SEC Filings for Guggenheim Active Allocation Fund (GUG)

Last updated: 2026-03-09 15:09 UTC | Total filings: 147

Browse the latest SEC filings and forms submitted by Guggenheim Active Allocation Fund (GUG). Access annual reports, quarterly statements, and other official disclosures.

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Form Filing Date Description Link
4 March 9, 2026 - View Document
N-CSRS Feb. 3, 2026 GUG View Document
NPORT-P Jan. 28, 2026 - View Document
4 Dec. 19, 2025 - View Document
8-K Dec. 15, 2025 GUG View Document
SCHEDULE 13G/A Nov. 7, 2025 - View Document
NPORT-P Oct. 28, 2025 - View Document
N-PX Aug. 26, 2025 - View Document
N-CEN Aug. 13, 2025 - View Document
N-CSR Aug. 4, 2025 NCSR View Document
NPORT-P July 29, 2025 - View Document
4 May 8, 2025 - View Document
NPORT-P April 25, 2025 - View Document
4 April 1, 2025 - View Document
N-CSRS Feb. 5, 2025 GUG View Document
SCHEDULE 13G/A Feb. 4, 2025 - View Document
NPORT-P Jan. 29, 2025 - View Document
3 Dec. 5, 2024 - View Document
NPORT-P Oct. 30, 2024 - View Document
4 Oct. 4, 2024 - View Document
4 Sept. 3, 2024 - View Document
N-PX Aug. 27, 2024 - View Document
NPORT-P/A Aug. 20, 2024 - View Document
NPORT-P/A Aug. 20, 2024 - View Document
N-CEN Aug. 14, 2024 - View Document
N-CSR Aug. 2, 2024 NCSR View Document
NPORT-P July 29, 2024 - View Document
NPORT-P April 29, 2024 - View Document
4 April 1, 2024 - View Document
SC 13G/A Feb. 8, 2024 MS AMENDMENT View Document
N-CSRS Feb. 2, 2024 GUG View Document
4 Jan. 30, 2024 - View Document
NPORT-P Jan. 29, 2024 - View Document
4 Dec. 29, 2023 - View Document
4 Dec. 13, 2023 - View Document
4 Dec. 11, 2023 - View Document
4 Dec. 8, 2023 - View Document
4 Dec. 7, 2023 - View Document
4 Dec. 6, 2023 - View Document
4 Nov. 30, 2023 - View Document
4 Nov. 30, 2023 - View Document
4 Nov. 1, 2023 - View Document
4 Oct. 31, 2023 - View Document
NPORT-P Oct. 25, 2023 - View Document
4 Oct. 23, 2023 - View Document
4 Sept. 29, 2023 - View Document
4 Sept. 29, 2023 - View Document
4 Sept. 5, 2023 - View Document
4 Sept. 1, 2023 - View Document
4 Sept. 1, 2023 - View Document
N-PX Aug. 17, 2023 GUG View Document
N-CEN Aug. 14, 2023 - View Document
N-CSR Aug. 2, 2023 GUG View Document
4 Aug. 1, 2023 - View Document
4 July 31, 2023 - View Document
NPORT-P July 27, 2023 - View Document
4 July 5, 2023 - View Document
4 July 3, 2023 - View Document
4 June 7, 2023 - View Document
4 June 1, 2023 - View Document
4 June 1, 2023 - View Document
4 May 2, 2023 - View Document
4 May 1, 2023 - View Document
4 April 28, 2023 - View Document
NPORT-P April 27, 2023 - View Document
4 April 10, 2023 - View Document
4 March 13, 2023 - View Document
4 March 10, 2023 - View Document
SC 13G Feb. 9, 2023 MS INITIAL View Document
4 Feb. 3, 2023 - View Document
N-CSRS Feb. 3, 2023 GUG View Document
4 Feb. 1, 2023 - View Document
NPORT-P Jan. 30, 2023 - View Document
4 Jan. 3, 2023 - View Document
4 Jan. 3, 2023 - View Document
4 Dec. 22, 2022 - View Document
4 Dec. 20, 2022 - View Document
4/A Dec. 5, 2022 - View Document
4 Dec. 2, 2022 - View Document
4 Nov. 30, 2022 - View Document
4 Nov. 28, 2022 - View Document
N-CSR/A Nov. 23, 2022 GUG View Document
4 Nov. 2, 2022 - View Document
4 Nov. 1, 2022 - View Document
NPORT-P Oct. 27, 2022 - View Document
4 Oct. 26, 2022 - View Document
4 Oct. 12, 2022 - View Document
4 Sept. 29, 2022 - View Document
4 Sept. 22, 2022 - View Document
4 Sept. 9, 2022 - View Document
N-PX Aug. 24, 2022 GUGGENHEIM ACTIVE ALLOCATION FUND View Document
N-CEN Aug. 15, 2022 - View Document
N-CSR Aug. 10, 2022 GUG View Document
NPORT-P Aug. 1, 2022 - View Document
4 July 13, 2022 - View Document
4 June 21, 2022 - View Document
4 June 9, 2022 - View Document
8-K April 29, 2022 GUG View Document
NPORT-P April 28, 2022 - View Document
4 April 12, 2022 - View Document
4 April 5, 2022 - View Document
4 March 31, 2022 - View Document
4 March 17, 2022 - View Document
N-CSRS Feb. 4, 2022 GUG View Document
4 Feb. 2, 2022 - View Document
NPORT-P Jan. 28, 2022 - View Document
40-17G Jan. 18, 2022 40-17G FILING FOR GUG View Document
3 Nov. 26, 2021 FORM 3 - View Document
424B1 Nov. 26, 2021 GUGGENHEIM ACTIVE ALLOCATION View Document
3 Nov. 26, 2021 FORM 3 - View Document
4 Nov. 26, 2021 FORM 4 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
3 Nov. 24, 2021 FORM 3 - View Document
N-2MEF Nov. 23, 2021 GUGGENHEIM ACTIVE ALLOCATION View Document
N-2/A Nov. 23, 2021 GUGGENHEIM ACTIVE ALLOCATION FUND View Document
EFFECT Nov. 23, 2021 - View Document
CORRESP Nov. 22, 2021 - View Document
CERT Nov. 18, 2021 NYSE CERTIFICATION View Document
8-A12B Nov. 17, 2021 REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) O View Document
N-2/A Oct. 28, 2021 GUGGENHEIM ACTIVE ALLOCATION FUND View Document
CORRESP Oct. 27, 2021 - View Document
CORRESP Oct. 1, 2021 - View Document
N-2/A Oct. 1, 2021 GUGGENHEIM ACTIVE ALLOCATION FUND View Document
UPLOAD July 2, 2021 - View Document
N-8A June 1, 2021 GUGGENHEIM ACTIVE ALLOCATION FUND View Document
N-2 June 1, 2021 GUGGENHEIM ACTIVE ALLOCATION FUND View Document