SEC Insider Transactions from Wardell-Smith Sara.

Last updated: 2026-03-14 11:33 UTC | Total transactions: 12

Sara Wardell-Smith, a director at C1 Fund Inc. ($CFND), made one open market purchase of common shares worth $300,000 in the last 365 days, with the most recent on August 8, 2025. Her total ranks 1,147th among 4,983 insiders, below the average buy of $1.5 million across 3.3 transactions. She reported no open market sales.

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Transaction Date Company Ticker Insider Name Title Transaction Type Security Shares Price Shares Owned Following Total Shares Outstanding % of Owned % of Outstanding
Nov. 14, 2025 Axos Financial, Inc. $AX Wardell-Smith Sara Director A Restricted Stock Units 3615 $0.00 3,615.0000 56,643,547 9999.99% 0.01%
Nov. 14, 2025 Axos Financial, Inc. $AX Wardell-Smith Sara Director M Restricted Stock Units 4289 $0.00 0.0000 56,643,547 100.00% 0.01%
Nov. 14, 2025 Axos Financial, Inc. $AX Wardell-Smith Sara Director D Common Stock 2144 $79.12 12,395.0000 56,643,547 14.75% 0.00%
Nov. 14, 2025 Axos Financial, Inc. $AX Wardell-Smith Sara Director M Common Stock 4289 $79.12 14,539.0000 56,643,547 41.84% 0.01%
Aug. 8, 2025 C1 Fund Inc. $CFND Wardell-Smith Sara Director P Common Stock 30000 $10.00 30,000.0000 0 9999.99% 0.00%
March 4, 2025 Axos Financial, Inc. $AX Wardell-Smith Sara Director P Common Stock 3000 $64.73 10,250.0000 57,097,632 41.38% 0.01%
Dec. 15, 2024 Axos Financial, Inc. $AX Wardell-Smith Sara Director M Restricted Stock Units 4500 $0.00 4,289.0000 57,092,216 51.20% 0.01%
Dec. 15, 2024 Axos Financial, Inc. $AX Wardell-Smith Sara Director D Common Stock 2250 $79.62 7,250.0000 57,092,216 23.68% 0.00%
Dec. 15, 2024 Axos Financial, Inc. $AX Wardell-Smith Sara Director M Common Stock 4500 $79.62 9,500.0000 57,092,216 90.00% 0.01%
Nov. 14, 2024 Axos Financial, Inc. $AX Wardell-Smith Sara Director A Restricted Stock Units 4289 $0.00 8,789.0000 57,092,216 95.31% 0.01%
March 15, 2024 Axos Financial, Inc. $AX Wardell-Smith Sara Director P Common Stock 5000 $49.75 5,000.0000 58,943,035 9999.99% 0.01%
Dec. 15, 2023 Axos Financial, Inc. $AX Wardell-Smith Sara Director A Restricted Stock Units 4500 $0.00 4,500.0000 58,943,035 9999.99% 0.01%