SEC Insider Transactions from Dakos Andrew.

Last updated: 2026-03-31 21:08 UTC | Total transactions: 35

Dakos Andrew, President and CEO, made 21 open market purchases of Total Return Securities Fund ($SWZ) shares over the last year, totaling nearly $490,000, with his latest buy on March 12, 2026. This ranks him 901st among 4,983 insiders by purchase value, outpacing the average $1.5 million per buyer and 3.3 transactions. He sold Special Opportunities Fund ($SPE) shares once for about $60,000 on December 30, 2025, placing 10,190th out of 11,678 insiders, far below the typical $8.6 million and 6.4 sales.

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Transaction Date Company Ticker Insider Name Title Transaction Type Security Shares Price Shares Owned Following Total Shares Outstanding % of Owned % of Outstanding
March 30, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 5300 $5.91 122,772.0000 0 4.51% 0.00%
March 27, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 5900 $5.92 117,472.0000 0 5.29% 0.00%
March 24, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 5000 $5.96 111,572.0000 0 4.69% 0.00%
March 24, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 1000 $5.95 112,572.0000 0 0.90% 0.00%
March 12, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 3324 $6.00 106,572.0000 0 3.22% 0.00%
March 11, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 1700 $6.00 103,248.0000 0 1.67% 0.00%
March 6, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 12500 $5.97 101,548.0000 0 14.04% 0.00%
March 5, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 12000 $6.01 89,048.0000 0 15.57% 0.00%
March 2, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 9918 $5.95 77,048.0000 0 14.77% 0.00%
March 2, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 5000 $6.15 67,130.0000 0 8.05% 0.00%
Feb. 27, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 2000 $6.20 62,130.0000 0 3.33% 0.00%
Feb. 26, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 5000 $6.17 60,130.0000 0 9.07% 0.00%
Feb. 23, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 2000 $6.13 53,456.0000 0 3.89% 0.00%
Feb. 24, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 1348 $6.17 55,130.0000 0 2.51% 0.00%
Feb. 24, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 326 $6.14 53,782.0000 0 0.61% 0.00%
Feb. 23, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 2000 $6.14 51,456.0000 0 4.04% 0.00%
Feb. 19, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 119 $6.11 41,575.0000 0 0.29% 0.00%
Feb. 19, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 4881 $6.12 46,456.0000 0 11.74% 0.00%
Feb. 20, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 183 $6.14 46,639.0000 0 0.39% 0.00%
Feb. 20, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 2817 $6.16 49,456.0000 0 6.04% 0.00%
Feb. 4, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 2000 $6.04 37,456.0000 0 5.64% 0.00%
Feb. 4, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 2000 $6.02 41,456.0000 0 5.07% 0.00%
Feb. 4, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 2000 $6.03 39,456.0000 0 5.34% 0.00%
Feb. 3, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 3000 $5.96 35,456.0000 0 9.24% 0.00%
Feb. 3, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO P Common Stock 7000 $5.97 32,456.0000 0 27.50% 0.00%
Jan. 23, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO D Common Stock 997 $6.81 25,456.0000 0 3.77% 0.00%
Jan. 23, 2026 Total Return Securities Fund $SWZ Dakos Andrew President and CEO D Common Stock 11675 $6.81 25,456.0000 0 31.44% 0.00%
Jan. 12, 2026 TEJON RANCH CO $TRC Dakos Andrew Director A Common Stock 1043 $15.77 59,536.0000 26,939,860 1.78% 0.00%
Dec. 30, 2025 SPECIAL OPPORTUNITIES FUND, INC. $SPE Dakos Andrew President S Common Stock 4098 $14.66 11,726.0000 0 25.90% 0.00%
Dec. 11, 2025 Total Return Securities Fund $SWZ Dakos Andrew President and CEO M Common Stock 35064 $6.07 38,128.0000 0 1144.39% 0.00%
Nov. 4, 2025 TEJON RANCH CO $TRC Dakos Andrew Director A Common Stock 1032 $15.98 58,493.0000 26,939,860 1.80% 0.00%
July 17, 2025 TEJON RANCH CO $TRC Dakos Andrew Director A Common Stock 461 $16.96 57,461.0000 26,823,406 0.81% 0.00%
Dec. 12, 2024 HIGH INCOME SECURITIES FUND $PCF Dakos Andrew President D Common Stock 94433 $7.07 10,705.0000 0 89.82% 0.00%
Sept. 20, 2024 SPECIAL OPPORTUNITIES FUND, INC. $SPE Dakos Andrew President S Common Stock 377 $13.74 15,824.0000 0 2.33% 0.00%
Aug. 15, 2024 HIGH INCOME SECURITIES FUND $PCF Dakos Andrew President M Common Stock 70092 $6.48 105,138.0000 0 200.00% 0.00%