In the last 12 months, insiders at Guggenheim Active Allocation Fund ($GUG) filed 45 transactions with the SEC: 43 open-market purchases totaling $866,036 and 2 sales totaling $55,775. Net insider sentiment: net buying.
Most Active Insiders
- Barnes Randall C (Not found) — 22 transactions totaling $808,033
- TOUPIN RONALD E JR (Not found) — 17 transactions totaling $64,524
- NYBERG RONALD (Not found) — 2 transactions totaling $24,760
- Brock-Kyle Angela (Not found) — 4 transactions totaling $24,494
View all SEC Filings for Guggenheim Active Allocation Fund (GUG).
Set Up your own filters →Recent Insider Transactions
| Transaction Date | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|
| March 6, 2026 | Barnes Randall C | Not found | S | Common Stock | 3000 | $15.85 | 62,322.0000 | 0 | 4.59% | 0.00% |
| Dec. 18, 2025 | NYBERG RONALD | Not found | P | Common Stock | 321 | $15.53 | 2,426.0000 | 0 | 15.25% | 0.00% |
| May 5, 2025 | NYBERG RONALD | Not found | P | Common Stock | 1305 | $15.15 | 2,105.0000 | 0 | 163.13% | 0.00% |
| April 1, 2025 | TOUPIN RONALD E JR | Not found | P | Common Stock | 1500 | $15.10 | 13,617.2910 | 0 | 12.38% | 0.00% |
| Oct. 3, 2024 | Barnes Randall C | Not found | S | Common Stock | 500 | $16.45 | 65,322.0000 | 0 | 0.76% | 0.00% |
| Sept. 3, 2024 | Brock-Kyle Angela | Not found | P | Common Stock | 2 | $15.93 | 3,355.6670 | 0 | 0.06% | 0.00% |
| Sept. 3, 2024 | Brock-Kyle Angela | Not found | P | Common Stock | 0 | $15.99 | 3,356.1000 | 0 | 0.01% | 0.00% |
| Sept. 3, 2024 | Brock-Kyle Angela | Not found | P | Common Stock | 907 | $15.94 | 3,353.6670 | 0 | 37.07% | 0.00% |
| April 1, 2024 | TOUPIN RONALD E JR | Not found | P | Common Stock | 194 | $14.65 | 11,046.2900 | 0 | 1.79% | 0.00% |
| Jan. 30, 2024 | Barnes Randall C | Not found | P | Common Stock | 385 | $14.50 | 65,822.0000 | 0 | 0.59% | 0.00% |
| Dec. 29, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 200 | $14.67 | 10,591.8700 | 0 | 1.92% | 0.00% |
| Dec. 13, 2023 | Barnes Randall C | Not found | P | Common Stock | 5880 | $13.92 | 65,437.0000 | 0 | 9.87% | 0.00% |
| Dec. 8, 2023 | Barnes Randall C | Not found | P | Common Stock | 2000 | $14.07 | 59,557.0000 | 0 | 3.47% | 0.00% |
| Dec. 7, 2023 | Barnes Randall C | Not found | P | Common Stock | 7725 | $14.12 | 57,557.0000 | 0 | 15.50% | 0.00% |
| Dec. 6, 2023 | Barnes Randall C | Not found | P | Common Stock | 14705 | $14.01 | 49,832.0000 | 0 | 41.86% | 0.00% |
| Dec. 5, 2023 | Barnes Randall C | Not found | P | Common Stock | 6000 | $13.92 | 35,127.0000 | 0 | 20.60% | 0.00% |
| Nov. 30, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 200 | $13.73 | 10,306.4140 | 0 | 1.98% | 0.00% |
| Nov. 30, 2023 | Barnes Randall C | Not found | P | Common Stock | 1000 | $13.85 | 29,127.0000 | 0 | 3.56% | 0.00% |
| Oct. 31, 2023 | Barnes Randall C | Not found | P | Common Stock | 1000 | $12.99 | 28,127.0000 | 0 | 3.69% | 0.00% |
| Oct. 31, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 220 | $13.04 | 10,019.6070 | 0 | 2.24% | 0.00% |
| Oct. 23, 2023 | Brock-Kyle Angela | Not found | P | Common Stock | 775 | $12.90 | 2,244.2550 | 0 | 52.75% | 0.00% |
| Sept. 29, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 215 | $13.54 | 9,710.9280 | 0 | 2.26% | 0.00% |
| Sept. 29, 2023 | Barnes Randall C | Not found | P | Common Stock | 1784 | $13.58 | 27,127.0000 | 0 | 7.04% | 0.00% |
| Sept. 5, 2023 | Barnes Randall C | Not found | P | Common Stock | 1390 | $13.98 | 25,343.0000 | 0 | 5.80% | 0.00% |
| Sept. 1, 2023 | Barnes Randall C | Not found | P | Common Stock | 333 | $14.10 | 23,953.0000 | 0 | 1.41% | 0.00% |
| Sept. 1, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 202 | $14.10 | 9,413.7300 | 0 | 2.19% | 0.00% |
| Aug. 1, 2023 | Barnes Randall C | Not found | P | Common Stock | 1729 | $14.16 | 23,620.0000 | 0 | 7.90% | 0.00% |
| July 31, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 202 | $14.23 | 9,134.1400 | 0 | 2.26% | 0.00% |
| July 5, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 202 | $14.30 | 8,858.0130 | 0 | 2.33% | 0.00% |
| July 1, 2023 | Barnes Randall C | Not found | P | Common Stock | 1645 | $14.36 | 21,891.0000 | 0 | 8.13% | 0.00% |
| June 7, 2023 | Barnes Randall C | Not found | P | Common Stock | 310 | $13.80 | 20,246.0000 | 0 | 1.55% | 0.00% |
| June 1, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 215 | $13.90 | 8,584.4840 | 0 | 2.57% | 0.00% |
| June 1, 2023 | Barnes Randall C | Not found | P | Common Stock | 1400 | $13.75 | 19,936.0000 | 0 | 7.55% | 0.00% |
| May 1, 2023 | Barnes Randall C | Not found | P | Common Stock | 1146 | $14.11 | 18,536.0000 | 0 | 6.59% | 0.00% |
| April 28, 2023 | Barnes Randall C | Not found | P | Common Stock | 500 | $14.08 | 17,390.0000 | 0 | 2.96% | 0.00% |
| April 28, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 200 | $14.03 | 8,297.1650 | 0 | 2.47% | 0.00% |
| April 6, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 250 | $14.18 | 8,028.7380 | 0 | 3.21% | 0.00% |
| March 13, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 245 | $13.98 | 7,711.4790 | 0 | 3.28% | 0.00% |
| March 10, 2023 | Barnes Randall C | Not found | P | Common Stock | 1610 | $14.27 | 16,890.0000 | 0 | 10.54% | 0.00% |
| Feb. 3, 2023 | TOUPIN RONALD E JR | Not found | P | Common Stock | 189 | $15.07 | 7,404.5550 | 0 | 2.62% | 0.00% |
| Feb. 1, 2023 | Barnes Randall C | Not found | P | Common Stock | 1540 | $14.85 | 15,280.0000 | 0 | 11.21% | 0.00% |
| Dec. 30, 2022 | Barnes Randall C | Not found | P | Common Stock | 1645 | $13.49 | 13,740.0000 | 0 | 13.60% | 0.00% |
| Dec. 30, 2022 | TOUPIN RONALD E JR | Not found | P | Common Stock | 0 | $0.30 | 7,157.0580 | 0 | 0.00% | 0.00% |
| Dec. 30, 2022 | TOUPIN RONALD E JR | Not found | P | Common Stock | 248 | $13.45 | 7,156.0350 | 0 | 3.59% | 0.00% |
| Dec. 30, 2022 | TOUPIN RONALD E JR | Not found | P | Common Stock | 1 | $13.45 | 7,157.0350 | 0 | 0.01% | 0.00% |