756.0000 | 207,563,746 | 5.79% | 0.01% |
| Jan. 24, 2024 | O'Grady Michael | Chairman and CEO | M | Common Stock | 24651 | $60.85 | 351,089.0000 | 207,563,746 | 7.55% | 0.01% |
| Jan. 24, 2024 | O'Grady Michael | Chairman and CEO | M | Employee Stock Option (right-to-buy) | 24651 | $0.00 | 0.0000 | 207,563,746 | 100.00% | 0.01% |
| Jan. 1, 2024 | Harrison Dean M | Director | A | Common Stock | 154 | $84.38 | 25,666.6400 | 207,563,746 | 0.60% | 0.00% |
| Jan. 1, 2024 | BYNOE LINDA | Director | A | Common Stock | 76 | $84.38 | 30,649.5200 | 207,563,746 | 0.25% | 0.00% |
| Jan. 1, 2024 | Klevorn Marcy S | Director | A | Common Stock | 55 | $84.38 | 8,058.4300 | 207,563,746 | 0.68% | 0.00% |
| Jan. 1, 2024 | Tribbett Charles A | Director | A | Common Stock | 127 | $84.38 | 36,712.0800 | 207,563,746 | 0.35% | 0.00% |
| Jan. 1, 2024 | Prado Becerra Jose Luis | Director | A | Common Stock | 121 | $84.38 | 25,412.3800 | 207,563,746 | 0.48% | 0.00% |
| Dec. 31, 2023 | Thompson Donald | Director | A | Common Stock | 430 | $84.38 | 23,578.0000 | 208,867,264 | 1.86% | 0.00% |
| Jan. 1, 2024 | SLARK MARTIN P | Director | A | Common Stock | 63 | $84.38 | 21,597.5500 | 207,563,746 | 0.29% | 0.00% |
| Jan. 1, 2024 | Thompson Donald | Director | A | Common Stock | 149 | $84.38 | 23,727.3800 | 207,563,746 | 0.63% | 0.00% |
| Dec. 31, 2023 | Harrison Dean M | Director | A | Common Stock | 489 | $84.38 | 25,512.4100 | 208,867,264 | 1.95% | 0.00% |
| Jan. 1, 2024 | CROWN SUSAN | Director | A | Common Stock Units | 89 | $84.38 | 32,984.3400 | 207,563,746 | 0.27% | 0.00% |
| May 21, 2021 | Cherecwich Peter | President/Asset Servicing | P | Common Stock | 2 | $119.88 | 71,284.0000 | 0 | 0.00% | 0.00% |
| May 12, 2021 | Cherecwich Peter | President/Asset Servicing | P | Common Stock | 1 | $116.35 | 71,282.0000 | 0 | 0.00% | 0.00% |
| March 29, 2019 | Cherecwich Peter | President/Asset Servicing | P | Common Stock | 5 | $90.41 | 71,281.0000 | 0 | 0.01% | 0.00% |
| Dec. 5, 2023 | FRADKIN STEVEN L | President/Wealth Management | F | Common Stock | 465 | $80.36 | 251,764.1800 | 208,867,264 | 0.18% | 0.00% |
| Dec. 5, 2023 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 291 | $80.36 | 96,397.0000 | 208,867,264 | 0.30% | 0.00% |
| Dec. 5, 2023 | Parker Teresa | Executive Vice President | F | Common Stock | 670 | $80.36 | 85,590.7300 | 208,867,264 | 0.78% | 0.00% |
| June 20, 2023 | Cherecwich Peter | President/Asset Servicing | P | Common Stock | 4 | $73.55 | 71,287.0000 | 208,867,264 | 0.01% | 0.00% |
| Dec. 5, 2023 | O'Grady Michael | Chairman and CEO | F | Common Stock | 1282 | $80.36 | 306,438.0000 | 208,867,264 | 0.42% | 0.00% |
| Dec. 5, 2023 | Cherecwich Peter | President/Asset Servicing | F | Common Stock | 465 | $80.36 | 71,282.0000 | 208,867,264 | 0.65% | 0.00% |
| July 21, 2023 | Cherecwich Peter | President/Asset Servicing | S | Common Stock | 5 | $78.54 | 71,282.0000 | 208,867,264 | 0.01% | 0.00% |
| April 17, 2023 | Cherecwich Peter | President/Asset Servicing | S | Common Stock | 3 | $85.63 | 71,283.0000 | 208,867,264 | 0.00% | 0.00% |
| Feb. 10, 2023 | Cherecwich Peter | President/Asset Servicing | P | Common Stock | 2 | $97.19 | 71,286.0000 | 208,867,264 | 0.00% | 0.00% |
| Jan. 10, 2023 | Cherecwich Peter | President/Asset Servicing | P | Common Stock | 1 | $95.02 | 71,284.0000 | 208,867,264 | 0.00% | 0.00% |
| Dec. 6, 2022 | Cherecwich Peter | President/Asset Servicing | S | Common Stock | 2 | $87.99 | 71,283.0000 | 0 | 0.00% | 0.00% |
| Sept. 26, 2022 | Cherecwich Peter | President/Asset Servicing | P | Common Stock | 2 | $86.74 | 71,285.0000 | 0 | 0.00% | 0.00% |
| Aug. 23, 2022 | Cherecwich Peter | President/Asset Servicing | S | Common Stock | 2 | $98.36 | 71,283.0000 | 0 | 0.00% | 0.00% |
| Nov. 2, 2021 | Cherecwich Peter | President/Asset Servicing | P | Common Stock | 1 | $123.78 | 71,285.0000 | 0 | 0.00% | 0.00% |
| Dec. 5, 2023 | Gossett Mark C | Executive Vice President | F | Common Stock | 291 | $80.36 | 24,209.5200 | 208,867,264 | 1.19% | 0.00% |
| Oct. 31, 2023 | SMITH DAVID BYRON JR | Director | G | Common Stock | 3220 | $0.00 | 1,239,752.0000 | 208,867,264 | 0.26% | 0.00% |
| Oct. 24, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | P | Common Stock | 1350 | $64.55 | 41,077.0000 | 208,867,264 | 3.40% | 0.00% |
| Oct. 24, 2023 | Levy Susan Cohen | EVP and General Counsel | P | Common Stock | 5000 | $64.41 | 96,688.0000 | 208,867,264 | 5.45% | 0.00% |
| Oct. 23, 2023 | O'Grady Michael | Chairman and CEO | P | Common Stock | 20000 | $65.10 | 327,720.0000 | 208,867,264 | 6.50% | 0.01% |
| Oct. 25, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | P | Common Stock | 400 | $62.69 | 41,477.0000 | 208,867,264 | 0.97% | 0.00% |
| Oct. 17, 2023 | Taylor Alexandria | Chief Human Resources Officer | F | Common Stock | 2800 | $69.41 | 34,509.0000 | 208,867,264 | 7.50% | 0.00% |
| July 7, 2020 | Prado Becerra Jose Luis | Director | S | Common Stock | 3 | $77.85 | 25,300.1000 | 0 | 0.01% | 0.00% |
| Dec. 18, 2020 | Prado Becerra Jose Luis | Director | S | Common Stock | 1 | $91.78 | 25,296.1000 | 0 | 0.00% | 0.00% |
| Jan. 19, 2021 | Prado Becerra Jose Luis | Director | P | Common Stock | 3 | $97.41 | 25,299.1000 | 0 | 0.01% | 0.00% |
| Feb. 23, 2021 | Prado Becerra Jose Luis | Director | S | Common Stock | 3 | $97.48 | 25,296.1000 | 0 | 0.01% | 0.00% |
| March 26, 2021 | Prado Becerra Jose Luis | Director | P | Common Stock | 2 | $104.75 | 25,298.1000 | 0 | 0.01% | 0.00% |
| Sept. 10, 2021 | Prado Becerra Jose Luis | Director | P | Common Stock | 5 | $113.17 | 25,303.1000 | 0 | 0.02% | 0.00% |
| Oct. 29, 2021 | Prado Becerra Jose Luis | Director | P | Common Stock | 1 | $123.54 | 25,294.1000 | 0 | 0.00% | 0.00% |
| Sept. 27, 2021 | Prado Becerra Jose Luis | Director | S | Common Stock | 8 | $112.55 | 25,293.1000 | 0 | 0.03% | 0.00% |
| Sept. 13, 2021 | Prado Becerra Jose Luis | Director | S | Common Stock | 2 | $94.95 | 25,301.1000 | 0 | 0.01% | 0.00% |
| Sept. 10, 2021 | Prado Becerra Jose Luis | Director | P | Common Stock | 1 | $113.17 | 25,301.1000 | 0 | 0.00% | 0.00% |
| March 2, 2022 | Prado Becerra Jose Luis | Director | P | Common Stock | 1 | $110.90 | 25,298.1000 | 0 | 0.00% | 0.00% |
| March 23, 2022 | Prado Becerra Jose Luis | Director | S | Common Stock | 4 | $115.54 | 25,294.1000 | 0 | 0.02% | 0.00% |
| April 26, 2022 | Prado Becerra Jose Luis | Director | P | Common Stock | 1 | $108.74 | 25,295.1000 | 0 | 0.00% | 0.00% |
| Oct. 14, 2022 | Prado Becerra Jose Luis | Director | P | Common Stock | 1 | $84.58 | 25,295.1000 | 0 | 0.00% | 0.00% |
| Dec. 23, 2022 | Prado Becerra Jose Luis | Director | S | Common Stock | 2 | $87.87 | 25,293.1000 | 0 | 0.01% | 0.00% |
| Jan. 13, 2023 | Prado Becerra Jose Luis | Director | S | Common Stock | 2 | $98.65 | 25,293.1000 | 208,867,264 | 0.01% | 0.00% |
| Jan. 28, 2022 | Prado Becerra Jose Luis | Director | S | Common Stock | 5 | $115.64 | 25,297.1000 | 0 | 0.02% | 0.00% |
| Dec. 20, 2021 | Prado Becerra Jose Luis | Director | P | Common Stock | 1 | $113.50 | 25,302.1000 | 0 | 0.00% | 0.00% |
| June 2, 2023 | Prado Becerra Jose Luis | Director | S | Common Stock | 3 | $75.60 | 25,291.1000 | 208,867,264 | 0.01% | 0.00% |
| March 10, 2015 | Prado Becerra Jose Luis | Director | P | Common Stock | 6 | $69.38 | 25,282.1000 | 0 | 0.02% | 0.00% |
| Nov. 5, 2019 | Prado Becerra Jose Luis | Director | P | Common Stock | 7 | $105.50 | 25,297.1000 | 0 | 0.03% | 0.00% |
| Nov. 20, 2019 | Prado Becerra Jose Luis | Director | P | Common Stock | 5 | $106.30 | 25,287.1000 | 0 | 0.02% | 0.00% |
| Dec. 9, 2019 | Prado Becerra Jose Luis | Director | P | Common Stock | 7 | $109.14 | 25,294.1000 | 0 | 0.03% | 0.00% |
| Dec. 9, 2019 | Prado Becerra Jose Luis | Director | P | Common Stock | 6 | $109.14 | 25,303.1000 | 0 | 0.02% | 0.00% |
| Jan. 21, 2020 | Prado Becerra Jose Luis | Director | P | Common Stock | 6 | $108.57 | 25,300.1000 | 0 | 0.02% | 0.00% |
| March 5, 2020 | Prado Becerra Jose Luis | Director | P | Common Stock | 9 | $80.89 | 25,309.1000 | 0 | 0.04% | 0.00% |
| May 5, 2020 | Prado Becerra Jose Luis | Director | S | Common Stock | 12 | $75.39 | 25,297.1000 | 0 | 0.05% | 0.00% |
| June 9, 2020 | Prado Becerra Jose Luis | Director | P | Common Stock | 2 | $92.28 | 25,299.1000 | 0 | 0.01% | 0.00% |
| Dec. 18, 2020 | Prado Becerra Jose Luis | Director | S | Common Stock | 2 | $91.81 | 25,297.1000 | 0 | 0.01% | 0.00% |
| Jan. 23, 2023 | Prado Becerra Jose Luis | Director | P | Common Stock | 1 | $94.20 | 25,294.1000 | 208,867,264 | 0.00% | 0.00% |
| Feb. 14, 2023 | Prado Becerra Jose Luis | Director | S | Common Stock | 1 | $97.69 | 25,290.1000 | 208,867,264 | 0.00% | 0.00% |
| April 17, 2023 | Prado Becerra Jose Luis | Director | P | Common Stock | 1 | $85.61 | 25,291.1000 | 208,867,264 | 0.00% | 0.00% |
| Oct. 1, 2023 | BYNOE LINDA | Director | A | Common Stock | 92 | $69.48 | 30,573.1900 | 208,867,264 | 0.30% | 0.00% |
| Oct. 1, 2023 | Thompson Donald | Director | A | Common Stock | 174 | $69.48 | 23,148.4000 | 208,867,264 | 0.76% | 0.00% |
| Sept. 30, 2023 | Thompson Donald | Director | A | Common Stock | 522 | $69.48 | 22,974.5100 | 208,867,264 | 2.32% | 0.00% |
| Oct. 1, 2023 | Tribbett Charles A | Director | A | Common Stock | 152 | $69.48 | 36,585.3100 | 208,867,264 | 0.42% | 0.00% |
| Oct. 1, 2023 | Prado Becerra Jose Luis | Director | A | Common Stock | 146 | $69.48 | 25,273.1000 | 208,867,264 | 0.58% | 0.00% |
| Oct. 1, 2023 | SLARK MARTIN P | Director | A | Common Stock | 76 | $69.48 | 21,534.5700 | 208,867,264 | 0.35% | 0.00% |
| Oct. 1, 2023 | Harrison Dean M | Director | A | Common Stock | 179 | $69.48 | 25,023.5500 | 208,867,264 | 0.72% | 0.00% |
| Sept. 30, 2023 | Harrison Dean M | Director | A | Common Stock | 594 | $69.48 | 24,844.6100 | 208,867,264 | 2.45% | 0.00% |
| Oct. 1, 2023 | Klevorn Marcy S | Director | A | Common Stock | 66 | $69.48 | 8,003.7800 | 208,867,264 | 0.83% | 0.00% |
| Oct. 1, 2023 | CROWN SUSAN | Director | A | Common Stock Units | 107 | $69.48 | 32,895.7000 | 208,867,264 | 0.32% | 0.00% |
| July 31, 2023 | SMITH DAVID BYRON JR | Director | G | Common Stock | 2600 | $0.00 | 1,236,532.0000 | 208,867,264 | 0.21% | 0.00% |
| July 1, 2023 | Harrison Dean M | Director | A | Common Stock | 160 | $74.14 | 24,250.9100 | 208,867,264 | 0.67% | 0.00% |
| July 1, 2023 | Tribbett Charles A | Director | A | Common Stock | 141 | $74.14 | 36,432.9700 | 208,867,264 | 0.39% | 0.00% |
| June 30, 2023 | Thompson Donald | Director | A | Common Stock | 489 | $74.14 | 22,296.3500 | 208,867,264 | 2.24% | 0.00% |
| July 1, 2023 | Thompson Donald | Director | A | Common Stock | 156 | $74.14 | 22,452.7800 | 208,867,264 | 0.70% | 0.00% |
| July 1, 2023 | SLARK MARTIN P | Director | A | Common Stock | 70 | $74.14 | 21,458.8900 | 208,867,264 | 0.33% | 0.00% |
| July 1, 2023 | Prado Becerra Jose Luis | Director | A | Common Stock | 135 | $74.14 | 25,127.3400 | 208,867,264 | 0.54% | 0.00% |
| July 1, 2023 | Klevorn Marcy S | Director | A | Common Stock | 61 | $74.14 | 7,938.1100 | 208,867,264 | 0.77% | 0.00% |
| June 30, 2023 | Harrison Dean M | Director | A | Common Stock | 556 | $74.14 | 24,090.4700 | 208,867,264 | 2.36% | 0.00% |
| July 1, 2023 | BYNOE LINDA | Director | A | Common Stock | 85 | $74.14 | 30,481.4700 | 208,867,264 | 0.28% | 0.00% |
| July 1, 2023 | CROWN SUSAN | Director | A | Common Stock Units | 99 | $74.14 | 32,789.1700 | 208,867,264 | 0.30% | 0.00% |
| April 28, 2023 | SMITH DAVID BYRON JR | Director | G | Common Stock | 2700 | $0.00 | 1,254,732.0000 | 208,867,264 | 0.22% | 0.00% |
| April 25, 2023 | Tribbett Charles A | Director | A | Common Stock | 51 | $78.16 | 34,436.6800 | 208,867,264 | 0.15% | 0.00% |
| April 25, 2023 | Tribbett Charles A | Director | A | Common Stock | 1855 | $0.00 | 36,291.6800 | 208,867,264 | 5.39% | 0.00% |
| April 25, 2023 | Thompson Donald | Director | A | Common Stock | 51 | $78.16 | 19,952.4100 | 208,867,264 | 0.25% | 0.00% |
| April 25, 2023 | Thompson Donald | Director | A | Common Stock | 1855 | $0.00 | 21,807.4100 | 208,867,264 | 9.30% | 0.00% |
| April 25, 2023 | SMITH DAVID BYRON JR | Director | A | Common Stock | 1855 | $0.00 | 1,273,632.0000 | 208,867,264 | 0.15% | 0.00% |
| April 25, 2023 | SLARK MARTIN P | Director | A | Common Stock | 51 | $78.16 | 19,533.6900 | 208,867,264 | 0.26% | 0.00% |
| April 25, 2023 | SLARK MARTIN P | Director | A | Common Stock | 1855 | $0.00 | 21,388.6900 | 208,867,264 | 9.50% | 0.00% |
| April 25, 2023 | Prado Becerra Jose Luis | Director | A | Common Stock | 51 | $78.16 | 23,137.1300 | 208,867,264 | 0.22% | 0.00% |
| April 25, 2023 | Prado Becerra Jose Luis | Director | A | Common Stock | 1855 | $0.00 | 24,992.1300 | 208,867,264 | 8.02% | 0.00% |
| April 25, 2023 | POWELL CHARLES D | Other | M | Common Stock | 1343 | $0.00 | 1,343.0000 | 208,867,264 | 9999.99% | 0.00% |
| April 25, 2023 | POWELL CHARLES D | Other | D | Common Stock | 1343 | $80.80 | 0.0000 | 208,867,264 | 100.00% | 0.00% |
| April 25, 2023 | POWELL CHARLES D | Other | M | Stock Units | 1343 | $0.00 | 0.0000 | 208,867,264 | 100.00% | 0.00% |
| April 25, 2023 | POWELL CHARLES D | Other | A | Stock Units | 1855 | $0.00 | 1,855.0000 | 208,867,264 | 9999.99% | 0.00% |
| April 25, 2023 | Mehta Siddharth N | Director | A | Common Stock | 1855 | $0.00 | 7,427.0000 | 208,867,264 | 33.29% | 0.00% |
| April 25, 2023 | CROWN SUSAN | Director | A | Common Stock Units | 1855 | $78.16 | 32,690.3600 | 208,867,264 | 6.02% | 0.00% |
| April 25, 2023 | Klevorn Marcy S | Director | A | Common Stock | 1855 | $0.00 | 7,877.2000 | 208,867,264 | 30.80% | 0.00% |
| April 25, 2023 | Henderson Jay L | Director | A | Common Stock | 1855 | $0.00 | 14,594.0000 | 208,867,264 | 14.56% | 0.00% |
| April 25, 2023 | Harrison Dean M | Director | A | Common Stock | 51 | $78.16 | 21,679.0900 | 208,867,264 | 0.23% | 0.00% |
| April 25, 2023 | Harrison Dean M | Director | A | Common Stock | 1855 | $0.00 | 23,534.0900 | 208,867,264 | 8.56% | 0.00% |
| April 25, 2023 | BYNOE LINDA | Director | A | Common Stock | 51 | $78.16 | 28,541.3900 | 208,867,264 | 0.18% | 0.00% |
| April 25, 2023 | BYNOE LINDA | Director | A | Common Stock | 1855 | $0.00 | 30,396.3900 | 208,867,264 | 6.50% | 0.00% |
| April 25, 2023 | Klevorn Marcy S | Director | A | Common Stock | 51 | $78.16 | 6,022.2000 | 208,867,264 | 0.85% | 0.00% |
| April 3, 2023 | Gamba Daniel | President / Asset Management | A | Common Stock | 54720 | $0.00 | 54,720.0000 | 208,867,264 | 9999.99% | 0.03% |
| March 31, 2023 | Harrison Dean M | Director | A | Common Stock | 468 | $88.13 | 21,510.2800 | 208,867,264 | 2.22% | 0.00% |
| April 1, 2023 | Harrison Dean M | Director | A | Common Stock | 118 | $88.13 | 21,628.4000 | 208,867,264 | 0.55% | 0.00% |
| April 1, 2023 | BYNOE LINDA | Director | A | Common Stock | 59 | $88.13 | 28,490.7000 | 208,867,264 | 0.21% | 0.00% |
| April 1, 2023 | CROWN SUSAN | Director | A | Common Stock Units | 71 | $88.13 | 30,784.6700 | 208,867,264 | 0.23% | 0.00% |
| April 1, 2023 | Prado Becerra Jose Luis | Director | A | Common Stock | 101 | $88.13 | 23,086.4400 | 208,867,264 | 0.44% | 0.00% |
| April 1, 2023 | Klevorn Marcy S | Director | A | Common Stock | 39 | $88.13 | 5,971.5100 | 208,867,264 | 0.66% | 0.00% |
| April 1, 2023 | Tribbett Charles A | Director | A | Common Stock | 106 | $88.13 | 34,385.9900 | 208,867,264 | 0.31% | 0.00% |
| March 31, 2023 | Thompson Donald | Director | A | Common Stock | 411 | $88.13 | 19,786.4500 | 208,867,264 | 2.12% | 0.00% |
| April 1, 2023 | Thompson Donald | Director | A | Common Stock | 115 | $88.13 | 19,901.7200 | 208,867,264 | 0.58% | 0.00% |
| April 1, 2023 | SLARK MARTIN P | Director | A | Common Stock | 47 | $88.13 | 19,483.0000 | 208,867,264 | 0.24% | 0.00% |
| March 9, 2023 | Allnutt Lauren E | EVP & Controller | S | Common Stock | 559 | $87.30 | 5,576.0000 | 208,867,264 | 9.11% | 0.00% |
| March 1, 2023 | Gossett Mark C | Executive Vice President | F | Common Stock | 1753 | $94.49 | 24,420.9200 | 208,867,264 | 6.70% | 0.00% |
| March 1, 2023 | Allnutt Lauren E | EVP & Controller | F | Common Stock | 235 | $94.49 | 6,135.0000 | 208,867,264 | 3.69% | 0.00% |
| March 1, 2023 | Cherecwich Peter | President/Asset Servicing | F | Common Stock | 3765 | $94.49 | 71,741.0000 | 208,867,264 | 4.99% | 0.00% |
| March 1, 2023 | FRADKIN STEVEN L | President/Wealth Management | F | Common Stock | 3895 | $94.49 | 251,868.4000 | 208,867,264 | 1.52% | 0.00% |
| March 1, 2023 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 2636 | $94.49 | 91,688.0000 | 208,867,264 | 2.79% | 0.00% |
| March 1, 2023 | O'Grady Michael | Chairman and CEO | F | Common Stock | 9845 | $94.49 | 307,720.0000 | 208,867,264 | 3.10% | 0.00% |
| March 1, 2023 | Parker Teresa | Executive Vice President | F | Common Stock | 2218 | $94.49 | 85,958.4700 | 208,867,264 | 2.52% | 0.00% |
| March 1, 2023 | South Thomas A | Executive Vice President | F | Common Stock | 2585 | $94.49 | 43,953.1900 | 208,867,264 | 5.55% | 0.00% |
| March 1, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | F | Common Stock | 2044 | $94.49 | 39,727.0000 | 208,867,264 | 4.89% | 0.00% |
| Feb. 22, 2023 | Parker Teresa | Executive Vice President | A | Common Stock | 17950 | $0.00 | 89,594.4700 | 208,867,264 | 25.05% | 0.01% |
| Feb. 23, 2023 | Parker Teresa | Executive Vice President | F | Common Stock | 1418 | $93.70 | 88,176.4700 | 208,867,264 | 1.58% | 0.00% |
| Feb. 21, 2023 | O'Grady Michael | Chairman and CEO | A | Common Stock | 39114 | $0.00 | 325,019.0000 | 208,867,264 | 13.68% | 0.02% |
| Feb. 21, 2023 | O'Grady Michael | Chairman and CEO | F | Common Stock | 17328 | $94.70 | 285,905.0000 | 208,867,264 | 5.71% | 0.01% |
| Feb. 22, 2023 | O'Grady Michael | Chairman and CEO | A | Common Stock | 31660 | $0.00 | 317,565.0000 | 208,867,264 | 11.07% | 0.02% |
| Feb. 21, 2023 | Levy Susan Cohen | EVP and General Counsel | A | Common Stock | 10431 | $0.00 | 91,498.0000 | 208,867,264 | 12.87% | 0.00% |
| Feb. 21, 2023 | Levy Susan Cohen | EVP and General Counsel | F | Common Stock | 3104 | $94.70 | 88,394.0000 | 208,867,264 | 3.39% | 0.00% |
| Feb. 21, 2023 | South Thomas A | Executive Vice President | F | Common Stock | 2868 | $94.70 | 38,789.1900 | 208,867,264 | 6.88% | 0.00% |
| Feb. 22, 2023 | South Thomas A | Executive Vice President | A | Common Stock | 8669 | $0.00 | 47,458.1900 | 208,867,264 | 22.35% | 0.00% |
| Feb. 22, 2023 | Levy Susan Cohen | EVP and General Counsel | A | Common Stock | 7170 | $0.00 | 95,564.0000 | 208,867,264 | 8.11% | 0.00% |
| Feb. 21, 2023 | Gossett Mark C | Executive Vice President | A | Common Stock | 2723 | $0.00 | 19,933.9200 | 208,867,264 | 15.82% | 0.00% |
| Feb. 21, 2023 | Gossett Mark C | Executive Vice President | F | Common Stock | 846 | $94.70 | 19,087.9200 | 208,867,264 | 4.24% | 0.00% |
| Feb. 22, 2023 | Gossett Mark C | Executive Vice President | A | Common Stock | 7170 | $0.00 | 26,257.9200 | 208,867,264 | 37.56% | 0.00% |
| Feb. 21, 2023 | FRADKIN STEVEN L | President/Wealth Management | A | Common Stock | 14844 | $0.00 | 260,665.4000 | 208,867,264 | 6.04% | 0.01% |
| Feb. 21, 2023 | FRADKIN STEVEN L | President/Wealth Management | F | Common Stock | 5046 | $94.70 | 245,821.4000 | 208,867,264 | 2.01% | 0.00% |
| Feb. 22, 2023 | FRADKIN STEVEN L | President/Wealth Management | A | Common Stock | 11472 | $0.00 | 257,293.4000 | 208,867,264 | 4.67% | 0.01% |
| Feb. 21, 2023 | Cherecwich Peter | President/Asset Servicing | A | Common Stock | 14041 | $0.00 | 79,620.0000 | 208,867,264 | 21.41% | 0.01% |
| Feb. 21, 2023 | Cherecwich Peter | President/Asset Servicing | F | Common Stock | 4676 | $94.70 | 65,579.0000 | 208,867,264 | 6.66% | 0.00% |
| Feb. 22, 2023 | Cherecwich Peter | President/Asset Servicing | A | Common Stock | 11472 | $0.00 | 77,051.0000 | 208,867,264 | 17.49% | 0.01% |
| Feb. 22, 2023 | Allnutt Lauren E | EVP & Controller | A | Common Stock | 1836 | $0.00 | 6,370.0000 | 208,867,264 | 40.49% | 0.00% |
| Feb. 21, 2023 | South Thomas A | Executive Vice President | A | Common Stock | 9629 | $0.00 | 41,657.1900 | 208,867,264 | 30.06% | 0.00% |
| Feb. 22, 2023 | Taylor Alexandria | Chief Human Resources Officer | A | Common Stock | 2794 | $0.00 | 37,309.0000 | 208,867,264 | 8.10% | 0.00% |
| Feb. 22, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | A | Common Stock | 9386 | $0.00 | 42,288.0000 | 208,867,264 | 28.53% | 0.00% |
| Feb. 21, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | F | Common Stock | 1007 | $94.70 | 32,902.0000 | 208,867,264 | 2.97% | 0.00% |
| Feb. 21, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | A | Common Stock | 3439 | $0.00 | 33,909.0000 | 208,867,264 | 11.29% | 0.00% |
| Feb. 7, 2023 | O'Grady Michael | Chairman and CEO | M | Common Stock | 28469 | $52.69 | 264,119.0000 | 208,867,264 | 12.08% | 0.01% |
| Feb. 7, 2023 | O'Grady Michael | Chairman and CEO | M | Employee Stock Option (right-to-buy) | 28469 | $0.00 | 0.0000 | 208,867,264 | 100.00% | 0.01% |
| Feb. 6, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | M | Common Stock | 2491 | $52.69 | 32,234.0000 | 208,867,264 | 8.38% | 0.00% |
| Feb. 6, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | S | Common Stock | 1764 | $96.98 | 30,470.0000 | 208,867,264 | 5.47% | 0.00% |
| Feb. 6, 2023 | Tyler Jason J. | EVP & Chief Financial Officer | M | Employee Stock Option (right-to-buy) | 2491 | $0.00 | 0.0000 | 208,867,264 | 100.00% | 0.00% |
| Jan. 31, 2023 | SMITH DAVID BYRON JR | Director | G | Common Stock | 2160 | $0.00 | 1,271,777.0000 | 208,867,264 | 0.17% | 0.00% |
| Jan. 1, 2023 | BYNOE LINDA | Director | A | Common Stock | 58 | $88.49 | 28,431.4800 | 208,867,264 | 0.21% | 0.00% |
| Dec. 31, 2022 | Tribbett Charles A | Director | A | Common Stock | 311 | $88.49 | 34,177.6600 | 0 | 0.92% | 0.00% |
| Jan. 1, 2023 | Tribbett Charles A | Director | A | Common Stock | 102 | $88.49 | 34,279.8600 | 208,867,264 | 0.30% | 0.00% |
| Dec. 31, 2022 | Thompson Donald | Director | A | Common Stock | 410 | $88.49 | 19,264.7300 | 0 | 2.17% | 0.00% |
| Jan. 1, 2023 | SLARK MARTIN P | Director | A | Common Stock | 46 | $88.49 | 19,436.2000 | 208,867,264 | 0.24% | 0.00% |
| Dec. 31, 2022 | Prado Becerra Jose Luis | Director | A | Common Stock | 311 | $88.49 | 22,888.2400 | 0 | 1.38% | 0.00% |
| Jan. 1, 2023 | Thompson Donald | Director | A | Common Stock | 110 | $88.49 | 19,375.1300 | 208,867,264 | 0.57% | 0.00% |
| Jan. 1, 2023 | CROWN SUSAN | Director | A | Common Stock Units | 70 | $88.49 | 30,714.0000 | 208,867,264 | 0.23% | 0.00% |
| Jan. 1, 2023 | Prado Becerra Jose Luis | Director | A | Common Stock | 97 | $88.49 | 22,985.4000 | 208,867,264 | 0.42% | 0.00% |
| Jan. 1, 2023 | Klevorn Marcy S | Director | A | Common Stock | 39 | $88.49 | 5,932.4500 | 208,867,264 | 0.65% | 0.00% |
| Dec. 31, 2022 | Harrison Dean M | Director | A | Common Stock | 466 | $88.49 | 20,929.4600 | 0 | 2.28% | 0.00% |
| Jan. 1, 2023 | Harrison Dean M | Director | A | Common Stock | 113 | $88.49 | 21,042.2200 | 208,867,264 | 0.54% | 0.00% |