Phillip Goldstein, Secretary, made open market purchases of closed-end fund shares over the last year with no sales. He bought Special Opportunities Fund Inc. ($SPE) shares once for $41,400, most recently on April 4, 2025 (ranking 3205th among insiders). For High Income Securities Fund ($PCF), he completed 5 purchases totaling $140,780, latest on February 3, 2026 (1874th rank). In Total Return Securities Fund ($SWZ), 5 buys amounted to $240,500, most recent on March 5, 2026 (1392nd rank). Out of 4983 insiders, the average is 3.3 transactions for 1.5 million.
| Transaction Date | Company | Ticker | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| March 18, 2026 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Other | P | Common Stock | 17905 | $5.46 | 41,353.0000 | 0 | 76.36% | 0.00% |
| March 18, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Secretary | P | Common Stock | 10000 | $5.98 | 113,234.0000 | 0 | 9.69% | 0.00% |
| March 5, 2026 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | 2.75% Convertible Preferred Stock, Series C | 3952 | $25.09 | 10,250.0000 | 0 | 62.75% | 0.00% |
| March 2, 2026 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | L | 2.75% Convertible Preferred Stock, Series C | 100 | $25.09 | 6,198.0000 | 0 | 1.64% | 0.00% |
| March 4, 2026 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | L | 2.75% Convertible Preferred Stock, Series C | 100 | $25.09 | 6,298.0000 | 0 | 1.61% | 0.00% |
| March 5, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Secretary | P | Common Stock | 10000 | $5.99 | 103,234.0000 | 0 | 10.73% | 0.00% |
| March 3, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Secretary | P | Common Stock | 5000 | $6.01 | 93,234.0000 | 0 | 5.67% | 0.00% |
| Feb. 27, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Secretary | L | Common Stock | 68 | $6.16 | 88,234.0000 | 0 | 0.08% | 0.00% |
| Feb. 26, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Secretary | L | Common Stock | 256 | $6.16 | 88,166.0000 | 0 | 0.29% | 0.00% |
| Feb. 26, 2026 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | 2.75% Convertible Preferred Stock, Series C | 27 | $25.09 | 277.0000 | 0 | 10.80% | 0.00% |
| Feb. 27, 2026 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | 2.75% Convertible Preferred Stock, Series C | 5821 | $25.09 | 6,098.0000 | 0 | 2101.44% | 0.00% |
| Feb. 23, 2026 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | 2.75% Convertible Preferred Stock, Series C | 100 | $25.05 | 220.0000 | 0 | 83.33% | 0.00% |
| Feb. 24, 2026 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | 2.75% Convertible Preferred Stock, Series C | 30 | $25.09 | 250.0000 | 0 | 13.64% | 0.00% |
| Feb. 23, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Director | P | Common Stock | 5000 | $6.13 | 87,910.0000 | 0 | 6.03% | 0.00% |
| Feb. 6, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Director | P | Common Stock | 10000 | $6.07 | 82,910.0000 | 0 | 13.72% | 0.00% |
| Feb. 2, 2026 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Other | P | Common Stock | 7514 | $6.05 | 13,448.0000 | 0 | 126.63% | 0.00% |
| Feb. 3, 2026 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Other | P | Common Stock | 10000 | $6.05 | 23,448.0000 | 0 | 74.36% | 0.00% |
| Jan. 30, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Director | P | Common Stock | 10000 | $5.92 | 72,910.0000 | 0 | 15.90% | 0.00% |
| Jan. 23, 2026 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Director | D | Common Stock | 31314 | $6.81 | 62,910.0000 | 0 | 33.23% | 0.00% |
| Dec. 18, 2025 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | P | Common Stock | 2500 | $5.99 | 5,934.0000 | 0 | 72.80% | 0.00% |
| Dec. 17, 2025 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | P | Common Stock | 800 | $6.03 | 3,434.0000 | 0 | 30.37% | 0.00% |
| Dec. 16, 2025 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | P | Common Stock | 2487 | $6.04 | 2,634.0000 | 0 | 1691.84% | 0.00% |
| Dec. 11, 2025 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Director | M | Common Stock | 80976 | $6.07 | 93,224.0000 | 0 | 661.14% | 0.00% |
| Aug. 22, 2025 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | S | 2.75% Convertible Preferred Stock, Series C | 3000 | $25.10 | 120.0000 | 0 | 96.15% | 0.00% |
| April 4, 2025 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 3000 | $13.80 | 34,822.0000 | 0 | 9.43% | 0.00% |
| Feb. 24, 2025 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 9296 | $6.85 | 7,131.0000 | 0 | 56.59% | 0.00% |
| Feb. 25, 2025 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 6984 | $6.85 | 147.0000 | 0 | 97.94% | 0.00% |
| Feb. 24, 2025 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.84 | 16,427.0000 | 0 | 37.84% | 0.00% |
| Jan. 17, 2025 | Total Return Securities Fund | $SWZ | GOLDSTEIN PHILLIP | Director | S | Common Stock | 4535 | $8.45 | 12,248.0000 | 0 | 27.02% | 0.00% |
| Dec. 12, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | D | Common Stock | 233119 | $7.07 | 26,427.0000 | 0 | 89.82% | 0.00% |
| Oct. 15, 2024 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | S | 2.75% Convertible Preferred Stock, Series C | 618 | $23.50 | 3,120.0000 | 0 | 16.53% | 0.00% |
| Aug. 16, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | M | Common Stock | 249773 | $6.48 | 259,546.0000 | 0 | 2555.75% | 0.00% |
| June 28, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.92 | 29,773.0000 | 0 | 25.14% | 0.00% |
| June 28, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 60000 | $6.93 | 39,773.0000 | 0 | 60.14% | 0.00% |
| June 28, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.93 | 19,773.0000 | 0 | 33.59% | 0.00% |
| June 28, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.94 | 9,773.0000 | 0 | 50.57% | 0.00% |
| June 27, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 24600 | $6.92 | 129,773.0000 | 0 | 15.94% | 0.00% |
| June 27, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.84 | 99,773.0000 | 0 | 9.11% | 0.00% |
| June 27, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.91 | 109,773.0000 | 0 | 8.35% | 0.00% |
| June 27, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.91 | 119,773.0000 | 0 | 7.71% | 0.00% |
| June 26, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.83 | 164,373.0000 | 0 | 5.73% | 0.00% |
| June 26, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 10000 | $6.81 | 154,373.0000 | 0 | 6.08% | 0.00% |
| June 26, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 29800 | $6.84 | 214,573.0000 | 0 | 12.19% | 0.00% |
| June 26, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 200 | $6.85 | 214,373.0000 | 0 | 0.09% | 0.00% |
| June 26, 2024 | HIGH INCOME SECURITIES FUND | $PCF | GOLDSTEIN PHILLIP | Director | S | Common Stock | 40000 | $6.81 | 174,373.0000 | 0 | 18.66% | 0.00% |
| Dec. 28, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 44 | $11.75 | 30,503.0000 | 0 | 0.14% | 0.00% |
| Dec. 29, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | S | 2.75% Convertible Preferred Stock, Series C | 3008 | $22.90 | 3,738.0000 | 0 | 44.59% | 0.00% |
| Dec. 28, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | S | 2.75% Convertible Preferred Stock, Series C | 2623 | $22.85 | 6,746.0000 | 0 | 28.00% | 0.00% |
| Dec. 28, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 1319 | $11.78 | 31,822.0000 | 0 | 4.32% | 0.00% |
| April 5, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 2400 | $10.85 | 26,459.0000 | 0 | 9.98% | 0.00% |
| April 6, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 5000 | $10.85 | 31,459.0000 | 0 | 18.90% | 0.00% |
| March 29, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 675 | $10.74 | 22,491.0000 | 0 | 3.09% | 0.00% |
| March 30, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 1568 | $10.85 | 24,059.0000 | 0 | 6.97% | 0.00% |
| Feb. 3, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 2000 | $11.85 | 21,816.0000 | 0 | 10.09% | 0.00% |
| Jan. 30, 2023 | SPECIAL OPPORTUNITIES FUND, INC. | $SPE | GOLDSTEIN PHILLIP | Chairman and Secretary | P | Common Stock | 2000 | $11.63 | 19,816.0000 | 0 | 11.23% | 0.00% |