SEC Insider Transactions from JEFFS ROGER.

Last updated: 2026-03-15 09:24 UTC | Total transactions: 57

Roger Jeffs sold Liquidia Corp ($LQDA) shares on the open market six times over the last year, totaling about $4.3 million, with his most recent sale on January 12, 2026. He ranks 2,164th among nearly 12,000 insiders for $LQDA sales volume. He also sold Axsome Therapeutics ($AXSM) shares six times, worth roughly $13.4 million, most recently on September 2, 2025, placing 912th in $AXSM sales. These transactions match the average insider sale count of about six but exceed the typical $8.6 million value. Jeffs made no open market purchases in the period.

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Transaction Date Company Ticker Insider Name Title Transaction Type Security Shares Price Shares Owned Following Total Shares Outstanding % of Owned % of Outstanding
Jan. 16, 2026 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Common Stock 115344 $0.00 2,741,134.0000 86,059,101 4.39% 0.13%
Jan. 16, 2026 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Performance Stock Units 173016 $0.00 173,016.0000 86,059,101 9999.99% 0.20%
Jan. 9, 2026 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Common Stock 13833 $0.00 2,635,068.0000 86,059,101 0.53% 0.02%
Jan. 9, 2026 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Common Stock 57332 $0.00 2,692,400.0000 86,059,101 2.18% 0.07%
Jan. 9, 2026 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Performance Stock Units 57332 $0.00 171,995.0000 86,059,101 25.00% 0.07%
Jan. 9, 2026 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Performance Stock Units 13833 $0.00 110,669.0000 86,059,101 11.11% 0.02%
Jan. 12, 2026 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 66610 $37.43 2,625,790.0000 86,059,101 2.47% 0.08%
Oct. 13, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 20261 $23.41 2,621,235.0000 86,333,772 0.77% 0.02%
Oct. 10, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Common Stock 13834 $0.00 2,641,496.0000 86,333,772 0.53% 0.02%
Oct. 10, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Performance Stock Units 13834 $0.00 124,502.0000 86,333,772 10.00% 0.02%
Sept. 2, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 13464 $123.68 57,510.0000 48,765,403 18.97% 0.03%
Aug. 28, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 20000 $121.60 90,974.0000 48,765,403 18.02% 0.04%
Aug. 27, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 20000 $122.30 110,974.0000 48,765,403 15.27% 0.04%
Aug. 29, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 20000 $121.27 70,974.0000 48,765,403 21.98% 0.04%
Aug. 22, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 16694 $120.08 150,974.0000 48,765,403 9.96% 0.03%
Aug. 26, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 20000 $120.03 130,974.0000 48,765,403 13.25% 0.04%
July 11, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Performance Stock Units 13833 $0.00 138,336.0000 85,588,108 9.09% 0.02%
July 11, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Common Stock 13833 $0.00 2,647,074.0000 85,588,108 0.53% 0.02%
July 14, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 20252 $14.28 2,626,822.0000 85,588,108 0.77% 0.02%
July 11, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Common Stock 13833 $0.00 2,647,074.0000 85,588,108 0.53% 0.02%
July 11, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Performance Stock Units 13833 $0.00 138,336.0000 85,588,108 9.09% 0.02%
July 14, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 20252 $14.28 2,626,822.0000 85,588,108 0.77% 0.02%
June 6, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found A Stock Option (Right to Buy) 3166 $0.00 3,166.0000 48,765,403 9999.99% 0.01%
June 6, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found A Restricted Stock Units 1429 $0.00 1,429.0000 48,765,403 9999.99% 0.00%
June 4, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 30610 $16.97 2,633,241.0000 85,172,696 1.15% 0.04%
June 3, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Common Stock 69169 $0.00 2,663,851.0000 85,172,696 2.67% 0.08%
June 3, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Performance Stock Units 69169 $0.00 152,169.0000 85,172,696 31.25% 0.08%
April 14, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 14130 $13.57 2,594,682.0000 85,172,696 0.54% 0.02%
Feb. 21, 2025 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found A Stock Option (Right to Buy) 1408 $0.00 1,408.0000 48,765,403 9999.99% 0.00%
Jan. 11, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Performance Stock Units 229327 $0.00 229,327.0000 78,707,503 9999.99% 0.29%
Jan. 11, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Common Stock 229327 $0.00 2,629,782.0000 78,707,503 9.55% 0.29%
Jan. 14, 2025 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 22343 $11.78 2,607,439.0000 78,707,503 0.85% 0.03%
Oct. 14, 2024 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 8053 $11.11 2,400,455.0000 78,316,820 0.33% 0.01%
July 12, 2024 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 8053 $12.53 2,407,194.0000 76,435,831 0.33% 0.01%
June 7, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found A Stock Option (Right to Buy) 5799 $0.00 5,799.0000 0 9999.99% 0.00%
April 12, 2024 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 8360 $14.58 2,415,247.0000 75,393,907 0.34% 0.01%
March 18, 2024 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer S Common Stock 28583 $15.82 2,423,607.0000 64,993,476 1.17% 0.04%
March 15, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found M Common Stock 2347 $29.91 170,015.0000 0 1.40% 0.00%
March 15, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found M Stock Option (Right to Buy) 2347 $0.00 0.0000 0 100.00% 0.00%
March 14, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found M Stock Option (Right to Buy) 16976 $0.00 0.0000 0 100.00% 0.00%
March 14, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found M Stock Option (Right to Buy) 13000 $0.00 0.0000 0 100.00% 0.00%
March 15, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 2347 $71.61 167,668.0000 0 1.38% 0.00%
March 14, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found M Common Stock 13000 $22.03 180,668.0000 0 7.75% 0.00%
March 14, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 13000 $69.70 167,668.0000 0 7.20% 0.00%
March 14, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found M Common Stock 16976 $25.53 184,644.0000 0 10.12% 0.00%
March 14, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found S Common Stock 16976 $69.70 167,668.0000 0 9.19% 0.00%
Feb. 27, 2024 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Not found A Stock Option (Right to Buy) 1425 $0.00 1,425.0000 0 9999.99% 0.00%
Jan. 11, 2024 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Performance Stock Units 221338 $0.00 221,338.0000 64,993,476 9999.99% 0.34%
Jan. 11, 2024 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Common Stock 221338 $0.00 2,450,405.0000 64,993,476 9.93% 0.34%
Dec. 14, 2023 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer P Common Stock 139665 $7.16 2,229,067.0000 64,857,508 6.68% 0.22%
June 2, 2023 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Director A Stock Option (Right to Buy) 5681 $0.00 5,681.0000 0 9999.99% 0.00%
Aug. 31, 2022 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Common Stock 993 $4.90 1,704,269.0000 62,179,305 0.06% 0.00%
March 2, 2023 Axsome Therapeutics, Inc. $AXSM JEFFS ROGER Director A Stock Option (Right to Buy) 2082 $0.00 2,082.0000 0 9999.99% 0.00%
Jan. 11, 2023 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Stock Option (Right to Buy) 371154 $0.00 371,154.0000 60,958,862 50.00% 0.61%
Jan. 11, 2023 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer A Common Stock 289500 $0.00 2,085,011.0000 60,958,862 16.12% 0.47%
Jan. 3, 2023 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Restricted Stock Unit 15807 $0.00 0.0000 60,958,862 100.00% 0.03%
Jan. 3, 2023 Liquidia Corp $LQDA JEFFS ROGER Chief Executive Officer M Common Stock 15807 $0.00 1,795,511.0000 60,958,862 0.89% 0.03%