In the last 12 months, insiders at MORGAN STANLEY ($MS) filed 165 transactions with the SEC: 0 open-market purchases totaling $0 and 38 sales totaling $96,357,906. Net insider sentiment: net selling.
MORGAN STANLEY operates in the Security brokers, dealers & flotation companies industry (Finance or office of crypto assets sector).
Most Active Insiders
- PICK EDWARD (Chairman and CEO) — 14 transactions totaling $74,018,959
- SAPERSTEIN ANDREW M (Co-President) — 22 transactions totaling $45,253,339
- SIMKOWITZ DANIEL A (Co-President) — 17 transactions totaling $41,824,618
- GROSSMAN ERIC F (Chief Legal/Admin Officer) — 16 transactions totaling $22,607,188
- Pizzi Michael A. (Head Technology & Operations) — 15 transactions totaling $18,263,776
View all SEC Filings for MORGAN STANLEY (MS).
Set Up your own filters →Recent Insider Transactions
| Transaction Date | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|
| March 12, 2026 | GROSSMAN ERIC F | Chief Legal/Admin Officer | F | Common Stock | 11597 | $160.89 | 186,079.9520 | 1,592,000,000 | 5.87% | 0.00% |
| March 12, 2026 | CRAWLEY MANDELL | Chief Client Officer | A | Common Stock | 9666 | $0.00 | 83,592.8880 | 1,592,000,000 | 13.08% | 0.00% |
| March 12, 2026 | CRAWLEY MANDELL | Chief Client Officer | F | Common Stock | 4935 | $160.89 | 78,657.8880 | 1,592,000,000 | 5.90% | 0.00% |
| March 12, 2026 | PICK EDWARD | Chairman and CEO | A | Common Stock | 60897 | $0.00 | 809,187.2410 | 1,592,000,000 | 8.14% | 0.00% |
| March 12, 2026 | PICK EDWARD | Chairman and CEO | F | Common Stock | 33677 | $160.89 | 775,510.2410 | 1,592,000,000 | 4.16% | 0.00% |
| March 12, 2026 | YESHAYA SHARON | Chief Financial Officer | A | Common Stock | 17399 | $0.00 | 161,281.2000 | 1,592,000,000 | 12.09% | 0.00% |
| March 12, 2026 | YESHAYA SHARON | Chief Financial Officer | F | Common Stock | 9622 | $160.89 | 151,659.2000 | 1,592,000,000 | 5.97% | 0.00% |
| March 12, 2026 | SIMKOWITZ DANIEL A | Co-President | A | Common Stock | 32865 | $0.00 | 408,472.4100 | 1,592,000,000 | 8.75% | 0.00% |
| March 12, 2026 | SIMKOWITZ DANIEL A | Co-President | F | Common Stock | 18175 | $160.89 | 390,297.4100 | 1,592,000,000 | 4.45% | 0.00% |
| March 12, 2026 | SAPERSTEIN ANDREW M | Co-President | A | Common Stock | 52777 | $0.00 | 360,753.3850 | 1,592,000,000 | 17.14% | 0.00% |
| March 12, 2026 | SAPERSTEIN ANDREW M | Co-President | F | Common Stock | 26943 | $160.89 | 333,810.3850 | 1,592,000,000 | 7.47% | 0.00% |
| March 12, 2026 | Pizzi Michael A. | Head Technology & Operations | A | Common Stock | 16432 | $0.00 | 153,367.4200 | 1,592,000,000 | 12.00% | 0.00% |
| March 12, 2026 | Pizzi Michael A. | Head Technology & Operations | F | Common Stock | 7900 | $160.89 | 145,467.4200 | 1,592,000,000 | 5.15% | 0.00% |
| March 12, 2026 | GROSSMAN ERIC F | Chief Legal/Admin Officer | A | Common Stock | 22715 | $0.00 | 197,676.9520 | 1,592,000,000 | 12.98% | 0.00% |
| Feb. 19, 2026 | SIMKOWITZ DANIEL A | Co-President | A | Common Stock | 32865 | $0.00 | 393,782.4100 | 1,592,000,000 | 9.11% | 0.00% |
| Feb. 19, 2026 | Pizzi Michael A. | Head Technology & Operations | F | Common Stock | 7900 | $176.59 | 136,935.4200 | 1,592,000,000 | 5.45% | 0.00% |
| Feb. 19, 2026 | Pizzi Michael A. | Head Technology & Operations | A | Common Stock | 16432 | $0.00 | 144,835.4200 | 1,592,000,000 | 12.80% | 0.00% |
| Feb. 19, 2026 | SAPERSTEIN ANDREW M | Co-President | F | Common Stock | 26943 | $176.59 | 307,976.3850 | 1,592,000,000 | 8.04% | 0.00% |
| Feb. 19, 2026 | SAPERSTEIN ANDREW M | Co-President | A | Common Stock | 52777 | $0.00 | 334,919.3850 | 1,592,000,000 | 18.71% | 0.00% |
| Feb. 19, 2026 | YESHAYA SHARON | Chief Financial Officer | A | Common Stock | 17399 | $0.00 | 153,504.2000 | 1,592,000,000 | 12.78% | 0.00% |
| Feb. 19, 2026 | YESHAYA SHARON | Chief Financial Officer | F | Common Stock | 9622 | $176.59 | 143,882.2000 | 1,592,000,000 | 6.27% | 0.00% |
| Feb. 19, 2026 | GROSSMAN ERIC F | Chief Legal/Admin Officer | A | Common Stock | 22715 | $0.00 | 192,025.2090 | 1,592,000,000 | 13.42% | 0.00% |
| Feb. 19, 2026 | SIMKOWITZ DANIEL A | Co-President | F | Common Stock | 18175 | $176.59 | 375,607.4100 | 1,592,000,000 | 4.62% | 0.00% |
| Feb. 19, 2026 | PICK EDWARD | Chairman and CEO | F | Common Stock | 33731 | $176.59 | 748,290.2410 | 1,592,000,000 | 4.31% | 0.00% |
| Feb. 19, 2026 | PICK EDWARD | Chairman and CEO | A | Common Stock | 60897 | $0.00 | 782,021.2410 | 1,592,000,000 | 8.44% | 0.00% |
| Feb. 19, 2026 | CRAWLEY MANDELL | Chief Client Officer | F | Common Stock | 4935 | $176.59 | 73,926.8880 | 1,592,000,000 | 6.26% | 0.00% |
| Feb. 19, 2026 | CRAWLEY MANDELL | Chief Client Officer | A | Common Stock | 9666 | $0.00 | 78,861.8880 | 1,592,000,000 | 13.97% | 0.00% |
| Feb. 19, 2026 | GROSSMAN ERIC F | Chief Legal/Admin Officer | F | Common Stock | 11597 | $176.59 | 180,428.2090 | 1,592,000,000 | 6.04% | 0.00% |
| Jan. 30, 2026 | SIMKOWITZ DANIEL A | Co-President | S | Common Stock | 32968 | $182.61 | 359,137.2240 | 1,592,000,000 | 8.41% | 0.00% |
| Jan. 20, 2026 | CRAWLEY MANDELL | Chief Client Officer | S | Common Stock | 400 | $182.73 | 72,727.4950 | 1,592,000,000 | 0.55% | 0.00% |
| Jan. 20, 2026 | CRAWLEY MANDELL | Chief Client Officer | S | Common Stock | 3521 | $181.89 | 73,127.4950 | 1,592,000,000 | 4.59% | 0.00% |
| Jan. 20, 2026 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 11430 | $181.85 | 299,380.9940 | 1,592,000,000 | 3.68% | 0.00% |
| Jan. 20, 2026 | SMITH CHARLES A | Chief Risk Officer | S | Common Stock | 8500 | $182.08 | 124,622.3490 | 1,592,000,000 | 6.39% | 0.00% |
| Jan. 20, 2026 | YESHAYA SHARON | Chief Financial Officer | S | Common Stock | 15838 | $185.77 | 135,304.3360 | 1,592,000,000 | 10.48% | 0.00% |
| Jan. 20, 2026 | GROSSMAN ERIC F | Chief Legal/Admin Officer | G | Common Stock | 2495 | $0.00 | 168,510.0850 | 1,592,000,000 | 1.46% | 0.00% |
| Jan. 20, 2026 | GROSSMAN ERIC F | Chief Legal/Admin Officer | S | Common Stock | 21555 | $184.00 | 171,005.0850 | 1,592,000,000 | 11.19% | 0.00% |
| Jan. 20, 2026 | Pizzi Michael A. | Head Technology & Operations | S | Common Stock | 20000 | $184.55 | 127,872.2930 | 1,592,000,000 | 13.53% | 0.00% |
| Jan. 20, 2026 | CRAWLEY MANDELL | Chief Client Officer | S | Common Stock | 1238 | $185.94 | 68,788.4950 | 1,592,000,000 | 1.77% | 0.00% |
| Jan. 20, 2026 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 500 | $186.60 | 280,480.9940 | 1,592,000,000 | 0.18% | 0.00% |
| Jan. 20, 2026 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 3700 | $185.91 | 280,980.9940 | 1,592,000,000 | 1.30% | 0.00% |
| Jan. 20, 2026 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 6810 | $184.94 | 284,680.9940 | 1,592,000,000 | 2.34% | 0.00% |
| Jan. 20, 2026 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 5990 | $184.13 | 291,490.9940 | 1,592,000,000 | 2.01% | 0.00% |
| Jan. 20, 2026 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 1900 | $182.63 | 297,480.9940 | 1,592,000,000 | 0.63% | 0.00% |
| Jan. 20, 2026 | James Erika H | Director | G | Common Stock | 542 | $0.00 | 11,845.0040 | 1,592,000,000 | 4.38% | 0.00% |
| Jan. 20, 2026 | CRAWLEY MANDELL | Chief Client Officer | S | Common Stock | 1700 | $184.16 | 71,027.4950 | 1,592,000,000 | 2.34% | 0.00% |
| Jan. 20, 2026 | CRAWLEY MANDELL | Chief Client Officer | S | Common Stock | 1001 | $184.90 | 70,026.4950 | 1,592,000,000 | 1.41% | 0.00% |
| Jan. 16, 2026 | GROSSMAN ERIC F | Chief Legal/Admin Officer | F | Common Stock | 20893 | $191.23 | 204,325.5900 | 1,592,000,000 | 9.28% | 0.00% |
| Jan. 16, 2026 | Worster Victoria | Chief Accounting Officer | A | Common Stock | 4725 | $0.00 | 13,485.3580 | 1,592,000,000 | 53.93% | 0.00% |
| Jan. 16, 2026 | Worster Victoria | Chief Accounting Officer | F | Common Stock | 320 | $191.23 | 13,165.3580 | 1,592,000,000 | 2.37% | 0.00% |
| Jan. 16, 2026 | YESHAYA SHARON | Chief Financial Officer | A | Common Stock | 36965 | $0.00 | 167,301.3360 | 1,592,000,000 | 28.36% | 0.00% |
| Jan. 16, 2026 | James Erika H | Director | G | Common Stock | 522 | $0.00 | 11,865.0040 | 1,592,000,000 | 4.21% | 0.00% |
| Jan. 16, 2026 | PICK EDWARD | Chairman and CEO | G | Common Stock | 8149 | $0.00 | 719,691.3430 | 1,592,000,000 | 1.12% | 0.00% |
| Jan. 16, 2026 | PICK EDWARD | Chairman and CEO | F | Common Stock | 35134 | $191.23 | 727,840.3430 | 1,592,000,000 | 4.60% | 0.00% |
| Jan. 16, 2026 | CRAWLEY MANDELL | Chief Client Officer | F | Common Stock | 5934 | $191.23 | 76,648.4950 | 1,592,000,000 | 7.19% | 0.00% |
| Jan. 16, 2026 | CRAWLEY MANDELL | Chief Client Officer | A | Common Stock | 18172 | $0.00 | 82,582.4950 | 1,592,000,000 | 28.21% | 0.00% |
| Jan. 16, 2026 | GROSSMAN ERIC F | Chief Legal/Admin Officer | A | Common Stock | 36965 | $0.00 | 225,218.5900 | 1,592,000,000 | 19.64% | 0.00% |
| Jan. 16, 2026 | Pizzi Michael A. | Head Technology & Operations | F | Common Stock | 12218 | $191.23 | 147,872.2930 | 1,592,000,000 | 7.63% | 0.00% |
| Jan. 16, 2026 | Pizzi Michael A. | Head Technology & Operations | A | Common Stock | 23214 | $0.00 | 160,090.2930 | 1,592,000,000 | 16.96% | 0.00% |
| Jan. 16, 2026 | SAPERSTEIN ANDREW M | Co-President | F | Common Stock | 27265 | $191.23 | 310,810.9940 | 1,592,000,000 | 8.06% | 0.00% |
| Jan. 16, 2026 | SAPERSTEIN ANDREW M | Co-President | A | Common Stock | 39994 | $0.00 | 338,075.9940 | 1,592,000,000 | 13.42% | 0.00% |
| Jan. 16, 2026 | SIMKOWITZ DANIEL A | Co-President | F | Common Stock | 35435 | $191.23 | 392,105.2240 | 1,592,000,000 | 8.29% | 0.00% |
| Jan. 16, 2026 | SIMKOWITZ DANIEL A | Co-President | A | Common Stock | 39994 | $0.00 | 427,540.2240 | 1,592,000,000 | 10.32% | 0.00% |
| Jan. 16, 2026 | SMITH CHARLES A | Chief Risk Officer | F | Common Stock | 17401 | $191.23 | 133,105.7700 | 1,592,000,000 | 11.56% | 0.00% |
| Jan. 16, 2026 | SMITH CHARLES A | Chief Risk Officer | A | Common Stock | 24589 | $0.00 | 150,506.7700 | 1,592,000,000 | 19.53% | 0.00% |
| Jan. 16, 2026 | YESHAYA SHARON | Chief Financial Officer | F | Common Stock | 16159 | $191.23 | 151,142.3360 | 1,592,000,000 | 9.66% | 0.00% |
| Oct. 17, 2025 | Peterson Douglas L. | Director | L | Common Stock | 4 | $159.72 | 9,719.5240 | 1,594,000,000 | 0.04% | 0.00% |
| Oct. 9, 2025 | Peterson Douglas L. | Director | L | Common Stock | 1 | $154.98 | 9,715.5240 | 1,594,000,000 | 0.01% | 0.00% |
| Oct. 8, 2025 | Peterson Douglas L. | Director | L | Common Stock | 31 | $155.99 | 9,714.5240 | 1,594,000,000 | 0.32% | 0.00% |
| Dec. 1, 2025 | TRAQUINA PERRY M | Director | A | Common Stock | 459 | $168.76 | 88,666.3940 | 1,594,000,000 | 0.52% | 0.00% |
| Dec. 1, 2025 | GLOCER THOMAS H | Director | A | Common Stock | 637 | $168.76 | 121,423.4270 | 1,594,000,000 | 0.53% | 0.00% |
| Dec. 1, 2025 | GOOD LYNN J | Director | A | Common Stock | 227 | $168.76 | 1,895.7610 | 1,594,000,000 | 13.61% | 0.00% |
| Dec. 1, 2025 | NALLY DENNIS M | Director | A | Common Stock | 430 | $168.76 | 45,137.1580 | 1,594,000,000 | 0.96% | 0.00% |
| Dec. 1, 2025 | Peterson Douglas L. | Director | A | Common Stock | 341 | $168.76 | 10,060.2510 | 1,594,000,000 | 3.51% | 0.00% |
| Nov. 7, 2025 | Leibowitz Shelley B | Director | G | Common Stock | 1800 | $0.00 | 46,883.4840 | 1,594,000,000 | 3.70% | 0.00% |
| Oct. 29, 2025 | SIMKOWITZ DANIEL A | Co-President | G | Common Stock | 10000 | $0.00 | 385,541.6700 | 1,594,000,000 | 2.53% | 0.00% |
| Oct. 31, 2025 | PICK EDWARD | Chairman and CEO | S | Common Stock | 100000 | $164.34 | 761,210.7000 | 1,594,000,000 | 11.61% | 0.01% |
| Oct. 31, 2025 | PICK EDWARD | Chairman and CEO | G | Common Stock | 123 | $0.00 | 761,087.7000 | 1,594,000,000 | 0.02% | 0.00% |
| Oct. 16, 2025 | Worster Victoria | Chief Accounting Officer | F | Common Stock | 49 | $162.65 | 8,740.6670 | 1,594,000,000 | 0.56% | 0.00% |
| Aug. 1, 2025 | GOOD LYNN J | Director | A | Common Stock | 1658 | $0.00 | 1,658.4380 | 1,611,000,000 | 9999.99% | 0.00% |
| July 17, 2025 | YESHAYA SHARON | Chief Financial Officer | S | Common Stock | 25583 | $139.81 | 128,662.1120 | 1,611,000,000 | 16.59% | 0.00% |
| July 17, 2025 | GROSSMAN ERIC F | Chief Legal/Admin Officer | S | Common Stock | 12000 | $141.12 | 186,420.2420 | 1,611,000,000 | 6.05% | 0.00% |
| July 17, 2025 | Pizzi Michael A. | Head Technology & Operations | G | Common Stock | 750 | $0.00 | 135,656.9010 | 1,611,000,000 | 0.55% | 0.00% |
| July 17, 2025 | Pizzi Michael A. | Head Technology & Operations | S | Common Stock | 18000 | $140.62 | 136,406.9010 | 1,611,000,000 | 11.66% | 0.00% |
| July 17, 2025 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 21359 | $141.28 | 294,250.4160 | 1,611,000,000 | 6.77% | 0.00% |
| July 17, 2025 | SMITH CHARLES A | Chief Risk Officer | S | Common Stock | 20000 | $140.30 | 124,666.4360 | 1,611,000,000 | 13.82% | 0.00% |
| July 17, 2025 | SIMKOWITZ DANIEL A | Co-President | S | Common Stock | 29000 | $141.13 | 400,877.7120 | 1,611,000,000 | 6.75% | 0.00% |
| July 17, 2025 | SIMKOWITZ DANIEL A | Co-President | G | Common Stock | 7559 | $0.00 | 393,318.7120 | 1,611,000,000 | 1.89% | 0.00% |
| July 17, 2025 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 22207 | $140.68 | 315,609.4160 | 1,611,000,000 | 6.57% | 0.00% |
| June 1, 2025 | WILKINS RAYFORD JR | Director | A | Common Stock | 2155 | $0.00 | 75,924.6420 | 1,611,000,000 | 2.92% | 0.00% |
| June 1, 2025 | Leibowitz Shelley B | Director | A | Common Stock | 2155 | $0.00 | 48,613.9160 | 1,611,000,000 | 4.64% | 0.00% |
| June 1, 2025 | NALLY DENNIS M | Director | A | Common Stock | 2155 | $0.00 | 44,384.8630 | 1,611,000,000 | 5.10% | 0.00% |
| June 1, 2025 | BUTLER MEGAN | Director | A | Common Stock | 2155 | $0.00 | 4,910.4200 | 1,611,000,000 | 78.24% | 0.00% |
| June 1, 2025 | BUTLER MEGAN | Director | F | Common Stock | 286 | $127.58 | 4,624.4200 | 1,611,000,000 | 5.82% | 0.00% |
| June 1, 2025 | Peterson Douglas L. | Director | A | Common Stock | 2155 | $0.00 | 9,655.4550 | 1,611,000,000 | 28.74% | 0.00% |
| June 1, 2025 | James Erika H | Director | A | Common Stock | 2155 | $0.00 | 12,273.8540 | 1,611,000,000 | 21.30% | 0.00% |
| June 1, 2025 | GLOCER THOMAS H | Director | A | Common Stock | 2155 | $0.00 | 118,445.6650 | 1,611,000,000 | 1.85% | 0.00% |
| June 1, 2025 | GLOCER THOMAS H | Director | A | Common Stock | 843 | $127.58 | 119,288.2520 | 1,611,000,000 | 0.71% | 0.00% |
| June 1, 2025 | Herz Robert H | Director | A | Common Stock | 2155 | $0.00 | 99,431.7840 | 1,611,000,000 | 2.22% | 0.00% |
| June 1, 2025 | Miscik Judith A | Director | A | Common Stock | 2155 | $0.00 | 64,287.9880 | 1,611,000,000 | 3.47% | 0.00% |
| June 1, 2025 | SCHAPIRO MARY L | Director | A | Common Stock | 2155 | $0.00 | 39,196.1910 | 1,611,000,000 | 5.82% | 0.00% |
| June 1, 2025 | SCHAPIRO MARY L | Director | A | Common Stock | 451 | $127.58 | 39,646.8770 | 1,611,000,000 | 1.15% | 0.00% |
| June 1, 2025 | TRAQUINA PERRY M | Director | A | Common Stock | 2155 | $0.00 | 86,465.7920 | 1,611,000,000 | 2.56% | 0.00% |
| June 1, 2025 | TRAQUINA PERRY M | Director | A | Common Stock | 607 | $127.58 | 87,073.2380 | 1,611,000,000 | 0.70% | 0.00% |
| May 12, 2025 | SIMKOWITZ DANIEL A | Co-President | S | Common Stock | 29013 | $127.37 | 427,612.9410 | 1,611,000,000 | 6.35% | 0.00% |
| May 2, 2025 | Herz Robert H | Director | S | Common Stock | 800 | $119.32 | 96,760.3500 | 1,611,000,000 | 0.82% | 0.00% |
| May 2, 2025 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 40000 | $120.00 | 335,765.2190 | 1,611,000,000 | 10.64% | 0.00% |
| April 29, 2025 | GROSSMAN ERIC F | Chief Legal/Admin Officer | G | Common Stock | 1835 | $0.00 | 197,439.0840 | 1,611,000,000 | 0.92% | 0.00% |
| April 14, 2025 | YESHAYA SHARON | Chief Financial Officer | G | Common Stock | 180 | $0.00 | 165,636.9160 | 1,611,000,000 | 0.11% | 0.00% |
| April 14, 2025 | YESHAYA SHARON | Chief Financial Officer | G | Common Stock | 12288 | $0.00 | 153,348.9160 | 1,611,000,000 | 8.71% | 0.00% |
| April 15, 2025 | GROSSMAN ERIC F | Chief Legal/Admin Officer | S | Common Stock | 10068 | $111.65 | 199,274.0840 | 1,611,000,000 | 4.81% | 0.00% |
| April 14, 2025 | YESHAYA SHARON | Chief Financial Officer | G | Common Stock | 12288 | $0.00 | 153,348.9160 | 1,611,000,000 | 7.42% | 0.00% |
| Feb. 21, 2025 | Pizzi Michael A. | Head Technology & Operations | F | Common Stock | 15603 | $134.34 | 153,753.9550 | 1,611,000,000 | 9.21% | 0.00% |
| Feb. 21, 2025 | GROSSMAN ERIC F | Chief Legal/Admin Officer | A | Common Stock | 44410 | $0.00 | 242,884.0840 | 1,611,000,000 | 22.38% | 0.00% |
| Feb. 21, 2025 | GROSSMAN ERIC F | Chief Legal/Admin Officer | F | Common Stock | 22673 | $134.34 | 220,211.0840 | 1,611,000,000 | 9.33% | 0.00% |
| Feb. 21, 2025 | CRAWLEY MANDELL | Chief Client Officer | A | Common Stock | 15372 | $0.00 | 70,989.1870 | 1,611,000,000 | 27.64% | 0.00% |
| Feb. 21, 2025 | CRAWLEY MANDELL | Chief Client Officer | F | Common Stock | 7849 | $134.34 | 63,140.1870 | 1,611,000,000 | 11.06% | 0.00% |
| Feb. 21, 2025 | PICK EDWARD | Chairman and CEO | F | Common Stock | 68835 | $134.34 | 856,983.7980 | 1,611,000,000 | 7.44% | 0.00% |
| Feb. 21, 2025 | PICK EDWARD | Chairman and CEO | A | Common Stock | 124351 | $0.00 | 925,818.7980 | 1,611,000,000 | 15.52% | 0.01% |
| Feb. 21, 2025 | YESHAYA SHARON | Chief Financial Officer | A | Common Stock | 27895 | $0.00 | 168,955.9160 | 1,611,000,000 | 19.78% | 0.00% |
| Feb. 21, 2025 | YESHAYA SHARON | Chief Financial Officer | F | Common Stock | 15427 | $134.34 | 153,528.9160 | 1,611,000,000 | 9.13% | 0.00% |
| Feb. 21, 2025 | SIMKOWITZ DANIEL A | Co-President | A | Common Stock | 64908 | $0.00 | 492,520.9410 | 1,611,000,000 | 15.18% | 0.00% |
| Feb. 21, 2025 | SIMKOWITZ DANIEL A | Co-President | F | Common Stock | 35895 | $134.34 | 456,625.9410 | 1,611,000,000 | 7.29% | 0.00% |
| Feb. 21, 2025 | SAPERSTEIN ANDREW M | Co-President | A | Common Stock | 95655 | $0.00 | 424,598.2190 | 1,611,000,000 | 29.08% | 0.01% |
| Feb. 21, 2025 | SAPERSTEIN ANDREW M | Co-President | F | Common Stock | 48833 | $134.34 | 375,765.2190 | 1,611,000,000 | 11.50% | 0.00% |
| Feb. 21, 2025 | Pizzi Michael A. | Head Technology & Operations | A | Common Stock | 32453 | $0.00 | 169,356.9550 | 1,611,000,000 | 23.70% | 0.00% |
| Jan. 21, 2025 | GROSSMAN ERIC F | Chief Legal/Admin Officer | S | Common Stock | 13097 | $136.20 | 197,444.1110 | 1,611,000,000 | 6.22% | 0.00% |
| Jan. 21, 2025 | AKRAM RAJA | Deputy Chief Financial Officer | S | Common Stock | 17500 | $136.01 | 81,439.9860 | 1,611,000,000 | 17.69% | 0.00% |
| Jan. 21, 2025 | Pizzi Michael A. | Head Technology & Operations | G | Common Stock | 1500 | $0.00 | 136,287.8140 | 1,611,000,000 | 1.09% | 0.00% |
| Jan. 21, 2025 | Pizzi Michael A. | Head Technology & Operations | S | Common Stock | 18391 | $136.92 | 137,787.8140 | 1,611,000,000 | 11.78% | 0.00% |
| Jan. 21, 2025 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 100 | $137.61 | 327,007.6430 | 1,611,000,000 | 0.03% | 0.00% |
| Jan. 21, 2025 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 11887 | $136.99 | 327,107.6430 | 1,611,000,000 | 3.51% | 0.00% |
| Jan. 21, 2025 | SAPERSTEIN ANDREW M | Co-President | S | Common Stock | 18833 | $136.07 | 338,994.6430 | 1,611,000,000 | 5.26% | 0.00% |
| Jan. 21, 2025 | SIMKOWITZ DANIEL A | Co-President | S | Common Stock | 14520 | $137.20 | 425,477.1060 | 1,611,000,000 | 3.30% | 0.00% |
| Jan. 21, 2025 | SIMKOWITZ DANIEL A | Co-President | S | Common Stock | 22111 | $136.22 | 439,997.1060 | 1,611,000,000 | 4.78% | 0.00% |
| Jan. 21, 2025 | YESHAYA SHARON | Chief Financial Officer | G | Common Stock | 13295 | $0.00 | 140,215.2370 | 1,611,000,000 | 10.48% | 0.00% |
| Jan. 22, 2025 | YESHAYA SHARON | Chief Financial Officer | G | Common Stock | 735 | $0.00 | 140,215.2370 | 1,611,000,000 | 0.52% | 0.00% |
| Jan. 21, 2025 | YESHAYA SHARON | Chief Financial Officer | G | Common Stock | 13295 | $0.00 | 140,950.2370 | 1,611,000,000 | 8.62% | 0.00% |
| Jan. 22, 2025 | CRAWLEY MANDELL | Chief Client Officer | S | Common Stock | 8312 | $138.06 | 55,248.7700 | 1,611,000,000 | 13.08% | 0.00% |
| Jan. 17, 2025 | CRAWLEY MANDELL | Chief Client Officer | F | Common Stock | 2382 | $135.81 | 63,560.7700 | 1,611,000,000 | 3.61% | 0.00% |
| Jan. 17, 2025 | PICK EDWARD | Chairman and CEO | G | Common Stock | 7101 | $0.00 | 799,456.8770 | 1,611,000,000 | 0.88% | 0.00% |
| Jan. 17, 2025 | PICK EDWARD | Chairman and CEO | J | Common Stock | 181976 | $136.31 | 806,557.8770 | 1,611,000,000 | 18.41% | 0.01% |
| Jan. 17, 2025 | PICK EDWARD | Chairman and CEO | F | Common Stock | 40052 | $135.81 | 988,533.8770 | 1,611,000,000 | 3.89% | 0.00% |
| Jan. 17, 2025 | PICK EDWARD | Chairman and CEO | A | Common Stock | 35633 | $0.00 | 1,028,585.8770 | 1,611,000,000 | 3.59% | 0.00% |
| Jan. 17, 2025 | Smith Charles Aubrey III | Chief Risk Officer | A | Common Stock | 29329 | $0.00 | 163,396.6010 | 1,611,000,000 | 21.88% | 0.00% |
| Jan. 17, 2025 | Smith Charles Aubrey III | Chief Risk Officer | F | Common Stock | 20237 | $135.81 | 143,159.6010 | 1,611,000,000 | 12.39% | 0.00% |
| Jan. 17, 2025 | SIMKOWITZ DANIEL A | Co-President | A | Common Stock | 51257 | $0.00 | 500,986.1060 | 1,611,000,000 | 11.40% | 0.00% |
| Jan. 17, 2025 | SIMKOWITZ DANIEL A | Co-President | F | Common Stock | 38878 | $135.81 | 462,108.1060 | 1,611,000,000 | 7.76% | 0.00% |
| Jan. 17, 2025 | SAPERSTEIN ANDREW M | Co-President | A | Common Stock | 51257 | $0.00 | 384,859.6430 | 1,611,000,000 | 15.36% | 0.00% |
| Jan. 17, 2025 | SAPERSTEIN ANDREW M | Co-President | F | Common Stock | 27032 | $135.81 | 357,827.6430 | 1,611,000,000 | 7.02% | 0.00% |
| Jan. 17, 2025 | Pizzi Michael A. | Head Technology & Operations | A | Common Stock | 29329 | $0.00 | 174,033.8140 | 1,611,000,000 | 20.27% | 0.00% |
| Jan. 17, 2025 | Pizzi Michael A. | Head Technology & Operations | F | Common Stock | 17855 | $135.81 | 156,178.8140 | 1,611,000,000 | 10.26% | 0.00% |
| Jan. 17, 2025 | GROSSMAN ERIC F | Chief Legal/Admin Officer | A | Common Stock | 43947 | $0.00 | 246,266.8740 | 1,611,000,000 | 21.72% | 0.00% |
| Jan. 17, 2025 | GROSSMAN ERIC F | Chief Legal/Admin Officer | F | Common Stock | 22714 | $135.81 | 223,552.8740 | 1,611,000,000 | 9.22% | 0.00% |
| Jan. 17, 2025 | YESHAYA SHARON | Chief Financial Officer | F | Common Stock | 13443 | $135.81 | 140,950.2370 | 1,611,000,000 | 8.71% | 0.00% |
| Jan. 17, 2025 | YESHAYA SHARON | Chief Financial Officer | A | Common Stock | 43947 | $0.00 | 154,393.2370 | 1,611,000,000 | 39.79% | 0.00% |
| Jan. 17, 2025 | AKRAM RAJA | Deputy Chief Financial Officer | F | Common Stock | 12966 | $135.81 | 98,939.9860 | 1,611,000,000 | 11.59% | 0.00% |
| Jan. 17, 2025 | AKRAM RAJA | Deputy Chief Financial Officer | A | Common Stock | 23463 | $0.00 | 111,905.9860 | 1,611,000,000 | 26.53% | 0.00% |
| Jan. 17, 2025 | CRAWLEY MANDELL | Chief Client Officer | A | Common Stock | 22019 | $0.00 | 65,942.7700 | 1,611,000,000 | 50.13% | 0.00% |
| Dec. 31, 2024 | LUCZO STEPHEN J | Director | D | Common Stock | 1115 | $0.00 | 189,705.9180 | 1,612,000,000 | 0.58% | 0.00% |
| Dec. 31, 2024 | LUCZO STEPHEN J | Director | A | Common Stock | 76 | $125.82 | 190,820.6240 | 1,612,000,000 | 0.04% | 0.00% |
| Dec. 1, 2024 | LUCZO STEPHEN J | Director | A | Common Stock | 379 | $132.04 | 190,744.4560 | 1,612,000,000 | 0.20% | 0.00% |
| Dec. 1, 2024 | SCHAPIRO MARY L | Director | A | Common Stock | 379 | $132.04 | 36,581.5950 | 1,612,000,000 | 1.05% | 0.00% |
| Dec. 1, 2024 | TRAQUINA PERRY M | Director | A | Common Stock | 530 | $132.04 | 83,168.0560 | 1,612,000,000 | 0.64% | 0.00% |
| Dec. 1, 2024 | GLOCER THOMAS H | Director | A | Common Stock | 757 | $132.04 | 114,772.1540 | 1,612,000,000 | 0.66% | 0.00% |
| Oct. 17, 2024 | LUCZO STEPHEN J | Director | S | Common Stock | 60000 | $119.17 | 190,241.7750 | 1,612,000,000 | 23.98% | 0.00% |