SEC Insider Transactions from Nantahala Capital Management, LLC.

Last updated: 2026-03-17 21:00 UTC | Total transactions: 20

Nantahala Capital Management, LLC has filed 20 insider transactions across 3 companies since January 2024.

Most recent transaction: a grant/award of 4266211 shares of TALPHERA, INC. ($TLPH) on March 13, 2026.

Activity breakdown: 1 open-market purchase and 1 sale.

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Transaction Date Company Ticker Insider Name Title Transaction Type Security Shares Price Shares Owned Following Total Shares Outstanding % of Owned % of Outstanding
March 13, 2026 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other A Pre-Funded Warrants 4266211 $0.59 18,822,267.0000 46,609,618 29.31% 9.15%
Dec. 17, 2025 Evoke Pharma Inc $EVOK Nantahala Capital Management, LLC TenPercentOwner J Amended Series C Common Stock Purchase Warrants 250627 $10.99 0.0000 2,557,408 100.00% 9.80%
Dec. 17, 2025 Evoke Pharma Inc $EVOK Nantahala Capital Management, LLC TenPercentOwner J Amended Series A Common Stock Purchase Warrants 158531 $10.99 0.0000 2,557,408 100.00% 6.20%
Dec. 17, 2025 Evoke Pharma Inc $EVOK Nantahala Capital Management, LLC TenPercentOwner J Common Stock 148153 $11.00 0.0000 2,557,408 100.00% 5.79%
Dec. 17, 2025 Evoke Pharma Inc $EVOK Nantahala Capital Management, LLC TenPercentOwner J Series C Common Stock Purchase Warrants 117019 $4.71 0.0000 2,557,408 100.00% 4.58%
Dec. 17, 2025 Evoke Pharma Inc $EVOK Nantahala Capital Management, LLC TenPercentOwner J Series A Common Stock Purchase Warrants 117019 $4.71 0.0000 2,557,408 100.00% 4.58%
Dec. 17, 2025 Evoke Pharma Inc $EVOK Nantahala Capital Management, LLC TenPercentOwner J Prefunded Warrants 433962 $11.00 0.0000 2,557,408 100.00% 16.97%
June 6, 2025 AYTU BIOPHARMA, INC $AYTU Nantahala Capital Management, LLC TenPercentOwner P Prefunded Warrants 4000000 $1.50 4,815,217.0000 8,782,794 490.67% 45.54%
March 31, 2025 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other A Pre-Funded Warrants 4266211 $0.59 11,510,601.0000 17,098,345 58.89% 24.95%
Jan. 28, 2025 Evoke Pharma Inc $EVOK Nantahala Capital Management, LLC TenPercentOwner S Common Stock 41 $4.39 148,153.0000 1,905,072 0.03% 0.00%
June 14, 2024 AYTU BIOPHARMA, INC $AYTU Nantahala Capital Management, LLC TenPercentOwner X Tranche B Warrant 815217 $0.00 0.0000 0 100.00% 0.00%
June 14, 2024 AYTU BIOPHARMA, INC $AYTU Nantahala Capital Management, LLC TenPercentOwner X Exchange Warrants 815217 $0.00 815,217.0000 0 9999.99% 0.00%
March 19, 2024 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other J 2024 Pre-Funded Warrants 324675 $0.00 6,493,507.0000 0 5.26% 0.00%
March 15, 2024 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other X Put Option (obligation to buy) 755000 $0.00 0.0000 0 100.00% 0.00%
March 15, 2024 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other X Common Stock 755000 $5.00 1,992,519.0000 0 61.01% 0.00%
Jan. 22, 2024 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other D 2023 Series B Warrants 2205883 $0.00 0.0000 0 100.00% 0.00%
Jan. 22, 2024 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other A 2024 Pre-Funded Warrants 6168832 $0.77 6,168,832.0000 0 9999.99% 0.00%
Jan. 22, 2024 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other A 2023 Series B Warrants 2205883 $0.00 2,205,883.0000 0 9999.99% 0.00%
Jan. 22, 2024 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other A 2023 Series A Warrants 2205883 $0.00 2,205,883.0000 0 9999.99% 0.00%
Jan. 22, 2024 TALPHERA, INC. $TLPH Nantahala Capital Management, LLC Other D 2023 Series A Warrants 2205883 $0.00 0.0000 0 100.00% 0.00%