AMERIPRISE FINANCIAL INC ($AMP) Insider Transactions

Last updated: 2026-03-14 11:49 UTC | Total transactions: 337

In the last 12 months, insiders at AMERIPRISE FINANCIAL INC ($AMP) filed 337 transactions with the SEC: 0 open-market purchases totaling $0 and 56 sales totaling $124,435,287. Net insider sentiment: net selling.

AMERIPRISE FINANCIAL INC operates in the Investment advice industry (Finance sector).

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Recent Insider Transactions

Transaction Date Insider Name Title Transaction Type Security Shares Price Shares Owned Following Total Shares Outstanding % of Owned % of Outstanding
Feb. 10, 2026 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT S Common Stock 5000 $532.08 17,251.0300 98,200,000 22.47% 0.01%
Feb. 9, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES M Common Stock 4865 $126.89 15,293.3400 98,200,000 46.65% 0.00%
Feb. 9, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES M Common Stock 3428 $179.84 10,428.3400 98,200,000 48.97% 0.00%
Feb. 9, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 4950 $542.78 10,343.3400 98,200,000 32.37% 0.01%
Feb. 9, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES S Common Stock 4658 $542.88 5,685.3400 98,200,000 45.03% 0.00%
Feb. 9, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES M Employee Stock Option (right to buy) 3428 $0.00 0.0000 98,200,000 100.00% 0.00%
Feb. 9, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES M Employee Stock Option (right to buy) 4865 $0.00 0.0000 98,200,000 100.00% 0.00%
Feb. 6, 2026 Brockman Dawn M. SVP AND CONTROLLER A Phantom Stock 9 $542.99 299.5246 98,200,000 2.98% 0.00%
Feb. 5, 2026 Berman Walter Stanley EXECUTIVE VP AND CFO S Common Stock 7000 $544.22 5,972.8300 98,200,000 53.96% 0.01%
Feb. 4, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 15696 $548.61 109,357.8440 98,200,000 12.55% 0.02%
Feb. 4, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 5643 $542.78 141,156.8440 98,200,000 3.84% 0.01%
Feb. 4, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 4507 $543.88 136,649.8440 98,200,000 3.19% 0.00%
Feb. 4, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 6886 $545.04 129,763.8440 98,200,000 5.04% 0.01%
Feb. 4, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 1782 $545.76 127,981.8440 98,200,000 1.37% 0.00%
Feb. 4, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 2928 $547.51 125,053.8440 98,200,000 2.29% 0.00%
Feb. 4, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 4235 $541.46 146,799.8440 98,200,000 2.80% 0.00%
Feb. 4, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 7136 $540.11 151,034.8440 98,200,000 4.51% 0.01%
Feb. 3, 2026 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 39 $530.05 3,818.6956 98,200,000 1.03% 0.00%
Jan. 27, 2026 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 306 $498.33 3,684.0000 98,200,000 7.67% 0.00%
Jan. 27, 2026 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Common Stock 999 $0.00 3,990.0000 98,200,000 33.40% 0.00%
Feb. 3, 2026 PELLETIER LIANE J Not found A Phantom Stock (Annual) 182 $530.05 182.3555 98,200,000 9999.99% 0.00%
Jan. 31, 2026 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 46 $527.19 2,408.0000 98,200,000 1.87% 0.00%
Jan. 31, 2026 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 423 $527.19 10,182.9500 98,200,000 3.99% 0.00%
Feb. 2, 2026 Berman Walter Stanley EXECUTIVE VP AND CFO A Common Stock 2790 $0.00 12,972.9500 98,200,000 27.40% 0.00%
Feb. 2, 2026 Berman Walter Stanley EXECUTIVE VP AND CFO A Employee Stock Option (right to buy) 9117 $0.00 9,117.0000 98,200,000 9999.99% 0.01%
Jan. 31, 2026 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 235 $527.19 10,052.3300 98,200,000 2.28% 0.00%
Feb. 2, 2026 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Common Stock 1702 $0.00 11,754.3300 98,200,000 16.93% 0.00%
Feb. 2, 2026 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Employee Stock Option (right to buy) 5561 $0.00 5,561.0000 98,200,000 9999.99% 0.01%
Jan. 31, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 32 $527.19 6,595.6300 98,200,000 0.48% 0.00%
Feb. 2, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Common Stock 405 $0.00 7,000.6300 98,200,000 6.14% 0.00%
Feb. 2, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Employee Stock Option (right to buy) 1326 $0.00 1,326.0000 98,200,000 9999.99% 0.00%
Jan. 31, 2026 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 20 $527.19 1,136.2300 98,200,000 1.73% 0.00%
Feb. 2, 2026 Brockman Dawn M. SVP AND CONTROLLER A Common Stock 177 $0.00 1,313.2300 98,200,000 15.58% 0.00%
Feb. 2, 2026 Brockman Dawn M. SVP AND CONTROLLER A Employee Stock Option (right to buy) 339 $0.00 339.0000 98,200,000 9999.99% 0.00%
Jan. 31, 2026 Smyth Gerard P. EVP & CIO F Common Stock 136 $527.19 10,560.0000 98,200,000 1.27% 0.00%
Feb. 2, 2026 Smyth Gerard P. EVP & CIO A Common Stock 1014 $0.00 11,574.0000 98,200,000 9.60% 0.00%
Feb. 2, 2026 Smyth Gerard P. EVP & CIO A Employee Stock Option (right to buy) 3315 $0.00 3,315.0000 98,200,000 9999.99% 0.00%
Feb. 2, 2026 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Common Stock 583 $0.00 2,991.0000 98,200,000 24.21% 0.00%
Feb. 2, 2026 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Employee Stock Option (right to buy) 1906 $0.00 1,906.0000 98,200,000 9999.99% 0.00%
Jan. 31, 2026 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 345 $527.19 19,714.1900 98,200,000 1.72% 0.00%
Feb. 2, 2026 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Common Stock 2536 $0.00 22,250.1900 98,200,000 12.86% 0.00%
Feb. 2, 2026 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Employee Stock Option (right to buy) 8288 $0.00 8,288.0000 98,200,000 9999.99% 0.01%
Jan. 31, 2026 Davies William EXECUTIVE VP, GLOBAL CIO D Common Stock 78 $527.19 14,000.3538 98,200,000 0.55% 0.00%
Feb. 2, 2026 Davies William EXECUTIVE VP, GLOBAL CIO A Common Stock 529 $0.00 14,529.3538 98,200,000 3.78% 0.00%
Feb. 2, 2026 Davies William EXECUTIVE VP, GLOBAL CIO A Employee Stock Option (right to buy) 1729 $0.00 1,729.0000 98,200,000 9999.99% 0.00%
Jan. 31, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 1729 $527.19 146,182.7500 98,200,000 1.17% 0.00%
Feb. 2, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Common Stock 11988 $0.00 158,170.7500 98,200,000 8.20% 0.01%
Feb. 2, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Employee Stock Option (right to buy) 33299 $0.00 33,299.0000 98,200,000 9999.99% 0.03%
Jan. 27, 2026 Davies William EXECUTIVE VP, GLOBAL CIO A Common Stock 1989 $0.00 15,013.4249 98,200,000 15.27% 0.00%
Jan. 27, 2026 Davies William EXECUTIVE VP, GLOBAL CIO D Common Stock 935 $498.33 14,078.4249 98,200,000 6.23% 0.00%
Jan. 27, 2026 Smyth Gerard P. EVP & CIO A Common Stock 2887 $0.00 11,811.0000 98,200,000 32.35% 0.00%
Jan. 27, 2026 Smyth Gerard P. EVP & CIO F Common Stock 1115 $498.33 10,696.0000 98,200,000 9.44% 0.00%
Jan. 27, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Common Stock 35534 $0.00 166,088.9800 98,200,000 27.22% 0.04%
Jan. 27, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 18176 $498.33 147,912.9800 98,200,000 10.94% 0.02%
Jan. 27, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Common Stock 1109 $0.00 6,964.3900 98,200,000 18.94% 0.00%
Jan. 27, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 336 $498.33 6,628.3900 98,200,000 4.82% 0.00%
Jan. 27, 2026 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Common Stock 5550 $0.00 12,840.5400 98,200,000 76.13% 0.01%
Jan. 27, 2026 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 2553 $498.33 10,287.5400 98,200,000 19.88% 0.00%
Jan. 27, 2026 Berman Walter Stanley EXECUTIVE VP AND CFO A Common Stock 9993 $0.00 15,708.2100 98,200,000 174.85% 0.01%
Jan. 27, 2026 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 5102 $498.33 10,606.2100 98,200,000 32.48% 0.01%
Jan. 27, 2026 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Common Stock 8661 $0.00 28,720.4100 98,200,000 43.18% 0.01%
Jan. 27, 2026 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 4169 $498.33 20,059.4100 98,200,000 17.21% 0.00%
Jan. 26, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 1731 $500.53 132,746.9800 98,200,000 1.29% 0.00%
Jan. 27, 2026 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 2192 $498.33 130,554.9800 98,200,000 1.65% 0.00%
Jan. 26, 2026 Davies William EXECUTIVE VP, GLOBAL CIO D Common Stock 98 $500.53 13,124.8444 98,200,000 0.74% 0.00%
Jan. 27, 2026 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 22 $498.33 1,156.3300 98,200,000 1.87% 0.00%
Jan. 26, 2026 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 22 $500.53 1,178.3300 98,200,000 1.83% 0.00%
Jan. 26, 2026 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 387 $500.53 6,144.2100 98,200,000 5.93% 0.00%
Jan. 27, 2026 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 429 $498.33 5,715.2100 98,200,000 6.98% 0.00%
Jan. 26, 2026 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 206 $500.53 7,491.5400 98,200,000 2.68% 0.00%
Jan. 27, 2026 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 317 $498.33 15,567.4100 98,200,000 2.00% 0.00%
Jan. 26, 2026 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 292 $500.53 16,586.4100 98,200,000 1.73% 0.00%
Jan. 27, 2026 Davies William EXECUTIVE VP, GLOBAL CIO D Common Stock 115 $498.33 13,024.4249 98,200,000 0.87% 0.00%
Jan. 27, 2026 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 201 $498.33 7,290.5400 98,200,000 2.68% 0.00%
Jan. 26, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 40 $500.53 5,891.3900 98,200,000 0.67% 0.00%
Jan. 27, 2026 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 36 $498.33 5,855.3900 98,200,000 0.61% 0.00%
Jan. 26, 2026 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 66 $500.53 2,496.0000 98,200,000 2.58% 0.00%
Jan. 27, 2026 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 42 $498.33 2,454.0000 98,200,000 1.68% 0.00%
Jan. 26, 2026 Smyth Gerard P. EVP & CIO F Common Stock 114 $500.53 9,021.0000 98,200,000 1.25% 0.00%
Jan. 27, 2026 Smyth Gerard P. EVP & CIO F Common Stock 97 $498.33 8,924.0000 98,200,000 1.08% 0.00%
Nov. 21, 2025 Sharpe Robert Francis JR Not found S Common Stock 1500 $450.95 12,977.0000 98,900,000 10.36% 0.00%
Nov. 4, 2025 BRYAN GLYNIS Not found A Phantom Stock (Retainer Deferral) 69 $452.00 218.9429 98,900,000 46.15% 0.00%
Nov. 4, 2025 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 46 $452.00 3,766.2747 98,900,000 1.23% 0.00%
Sept. 4, 2025 MELLOH HEATHER J. EVP AND GENERAL COUNSEL S Common Stock 1500 $512.34 2,562.0000 102,900,000 36.93% 0.00%
Aug. 19, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT S Common Stock 9929 $506.89 16,175.4200 102,900,000 38.04% 0.01%
Aug. 19, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 18617 $506.57 16,175.4200 102,900,000 53.51% 0.02%
Aug. 19, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Common Stock 28546 $165.41 44,721.4200 102,900,000 176.48% 0.03%
Aug. 19, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Employee Stock Option (right to buy) 28546 $0.00 0.0000 102,900,000 100.00% 0.03%
Aug. 13, 2025 Sharpe Robert Francis JR Not found G Common Stock 98 $0.00 14,477.0000 102,900,000 0.67% 0.00%
July 29, 2025 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 40 $520.99 3,708.9080 102,900,000 1.08% 0.00%
July 29, 2025 BRYAN GLYNIS Not found A Phantom Stock (Retainer Deferral) 60 $520.99 149.3333 102,900,000 67.13% 0.00%
July 10, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES M Phantom Stock 309 $0.00 772.5522 102,900,000 28.57% 0.00%
July 10, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Common Stock 530 $0.00 16,704.0775 102,900,000 3.28% 0.00%
July 10, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 244 $542.51 16,174.3000 102,900,000 1.48% 0.00%
July 10, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES M Common Stock 309 $0.00 7,840.5802 102,900,000 4.10% 0.00%
July 10, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Phantom Stock 530 $0.00 1,016.5582 102,900,000 34.26% 0.00%
July 10, 2025 Brockman Dawn M. SVP AND CONTROLLER M Phantom Stock 26 $0.00 288.9163 102,900,000 8.16% 0.00%
July 10, 2025 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 10 $542.51 1,199.3300 102,900,000 0.80% 0.00%
July 10, 2025 Brockman Dawn M. SVP AND CONTROLLER M Common Stock 26 $0.00 1,209.0138 102,900,000 2.17% 0.00%
July 10, 2025 Smyth Gerard P. EVP & CIO M Phantom Stock 204 $0.00 887.3788 102,900,000 18.66% 0.00%
July 10, 2025 Smyth Gerard P. EVP & CIO F Common Stock 89 $542.51 9,135.0000 102,900,000 0.96% 0.00%
July 10, 2025 Smyth Gerard P. EVP & CIO M Common Stock 204 $0.00 9,223.5666 102,900,000 2.26% 0.00%
July 10, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 145 $542.51 7,695.5600 102,900,000 1.85% 0.00%
April 30, 2025 Sharpe Robert Francis JR Not found A Phantom Stock (Annual) 446 $0.00 39,130.7452 102,900,000 1.15% 0.00%
April 30, 2025 NEAL BLIXT DIANNE Not found A Phantom Stock (Annual) 446 $0.00 12,514.6185 102,900,000 3.69% 0.00%
April 30, 2025 DiGeso Amy Not found A Phantom Stock (Annual) 446 $0.00 12,514.6185 102,900,000 3.69% 0.00%
April 30, 2025 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Annual) 446 $0.00 9,144.3978 102,900,000 5.13% 0.00%
April 30, 2025 Shea Brian T Not found A Phantom Stock (Annual) 446 $0.00 5,350.3487 102,900,000 9.09% 0.00%
April 30, 2025 WALTER W EDWARD Not found A Phantom Stock (Annual) 446 $0.00 6,716.2108 102,900,000 7.11% 0.00%
April 30, 2025 BRYAN GLYNIS Not found A Phantom Stock (Annual) 446 $0.00 512.0613 102,900,000 673.27% 0.00%
April 29, 2025 BRYAN GLYNIS Not found A Phantom Stock (Retainer Deferral) 89 $471.65 89.0785 102,900,000 9999.99% 0.00%
April 29, 2025 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 44 $471.65 3,658.1128 102,900,000 1.21% 0.00%
April 29, 2025 BRYAN GLYNIS Not found A Phantom Stock (Annual) 66 $0.00 66.2204 102,900,000 9999.99% 0.00%
Feb. 7, 2018 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT G Common Stock 2400 $0.00 15,886.6400 0 13.12% 0.00%
July 31, 2017 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 33692 $144.56 134,456.5100 0 20.04% 0.00%
April 29, 2021 Smyth Gerard P. EVP & CIO S Common Stock 974 $259.53 9,020.0000 0 9.75% 0.00%
July 5, 2019 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Common Stock 413 $0.00 12,166.7300 0 3.51% 0.00%
Feb. 19, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES S Common Stock 4636 $539.07 7,530.7300 102,900,000 38.10% 0.00%
Feb. 18, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO S Common Stock 4000 $547.17 10,099.6400 102,900,000 28.37% 0.00%
Feb. 18, 2025 Sharpe Robert Francis JR Not found S Common Stock 1000 $551.44 14,575.0000 102,900,000 6.42% 0.00%
Feb. 18, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO S Common Stock 4000 $550.71 6,527.6400 102,900,000 38.00% 0.00%
Feb. 12, 2025 Sharpe Robert Francis JR Not found S Common Stock 1000 $523.13 15,575.0000 102,900,000 6.03% 0.00%
Feb. 7, 2025 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Phantom Stock 87 $538.60 2,533.1023 102,900,000 3.55% 0.00%
Feb. 7, 2025 Brockman Dawn M. SVP AND CONTROLLER A Phantom Stock 27 $538.60 312.8211 102,900,000 9.51% 0.00%
Feb. 7, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Phantom Stock 221 $538.60 1,075.3363 102,900,000 25.86% 0.00%
Feb. 7, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Phantom Stock 282 $538.60 1,537.4049 102,900,000 22.48% 0.00%
Feb. 7, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO A Phantom Stock 309 $538.60 31,939.1551 102,900,000 0.98% 0.00%
Feb. 7, 2025 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Phantom Stock 789 $538.60 104,309.2280 102,900,000 0.76% 0.00%
Feb. 7, 2025 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Phantom Stock 111 $538.60 471.4830 102,900,000 30.94% 0.00%
Feb. 7, 2025 Smyth Gerard P. EVP & CIO A Phantom Stock 146 $538.60 1,084.6688 102,900,000 15.58% 0.00%
Feb. 6, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT G Common Stock 3632 $0.00 19,127.6400 102,900,000 15.96% 0.00%
Feb. 6, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT S Common Stock 6000 $540.29 22,759.6400 102,900,000 20.86% 0.01%
Feb. 3, 2025 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 38 $537.12 3,604.4552 102,900,000 1.08% 0.00%
Jan. 31, 2025 Brockman Dawn M. SVP AND CONTROLLER A Common Stock 159 $0.00 1,182.5200 102,900,000 15.53% 0.00%
Jan. 31, 2025 Davies William EXECUTIVE VP, GLOBAL CIO A Common Stock 493 $0.00 13,223.0209 102,900,000 3.87% 0.00%
Jan. 31, 2025 Davies William EXECUTIVE VP, GLOBAL CIO A Employee Stock Option (right to buy) 1388 $0.00 1,388.0000 102,900,000 9999.99% 0.00%
Jan. 31, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Common Stock 2136 $0.00 28,759.6100 102,900,000 8.02% 0.00%
Jan. 31, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Employee Stock Option (right to buy) 6013 $0.00 6,013.0000 102,900,000 9999.99% 0.01%
Jan. 31, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Common Stock 1490 $0.00 10,238.9000 102,900,000 17.03% 0.00%
Jan. 31, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Employee Stock Option (right to buy) 4195 $0.00 4,195.0000 102,900,000 9999.99% 0.00%
Jan. 31, 2025 Smyth Gerard P. EVP & CIO A Common Stock 894 $0.00 6,168.0000 102,900,000 16.95% 0.00%
Jan. 31, 2025 Smyth Gerard P. EVP & CIO A Employee Stock Option (right to buy) 2517 $0.00 2,517.0000 102,900,000 9999.99% 0.00%
Jan. 31, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO A Common Stock 2484 $0.00 14,098.7000 102,900,000 21.39% 0.00%
Jan. 31, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO A Employee Stock Option (right to buy) 6991 $0.00 6,991.0000 102,900,000 9999.99% 0.01%
Jan. 31, 2025 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Common Stock 447 $0.00 4,061.0000 102,900,000 12.37% 0.00%
Jan. 31, 2025 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Employee Stock Option (right to buy) 1258 $0.00 1,258.0000 102,900,000 9999.99% 0.00%
Jan. 31, 2025 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Common Stock 10140 $0.00 183,484.5100 102,900,000 5.85% 0.01%
Jan. 31, 2025 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Employee Stock Option (right to buy) 24258 $0.00 24,258.0000 102,900,000 9999.99% 0.02%
Jan. 31, 2025 Brockman Dawn M. SVP AND CONTROLLER A Employee Stock Option (right to buy) 262 $0.00 262.0000 102,900,000 9999.99% 0.00%
Jan. 31, 2025 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Common Stock 322 $0.00 5,918.2300 102,900,000 5.75% 0.00%
Jan. 31, 2025 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Employee Stock Option (right to buy) 908 $0.00 908.0000 102,900,000 9999.99% 0.00%
Jan. 28, 2025 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 21576 $571.84 173,343.4800 102,900,000 11.07% 0.02%
Jan. 28, 2025 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 27 $571.84 3,614.0000 102,900,000 0.74% 0.00%
Jan. 28, 2025 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 22 $571.84 1,023.4400 102,900,000 2.10% 0.00%
Jan. 28, 2025 Smyth Gerard P. EVP & CIO F Common Stock 1305 $571.84 5,274.0000 102,900,000 19.84% 0.00%
Jan. 28, 2025 Smyth Gerard P. EVP & CIO A Common Stock 2934 $0.00 6,579.0000 102,900,000 80.49% 0.00%
Jan. 28, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 3386 $571.84 8,748.8000 102,900,000 27.90% 0.00%
Jan. 28, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Common Stock 6457 $0.00 12,134.8000 102,900,000 113.72% 0.01%
Jan. 28, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 7406 $571.84 11,614.4800 102,900,000 38.94% 0.01%
Jan. 28, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO A Common Stock 13209 $0.00 19,020.4800 102,900,000 227.29% 0.01%
Jan. 28, 2025 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Common Stock 38158 $0.00 194,919.4800 102,900,000 24.34% 0.04%
Jan. 28, 2025 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 49 $571.84 5,595.6000 102,900,000 0.87% 0.00%
Jan. 28, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 5843 $571.84 26,623.4200 102,900,000 18.00% 0.01%
Jan. 28, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Common Stock 11007 $0.00 38,762.4200 102,900,000 39.66% 0.01%
Jan. 28, 2025 Davies William EXECUTIVE VP, GLOBAL CIO F Common Stock 448 $571.84 12,730.0209 102,900,000 3.40% 0.00%
Jan. 27, 2025 Davies William EXECUTIVE VP, GLOBAL CIO F Common Stock 114 $561.38 13,178.4413 102,900,000 0.86% 0.00%
Jan. 27, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 469 $561.38 21,459.4900 102,900,000 2.14% 0.00%
Jan. 27, 2025 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 41 $561.38 3,641.0000 102,900,000 1.11% 0.00%
Jan. 27, 2025 Smyth Gerard P. EVP & CIO F Common Stock 96 $561.38 3,645.0000 102,900,000 2.57% 0.00%
Jan. 27, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 221 $561.38 5,677.8700 102,900,000 3.75% 0.00%
Jan. 27, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 573 $561.38 5,811.5600 102,900,000 8.97% 0.00%
Jan. 27, 2025 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 36 $561.38 5,644.8400 102,900,000 0.63% 0.00%
Jan. 27, 2025 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 21 $561.38 1,045.4800 102,900,000 1.97% 0.00%
Jan. 27, 2025 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 2192 $561.38 156,761.8800 102,900,000 1.38% 0.00%
Jan. 26, 2025 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 40 $563.58 5,680.7800 102,900,000 0.70% 0.00%
Jan. 26, 2025 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 290 $563.58 21,928.4800 102,900,000 1.31% 0.00%
Jan. 26, 2025 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 1762 $563.58 158,953.7800 102,900,000 1.10% 0.00%
Jan. 26, 2025 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 22 $563.58 1,066.4700 102,900,000 2.02% 0.00%
Jan. 26, 2025 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 384 $563.58 6,384.5400 102,900,000 5.67% 0.00%
Jan. 26, 2025 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 205 $563.58 5,898.8500 102,900,000 3.36% 0.00%
Jan. 26, 2025 Smyth Gerard P. EVP & CIO F Common Stock 111 $563.58 3,741.0000 102,900,000 2.88% 0.00%
Jan. 26, 2025 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 66 $563.58 3,682.0000 102,900,000 1.76% 0.00%
Jan. 26, 2025 Davies William EXECUTIVE VP, GLOBAL CIO F Common Stock 97 $563.58 13,292.2672 102,900,000 0.72% 0.00%
Nov. 13, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL M Common Stock 698 $165.41 4,164.0000 103,400,000 20.14% 0.00%
Nov. 13, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 416 $562.89 3,748.0000 103,400,000 9.99% 0.00%
Nov. 13, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL M Employee Stock Option (right to buy) 698 $0.00 0.0000 103,400,000 100.00% 0.00%
Nov. 8, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 15100 $551.48 16,839.0400 103,400,000 47.28% 0.01%
Nov. 8, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES S Common Stock 4885 $548.78 11,954.0400 103,400,000 29.01% 0.00%
Nov. 8, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES S Common Stock 4500 $550.14 7,454.0400 103,400,000 37.64% 0.00%
Nov. 8, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES S Common Stock 1350 $551.41 6,104.0400 103,400,000 18.11% 0.00%
Nov. 8, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES M Employee Stock Option (right to buy) 24485 $0.00 0.0000 103,400,000 100.00% 0.02%
Nov. 11, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 8638 $563.44 160,716.5300 103,400,000 5.10% 0.01%
Nov. 11, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO M Employee Stock Option (right to buy) 25000 $0.00 52,932.0000 103,400,000 32.08% 0.02%
Nov. 8, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES M Common Stock 24485 $126.89 31,939.0400 103,400,000 328.48% 0.02%
Nov. 11, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 16345 $565.15 15,423.7100 103,400,000 51.45% 0.02%
Nov. 11, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO M Common Stock 25000 $165.41 31,768.7100 103,400,000 369.35% 0.02%
Nov. 8, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT G Common Stock 770 $0.00 22,218.6200 103,400,000 3.35% 0.00%
Nov. 11, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO S Common Stock 5463 $563.79 9,960.7100 103,400,000 35.42% 0.01%
Nov. 11, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO S Common Stock 3192 $564.78 6,768.7100 103,400,000 32.05% 0.00%
Nov. 11, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO M Employee Stock Option (right to buy) 25000 $0.00 10,905.0000 103,400,000 69.63% 0.02%
Nov. 11, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO M Common Stock 25000 $165.41 185,716.5300 103,400,000 15.56% 0.02%
Nov. 11, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 16362 $565.15 169,354.5300 103,400,000 8.81% 0.02%
Nov. 6, 2024 Brockman Dawn M. SVP AND CONTROLLER S Common Stock 350 $560.12 1,088.7300 103,400,000 24.33% 0.00%
Oct. 31, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES S Common Stock 2325 $516.05 5,719.7800 103,400,000 28.90% 0.00%
Oct. 28, 2024 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 60 $513.40 3,556.6971 103,400,000 1.72% 0.00%
Aug. 30, 2024 Davies William EXECUTIVE VP, GLOBAL CIO S Common Stock 8700 $442.07 13,198.5300 107,800,000 39.73% 0.01%
Aug. 28, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 23739 $440.85 22,988.7300 107,800,000 50.80% 0.02%
Aug. 28, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT S Common Stock 15584 $441.56 22,988.7300 107,800,000 40.40% 0.01%
Aug. 28, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Common Stock 39323 $126.89 62,311.7300 107,800,000 171.05% 0.04%
Aug. 28, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Employee Stock Option (right to buy) 39323 $0.00 0.0000 107,800,000 100.00% 0.04%
July 31, 2024 Sharpe Robert Francis JR Not found G Common Stock 250 $0.00 16,575.0000 107,800,000 1.49% 0.00%
July 29, 2024 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 72 $432.05 3,484.4829 107,800,000 2.10% 0.00%
July 11, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES M Phantom Stock 311 $0.00 849.2376 107,800,000 26.78% 0.00%
July 11, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES M Common Stock 311 $0.00 7,602.4500 107,800,000 4.26% 0.00%
July 11, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 150 $439.82 7,452.9010 107,800,000 1.97% 0.00%
July 11, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Common Stock 502 $0.00 23,488.9633 107,800,000 2.18% 0.00%
July 11, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 232 $439.82 22,987.4446 107,800,000 1.00% 0.00%
July 11, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Phantom Stock 502 $0.00 1,247.6175 107,800,000 28.67% 0.00%
July 11, 2024 Brockman Dawn M. SVP AND CONTROLLER M Common Stock 11 $0.00 1,441.6720 107,800,000 0.75% 0.00%
July 11, 2024 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 4 $439.82 1,437.9765 107,800,000 0.26% 0.00%
July 11, 2024 Brockman Dawn M. SVP AND CONTROLLER M Phantom Stock 11 $0.00 283.9446 107,800,000 3.63% 0.00%
July 11, 2024 Smyth Gerard P. EVP & CIO M Common Stock 116 $0.00 3,902.7065 107,800,000 3.06% 0.00%
July 11, 2024 Smyth Gerard P. EVP & CIO F Common Stock 51 $439.82 3,852.0000 107,800,000 1.30% 0.00%
July 11, 2024 Smyth Gerard P. EVP & CIO M Phantom Stock 116 $0.00 932.7938 107,800,000 11.04% 0.00%
May 16, 2024 Sharpe Robert Francis JR Not found S Common Stock 1500 $438.07 16,825.0000 107,800,000 8.19% 0.00%
April 25, 2024 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 75 $410.91 3,401.2812 107,800,000 2.26% 0.00%
April 24, 2024 WALTER W EDWARD Not found A Phantom Stock (Annual) 460 $0.00 6,194.2939 107,800,000 8.03% 0.00%
April 24, 2024 Shea Brian T Not found A Phantom Stock (Annual) 460 $0.00 4,845.0033 107,800,000 10.50% 0.00%
April 24, 2024 Pimentel Armando Jr Not found A Phantom Stock (Annual) 460 $0.00 1,500.5477 107,800,000 44.24% 0.00%
April 24, 2024 DiGeso Amy Not found A Phantom Stock (Annual) 460 $0.00 11,922.3519 107,800,000 4.01% 0.00%
April 24, 2024 NEAL BLIXT DIANNE Not found A Phantom Stock (Annual) 460 $0.00 11,922.3519 107,800,000 4.01% 0.00%
April 24, 2024 Sharpe Robert Francis JR Not found A Phantom Stock (Annual) 460 $0.00 38,215.5525 107,800,000 1.22% 0.00%
April 24, 2024 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Annual) 460 $0.00 8,593.0207 107,800,000 5.66% 0.00%
March 27, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 2583 $436.23 9,691.5800 107,800,000 21.04% 0.00%
March 27, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES M Employee Stock Option (right to buy) 4235 $0.00 0.0000 107,800,000 100.00% 0.00%
March 27, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES M Common Stock 4235 $123.37 12,274.5800 107,800,000 52.68% 0.00%
March 27, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES S Common Stock 1652 $437.00 8,039.5800 107,800,000 17.05% 0.00%
March 26, 2024 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 237 $433.49 1,654.6100 107,800,000 12.53% 0.00%
March 26, 2024 Brockman Dawn M. SVP AND CONTROLLER M Employee Stock Option (right to buy) 461 $0.00 0.0000 107,800,000 100.00% 0.00%
March 26, 2024 Brockman Dawn M. SVP AND CONTROLLER S Common Stock 224 $434.13 1,430.6100 107,800,000 13.54% 0.00%
March 26, 2024 Brockman Dawn M. SVP AND CONTROLLER M Common Stock 461 $128.76 1,891.6100 107,800,000 32.22% 0.00%
Feb. 28, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT S Common Stock 8000 $412.05 22,716.8900 107,800,000 26.04% 0.01%
Feb. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO M Common Stock 3433 $126.89 12,598.0000 107,800,000 37.46% 0.00%
Feb. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO F Common Stock 4371 $408.71 8,227.0000 107,800,000 34.70% 0.00%
Feb. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO S Common Stock 2261 $407.16 5,966.0000 107,800,000 27.48% 0.00%
Feb. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO M Common Stock 3199 $179.84 9,165.0000 107,800,000 53.62% 0.00%
Feb. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO M Employee Stock Option (right to buy) 3199 $0.00 0.0000 107,800,000 100.00% 0.00%
Feb. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO M Employee Stock Option (right to buy) 3433 $0.00 0.0000 107,800,000 100.00% 0.00%
Feb. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO S Common Stock 2179 $408.71 3,787.0000 107,800,000 36.52% 0.00%
Feb. 22, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 5028 $401.48 173,706.8400 107,800,000 2.81% 0.00%
Feb. 22, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES S Common Stock 385 $400.98 8,041.0960 107,800,000 4.57% 0.00%
Feb. 26, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 5000 $408.63 160,706.8400 107,800,000 3.02% 0.00%
Feb. 23, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 5000 $407.16 165,706.8400 107,800,000 2.93% 0.00%
Feb. 22, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 3000 $402.46 170,706.8400 107,800,000 1.73% 0.00%
Feb. 22, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 3972 $400.74 178,734.8400 107,800,000 2.17% 0.00%
Feb. 20, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 4298 $397.22 182,707.7200 107,800,000 2.30% 0.00%
Feb. 16, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 286 $397.43 198,007.7200 107,800,000 0.14% 0.00%
Feb. 16, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 10002 $399.66 188,005.7200 107,800,000 5.05% 0.01%
Feb. 16, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 1000 $400.13 187,005.7200 107,800,000 0.53% 0.00%
Feb. 9, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Phantom Stock 257 $396.94 1,152.0772 107,800,000 28.71% 0.00%
Feb. 9, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Phantom Stock 107 $396.94 2,415.3603 107,800,000 4.64% 0.00%
Feb. 9, 2024 Brockman Dawn M. SVP AND CONTROLLER A Phantom Stock 31 $396.94 292.7229 107,800,000 11.89% 0.00%
Feb. 9, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO A Phantom Stock 407 $396.94 31,229.7060 107,800,000 1.32% 0.00%
Feb. 9, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Phantom Stock 113 $396.94 355.5507 107,800,000 46.81% 0.00%
Feb. 9, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO A Phantom Stock 171 $396.94 1,041.5486 107,800,000 19.69% 0.00%
Feb. 9, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Phantom Stock 340 $396.94 1,737.4878 107,800,000 24.34% 0.00%
Feb. 12, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO M Common Stock 39834 $179.84 229,865.7800 107,800,000 20.96% 0.04%
Feb. 12, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 29079 $402.09 200,786.7800 107,800,000 12.65% 0.03%
Feb. 12, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 1644 $400.88 199,142.7800 107,800,000 0.82% 0.00%
Feb. 12, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO S Common Stock 849 $401.58 198,293.7800 107,800,000 0.43% 0.00%
Feb. 9, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Phantom Stock 1055 $396.94 102,208.3106 107,800,000 1.04% 0.00%
Feb. 12, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO M Employee Stock Option (right to buy) 39834 $0.00 0.0000 107,800,000 100.00% 0.04%
Feb. 12, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES S Common Stock 7200 $401.82 7,291.5800 107,800,000 49.68% 0.01%
Feb. 8, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT G Common Stock 2600 $0.00 30,717.1000 107,800,000 7.80% 0.00%
Feb. 7, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO S Common Stock 11258 $387.91 6,765.7200 107,800,000 62.46% 0.01%
Feb. 7, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO S Common Stock 2088 $387.24 18,023.7200 107,800,000 10.38% 0.00%
Feb. 6, 2024 Sharpe Robert Francis JR Not found S Common Stock 4000 $386.60 18,325.0000 107,800,000 17.92% 0.00%
Jan. 29, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Common Stock 10505 $0.00 20,216.6000 107,800,000 34.19% 0.01%
Jan. 29, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 5726 $393.11 14,490.6000 107,800,000 28.32% 0.01%
Jan. 29, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO A Common Stock 2413 $0.00 6,906.0000 107,800,000 53.71% 0.00%
Jan. 29, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO F Common Stock 940 $393.11 5,966.0000 107,800,000 13.61% 0.00%
Jan. 29, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Common Stock 16971 $0.00 51,289.0600 107,800,000 49.45% 0.02%
Jan. 29, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 9008 $393.11 32,575.0600 107,800,000 21.66% 0.01%
Jan. 29, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 62 $393.11 8,422.4400 107,800,000 0.73% 0.00%
Jan. 29, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 43 $393.11 3,466.0000 107,800,000 1.23% 0.00%
Jan. 29, 2024 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 32 $393.11 1,430.3200 107,800,000 2.19% 0.00%
Jan. 29, 2024 Davies William EXECUTIVE VP, GLOBAL CIO F Common Stock 547 $393.11 21,898.5300 107,800,000 2.44% 0.00%
Jan. 29, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Common Stock 53506 $0.00 220,288.0800 107,800,000 32.08% 0.05%
Jan. 29, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 30262 $393.11 190,026.0800 107,800,000 13.74% 0.03%
Jan. 29, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO A Common Stock 21544 $0.00 32,198.6700 107,800,000 202.20% 0.02%
Jan. 29, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 12087 $393.11 20,111.6700 107,800,000 37.54% 0.01%
Jan. 29, 2024 WILLIAMS CHRISTOPHER J Not found A Phantom Stock (Retainer Deferral) 79 $393.11 3,315.0414 107,800,000 2.43% 0.00%
Jan. 26, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Employee Stock Option (right to buy) 30958 $0.00 0.0000 107,800,000 100.00% 0.03%
Jan. 28, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 521 $391.40 36,738.0600 107,800,000 1.40% 0.00%
Jan. 27, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 469 $391.40 37,870.0600 107,800,000 1.22% 0.00%
Jan. 26, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT S Common Stock 9689 $390.22 36,738.0600 107,800,000 20.87% 0.01%
Jan. 26, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT F Common Stock 21269 $391.92 38,889.0600 107,800,000 35.36% 0.02%
Jan. 26, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT M Common Stock 30958 $179.84 69,847.0600 107,800,000 79.61% 0.03%
Jan. 26, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Employee Stock Option (right to buy) 29766 $0.00 29,766.0000 107,800,000 9999.99% 0.03%
Jan. 26, 2024 Davies William EXECUTIVE VP, GLOBAL CIO A Employee Stock Option (right to buy) 1793 $0.00 1,793.0000 107,800,000 9999.99% 0.00%
Jan. 27, 2023 Davies William EXECUTIVE VP, GLOBAL CIO A Employee Stock Option (right to buy) 2064 $0.00 2,064.0000 113,700,000 9999.99% 0.00%
Jan. 28, 2024 Davies William EXECUTIVE VP, GLOBAL CIO F Common Stock 442 $391.40 22,445.2400 107,800,000 1.93% 0.00%
Jan. 27, 2024 Davies William EXECUTIVE VP, GLOBAL CIO F Common Stock 112 $391.40 22,887.5600 107,800,000 0.49% 0.00%
Jan. 26, 2024 Davies William EXECUTIVE VP, GLOBAL CIO A Common Stock 607 $0.00 22,999.3300 107,800,000 2.71% 0.00%
Jan. 26, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Common Stock 2500 $0.00 38,889.0600 107,800,000 6.87% 0.00%
Jan. 28, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 2057 $391.40 166,782.0800 107,800,000 1.22% 0.00%
Jan. 27, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO F Common Stock 1808 $391.40 168,839.0800 107,800,000 1.06% 0.00%
Jan. 26, 2024 CRACCHIOLO JAMES M CHAIRMAN AND CEO A Common Stock 11854 $0.00 170,647.0800 107,800,000 7.47% 0.01%
Jan. 29, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES M Employee Stock Option (right to buy) 18220 $0.00 0.0000 107,800,000 100.00% 0.02%
Jan. 26, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Employee Stock Option (right to buy) 5246 $0.00 5,246.0000 107,800,000 9999.99% 0.00%
Jan. 29, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES S Common Stock 5146 $389.47 9,711.6000 107,800,000 34.64% 0.00%
Jan. 29, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 13074 $389.20 14,857.6000 107,800,000 46.81% 0.01%
Jan. 29, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES M Common Stock 18220 $179.84 27,931.6000 107,800,000 187.61% 0.02%
Jan. 28, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 313 $391.40 9,711.6000 107,800,000 3.12% 0.00%
Jan. 27, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES F Common Stock 208 $391.40 10,024.6000 107,800,000 2.03% 0.00%
Jan. 26, 2024 Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES A Common Stock 1776 $0.00 10,232.6000 107,800,000 21.00% 0.00%
Jan. 26, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO A Employee Stock Option (right to buy) 9169 $0.00 9,169.0000 107,800,000 9999.99% 0.01%
Jan. 28, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 458 $391.40 10,654.6700 107,800,000 4.12% 0.00%
Jan. 27, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO F Common Stock 396 $391.40 11,112.6700 107,800,000 3.44% 0.00%
Jan. 26, 2024 Berman Walter Stanley EXECUTIVE VP AND CFO A Common Stock 3104 $0.00 11,508.6700 107,800,000 36.93% 0.00%
Jan. 26, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Employee Stock Option (right to buy) 1018 $0.00 1,018.0000 107,800,000 9999.99% 0.00%
Jan. 28, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 50 $391.40 8,484.4400 107,800,000 0.59% 0.00%
Jan. 27, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES F Common Stock 36 $391.40 8,534.4400 107,800,000 0.42% 0.00%
Jan. 26, 2024 Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES A Common Stock 344 $0.00 8,570.4400 107,800,000 4.18% 0.00%
Jan. 26, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Employee Stock Option (right to buy) 1630 $0.00 1,630.0000 107,800,000 9999.99% 0.00%
Jan. 28, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 32 $391.40 3,509.0000 107,800,000 0.90% 0.00%
Jan. 27, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL F Common Stock 43 $391.40 3,541.0000 107,800,000 1.20% 0.00%
Jan. 26, 2024 MELLOH HEATHER J. EVP AND GENERAL COUNSEL A Common Stock 551 $0.00 3,584.0000 107,800,000 18.17% 0.00%
Jan. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO A Employee Stock Option (right to buy) 2852 $0.00 2,852.0000 107,800,000 9999.99% 0.00%
Jan. 28, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO F Common Stock 86 $391.40 4,493.0000 107,800,000 1.88% 0.00%
Jan. 27, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO F Common Stock 96 $391.40 4,579.0000 107,800,000 2.05% 0.00%
Jan. 26, 2024 Smyth Gerard P. EVP TECHNOLOGY AND CIO A Common Stock 965 $0.00 4,675.0000 107,800,000 26.01% 0.00%
Jan. 26, 2024 Brockman Dawn M. SVP AND CONTROLLER A Employee Stock Option (right to buy) 311 $0.00 311.0000 107,800,000 9999.99% 0.00%
Jan. 28, 2024 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 21 $391.40 1,462.3200 107,800,000 1.42% 0.00%
Jan. 27, 2024 Brockman Dawn M. SVP AND CONTROLLER F Common Stock 21 $391.40 1,483.3200 107,800,000 1.40% 0.00%
Jan. 26, 2024 Brockman Dawn M. SVP AND CONTROLLER A Common Stock 179 $0.00 1,504.3200 107,800,000 13.51% 0.00%
Jan. 26, 2024 TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT A Employee Stock Option (right to buy) 7386 $0.00 7,386.0000 107,800,000 9999.99% 0.01%