In the last 12 months, insiders at Total Return Securities Fund ($SWZ) filed 73 transactions with the SEC: 35 open-market purchases totaling $922,195 and 26 sales totaling $385,877. Net insider sentiment: net buying.
Most Active Insiders
- GOLDSTEIN PHILLIP (Director) — 6 transactions totaling $893,643
- Dakos Andrew (President and CEO) — 28 transactions totaling $890,810
- CSS LLC/IL (TenPercentOwner) — 24 transactions totaling $347,178
- GOLDSTEIN PHILLIP (Secretary) — 5 transactions totaling $151,746
- SELL MORITZ A (Director) — 6 transactions totaling $101,847
View all SEC Filings for Total Return Securities Fund (SWZ).
Set Up your own filters →Recent Insider Transactions
| Transaction Date | Insider Name | Title | Transaction Type | Security | Shares | Price | Shares Owned Following | Total Shares Outstanding | % of Owned | % of Outstanding |
|---|---|---|---|---|---|---|---|---|---|---|
| March 30, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 5300 | $5.91 | 122,772.0000 | 0 | 4.51% | 0.00% |
| March 27, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 5900 | $5.92 | 117,472.0000 | 0 | 5.29% | 0.00% |
| March 24, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 5000 | $5.96 | 111,572.0000 | 0 | 4.69% | 0.00% |
| March 24, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 1000 | $5.95 | 112,572.0000 | 0 | 0.90% | 0.00% |
| March 18, 2026 | GOLDSTEIN PHILLIP | Secretary | P | Common Stock | 10000 | $5.98 | 113,234.0000 | 0 | 9.69% | 0.00% |
| March 12, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 3324 | $6.00 | 106,572.0000 | 0 | 3.22% | 0.00% |
| March 11, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 1700 | $6.00 | 103,248.0000 | 0 | 1.67% | 0.00% |
| March 6, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 12500 | $5.97 | 101,548.0000 | 0 | 14.04% | 0.00% |
| March 5, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 12000 | $6.01 | 89,048.0000 | 0 | 15.57% | 0.00% |
| March 5, 2026 | GOLDSTEIN PHILLIP | Secretary | P | Common Stock | 10000 | $5.99 | 103,234.0000 | 0 | 10.73% | 0.00% |
| Feb. 27, 2026 | GOLDSTEIN PHILLIP | Secretary | L | Common Stock | 68 | $6.16 | 88,234.0000 | 0 | 0.08% | 0.00% |
| March 3, 2026 | GOLDSTEIN PHILLIP | Secretary | P | Common Stock | 5000 | $6.01 | 93,234.0000 | 0 | 5.67% | 0.00% |
| Feb. 26, 2026 | GOLDSTEIN PHILLIP | Secretary | L | Common Stock | 256 | $6.16 | 88,166.0000 | 0 | 0.29% | 0.00% |
| March 2, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 5000 | $6.15 | 67,130.0000 | 0 | 8.05% | 0.00% |
| March 2, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 9918 | $5.95 | 77,048.0000 | 0 | 14.77% | 0.00% |
| Feb. 26, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 5000 | $6.17 | 60,130.0000 | 0 | 9.07% | 0.00% |
| Feb. 27, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 2000 | $6.20 | 62,130.0000 | 0 | 3.33% | 0.00% |
| Feb. 23, 2026 | GOLDSTEIN PHILLIP | Director | P | Common Stock | 5000 | $6.13 | 87,910.0000 | 0 | 6.03% | 0.00% |
| Feb. 24, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 1348 | $6.17 | 55,130.0000 | 0 | 2.51% | 0.00% |
| Feb. 24, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 326 | $6.14 | 53,782.0000 | 0 | 0.61% | 0.00% |
| Feb. 23, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 2000 | $6.13 | 53,456.0000 | 0 | 3.89% | 0.00% |
| Feb. 23, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 2000 | $6.14 | 51,456.0000 | 0 | 4.04% | 0.00% |
| Feb. 19, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 119 | $6.11 | 41,575.0000 | 0 | 0.29% | 0.00% |
| Feb. 20, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 183 | $6.14 | 46,639.0000 | 0 | 0.39% | 0.00% |
| Feb. 19, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 4881 | $6.12 | 46,456.0000 | 0 | 11.74% | 0.00% |
| Feb. 20, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 2817 | $6.16 | 49,456.0000 | 0 | 6.04% | 0.00% |
| Feb. 6, 2026 | GOLDSTEIN PHILLIP | Director | P | Common Stock | 10000 | $6.07 | 82,910.0000 | 0 | 13.72% | 0.00% |
| Feb. 4, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 2000 | $6.04 | 37,456.0000 | 0 | 5.64% | 0.00% |
| Feb. 4, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 2000 | $6.02 | 41,456.0000 | 0 | 5.07% | 0.00% |
| Feb. 4, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 2000 | $6.03 | 39,456.0000 | 0 | 5.34% | 0.00% |
| Feb. 3, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 3000 | $5.96 | 35,456.0000 | 0 | 9.24% | 0.00% |
| Feb. 3, 2026 | Dakos Andrew | President and CEO | P | Common Stock | 7000 | $5.97 | 32,456.0000 | 0 | 27.50% | 0.00% |
| Feb. 2, 2026 | SELL MORITZ A | Director | P | Common Stock | 1120 | $5.98 | 8,998.0000 | 0 | 14.22% | 0.00% |
| Feb. 3, 2026 | SELL MORITZ A | Director | P | Common Stock | 1000 | $5.96 | 9,998.0000 | 0 | 11.11% | 0.00% |
| Jan. 30, 2026 | GOLDSTEIN PHILLIP | Director | P | Common Stock | 10000 | $5.92 | 72,910.0000 | 0 | 15.90% | 0.00% |
| Jan. 23, 2026 | GOLDSTEIN PHILLIP | Director | D | Common Stock | 31314 | $6.81 | 62,910.0000 | 0 | 33.23% | 0.00% |
| Jan. 23, 2026 | HELLERMAN GERALD | Director | D | Common Stock | 1755 | $6.81 | 3,527.0000 | 0 | 33.23% | 0.00% |
| Jan. 23, 2026 | Dakos Andrew | President and CEO | D | Common Stock | 997 | $6.81 | 25,456.0000 | 0 | 3.77% | 0.00% |
| Jan. 23, 2026 | Dakos Andrew | President and CEO | D | Common Stock | 11675 | $6.81 | 25,456.0000 | 0 | 31.44% | 0.00% |
| Jan. 23, 2026 | Das Rajeev P | Secretary | D | Common Stock | 166 | $6.81 | 334.0000 | 0 | 33.20% | 0.00% |
| Jan. 23, 2026 | SELL MORITZ A | Director | D | Common Stock | 3922 | $6.81 | 7,878.0000 | 0 | 33.24% | 0.00% |
| Dec. 29, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 3000 | $6.27 | 1,699,167.0000 | 0 | 0.18% | 0.00% |
| Dec. 29, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 3000 | $6.26 | 1,702,167.0000 | 0 | 0.18% | 0.00% |
| Dec. 29, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 1772 | $6.25 | 1,705,167.0000 | 0 | 0.10% | 0.00% |
| Dec. 30, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 196 | $6.27 | 1,686,971.0000 | 0 | 0.01% | 0.00% |
| Dec. 30, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 100 | $6.26 | 1,687,167.0000 | 0 | 0.01% | 0.00% |
| Dec. 30, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 7000 | $6.25 | 1,687,267.0000 | 0 | 0.41% | 0.00% |
| Dec. 30, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 4900 | $6.24 | 1,694,267.0000 | 0 | 0.29% | 0.00% |
| Dec. 24, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 1000 | $6.22 | 1,728,039.0000 | 0 | 0.06% | 0.00% |
| Dec. 23, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 3000 | $6.26 | 1,729,039.0000 | 0 | 0.17% | 0.00% |
| Dec. 23, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 1400 | $6.25 | 17,312,039.0000 | 0 | 0.01% | 0.00% |
| Dec. 23, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 1000 | $6.25 | 1,733,439.0000 | 0 | 0.06% | 0.00% |
| Dec. 22, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 167 | $6.25 | 1,735,339.0000 | 0 | 0.01% | 0.00% |
| Dec. 22, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 900 | $6.26 | 1,734,439.0000 | 0 | 0.05% | 0.00% |
| Dec. 26, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 2100 | $6.27 | 1,706,939.0000 | 0 | 0.12% | 0.00% |
| Dec. 26, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 598 | $6.27 | 1,709,039.0000 | 0 | 0.03% | 0.00% |
| Dec. 26, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 13402 | $6.26 | 1,709,637.0000 | 0 | 0.78% | 0.00% |
| Dec. 26, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 300 | $6.26 | 1,723,039.0000 | 0 | 0.02% | 0.00% |
| Dec. 26, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 4600 | $6.25 | 1,723,339.0000 | 0 | 0.27% | 0.00% |
| Dec. 24, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 100 | $6.23 | 1,727,939.0000 | 0 | 0.01% | 0.00% |
| Dec. 15, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 500 | $6.21 | 1,741,006.0000 | 0 | 0.03% | 0.00% |
| Dec. 15, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 4000 | $6.24 | 1,735,506.0000 | 0 | 0.23% | 0.00% |
| Dec. 15, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 500 | $6.23 | 1,739,506.0000 | 0 | 0.03% | 0.00% |
| Dec. 15, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 1000 | $6.22 | 1,740,006.0000 | 0 | 0.06% | 0.00% |
| Dec. 15, 2025 | CSS LLC/IL | TenPercentOwner | S | common stock | 1000 | $6.20 | 1,741,506.0000 | 0 | 0.06% | 0.00% |
| Dec. 11, 2025 | SELL MORITZ A | Director | M | Common Stock | 7400 | $6.07 | 11,800.0000 | 0 | 168.18% | 0.00% |
| Dec. 11, 2025 | GOLDSTEIN PHILLIP | Director | M | Common Stock | 80976 | $6.07 | 93,224.0000 | 0 | 661.14% | 0.00% |
| Dec. 11, 2025 | Das Rajeev P | Secretary | M | Common Stock | 468 | $6.07 | 500.0000 | 0 | 1462.50% | 0.00% |
| Dec. 11, 2025 | Dakos Andrew | President and CEO | M | Common Stock | 35064 | $6.07 | 38,128.0000 | 0 | 1144.39% | 0.00% |
| Oct. 27, 2025 | SELL MORITZ A | Director | P | Common Stock | 1000 | $6.06 | 4,400.0000 | 0 | 29.41% | 0.00% |
| June 30, 2025 | SELL MORITZ A | Director | P | Common Stock | 1815 | $6.34 | 3,400.0000 | 0 | 114.51% | 0.00% |
| April 2, 2025 | HELLERMAN GERALD | Director | S | Common Stock | 41 | $9.24 | 5,283.0000 | 0 | 0.77% | 0.00% |
| Jan. 17, 2025 | GOLDSTEIN PHILLIP | Director | S | Common Stock | 4535 | $8.45 | 12,248.0000 | 0 | 27.02% | 0.00% |