CATHAY GENERAL BANCORP ($CATY) Insider Transactions

Last updated: 2026-03-14 11:48 UTC | Total transactions: 281

In the last 12 months, insiders at CATHAY GENERAL BANCORP ($CATY) filed 281 transactions with the SEC: 4 open-market purchases totaling $213,500 and 29 sales totaling $9,497,317. Net insider sentiment: net selling.

CATHAY GENERAL BANCORP operates in the State commercial banks industry (Finance sector).

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Recent Insider Transactions

Transaction Date Insider Name Title Transaction Type Security Shares Price Shares Owned Following Total Shares Outstanding % of Owned % of Outstanding
Jan. 29, 2026 FERNANDEZ FELIX S Director S Common Stock 8972 $50.54 14,960.0000 69,946,877 37.49% 0.01%
Sept. 8, 2025 Chan May K. SVP, General Counsel J Common Stock 22 $49.16 3,224.0000 72,327,017 0.69% 0.00%
March 10, 2025 Chan May K. SVP, General Counsel J Common Stock 19 $44.36 3,224.0000 72,327,017 0.60% 0.00%
Dec. 11, 2025 TANG ANTHONY M Vice Chairman J Common Stock 1295 $50.98 960,509.0000 69,946,877 0.14% 0.00%
Sept. 8, 2025 TANG ANTHONY M Vice Chairman J Common Stock 1329 $49.35 960,509.0000 72,327,017 0.14% 0.00%
June 9, 2025 TANG ANTHONY M Vice Chairman J Common Stock 1454 $44.78 960,509.0000 72,327,017 0.15% 0.00%
March 10, 2025 TANG ANTHONY M Vice Chairman J Common Stock 2813 $43.87 960,509.0000 72,327,017 0.29% 0.00%
Dec. 11, 2025 Wang Shally Director J Common Stock 55 $50.98 9,247.0000 69,946,877 0.60% 0.00%
Sept. 8, 2025 Wang Shally Director J Common Stock 57 $49.35 9,247.0000 72,327,017 0.62% 0.00%
June 9, 2025 Wang Shally Director J Common Stock 62 $44.78 9,247.0000 72,327,017 0.68% 0.00%
March 10, 2025 Wang Shally Director J Common Stock 50 $43.87 9,247.0000 72,327,017 0.54% 0.00%
Dec. 11, 2025 Chan May K. SVP, General Counsel J Common Stock 21 $51.28 3,224.0000 69,946,877 0.66% 0.00%
June 9, 2025 Chan May K. SVP, General Counsel J Common Stock 24 $44.99 3,224.0000 72,327,017 0.75% 0.00%
Jan. 29, 2026 Lo Thomas M. EVP, Chief Admin Officer S Common Stock 1000 $50.23 2,000.0000 69,946,877 33.33% 0.00%
Dec. 4, 2025 TANG ANTHONY M Vice Chairman S Common Stock 5000 $49.88 959,214.0000 69,946,877 0.52% 0.01%
Dec. 2, 2025 TANG ANTHONY M Vice Chairman S Common Stock 5000 $49.00 964,214.0000 69,946,877 0.52% 0.01%
Nov. 24, 2025 CHENG DUNSON K Executive Chairman S Common Stock 7590 $47.81 808,278.0000 69,946,877 0.93% 0.01%
Nov. 21, 2025 CHENG DUNSON K Executive Chairman S Common Stock 10000 $47.85 815,868.0000 69,946,877 1.21% 0.01%
Nov. 20, 2025 CHENG DUNSON K Executive Chairman S Common Stock 14000 $46.24 825,868.0000 69,946,877 1.67% 0.02%
Nov. 19, 2025 CHENG DUNSON K Executive Chairman S Common Stock 1000 $45.75 839,868.0000 69,946,877 0.12% 0.00%
Oct. 28, 2025 Liu Chang President & CEO S Common Stock 5165 $46.24 108,478.0000 69,946,877 4.54% 0.01%
Oct. 27, 2025 Lo Thomas M. EVP, Chief Admin Officer S Common Stock 1000 $46.83 3,000.0000 69,946,877 25.00% 0.00%
Sept. 10, 2025 Jelenko Jane H Director G Common Stock 1037 $0.00 15,104.0000 72,327,017 6.42% 0.00%
June 27, 2025 SUN ALBERT EVP, Chief Credit Officer A Restricted Stock Units 1981 $0.00 1,981.0000 72,327,017 9999.99% 0.00%
June 27, 2025 Lo Thomas M. EVP, Chief Admin Officer A Restricted Stock Units 2518 $0.00 2,518.0000 72,327,017 9999.99% 0.00%
June 27, 2025 Chan May K. SVP, General Counsel A Restricted Stock Units 1204 $0.00 1,204.0000 72,327,017 9999.99% 0.00%
June 27, 2025 Liu Chang President & CEO A Restricted Stock Units 21896 $0.00 21,896.0000 72,327,017 9999.99% 0.03%
June 27, 2025 Liu Chang President & CEO A Restricted Stock Units 10948 $0.00 10,948.0000 72,327,017 9999.99% 0.02%
June 27, 2025 Liu Chang President & CEO A Restricted Stock Units 10633 $0.00 10,633.0000 72,327,017 9999.99% 0.01%
June 27, 2025 CHENG DUNSON K Executive Chairman A Restricted Stock Units 12480 $0.00 12,480.0000 72,327,017 9999.99% 0.02%
June 27, 2025 CHENG DUNSON K Executive Chairman A Restricted Stock Units 6240 $0.00 6,240.0000 72,327,017 9999.99% 0.01%
June 27, 2025 CHENG DUNSON K Executive Chairman A Restricted Stock Units 6061 $0.00 6,061.0000 72,327,017 9999.99% 0.01%
June 27, 2025 CHEN HENG W EVP/CFO A Restricted Stock Units 6875 $0.00 6,875.0000 72,327,017 9999.99% 0.01%
June 27, 2025 CHEN HENG W EVP/CFO A Restricted Stock Units 3437 $0.00 3,437.0000 72,327,017 9999.99% 0.00%
June 27, 2025 SUN ALBERT EVP, Chief Credit Officer A Restricted Stock Units 3963 $0.00 3,963.0000 72,327,017 9999.99% 0.01%
June 27, 2025 SUN ALBERT EVP, Chief Credit Officer A Restricted Stock Units 1924 $0.00 1,924.0000 72,327,017 9999.99% 0.00%
June 27, 2025 CHEN HENG W EVP/CFO A Restricted Stock Units 3339 $0.00 3,339.0000 72,327,017 9999.99% 0.00%
June 9, 2025 TANG ANTHONY M Vice Chairman S Common Stock 1222 $44.79 966,432.0000 72,327,017 0.13% 0.00%
June 6, 2025 TANG ANTHONY M Vice Chairman S Common Stock 1200 $44.20 967,654.0000 72,327,017 0.12% 0.00%
May 15, 2025 Jelenko Jane H Director A Common Stock 1913 $0.00 16,141.0000 72,327,017 13.45% 0.00%
May 15, 2025 CHUNG NELSON Director A Common Stock 1913 $0.00 47,432.0000 72,327,017 4.20% 0.00%
May 15, 2025 Wang Shally Director A Common Stock 1913 $0.00 9,073.0000 72,327,017 26.72% 0.00%
May 15, 2025 Woo Elizabeth A. Director A Common Stock 1913 $0.00 1,913.0000 72,327,017 9999.99% 0.00%
May 15, 2025 Kono Ann Director A Common Stock 1913 $0.00 1,913.0000 72,327,017 9999.99% 0.00%
May 15, 2025 Sun Richard Director A Common Stock 1913 $0.00 52,562.0000 72,327,017 3.78% 0.00%
May 15, 2025 WU PETER Vice Chairman A Common Stock 1913 $0.00 694,066.0000 72,327,017 0.28% 0.00%
May 15, 2025 TANG ANTHONY M Vice Chairman A Common Stock 1913 $0.00 968,854.0000 72,327,017 0.20% 0.00%
May 15, 2025 Hung Maan-Huei Director A Common Stock 1913 $0.00 11,114.0000 72,327,017 20.79% 0.00%
May 15, 2025 FERNANDEZ FELIX S Director A Common Stock 1913 $0.00 23,932.0000 72,327,017 8.69% 0.00%
May 12, 2025 TANG ANTHONY M Vice Chairman S Common Stock 2000 $45.08 966,941.0000 72,327,017 0.21% 0.00%
May 12, 2025 Lo Thomas M. EVP, Chief Admin Officer S Common Stock 729 $45.00 4,000.0000 72,327,017 15.42% 0.00%
April 1, 2025 CHEN HENG W EVP/CFO M Common Stock 4788 $0.00 185,376.0000 72,327,017 2.65% 0.01%
April 1, 2025 CHEN HENG W EVP/CFO F Common Stock 1714 $42.82 183,662.0000 72,327,017 0.92% 0.00%
April 1, 2025 CHEN HENG W EVP/CFO M Common Stock 5904 $0.00 189,566.0000 72,327,017 3.21% 0.01%
April 1, 2025 CHEN HENG W EVP/CFO F Common Stock 2113 $42.82 187,453.0000 72,327,017 1.11% 0.00%
April 1, 2025 Liu Chang President & CEO F Common Stock 8279 $42.82 104,651.0000 72,327,017 7.33% 0.01%
April 1, 2025 Liu Chang President & CEO M Common Stock 17028 $0.00 121,679.0000 72,327,017 16.27% 0.02%
April 1, 2025 Liu Chang President & CEO F Common Stock 8036 $42.82 113,643.0000 72,327,017 6.60% 0.01%
April 1, 2025 Liu Chang President & CEO M Restricted Stock Units 10269 $0.00 0.0000 72,327,017 100.00% 0.01%
April 1, 2025 Liu Chang President & CEO M Restricted Stock Units 10551 $0.00 0.0000 72,327,017 100.00% 0.01%
April 1, 2025 Liu Chang President & CEO M Common Stock 17508 $0.00 112,930.0000 72,327,017 18.35% 0.02%
April 1, 2025 Liu Chang President & CEO F Common Stock 6600 $42.82 95,422.0000 72,327,017 6.47% 0.01%
April 1, 2025 Liu Chang President & CEO M Common Stock 14200 $0.00 102,022.0000 72,327,017 16.17% 0.02%
April 1, 2025 CHEN HENG W EVP/CFO M Restricted Stock Units 7117 $0.00 0.0000 72,327,017 100.00% 0.01%
April 1, 2025 CHEN HENG W EVP/CFO M Restricted Stock Units 3558 $0.00 0.0000 72,327,017 100.00% 0.00%
April 1, 2025 CHEN HENG W EVP/CFO M Restricted Stock Units 3463 $0.00 0.0000 72,327,017 100.00% 0.00%
April 1, 2025 CHEN HENG W EVP/CFO F Common Stock 2055 $42.82 191,140.0000 72,327,017 1.06% 0.00%
April 1, 2025 CHEN HENG W EVP/CFO M Common Stock 5742 $0.00 193,195.0000 72,327,017 3.06% 0.01%
April 1, 2025 Liu Chang President & CEO M Restricted Stock Units 21103 $0.00 0.0000 72,327,017 100.00% 0.03%
April 1, 2025 CHENG DUNSON K Executive Chairman M Common Stock 13383 $0.00 821,659.0000 72,327,017 1.66% 0.02%
April 1, 2025 CHENG DUNSON K Executive Chairman F Common Stock 3665 $42.82 817,994.0000 72,327,017 0.45% 0.01%
April 1, 2025 CHENG DUNSON K Executive Chairman M Common Stock 16501 $0.00 834,495.0000 72,327,017 2.02% 0.02%
April 1, 2025 CHENG DUNSON K Executive Chairman F Common Stock 4929 $42.82 829,566.0000 72,327,017 0.59% 0.01%
April 1, 2025 CHENG DUNSON K Executive Chairman M Common Stock 16048 $0.00 845,614.0000 72,327,017 1.93% 0.02%
April 1, 2025 CHENG DUNSON K Executive Chairman F Common Stock 4745 $42.82 840,869.0000 72,327,017 0.56% 0.01%
April 1, 2025 CHENG DUNSON K Executive Chairman M Restricted Stock Units 9944 $0.00 0.0000 72,327,017 100.00% 0.01%
April 1, 2025 CHENG DUNSON K Executive Chairman M Restricted Stock Units 9678 $0.00 0.0000 72,327,017 100.00% 0.01%
April 1, 2025 CHENG DUNSON K Executive Chairman M Restricted Stock Units 19889 $0.00 0.0000 72,327,017 100.00% 0.03%
March 17, 2025 Lo Thomas M. EVP, Chief Admin Officer M Restricted Stock Units 2134 $0.00 0.0000 72,327,017 100.00% 0.00%
March 17, 2025 Chan May K. SVP, General Counsel M Common Stock 1067 $0.00 3,592.0000 72,327,017 42.26% 0.00%
March 17, 2025 Chan May K. SVP, General Counsel F Common Stock 435 $43.98 3,157.0000 72,327,017 12.11% 0.00%
March 17, 2025 Chan May K. SVP, General Counsel M Restricted Stock Units 1067 $0.00 0.0000 72,327,017 100.00% 0.00%
March 17, 2025 Lo Thomas M. EVP, Chief Admin Officer M Common Stock 2134 $0.00 5,493.0000 72,327,017 63.53% 0.00%
March 17, 2025 Lo Thomas M. EVP, Chief Admin Officer F Common Stock 764 $43.98 4,729.0000 72,327,017 13.91% 0.00%
March 7, 2025 TANG ANTHONY M Vice Chairman S Common Stock 2500 $45.00 966,128.0000 72,327,017 0.26% 0.00%
June 10, 2024 Chan May K. SVP, General Counsel J Common Stock 23 $35.64 2,506.0000 72,862,628 0.94% 0.00%
Sept. 9, 2024 Chan May K. SVP, General Counsel J Common Stock 20 $42.09 2,506.0000 72,862,628 0.80% 0.00%
Dec. 9, 2024 Chan May K. SVP, General Counsel J Common Stock 16 $51.71 2,506.0000 72,607,550 0.66% 0.00%
March 11, 2024 TANG ANTHONY M Vice Chairman J Common Stock 2965 $40.29 968,628.0000 72,862,628 0.31% 0.00%
March 11, 2024 Chan May K. SVP, General Counsel J Common Stock 17 $40.24 2,506.0000 72,862,628 0.67% 0.00%
Sept. 9, 2024 TANG ANTHONY M Vice Chairman J Common Stock 2894 $42.02 968,628.0000 72,862,628 0.30% 0.00%
Dec. 9, 2024 TANG ANTHONY M Vice Chairman J Common Stock 2383 $51.45 968,628.0000 72,607,550 0.25% 0.00%
June 10, 2024 TANG ANTHONY M Vice Chairman J Common Stock 3361 $35.84 968,628.0000 72,862,628 0.35% 0.00%
Dec. 20, 2024 CHENG DUNSON K Executive Chairman G Common Stock 11209 $0.00 808,277.0000 72,607,550 1.37% 0.02%
Dec. 9, 2024 TANG ANTHONY M Vice Chairman S Common Stock 2500 $51.04 968,747.0000 72,607,550 0.26% 0.00%
Dec. 10, 2024 TANG ANTHONY M Vice Chairman S Common Stock 2500 $51.52 966,247.0000 72,607,550 0.26% 0.00%
Nov. 27, 2024 CHAN KELLY L Director G Common Stock 100 $0.00 256,508.0000 72,607,550 0.04% 0.00%
Nov. 6, 2024 TANG ANTHONY M Vice Chairman S Common Stock 3000 $52.27 971,247.0000 72,607,550 0.31% 0.00%
Nov. 6, 2024 WU PETER Vice Chairman S Common Stock 40000 $52.87 692,153.0000 72,607,550 5.46% 0.06%
Oct. 31, 2024 WU PETER Vice Chairman S Common Stock 12711 $46.92 732,153.0000 72,607,550 1.71% 0.02%
Oct. 30, 2024 Lo Thomas M. EVP, Chief Admin Officer S Common Stock 900 $47.00 3,359.0000 72,607,550 21.13% 0.00%
Oct. 30, 2024 WU PETER Vice Chairman S Common Stock 7289 $47.05 744,864.0000 72,607,550 0.97% 0.01%
Aug. 26, 2024 CHENG DUNSON K Executive Chairman S Common Stock 12401 $44.79 819,486.0000 72,862,628 1.49% 0.02%
July 25, 2024 TANG ANTHONY M Vice Chairman S Common Stock 7620 $45.01 971,353.0000 72,862,628 0.78% 0.01%
July 25, 2024 BINGHAM KIM R EVP, Chief Risk Officer S Common Stock 6000 $44.89 45,530.0000 72,862,628 11.64% 0.01%
July 26, 2024 WU PETER Vice Chairman S Common Stock 20000 $45.19 752,153.0000 72,862,628 2.59% 0.03%
May 28, 2024 Chan May K. SVP, General Counsel M Common Stock 723 $0.00 2,700.0000 72,862,628 36.57% 0.00%
June 28, 2024 Liu Chang President & CEO A Restricted Stock Units 25212 $0.00 25,212.0000 72,862,628 9999.99% 0.03%
June 28, 2024 Chan May K. SVP, General Counsel A Restricted Stock Units 1458 $0.00 1,458.0000 72,862,628 9999.99% 0.00%
May 28, 2024 Chan May K. SVP, General Counsel M Restricted Stock Units 723 $0.00 0.0000 72,862,628 100.00% 0.00%
May 28, 2024 Lo Thomas M. EVP, Chief Admin Officer M Common Stock 1928 $0.00 4,947.0000 72,862,628 63.86% 0.00%
May 28, 2024 Lo Thomas M. EVP, Chief Admin Officer F Common Stock 688 $35.88 4,259.0000 72,862,628 13.91% 0.00%
June 28, 2024 Lo Thomas M. EVP, Chief Admin Officer A Restricted Stock Units 3313 $0.00 3,313.0000 72,862,628 9999.99% 0.00%
May 28, 2024 Lo Thomas M. EVP, Chief Admin Officer M Restricted Stock Units 1928 $0.00 0.0000 72,862,628 100.00% 0.00%
June 28, 2024 SUN ALBERT EVP, Chief Credit Officer A Restricted Stock Units 2183 $0.00 2,183.0000 72,862,628 9999.99% 0.00%
June 28, 2024 SUN ALBERT EVP, Chief Credit Officer A Restricted Stock Units 2200 $0.00 2,200.0000 72,862,628 9999.99% 0.00%
June 28, 2024 SUN ALBERT EVP, Chief Credit Officer A Restricted Stock Units 4400 $0.00 4,400.0000 72,862,628 9999.99% 0.01%
June 28, 2024 BINGHAM KIM R EVP, Chief Risk Officer A Restricted Stock Units 2478 $0.00 2,478.0000 72,862,628 9999.99% 0.00%
June 28, 2024 BINGHAM KIM R EVP, Chief Risk Officer A Restricted Stock Units 2498 $0.00 2,498.0000 72,862,628 9999.99% 0.00%
June 28, 2024 BINGHAM KIM R EVP, Chief Risk Officer A Restricted Stock Units 4997 $0.00 4,997.0000 72,862,628 9999.99% 0.01%
June 28, 2024 CHEN HENG W EVP/CFO A Restricted Stock Units 4011 $0.00 4,011.0000 72,862,628 9999.99% 0.01%
June 28, 2024 CHEN HENG W EVP/CFO A Restricted Stock Units 4042 $0.00 4,042.0000 72,862,628 9999.99% 0.01%
June 28, 2024 CHEN HENG W EVP/CFO A Restricted Stock Units 8085 $0.00 8,085.0000 72,862,628 9999.99% 0.01%
June 28, 2024 CHENG DUNSON K Executive Chairman A Restricted Stock Units 8995 $0.00 8,995.0000 72,862,628 9999.99% 0.01%
June 28, 2024 CHENG DUNSON K Executive Chairman A Restricted Stock Units 9066 $0.00 9,066.0000 72,862,628 9999.99% 0.01%
June 28, 2024 CHENG DUNSON K Executive Chairman A Restricted Stock Units 18133 $0.00 18,133.0000 72,862,628 9999.99% 0.02%
June 28, 2024 Liu Chang President & CEO A Restricted Stock Units 12506 $0.00 12,506.0000 72,862,628 9999.99% 0.02%
June 28, 2024 Liu Chang President & CEO A Restricted Stock Units 12606 $0.00 12,606.0000 72,862,628 9999.99% 0.02%
May 28, 2024 Chan May K. SVP, General Counsel F Common Stock 254 $35.88 2,446.0000 72,862,628 9.41% 0.00%
April 12, 2024 WU PETER Vice Chairman A Common Stock 2412 $0.00 772,153.0000 72,862,628 0.31% 0.00%
April 12, 2024 TANG ANTHONY M Vice Chairman A Common Stock 2412 $0.00 975,612.0000 72,862,628 0.25% 0.00%
April 12, 2024 CHUNG NELSON Director A Common Stock 2412 $0.00 45,519.0000 72,862,628 5.60% 0.00%
April 12, 2024 CHAN KELLY L Director A Common Stock 2412 $0.00 256,608.0000 72,862,628 0.95% 0.00%
April 12, 2024 FERNANDEZ FELIX S Director A Common Stock 2412 $0.00 22,019.0000 72,862,628 12.30% 0.00%
April 12, 2024 Hung Maan-Huei Director A Common Stock 2412 $0.00 9,201.0000 72,862,628 35.53% 0.00%
April 12, 2024 Jelenko Jane H Director A Common Stock 2412 $0.00 14,228.0000 72,862,628 20.41% 0.00%
April 12, 2024 POON JOSEPH C H Director A Common Stock 2412 $0.00 73,959.0000 72,862,628 3.37% 0.00%
April 12, 2024 Sun Richard Director A Common Stock 2412 $0.00 50,649.0000 72,862,628 5.00% 0.00%
April 12, 2024 Wang Shally Director A Common Stock 2412 $0.00 6,971.0000 72,862,628 52.91% 0.00%
April 1, 2024 Liu Chang President & CEO M Restricted Stock Units 9197 $0.00 0.0000 72,862,628 100.00% 0.01%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer M Common Stock 3599 $0.00 45,448.0000 72,862,628 8.60% 0.00%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer F Common Stock 1285 $36.91 44,163.0000 72,862,628 2.83% 0.00%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer M Common Stock 3824 $0.00 47,987.0000 72,862,628 8.66% 0.01%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer F Common Stock 1365 $36.91 46,622.0000 72,862,628 2.84% 0.00%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer M Common Stock 7631 $0.00 54,253.0000 72,862,628 16.37% 0.01%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer F Common Stock 2723 $36.91 51,530.0000 72,862,628 5.02% 0.00%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer M Restricted Stock Units 2186 $0.00 0.0000 72,862,628 100.00% 0.00%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer M Restricted Stock Units 2323 $0.00 0.0000 72,862,628 100.00% 0.00%
April 1, 2024 BINGHAM KIM R EVP, Chief Risk Officer M Restricted Stock Units 4647 $0.00 0.0000 72,862,628 100.00% 0.01%
April 1, 2024 CHEN HENG W EVP/CFO M Common Stock 5823 $0.00 171,826.0000 72,862,628 3.51% 0.01%
April 1, 2024 CHEN HENG W EVP/CFO F Common Stock 2078 $36.91 169,748.0000 72,862,628 1.21% 0.00%
April 1, 2024 CHEN HENG W EVP/CFO M Common Stock 6187 $0.00 175,935.0000 72,862,628 3.64% 0.01%
April 1, 2024 CHEN HENG W EVP/CFO F Common Stock 2208 $36.91 173,727.0000 72,862,628 1.26% 0.00%
April 1, 2024 CHEN HENG W EVP/CFO M Common Stock 12344 $0.00 186,071.0000 72,862,628 7.11% 0.02%
April 1, 2024 CHEN HENG W EVP/CFO F Common Stock 5483 $36.91 180,588.0000 72,862,628 2.95% 0.01%
April 1, 2024 CHEN HENG W EVP/CFO M Restricted Stock Units 3537 $0.00 0.0000 72,862,628 100.00% 0.00%
April 1, 2024 CHEN HENG W EVP/CFO M Restricted Stock Units 3758 $0.00 0.0000 72,862,628 100.00% 0.01%
April 1, 2024 CHEN HENG W EVP/CFO M Restricted Stock Units 7517 $0.00 0.0000 72,862,628 100.00% 0.01%
April 1, 2024 Liu Chang President & CEO M Common Stock 15143 $0.00 71,731.0000 72,862,628 26.76% 0.02%
April 1, 2024 Liu Chang President & CEO F Common Stock 7675 $36.91 64,056.0000 72,862,628 10.70% 0.01%
April 1, 2024 Liu Chang President & CEO M Common Stock 16091 $0.00 80,147.0000 72,862,628 25.12% 0.02%
April 1, 2024 Liu Chang President & CEO F Common Stock 8155 $36.91 71,992.0000 72,862,628 10.18% 0.01%
April 1, 2024 Liu Chang President & CEO M Common Stock 32098 $0.00 104,090.0000 72,862,628 44.59% 0.04%
April 1, 2024 Liu Chang President & CEO F Common Stock 16268 $36.91 87,822.0000 72,862,628 15.63% 0.02%
April 1, 2024 Liu Chang President & CEO M Restricted Stock Units 9773 $0.00 0.0000 72,862,628 100.00% 0.01%
April 1, 2024 Liu Chang President & CEO M Restricted Stock Units 19546 $0.00 0.0000 72,862,628 100.00% 0.03%
April 1, 2024 CHENG DUNSON K Executive Chairman M Common Stock 16837 $0.00 812,301.0000 72,862,628 2.12% 0.02%
April 1, 2024 CHENG DUNSON K Executive Chairman F Common Stock 6838 $36.91 805,463.0000 72,862,628 0.84% 0.01%
April 1, 2024 CHENG DUNSON K Executive Chairman M Common Stock 17891 $0.00 823,354.0000 72,862,628 2.22% 0.02%
April 1, 2024 CHENG DUNSON K Executive Chairman F Common Stock 9068 $36.91 814,286.0000 72,862,628 1.10% 0.01%
April 1, 2024 CHENG DUNSON K Executive Chairman M Common Stock 35689 $0.00 849,975.0000 72,862,628 4.38% 0.05%
April 1, 2024 CHENG DUNSON K Executive Chairman F Common Stock 18088 $36.91 831,887.0000 72,862,628 2.13% 0.02%
April 1, 2024 CHENG DUNSON K Executive Chairman M Restricted Stock Units 10226 $0.00 0.0000 72,862,628 100.00% 0.01%
April 1, 2024 CHENG DUNSON K Executive Chairman M Restricted Stock Units 10866 $0.00 0.0000 72,862,628 100.00% 0.01%
April 1, 2024 CHENG DUNSON K Executive Chairman M Restricted Stock Units 21733 $0.00 0.0000 72,862,628 100.00% 0.03%
Jan. 29, 2024 TANG ANTHONY M Vice Chairman S Common Stock 7000 $43.45 970,235.0000 72,862,628 0.72% 0.01%
March 10, 2023 Chan May K. SVP, General Counsel J Common Stock 12 $38.06 1,904.0000 74,664,735 0.62% 0.00%
June 12, 2023 Chan May K. SVP, General Counsel J Common Stock 13 $34.76 1,904.0000 74,664,735 0.68% 0.00%
Sept. 12, 2023 Chan May K. SVP, General Counsel J Common Stock 12 $36.94 1,904.0000 74,664,735 0.65% 0.00%
Dec. 12, 2023 Chan May K. SVP, General Counsel J Common Stock 17 $40.05 1,904.0000 74,664,735 0.87% 0.00%
March 9, 2023 TANG ANTHONY M Vice Chairman J Common Stock 2888 $39.90 977,235.4230 74,664,735 0.30% 0.00%
June 9, 2023 TANG ANTHONY M Vice Chairman J Common Stock 3408 $34.10 977,235.4230 74,664,735 0.35% 0.00%
Sept. 11, 2023 TANG ANTHONY M Vice Chairman J Common Stock 3174 $36.98 977,235.4230 74,664,735 0.33% 0.00%
Dec. 11, 2023 TANG ANTHONY M Vice Chairman J Common Stock 2976 $39.80 977,235.4230 74,664,735 0.31% 0.00%
March 13, 2023 TANG ANTHONY M Vice Chairman J Common Stock 3 $37.75 977,235.4230 74,664,735 0.00% 0.00%
March 9, 2023 Wang Shally Director J Common Stock 12 $39.90 4,559.3300 74,664,735 0.26% 0.00%
Nov. 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer S Common Stock 6000 $37.42 41,849.0000 74,664,735 12.54% 0.01%
Oct. 2, 2023 Chan May K. SVP, General Counsel M Common Stock 921 $0.00 2,263.3000 74,664,735 68.61% 0.00%
Oct. 2, 2023 Chan May K. SVP, General Counsel F Common Stock 319 $34.26 1,944.3000 74,664,735 14.09% 0.00%
Oct. 2, 2023 Chan May K. SVP, General Counsel M Restricted Stock Units 921 $0.00 0.0000 74,664,735 100.00% 0.00%
July 27, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer A Restricted Stock Units 2251 $0.00 2,251.0000 74,664,735 9999.99% 0.00%
July 27, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer A Restricted Stock Units 2356 $0.00 2,356.0000 74,664,735 9999.99% 0.00%
July 27, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer A Restricted Stock Units 4713 $0.00 4,713.0000 74,664,735 9999.99% 0.01%
July 27, 2023 BINGHAM KIM R EVP, Chief Risk Officer A Restricted Stock Units 2288 $0.00 2,288.0000 74,664,735 9999.99% 0.00%
July 27, 2023 BINGHAM KIM R EVP, Chief Risk Officer A Restricted Stock Units 2396 $0.00 2,396.0000 74,664,735 9999.99% 0.00%
July 27, 2023 BINGHAM KIM R EVP, Chief Risk Officer A Restricted Stock Units 4792 $0.00 4,792.0000 74,664,735 9999.99% 0.01%
July 27, 2023 CHEN HENG W EVP/CFO A Restricted Stock Units 3709 $0.00 3,709.0000 74,664,735 9999.99% 0.00%
July 27, 2023 CHEN HENG W EVP/CFO A Restricted Stock Units 3883 $0.00 3,883.0000 74,664,735 9999.99% 0.01%
July 27, 2023 CHEN HENG W EVP/CFO A Restricted Stock Units 7767 $0.00 7,767.0000 74,664,735 9999.99% 0.01%
July 27, 2023 CHENG DUNSON K Executive Chairman A Restricted Stock Units 9997 $0.00 9,997.0000 74,664,735 9999.99% 0.01%
July 27, 2023 CHENG DUNSON K Executive Chairman A Restricted Stock Units 10466 $0.00 10,466.0000 74,664,735 9999.99% 0.01%
July 27, 2023 CHENG DUNSON K Executive Chairman A Restricted Stock Units 20932 $0.00 20,932.0000 74,664,735 9999.99% 0.03%
July 27, 2023 Liu Chang President & CEO A Restricted Stock Units 11581 $0.00 11,581.0000 74,664,735 9999.99% 0.02%
July 27, 2023 Liu Chang President & CEO A Restricted Stock Units 12124 $0.00 12,124.0000 74,664,735 9999.99% 0.02%
July 27, 2023 Liu Chang President & CEO A Restricted Stock Units 24249 $0.00 24,249.0000 74,664,735 9999.99% 0.03%
July 27, 2023 Chan May K. SVP, General Counsel A Restricted Stock Units 1448 $0.00 1,448.0000 74,664,735 9999.99% 0.00%
April 25, 2023 Sun Richard Director P Common Stock 700 $35.00 48,057.0000 74,664,735 1.48% 0.00%
April 25, 2023 Sun Richard Director P Common Stock 1100 $35.00 48,057.0000 74,664,735 2.34% 0.00%
April 25, 2023 Sun Richard Director P Common Stock 300 $35.00 48,057.0000 74,664,735 0.63% 0.00%
April 25, 2023 Sun Richard Director P Common Stock 4000 $35.00 48,057.0000 74,664,735 9.08% 0.01%
April 13, 2023 Wang Shally Director A Common Stock 2536 $0.00 4,559.0000 74,664,735 125.36% 0.00%
April 13, 2023 WU PETER Vice Chairman A Common Stock 2536 $0.00 769,741.0000 74,664,735 0.33% 0.00%
April 13, 2023 Jelenko Jane H Director A Common Stock 2536 $0.00 11,816.0000 74,664,735 27.33% 0.00%
April 13, 2023 FERNANDEZ FELIX S Director A Common Stock 2536 $0.00 19,607.0000 74,664,735 14.86% 0.00%
April 13, 2023 CHUNG NELSON Director A Common Stock 2536 $0.00 43,107.0000 74,664,735 6.25% 0.00%
April 13, 2023 TANG ANTHONY M Vice Chairman A Common Stock 2536 $0.00 967,679.0000 74,664,735 0.26% 0.00%
April 13, 2023 POON JOSEPH C H Director A Common Stock 2536 $0.00 71,547.0000 74,664,735 3.67% 0.00%
April 13, 2023 Hung Maan-Huei Director A Common Stock 2536 $0.00 6,789.0000 74,664,735 59.63% 0.00%
April 13, 2023 CHAN KELLY L Director A Common Stock 2536 $0.00 254,196.0000 74,664,735 1.01% 0.00%
April 13, 2023 Sun Richard Director A Common Stock 2536 $0.00 42,137.0000 74,664,735 6.40% 0.00%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer M Restricted Stock Units 3079 $0.00 0.0000 74,664,735 100.00% 0.00%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer M Restricted Stock Units 6159 $0.00 0.0000 74,664,735 100.00% 0.01%
April 3, 2023 CHEN HENG W EVP/CFO M Common Stock 7793 $0.00 155,408.0000 74,664,735 5.28% 0.01%
April 3, 2023 CHEN HENG W EVP/CFO F Common Stock 2695 $34.21 152,713.0000 74,664,735 1.73% 0.00%
April 3, 2023 CHEN HENG W EVP/CFO M Common Stock 8113 $0.00 160,826.0000 74,664,735 5.31% 0.01%
April 3, 2023 CHEN HENG W EVP/CFO F Common Stock 3004 $34.21 157,822.0000 74,664,735 1.87% 0.00%
April 3, 2023 CHEN HENG W EVP/CFO M Common Stock 16226 $0.00 174,048.0000 74,664,735 10.28% 0.02%
April 3, 2023 CHEN HENG W EVP/CFO F Common Stock 8045 $34.21 166,003.0000 74,664,735 4.62% 0.01%
April 3, 2023 CHEN HENG W EVP/CFO M Restricted Stock Units 4818 $0.00 0.0000 74,664,735 100.00% 0.01%
April 3, 2023 CHEN HENG W EVP/CFO M Restricted Stock Units 4987 $0.00 0.0000 74,664,735 100.00% 0.01%
April 3, 2023 CHEN HENG W EVP/CFO M Restricted Stock Units 9974 $0.00 0.0000 74,664,735 100.00% 0.01%
April 3, 2023 CHENG DUNSON K Executive Chairman M Common Stock 18321 $0.00 775,227.0000 74,664,735 2.42% 0.02%
April 3, 2023 CHENG DUNSON K Executive Chairman F Common Stock 8606 $34.21 766,621.0000 74,664,735 1.11% 0.01%
April 3, 2023 CHENG DUNSON K Executive Chairman M Common Stock 19070 $0.00 785,691.0000 74,664,735 2.49% 0.03%
April 3, 2023 CHENG DUNSON K Executive Chairman F Common Stock 9455 $34.21 776,236.0000 74,664,735 1.20% 0.01%
April 3, 2023 CHENG DUNSON K Executive Chairman M Common Stock 38141 $0.00 814,377.0000 74,664,735 4.91% 0.05%
April 3, 2023 CHENG DUNSON K Executive Chairman F Common Stock 18911 $34.21 795,466.0000 74,664,735 2.32% 0.03%
April 3, 2023 CHENG DUNSON K Executive Chairman M Restricted Stock Units 11326 $0.00 0.0000 74,664,735 100.00% 0.02%
April 3, 2023 CHENG DUNSON K Executive Chairman M Restricted Stock Units 11722 $0.00 0.0000 74,664,735 100.00% 0.02%
April 3, 2023 CHENG DUNSON K Executive Chairman M Restricted Stock Units 23444 $0.00 0.0000 74,664,735 100.00% 0.03%
April 3, 2023 Liu Chang President & CEO M Common Stock 19819 $0.00 35,211.0000 74,664,735 128.76% 0.03%
April 3, 2023 Liu Chang President & CEO F Common Stock 9827 $34.21 25,384.0000 74,664,735 27.91% 0.01%
April 3, 2023 Liu Chang President & CEO M Common Stock 20630 $0.00 46,014.0000 74,664,735 81.27% 0.03%
April 3, 2023 Liu Chang President & CEO F Common Stock 10229 $34.21 35,785.0000 74,664,735 22.23% 0.01%
April 3, 2023 Liu Chang President & CEO M Common Stock 41261 $0.00 77,046.0000 74,664,735 115.30% 0.06%
April 3, 2023 Liu Chang President & CEO F Common Stock 20458 $34.21 56,588.0000 74,664,735 26.55% 0.03%
April 3, 2023 Liu Chang President & CEO M Restricted Stock Units 12252 $0.00 0.0000 74,664,735 100.00% 0.02%
April 3, 2023 Liu Chang President & CEO M Restricted Stock Units 12681 $0.00 0.0000 74,664,735 100.00% 0.02%
April 3, 2023 Liu Chang President & CEO M Restricted Stock Units 25362 $0.00 0.0000 74,664,735 100.00% 0.03%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer F Common Stock 1095 $34.21 10,576.0000 74,664,735 9.38% 0.00%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer F Common Stock 1139 $34.21 12,729.0000 74,664,735 8.21% 0.00%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer M Common Stock 6587 $0.00 19,316.0000 74,664,735 51.75% 0.01%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer F Common Stock 2278 $34.21 17,038.0000 74,664,735 11.79% 0.00%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer M Restricted Stock Units 1956 $0.00 0.0000 74,664,735 100.00% 0.00%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer M Restricted Stock Units 2024 $0.00 0.0000 74,664,735 100.00% 0.00%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer M Restricted Stock Units 4049 $0.00 0.0000 74,664,735 100.00% 0.01%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer M Common Stock 4812 $0.00 39,696.0000 74,664,735 13.79% 0.01%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer F Common Stock 1664 $34.21 38,032.0000 74,664,735 4.19% 0.00%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer M Common Stock 5009 $0.00 43,041.0000 74,664,735 13.17% 0.01%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer F Common Stock 1733 $34.21 41,308.0000 74,664,735 4.03% 0.00%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer M Common Stock 10020 $0.00 51,328.0000 74,664,735 24.26% 0.01%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer F Common Stock 3479 $34.21 47,849.0000 74,664,735 6.78% 0.00%
April 3, 2023 BINGHAM KIM R EVP, Chief Risk Officer M Restricted Stock Units 2975 $0.00 0.0000 74,664,735 100.00% 0.00%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer M Common Stock 3164 $0.00 11,671.0000 74,664,735 37.19% 0.00%
April 3, 2023 Lee Mark Hakjoon EVP, Chief Credit Officer M Common Stock 3292 $0.00 13,868.0000 74,664,735 31.13% 0.00%
Feb. 7, 2023 TANG ANTHONY M Vice Chairman S Common Stock 5000 $45.20 962,252.0000 74,664,735 0.52% 0.01%
March 7, 2022 Liu Chang President & CEO J Common Stock 4 $44.11 15,392.0500 0 0.03% 0.00%
Dec. 9, 2022 Wang Shally Director J Common Stock 11 $43.38 2,011.3300 0 0.55% 0.00%
Sept. 9, 2022 Wang Shally Director J Common Stock 11 $42.05 2,011.3300 0 0.56% 0.00%
June 6, 2022 Wang Shally Director J Common Stock 11 $42.43 2,011.3300 0 0.55% 0.00%
Dec. 14, 2022 TANG ANTHONY M Vice Chairman J Common Stock 901 $42.78 967,252.2790 0 0.09% 0.00%
Sept. 13, 2022 TANG ANTHONY M Vice Chairman J Common Stock 902 $42.43 967,252.2790 0 0.09% 0.00%
June 8, 2022 TANG ANTHONY M Vice Chairman J Common Stock 888 $42.73 967,252.2790 0 0.09% 0.00%
March 10, 2022 TANG ANTHONY M Vice Chairman J Common Stock 834 $45.22 967,252.2790 0 0.09% 0.00%
Dec. 9, 2022 TANG ANTHONY M Vice Chairman J Common Stock 2635 $43.38 967,252.2790 0 0.27% 0.00%
Sept. 9, 2022 TANG ANTHONY M Vice Chairman J Common Stock 2697 $42.05 967,252.2790 0 0.28% 0.00%
June 6, 2022 TANG ANTHONY M Vice Chairman J Common Stock 2652 $42.43 967,252.2790 0 0.27% 0.00%
March 7, 2022 TANG ANTHONY M Vice Chairman J Common Stock 2531 $44.11 967,252.2790 0 0.26% 0.00%
Sept. 9, 2022 Liu Chang President & CEO J Common Stock 4 $42.05 15,392.0500 0 0.03% 0.00%
June 6, 2022 Liu Chang President & CEO J Common Stock 4 $42.43 15,392.0500 0 0.03% 0.00%
Dec. 9, 2022 Liu Chang President & CEO J Common Stock 4 $43.38 15,392.0500 0 0.03% 0.00%